SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
----------------------
SCHEDULE 13D/A
(rule 13d-101)
Under the Securities Exchange Act of 1934
(Amendment No. 2)
Microtune, Inc.
--------------------------------------------------------------------------------
(Name of Issuer)
COMMON STOCK, $0.001 PAR VALUE
--------------------------------------------------------------------------------
(Title of Class of Securities)
59514P109
--------------------------------------------------------------------------------
(CUSIP Number)
Thomas O. Hicks
200 Crescent Court, Suite 1600
Dallas, Texas 75201
(214) 740-7300
--------------------------------------------------------------------------------
(Name, address and telephone number of person
authorized to receive notices and communications)
November 6, 2001
--------------------------------------------------------------------------------
(Date of event which requires filing of this Statement)
If the filing person has previously filed a statement on Schedule 13G to report
the acquisition that is the subject of this Schedule 13D, and is filing this
schedule because of Rule 13d-1(e), (f) or (g), check the following box. [ ]
(Continued on following pages)
Page 1
------------------------------------------------- -------------------------------------------------
CUSIP No. 59514P109 13D Page 2
------------------------------------------------- -------------------------------------------------
========= =============================================================================================================
1 NAME OF REPORTING PERSON
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (entities only)
Mr. Thomas O. Hicks
--------- -------------------------------------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) [ ]
(b) [X]
--------- -------------------------------------------------------------------------------------------------------------
3 SEC USE ONLY
--------- -------------------------------------------------------------------------------------------------------------
4 SOURCE OF FUNDS
N/A
--------- -------------------------------------------------------------------------------------------------------------
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS
REQUIRED PURSUANT TO ITEM 2(d) or 2(e) [ ]
--------- -------------------------------------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
United States
-------------------------------------------- ------- ------------------------------------------------------------------
7 SOLE VOTING POWER
NUMBER OF
SHARES 43,685
BENEFICIALLY ------- ------------------------------------------------------------------
OWNED BY 8 SHARED VOTING POWER
EACH
REPORTING 6,392,231
PERSON ------- ------------------------------------------------------------------
WITH 9 SOLE DISPOSITIVE POWER
43,685
------- ------------------------------------------------------------------
10 SHARED DISPOSITIVE POWER
6,392,231
-------------------------------------------- ------- ------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
6,435,916
--------- -------------------------------------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW 11
EXCLUDES CERTAIN SHARES
[ ]
--------- -------------------------------------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 11
16.5%
--------- -------------------------------------------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON
IN
========= =============================================================================================================
* The reporting person expressly disclaims (i) the existence of any group
and (ii) beneficial ownership with respect to any shares other than the
shares owned of record by such reporting person. See Item 5.
Page 2
------------------------------------------------- -------------------------------------------------
CUSIP No. 59514P109 13D Page 3
------------------------------------------------- -------------------------------------------------
========= =============================================================================================================
1 NAME OF REPORTING PERSON
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (entities only)
HM 1-FOF Coinvestors Cayman, L.P.
--------- -------------------------------------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) [ ]
(b) [X]
--------- -------------------------------------------------------------------------------------------------------------
3 SEC USE ONLY
--------- -------------------------------------------------------------------------------------------------------------
4 SOURCE OF FUNDS
N/A
--------- -------------------------------------------------------------------------------------------------------------
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS
REQUIRED PURSUANT TO ITEM 2(d) or 2(e) [ ]
--------- -------------------------------------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
Cayman Islands
-------------------------------------------- ------- ------------------------------------------------------------------
7 SOLE VOTING POWER
NUMBER OF
SHARES 0
BENEFICIALLY ------- ------------------------------------------------------------------
OWNED BY 8 SHARED VOTING POWER
EACH
REPORTING 271
PERSON ------- ------------------------------------------------------------------
WITH 9 SOLE DISPOSITIVE POWER
0
------- ------------------------------------------------------------------
10 SHARED DISPOSITIVE POWER
271
-------------------------------------------- ------- ------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
271
--------- -------------------------------------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW 11
EXCLUDES CERTAIN SHARES
[ ]
--------- -------------------------------------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 11
less than 0.1%
--------- -------------------------------------------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON
PN
========= =============================================================================================================
* The reporting person expressly disclaims (i) the existence of any group
and (ii) beneficial ownership with respect to any shares other than the
shares owned of record by such reporting person. See Item 5.
Page 3
------------------------------------------------- -------------------------------------------------
CUSIP No. 59514P109 13D Page 4
------------------------------------------------- -------------------------------------------------
========= =============================================================================================================
1 NAME OF REPORTING PERSON
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (entities only)
Hicks, Muse GP Partners L.A. Cayman, L.P.
--------- -------------------------------------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) [ ]
(b) [X]
--------- -------------------------------------------------------------------------------------------------------------
3 SEC USE ONLY
--------- -------------------------------------------------------------------------------------------------------------
4 SOURCE OF FUNDS
N/A
--------- -------------------------------------------------------------------------------------------------------------
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS
REQUIRED PURSUANT TO ITEM 2(d) or 2(e) [ ]
--------- -------------------------------------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
Cayman Islands
-------------------------------------------- ------- ------------------------------------------------------------------
7 SOLE VOTING POWER
NUMBER OF
SHARES 0
BENEFICIALLY ------- ------------------------------------------------------------------
OWNED BY 8 SHARED VOTING POWER
EACH
REPORTING 271
PERSON ------- ------------------------------------------------------------------
WITH 9 SOLE DISPOSITIVE POWER
0
------- ------------------------------------------------------------------
10 SHARED DISPOSITIVE POWER
271
-------------------------------------------- ------- ------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
271
--------- -------------------------------------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW 11
EXCLUDES CERTAIN SHARES
[ ]
--------- -------------------------------------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 11
less than 0.1%
--------- -------------------------------------------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON
PN
========= =============================================================================================================
* The reporting person expressly disclaims (i) the existence of any group
and (ii) beneficial ownership with respect to any shares other than the
shares owned of record by such reporting person. See Item 5.
Page 4
------------------------------------------------- -------------------------------------------------
CUSIP No. 59514P109 13D Page 5
------------------------------------------------- -------------------------------------------------
========= =============================================================================================================
1 NAME OF REPORTING PERSON
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (entities only)
Hicks, Muse Latin America Fund GP Cayman, L.L.C.
--------- -------------------------------------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) [ ]
(b) [X]
--------- -------------------------------------------------------------------------------------------------------------
3 SEC USE ONLY
--------- -------------------------------------------------------------------------------------------------------------
4 SOURCE OF FUNDS
N/A
--------- -------------------------------------------------------------------------------------------------------------
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS
REQUIRED PURSUANT TO ITEM 2(d) or 2(e) [ ]
--------- -------------------------------------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
Cayman Islands
-------------------------------------------- ------- ------------------------------------------------------------------
7 SOLE VOTING POWER
NUMBER OF
SHARES 0
BENEFICIALLY ------- ------------------------------------------------------------------
OWNED BY 8 SHARED VOTING POWER
EACH
REPORTING 271
PERSON ------- ------------------------------------------------------------------
WITH 9 SOLE DISPOSITIVE POWER
0
------- ------------------------------------------------------------------
10 SHARED DISPOSITIVE POWER
271
-------------------------------------------- ------- ------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
271
--------- -------------------------------------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW 11
EXCLUDES CERTAIN SHARES
[ ]
--------- -------------------------------------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 11
less than 0.1%
--------- -------------------------------------------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON
OO
========= =============================================================================================================
* The reporting person expressly disclaims (i) the existence of any group
and (ii) beneficial ownership with respect to any shares other than the
shares owned of record by such reporting person. See Item 5.
Page 5
------------------------------------------------- -------------------------------------------------
CUSIP No. 59514P109 13D Page 6
------------------------------------------------- -------------------------------------------------
========= =============================================================================================================
1 NAME OF REPORTING PERSON
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (entities only)
HMTF Equity Fund IV (1999) Cayman, L.P.
--------- -------------------------------------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) [ ]
(b) [X]
--------- -------------------------------------------------------------------------------------------------------------
3 SEC USE ONLY
--------- -------------------------------------------------------------------------------------------------------------
4 SOURCE OF FUNDS
N/A
--------- -------------------------------------------------------------------------------------------------------------
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS
REQUIRED PURSUANT TO ITEM 2(d) or 2(e) [ ]
--------- -------------------------------------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
Cayman Islands
-------------------------------------------- ------- ------------------------------------------------------------------
7 SOLE VOTING POWER
NUMBER OF
SHARES 0
BENEFICIALLY ------- ------------------------------------------------------------------
OWNED BY 8 SHARED VOTING POWER
EACH
REPORTING 2,952,851
PERSON ------- ------------------------------------------------------------------
WITH 9 SOLE DISPOSITIVE POWER
0
------- ------------------------------------------------------------------
10 SHARED DISPOSITIVE POWER
2,952,851
-------------------------------------------- ------- ------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
2,952,851
--------- -------------------------------------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW 11
EXCLUDES CERTAIN SHARES
[ ]
--------- -------------------------------------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 11
7.6%
--------- -------------------------------------------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON
PN
========= =============================================================================================================
* The reporting person expressly disclaims (i) the existence of any group
and (ii) beneficial ownership with respect to any shares other than the
shares owned of record by such reporting person. See Item 5.
Page 6
------------------------------------------------- -------------------------------------------------
CUSIP No. 59514P109 13D Page 7
------------------------------------------------- -------------------------------------------------
========= =============================================================================================================
1 NAME OF REPORTING PERSON
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (entities only)
HMTF Private Equity Fund IV (1999) Cayman, L.P.
--------- -------------------------------------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) [ ]
(b) [X]
--------- -------------------------------------------------------------------------------------------------------------
3 SEC USE ONLY
--------- -------------------------------------------------------------------------------------------------------------
4 SOURCE OF FUNDS
N/A
--------- -------------------------------------------------------------------------------------------------------------
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS
REQUIRED PURSUANT TO ITEM 2(d) or 2(e) [ ]
--------- -------------------------------------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
Cayman Islands
-------------------------------------------- ------- ------------------------------------------------------------------
7 SOLE VOTING POWER
NUMBER OF
SHARES 0
BENEFICIALLY ------- ------------------------------------------------------------------
OWNED BY 8 SHARED VOTING POWER
EACH
REPORTING 20,918
PERSON ------- ------------------------------------------------------------------
WITH 9 SOLE DISPOSITIVE POWER
0
------- ------------------------------------------------------------------
10 SHARED DISPOSITIVE POWER
20,918
-------------------------------------------- ------- ------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
20,918
--------- -------------------------------------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW 11
EXCLUDES CERTAIN SHARES
[ ]
--------- -------------------------------------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 11
less than 0.1%
--------- -------------------------------------------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON
PN
========= =============================================================================================================
* The reporting person expressly disclaims (i) the existence of any group
and (ii) beneficial ownership with respect to any shares other than the
shares owned of record by such reporting person. See Item 5.
Page 7
------------------------------------------------- -------------------------------------------------
CUSIP No. 59514P109 13D Page 8
------------------------------------------------- -------------------------------------------------
========= =============================================================================================================
1 NAME OF REPORTING PERSON
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (entities only)
HM Equity Fund IV/GP Cayman, L.P.
--------- -------------------------------------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) [ ]
(b) [X]
--------- -------------------------------------------------------------------------------------------------------------
3 SEC USE ONLY
--------- -------------------------------------------------------------------------------------------------------------
4 SOURCE OF FUNDS
N/A
--------- -------------------------------------------------------------------------------------------------------------
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS
REQUIRED PURSUANT TO ITEM 2(d) or 2(e) [ ]
--------- -------------------------------------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
Cayman Islands
-------------------------------------------- ------- ------------------------------------------------------------------
7 SOLE VOTING POWER
NUMBER OF
SHARES 0
BENEFICIALLY ------- ------------------------------------------------------------------
OWNED BY 8 SHARED VOTING POWER
EACH
REPORTING 2,973,769
PERSON ------- ------------------------------------------------------------------
WITH 9 SOLE DISPOSITIVE POWER
0
------- ------------------------------------------------------------------
10 SHARED DISPOSITIVE POWER
2,973,769
-------------------------------------------- ------- ------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
2,973,769
--------- -------------------------------------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW 11
EXCLUDES CERTAIN SHARES
[ ]
--------- -------------------------------------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 11
7.6%
--------- -------------------------------------------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON
PN
========= =============================================================================================================
* The reporting person expressly disclaims (i) the existence of any group
and (ii) beneficial ownership with respect to any shares other than the
shares owned of record by such reporting person. See Item 5.
Page 8
------------------------------------------------- -------------------------------------------------
CUSIP No. 59514P109 13D Page 9
------------------------------------------------- -------------------------------------------------
========= =============================================================================================================
1 NAME OF REPORTING PERSON
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (entities only)
Hicks, Muse PG-IV (1999), C.V.
--------- -------------------------------------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) [ ]
(b) [X]
--------- -------------------------------------------------------------------------------------------------------------
3 SEC USE ONLY
--------- -------------------------------------------------------------------------------------------------------------
4 SOURCE OF FUNDS
N/A
--------- -------------------------------------------------------------------------------------------------------------
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS
REQUIRED PURSUANT TO ITEM 2(d) or 2(e) [ ]
--------- -------------------------------------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
Netherlands
-------------------------------------------- ------- ------------------------------------------------------------------
7 SOLE VOTING POWER
NUMBER OF
SHARES 0
BENEFICIALLY ------- ------------------------------------------------------------------
OWNED BY 8 SHARED VOTING POWER
EACH
REPORTING 157,207
PERSON ------- ------------------------------------------------------------------
WITH 9 SOLE DISPOSITIVE POWER
0
------- ------------------------------------------------------------------
10 SHARED DISPOSITIVE POWER
157,207
-------------------------------------------- ------- ------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
157,207
--------- -------------------------------------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW 11
EXCLUDES CERTAIN SHARES
[ ]
--------- -------------------------------------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 11
0.4%
--------- -------------------------------------------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON
PN
========= =============================================================================================================
* The reporting person expressly disclaims (i) the existence of any group
and (ii) beneficial ownership with respect to any shares other than the
shares owned of record by such reporting person. See Item 5.
Page 9
------------------------------------------------- -------------------------------------------------
CUSIP No. 59514P109 13D Page 10
------------------------------------------------- -------------------------------------------------
========= =============================================================================================================
1 NAME OF REPORTING PERSON
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (entities only)
HM Equity Fund IV/GP Partners (1999), C.V.
--------- -------------------------------------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) [ ]
(b) [X]
--------- -------------------------------------------------------------------------------------------------------------
3 SEC USE ONLY
--------- -------------------------------------------------------------------------------------------------------------
4 SOURCE OF FUNDS
N/A
--------- -------------------------------------------------------------------------------------------------------------
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS
REQUIRED PURSUANT TO ITEM 2(d) or 2(e) [ ]
--------- -------------------------------------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
Netherlands
-------------------------------------------- ------- ------------------------------------------------------------------
7 SOLE VOTING POWER
NUMBER OF
SHARES 0
BENEFICIALLY ------- ------------------------------------------------------------------
OWNED BY 8 SHARED VOTING POWER
EACH
REPORTING 157,207
PERSON ------- ------------------------------------------------------------------
WITH 9 SOLE DISPOSITIVE POWER
0
------- ------------------------------------------------------------------
10 SHARED DISPOSITIVE POWER
157,207
-------------------------------------------- ------- ------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
157,207
--------- -------------------------------------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW 11
EXCLUDES CERTAIN SHARES
--------- -------------------------------------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 11
0.4%
--------- -------------------------------------------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON
PN
========= =============================================================================================================
* The reporting person expressly disclaims (i) the existence of any group
and (ii) beneficial ownership with respect to any shares other than the
shares owned of record by such reporting person. See Item 5.
Page 10
------------------------------------------------- -------------------------------------------------
CUSIP No. 59514P109 13D Page 11
------------------------------------------------- -------------------------------------------------
========= =============================================================================================================
1 NAME OF REPORTING PERSON
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (entities only)
HM 4-P Coinvestors Cayman, L.P.
--------- -------------------------------------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) [ ]
(b) [X]
--------- -------------------------------------------------------------------------------------------------------------
3 SEC USE ONLY
--------- -------------------------------------------------------------------------------------------------------------
4 SOURCE OF FUNDS
N/A
--------- -------------------------------------------------------------------------------------------------------------
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS
REQUIRED PURSUANT TO ITEM 2(d) or 2(e) [ ]
--------- -------------------------------------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
Cayman Islands
-------------------------------------------- ------- ------------------------------------------------------------------
7 SOLE VOTING POWER
NUMBER OF
SHARES 0
BENEFICIALLY ------- ------------------------------------------------------------------
OWNED BY 8 SHARED VOTING POWER
EACH
REPORTING 2,341
PERSON ------- ------------------------------------------------------------------
WITH 9 SOLE DISPOSITIVE POWER
0
------- ------------------------------------------------------------------
10 SHARED DISPOSITIVE POWER
2,341
-------------------------------------------- ------- ------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
2,341
--------- -------------------------------------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW 11
EXCLUDES CERTAIN SHARES
--------- -------------------------------------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 11
less than 0.1%
--------- -------------------------------------------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON
PN
========= =============================================================================================================
* The reporting person expressly disclaims (i) the existence of any group
and (ii) beneficial ownership with respect to any shares other than the
shares owned of record by such reporting person. See Item 5.
Page 11
------------------------------------------------- -------------------------------------------------
CUSIP No. 59514P109 13D Page 12
------------------------------------------------- -------------------------------------------------
========= =============================================================================================================
1 NAME OF REPORTING PERSON
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (entities only)
HM 4-EN Coinvestors Cayman, L.P.
--------- -------------------------------------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) [ ]
(b) [X]
--------- -------------------------------------------------------------------------------------------------------------
3 SEC USE ONLY
--------- -------------------------------------------------------------------------------------------------------------
4 SOURCE OF FUNDS
N/A
--------- -------------------------------------------------------------------------------------------------------------
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS
REQUIRED PURSUANT TO ITEM 2(d) or 2(e) [ ]
--------- -------------------------------------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
Cayman Islands
-------------------------------------------- ------- ------------------------------------------------------------------
7 SOLE VOTING POWER
NUMBER OF
SHARES 0
BENEFICIALLY ------- ------------------------------------------------------------------
OWNED BY 8 SHARED VOTING POWER
EACH
REPORTING 8,626
PERSON ------- ------------------------------------------------------------------
WITH 9 SOLE DISPOSITIVE POWER
0
------- ------------------------------------------------------------------
10 SHARED DISPOSITIVE POWER
8,626
-------------------------------------------- ------- ------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
8,626
--------- -------------------------------------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW 11
EXCLUDES CERTAIN SHARES
[ ]
--------- -------------------------------------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 11
less than 0.1%
--------- -------------------------------------------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON
PN
========= =============================================================================================================
* The reporting person expressly disclaims (i) the existence of any group
and (ii) beneficial ownership with respect to any shares other than the
shares owned of record by such reporting person. See Item 5.
Page 12
------------------------------------------------- -------------------------------------------------
CUSIP No. 59514P109 13D Page 13
------------------------------------------------- -------------------------------------------------
========= =============================================================================================================
1 NAME OF REPORTING PERSON
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (entities only)
HM 4-EQ Coinvestors Cayman, L.P.
--------- -------------------------------------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) [ ]
(b) [X]
--------- -------------------------------------------------------------------------------------------------------------
3 SEC USE ONLY
--------- -------------------------------------------------------------------------------------------------------------
4 SOURCE OF FUNDS
N/A
--------- -------------------------------------------------------------------------------------------------------------
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS
REQUIRED PURSUANT TO ITEM 2(d) or 2(e) [ ]
--------- -------------------------------------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
Cayman Islands
-------------------------------------------- ------- ------------------------------------------------------------------
7 SOLE VOTING POWER
NUMBER OF
SHARES 0
BENEFICIALLY ------- ------------------------------------------------------------------
OWNED BY 8 SHARED VOTING POWER
EACH
REPORTING 48,266
PERSON ------- ------------------------------------------------------------------
WITH 9 SOLE DISPOSITIVE POWER
0
------- ------------------------------------------------------------------
10 SHARED DISPOSITIVE POWER
48,266
-------------------------------------------- ------- ------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
48,266
--------- -------------------------------------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW 11
EXCLUDES CERTAIN SHARES
[ ]
--------- -------------------------------------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 11
0.1%
--------- -------------------------------------------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON
PN
========= =============================================================================================================
* The reporting person expressly disclaims (i) the existence of any group
and (ii) beneficial ownership with respect to any shares other than the
shares owned of record by such reporting person. See Item 5.
Page 13
------------------------------------------------- -------------------------------------------------
CUSIP No. 59514P109 13D Page 14
------------------------------------------------- -------------------------------------------------
========= =============================================================================================================
1 NAME OF REPORTING PERSON
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (entities only)
HM GP Partners IV Cayman, L.P.
--------- -------------------------------------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) [ ]
(b) [X]
--------- -------------------------------------------------------------------------------------------------------------
3 SEC USE ONLY
--------- -------------------------------------------------------------------------------------------------------------
4 SOURCE OF FUNDS
N/A
--------- -------------------------------------------------------------------------------------------------------------
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS
REQUIRED PURSUANT TO ITEM 2(d) or 2(e) [ ]
--------- -------------------------------------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
Cayman Islands
-------------------------------------------- ------- ------------------------------------------------------------------
7 SOLE VOTING POWER
NUMBER OF
SHARES 0
BENEFICIALLY ------- ------------------------------------------------------------------
OWNED BY 8 SHARED VOTING POWER
EACH
REPORTING 3,190,209
PERSON ------- ------------------------------------------------------------------
WITH 9 SOLE DISPOSITIVE POWER
0
------- ------------------------------------------------------------------
10 SHARED DISPOSITIVE POWER
3,190,209
-------------------------------------------- ------- ------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
3,190,209
--------- -------------------------------------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW 11
EXCLUDES CERTAIN SHARES
[ ]
--------- -------------------------------------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 11
8.2%
--------- -------------------------------------------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON
PN
========= =============================================================================================================
* The reporting person expressly disclaims (i) the existence of any group
and (ii) beneficial ownership with respect to any shares other than the
shares owned of record by such reporting person. See Item 5.
Page 14
------------------------------------------------- -------------------------------------------------
CUSIP No. 59514P109 13D Page 15
------------------------------------------------- -------------------------------------------------
========= =============================================================================================================
1 NAME OF REPORTING PERSON
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (entities only)
HM Fund IV Cayman, LLC
--------- -------------------------------------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) [ ]
(b) [X]
--------- -------------------------------------------------------------------------------------------------------------
3 SEC USE ONLY
--------- -------------------------------------------------------------------------------------------------------------
4 SOURCE OF FUNDS
N/A
--------- -------------------------------------------------------------------------------------------------------------
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS
REQUIRED PURSUANT TO ITEM 2(d) or 2(e) [ ]
--------- -------------------------------------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
Cayman Islands
-------------------------------------------- ------- ------------------------------------------------------------------
7 SOLE VOTING POWER
NUMBER OF
SHARES 0
BENEFICIALLY ------- ------------------------------------------------------------------
OWNED BY 8 SHARED VOTING POWER
EACH
REPORTING 3,190,209
PERSON ------- ------------------------------------------------------------------
WITH 9 SOLE DISPOSITIVE POWER
0
------- ------------------------------------------------------------------
10 SHARED DISPOSITIVE POWER
3,190,209
-------------------------------------------- ------- ------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
3,190,209
--------- -------------------------------------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW 11
EXCLUDES CERTAIN SHARES
[ ]
--------- -------------------------------------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 11
8.2%
--------- -------------------------------------------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON
OO
========= =============================================================================================================
* The reporting person expressly disclaims (i) the existence of any group
and (ii) beneficial ownership with respect to any shares other than the
shares owned of record by such reporting person. See Item 5.
Page 15
------------------------------------------------- -------------------------------------------------
CUSIP No. 59514P109 13D Page 16
------------------------------------------------- -------------------------------------------------
========= =============================================================================================================
1 NAME OF REPORTING PERSON
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (entities only)
HMEU 1-EN Coinvestors, L.P.
--------- -------------------------------------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) [ ]
(b) [X]
--------- -------------------------------------------------------------------------------------------------------------
3 SEC USE ONLY
--------- -------------------------------------------------------------------------------------------------------------
4 SOURCE OF FUNDS
N/A
--------- -------------------------------------------------------------------------------------------------------------
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS
REQUIRED PURSUANT TO ITEM 2(d) or 2(e) [ ]
--------- -------------------------------------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
Cayman Islands
-------------------------------------------- ------- ------------------------------------------------------------------
7 SOLE VOTING POWER
NUMBER OF
SHARES 0
BENEFICIALLY ------- ------------------------------------------------------------------
OWNED BY 8 SHARED VOTING POWER
EACH
REPORTING 4,941
PERSON ------- ------------------------------------------------------------------
WITH 9 SOLE DISPOSITIVE POWER
0
------- ------------------------------------------------------------------
10 SHARED DISPOSITIVE POWER
4,941
-------------------------------------------- ------- ------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
4,941
--------- -------------------------------------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW 11
EXCLUDES CERTAIN SHARES
[ ]
--------- -------------------------------------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 11
less than 0.1%
--------- -------------------------------------------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON
PN
========= =============================================================================================================
* The reporting person expressly disclaims (i) the existence of any group
and (ii) beneficial ownership with respect to any shares other than the
shares owned of record by such reporting person. See Item 5.
Page 16
------------------------------------------------- -------------------------------------------------
CUSIP No. 59514P109 13D Page 17
------------------------------------------------- -------------------------------------------------
========= =============================================================================================================
1 NAME OF REPORTING PERSON
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (entities only)
HMEU 1-EQ Coinvestors, L.P.
--------- -------------------------------------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) [ ]
(b) [X]
--------- -------------------------------------------------------------------------------------------------------------
3 SEC USE ONLY
--------- -------------------------------------------------------------------------------------------------------------
4 SOURCE OF FUNDS
N/A
--------- -------------------------------------------------------------------------------------------------------------
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS
REQUIRED PURSUANT TO ITEM 2(d) or 2(e) [ ]
--------- -------------------------------------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
Cayman Islands
-------------------------------------------- ------- ------------------------------------------------------------------
7 SOLE VOTING POWER
NUMBER OF
SHARES 0
BENEFICIALLY ------- ------------------------------------------------------------------
OWNED BY 8 SHARED VOTING POWER
EACH
REPORTING 37,132
PERSON ------- ------------------------------------------------------------------
WITH 9 SOLE DISPOSITIVE POWER
0
------- ------------------------------------------------------------------
10 SHARED DISPOSITIVE POWER
37,132
-------------------------------------------- ------- ------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
37,132
--------- -------------------------------------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW 11
EXCLUDES CERTAIN SHARES
[ ]
--------- -------------------------------------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 11
less than 0.1%
--------- -------------------------------------------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON
PN
========= =============================================================================================================
* The reporting person expressly disclaims (i) the existence of any group
and (ii) beneficial ownership with respect to any shares other than the
shares owned of record by such reporting person. See Item 5.
Page 17
------------------------------------------------- -------------------------------------------------
CUSIP No. 59514P109 13D Page 18
------------------------------------------------- -------------------------------------------------
========= =============================================================================================================
1 NAME OF REPORTING PERSON
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (entities only)
HMEU 1-P Coinvestors, L.P.
--------- -------------------------------------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) [ ]
(b) [X]
--------- -------------------------------------------------------------------------------------------------------------
3 SEC USE ONLY
--------- -------------------------------------------------------------------------------------------------------------
4 SOURCE OF FUNDS
N/A
--------- -------------------------------------------------------------------------------------------------------------
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS
REQUIRED PURSUANT TO ITEM 2(d) or 2(e) [ ]
--------- -------------------------------------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
Cayman Islands
-------------------------------------------- ------- ------------------------------------------------------------------
7 SOLE VOTING POWER
NUMBER OF
SHARES 0
BENEFICIALLY ------- ------------------------------------------------------------------
OWNED BY 8 SHARED VOTING POWER
EACH
REPORTING 7,677
PERSON ------- ------------------------------------------------------------------
WITH 9 SOLE DISPOSITIVE POWER
0
------- ------------------------------------------------------------------
10 SHARED DISPOSITIVE POWER
7,677
-------------------------------------------- ------- ------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
7,677
--------- -------------------------------------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW 11
EXCLUDES CERTAIN SHARES
[ ]
--------- -------------------------------------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 11
less than 0.1%
--------- -------------------------------------------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON
PN
========= =============================================================================================================
* The reporting person expressly disclaims (i) the existence of any group
and (ii) beneficial ownership with respect to any shares other than the
shares owned of record by such reporting person. See Item 5.
Page 18
------------------------------------------------- -------------------------------------------------
CUSIP No. 59514P109 13D Page 19
------------------------------------------------- -------------------------------------------------
========= =============================================================================================================
1 NAME OF REPORTING PERSON
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (entities only)
HMEU Intermediate Partners I-C, L.P.
--------- -------------------------------------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) [ ]
(b) [X]
--------- -------------------------------------------------------------------------------------------------------------
3 SEC USE ONLY
--------- -------------------------------------------------------------------------------------------------------------
4 SOURCE OF FUNDS
N/A
--------- -------------------------------------------------------------------------------------------------------------
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS
REQUIRED PURSUANT TO ITEM 2(d) or 2(e) [ ]
--------- -------------------------------------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
Cayman Islands
-------------------------------------------- ------- ------------------------------------------------------------------
7 SOLE VOTING POWER
NUMBER OF
SHARES 0
BENEFICIALLY ------- ------------------------------------------------------------------
OWNED BY 8 SHARED VOTING POWER
EACH
REPORTING 49,750
PERSON ------- ------------------------------------------------------------------
WITH 9 SOLE DISPOSITIVE POWER
0
------- ------------------------------------------------------------------
10 SHARED DISPOSITIVE POWER
49,750
-------------------------------------------- ------- ------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
49,750
--------- -------------------------------------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW 11
EXCLUDES CERTAIN SHARES
[ ]
--------- -------------------------------------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 11
0.1%
--------- -------------------------------------------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON
PN
========= =============================================================================================================
* The reporting person expressly disclaims (i) the existence of any group
and (ii) beneficial ownership with respect to any shares other than the
shares owned of record by such reporting person. See Item 5.
Page 19
------------------------------------------------- -------------------------------------------------
CUSIP No. 59514P109 13D Page 20
------------------------------------------------- -------------------------------------------------
========= =============================================================================================================
1 NAME OF REPORTING PERSON
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (entities only)
HMTF Europe Fund Cayman, L.P.
--------- -------------------------------------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) [ ]
(b) [X]
--------- -------------------------------------------------------------------------------------------------------------
3 SEC USE ONLY
--------- -------------------------------------------------------------------------------------------------------------
4 SOURCE OF FUNDS
N/A
--------- -------------------------------------------------------------------------------------------------------------
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS
REQUIRED PURSUANT TO ITEM 2(d) or 2(e) [ ]
--------- -------------------------------------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
Cayman Islands
-------------------------------------------- ------- ------------------------------------------------------------------
7 SOLE VOTING POWER
NUMBER OF
SHARES 0
BENEFICIALLY ------- ------------------------------------------------------------------
OWNED BY 8 SHARED VOTING POWER
EACH
REPORTING 2,891,607
PERSON ------- ------------------------------------------------------------------
WITH 9 SOLE DISPOSITIVE POWER
0
------- ------------------------------------------------------------------
10 SHARED DISPOSITIVE POWER
2,891,607
-------------------------------------------- ------- ------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
2,891,607
--------- -------------------------------------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW 11
EXCLUDES CERTAIN SHARES
--------- -------------------------------------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 11
7.4%
--------- -------------------------------------------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON
PN
========= =============================================================================================================
* The reporting person expressly disclaims (i) the existence of any group
and (ii) beneficial ownership with respect to any shares other than the
shares owned of record by such reporting person. See Item 5.
Page 20
------------------------------------------------- -------------------------------------------------
CUSIP No. 59514P109 13D Page 21
------------------------------------------------- -------------------------------------------------
========= =============================================================================================================
1 NAME OF REPORTING PERSON
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (entities only)
HMTF Europe Private Fund Cayman, L.P.
--------- -------------------------------------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) [ ]
(b) [X]
--------- -------------------------------------------------------------------------------------------------------------
3 SEC USE ONLY
--------- -------------------------------------------------------------------------------------------------------------
4 SOURCE OF FUNDS
N/A
--------- -------------------------------------------------------------------------------------------------------------
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS
REQUIRED PURSUANT TO ITEM 2(d) or 2(e) [ ]
--------- -------------------------------------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
Cayman Islands
-------------------------------------------- ------- ------------------------------------------------------------------
7 SOLE VOTING POWER
NUMBER OF
SHARES 0
BENEFICIALLY ------- ------------------------------------------------------------------
OWNED BY 8 SHARED VOTING POWER
EACH
REPORTING 34,577
PERSON ------- ------------------------------------------------------------------
WITH 9 SOLE DISPOSITIVE POWER
0
------- ------------------------------------------------------------------
10 SHARED DISPOSITIVE POWER
34,577
-------------------------------------------- ------- ------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
34,577
--------- -------------------------------------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW 11
EXCLUDES CERTAIN SHARES
[ ]
--------- -------------------------------------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 11
less than 0.1%
--------- -------------------------------------------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON
PN
========= =============================================================================================================
* The reporting person expressly disclaims (i) the existence of any group
and (ii) beneficial ownership with respect to any shares other than the
shares owned of record by such reporting person. See Item 5.
Page 21
------------------------------------------------- -------------------------------------------------
CUSIP No. 59514P109 13D Page 22
------------------------------------------------- -------------------------------------------------
========= =============================================================================================================
1 NAME OF REPORTING PERSON
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (entities only)
HM PG Europe I, C.V.
--------- -------------------------------------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) [ ]
(b) [X]
--------- -------------------------------------------------------------------------------------------------------------
3 SEC USE ONLY
--------- -------------------------------------------------------------------------------------------------------------
4 SOURCE OF FUNDS
N/A
--------- -------------------------------------------------------------------------------------------------------------
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS
REQUIRED PURSUANT TO ITEM 2(d) or 2(e) [ ]
--------- -------------------------------------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
Netherlands
-------------------------------------------- ------- ------------------------------------------------------------------
7 SOLE VOTING POWER
NUMBER OF
SHARES 0
BENEFICIALLY ------- ------------------------------------------------------------------
OWNED BY 8 SHARED VOTING POWER
EACH
REPORTING 213,639
PERSON ------- ------------------------------------------------------------------
WITH 9 SOLE DISPOSITIVE POWER
0
------- ------------------------------------------------------------------
10 SHARED DISPOSITIVE POWER
213,639
-------------------------------------------- ------- ------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
213,639
--------- -------------------------------------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW 11
EXCLUDES CERTAIN SHARES
[ ]
--------- -------------------------------------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 11
0.5%
--------- -------------------------------------------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON
PN
========= =============================================================================================================
* The reporting person expressly disclaims (i) the existence of any group
and (ii) beneficial ownership with respect to any shares other than the
shares owned of record by such reporting person. See Item 5.
Page 22
------------------------------------------------- -------------------------------------------------
CUSIP No. 59514P109 13D Page 23
------------------------------------------------- -------------------------------------------------
========= =============================================================================================================
1 NAME OF REPORTING PERSON
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (entities only)
HMEU Fund I-C, Inc.
--------- -------------------------------------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) [ ]
(b) [X]
--------- -------------------------------------------------------------------------------------------------------------
3 SEC USE ONLY
--------- -------------------------------------------------------------------------------------------------------------
4 SOURCE OF FUNDS
N/A
--------- -------------------------------------------------------------------------------------------------------------
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS
REQUIRED PURSUANT TO ITEM 2(d) or 2(e) [ ]
--------- -------------------------------------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
Cayman Islands
-------------------------------------------- ------- ------------------------------------------------------------------
7 SOLE VOTING POWER
NUMBER OF
SHARES 0
BENEFICIALLY ------- ------------------------------------------------------------------
OWNED BY 8 SHARED VOTING POWER
EACH
REPORTING 3,189,573
PERSON ------- ------------------------------------------------------------------
WITH 9 SOLE DISPOSITIVE POWER
0
------- ------------------------------------------------------------------
10 SHARED DISPOSITIVE POWER
3,189,573
-------------------------------------------- ------- ------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
3,189,573
--------- -------------------------------------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW 11
EXCLUDES CERTAIN SHARES
[ ]
--------- -------------------------------------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 11
8.2%
--------- -------------------------------------------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON
CO
========= =============================================================================================================
* The reporting person expressly disclaims (i) the existence of any group
and (ii) beneficial ownership with respect to any shares other than the
shares owned of record by such reporting person. See Item 5.
Page 23
Item 1. Security and Issuer
This Amendment No. 2 amends and restates the Statement on
Schedule 13D filed on December 12, 2000, as amended by Amendment No. 1 filed on
August 15, 2001 ("Amendment No. 1"). The class of equity securities to which
this Schedule 13D/A (this "Statement") relates is the Common Stock par value
$0.001 per share (the "Common Stock") of Microtune, Inc. (the "Company"). The
address of the Company's principal executive offices is 2540 East Plano Parkway,
Suite 188, Plano, Texas 75074.
Item 2. Identity and Background
(a) Name of Person(s) Filing this Statement (the "Filing Parties"):
--------------------------------------------------------------
Mr. Thomas O. Hicks;
HM 1-FOF Coinvestors Cayman, L.P., a Cayman Islands limited partnership
("HM 1-FOF");
Hicks, Muse GP Partners L.A. Cayman, L.P., a Cayman Islands limited
partnership ("GP Partners L.A.");
Hicks, Muse Latin America Fund GP Cayman, L.L.C., a Cayman Islands limited
liability company ("Latin America Fund");
HMTF Equity Fund IV (1999) Cayman, L.P., a Cayman Islands limited
partnership ("HMTF Equity Fund");
HMTF Private Equity Fund IV (1999) Cayman, L.P., a Cayman Islands limited
partnership ("HMTF Private Equity");
HM Equity Fund IV/GP Cayman, L.P., a Cayman Islands limited partnership
("HM Equity Fund IV/GP");
Hicks, Muse PG-IV (1999), C.V., a limited partnership organized under the lawsof
the Netherlands ("PG-IV");
HM Equity Fund IV/GP Partners (1999), C.V., a limited partnership organized
under the laws of the Netherlands ("HM Equity Partners");
HM 4-P Coinvestors Cayman, L.P., a Cayman Islands limited partnership
("HM 4-P");
HM 4-EN Coinvestors Cayman, L.P., a Cayman Islands limited partnership
("HM 4-EN");
HM 4-EQ Coinvestors Cayman, L.P., a Cayman Islands limited partnership
("HM 4-EQ");
HM GP Partners IV Cayman, L.P., a Cayman Islands limited partnership
("HM GP Partners");
HM Fund IV Cayman, LLC, a Cayman Islands limited liability company
("HM Fund IV");
Page 24
HMEU 1-EN Coinvestors, L.P., a Cayman Islands limited partnership
("HMEU 1-EN");
HMEU 1-EQ Coinvestors, L.P., a Cayman Islands limited partnership
("HMEU 1-EQ");
HMEU 1-P Coinvestors, L.P., a Cayman Islands limited partnership
("HMEU 1-P");
HMEU Intermediate Partners I-C, L.P., a Cayman Islands limited partnership
("HMEU Intermediate");
HMTF Europe Fund Cayman, L.P., a Cayman Islands limited partnership
("HMTF Europe");
HMTF Europe Private Fund Cayman, L.P., a Cayman Islands limited partnership
("HMTF Europe Private");
HM PG Europe I, C.V., a limited partnership organized under the laws of the
Netherlands ("HM PG");
HMEU Fund I-C, Inc., a Cayman Islands corporation ("HMEU Fund I-C");
(b) - (c)
Mr. Thomas O. Hicks
Mr. Thomas O. Hicks is a partner of Hicks, Muse, Tate & Furst
Incorporated ("Hicks Muse"), a private investment firm primarily engaged in
leveraged acquisitions, recapitalizations and other investment activities. Mr.
Hicks is also the sole member of Latin America Fund, which is the sole general
partner of GP Partners L.A., which is the sole general partner of HM 1-FOF. Mr.
Hicks is also the sole member of HM Fund IV, which is the sole general partner
of HM GP Partners, which is the sole general partner of HM 4-EQ, HM 4-EN, HM
4-P, and HM Equity Partners, which is the sole general partner of PG-IV. HM GP
Partners is also the sole general partner of HM Equity Fund IV/GP, which is the
sole general partner of HMTF Private Equity and HMTF Equity Fund. Mr. Hicks is
also the sole member and sole director of HMEU Fund I-C, which is the sole
general partner of HMTF Europe, HMTF Europe Private and HM PG. HMEU Fund I-C is
also the sole general partner of HMEU Intermediate, which is the sole general
partner of HMEU 1-EN, HMEU 1-EQ, and HMEU 1-P. The business address of Mr. Hicks
is 200 Crescent Court, Suite 1600, Dallas, Texas 75201-6950.
HM 1-FOF
HM 1-FOF is a Cayman Islands limited partnership, the
principal business of which is to invest directly or indirectly in various
companies. The business address of HM 1-FOF, which also serves as its principal
office, is 200 Crescent Court, Suite 1600, Dallas, Texas 75201-6950. Pursuant to
Instruction C to Schedule 13 D of the Securities Exchange Act of 1934, as
amended (the "Exchange Act"), information with respect to GP Partners L.A., the
sole general partner of HM 1-FOF, is set forth below.
GP Partners L.A.
Page 25
GP Partners L.A. is a Cayman Islands limited partnership, the
principal business of which is to serve as the sole general partner in various
limited partnerships, including HM 1-FOF. The business address of GP Partners
L.A., which also serves as its principal office, is 200 Crescent Court, Suite
1600, Dallas, Texas 75201-6950. Pursuant to Instruction C to Schedule 13 D of
the Exchange Act, information with respect to Latin America Fund, the sole
general partner of GP Partners L.A., is set forth below.
Latin America Fund
Latin America Fund is a Cayman Islands limited liability
company, the principal business of which is serving as the sole general partner
in various limited partnerships, including GP Partners L.A. The business address
of Latin America Fund, which also serves as its principal office, is 200
Crescent Court, Suite 1600, Dallas, Texas 75201-6950. Pursuant to Instruction C
to Schedule 13D of the Exchange Act, information with respect to Thomas O.
Hicks, the sole member of Latin America Fund, is as previously set forth in this
Item 2(b).
HMTF Equity Fund
HMTF Equity Fund is a Cayman Islands limited partnership, the
principal business of which is to invest directly or indirectly in various
companies. The business address of HMTF Equity Fund, which also serves as its
principal office, is 200 Crescent Court, Suite 1600, Dallas, Texas 75201-6950.
Pursuant to Instruction C to Schedule 13D of the Exchange Act, information with
respect to HM Equity Fund IV/GP, the sole general partner of HMTF Equity Fund is
set forth below.
HMTF Private Equity
HMTF Private Equity is a Cayman Islands limited partnership,
the principal business of which is to invest directly or indirectly in various
companies. The business address of HMTF Private Equity, which also serves as its
principal office, is 200 Crescent Court, Suite 1600, Dallas, Texas 75201-6950.
Pursuant to Instruction C to Schedule 13D of the Exchange Act, information with
respect to HM Equity Fund IV/GP, the sole general partner of HMTF Private Equity
is set forth below.
HM Equity Fund IV/GP
HM Equity Fund IV/GP is a Cayman Islands limited partnership,
the principal business of which is serving as the sole general partner of
various limited partnerships, including HMTF Equity Fund and HMTF Private
Equity. The business address of HM Equity Fund IV/GP, which also serves as its
principal office, is 200 Crescent Court, Suite 1600, Dallas, Texas 75201-6950.
Pursuant to Instruction C to Schedule 13D of the Exchange Act, information with
respect to HM GP Partners, the sole general partner of HM Equity Fund IV/GP, is
set forth below.
PG-IV
PG-IV is a limited partnership organized under the laws of the
Netherlands, the principal business of which is to invest directly or indirectly
in various companies. The business address of PG-IV, which also serves as its
principal office, is 200 Crescent Court, Suite 1600, Dallas, Texas 75201-6950.
Page 26
Pursuant to Instruction C to Schedule 13 D of the Exchange Act, information with
respect to HM Equity Partners, the sole general partner of PG-IV, is set forth
below.
HM Equity Partners
HM Equity Partners is a limited partnership organized under
the laws of the Netherlands, the principal business of which is to serve as the
sole general partner of PG-IV. The business address of HM Equity Partners, which
also serves as its principal office, is 200 Crescent Court, Suite 1600, Dallas,
Texas 75201-6950. Pursuant to Instruction C to Schedule 13 D of the Exchange
Act, information with respect to HM GP Partners, the sole general partner of HM
Equity Partners, is set forth below.
HM 4-P
HM 4-P is a Cayman Islands limited partnership, the principal
business of which is to invest directly or indirectly in various companies. The
business address of HM 4-P, which also serves as its principal office, is 200
Crescent Court, Suite 1600, Dallas, Texas 75201-6950. Pursuant to Instruction C
to Schedule 13 D of the Exchange Act, information with respect to HM GP
Partners, the sole general partner of HM 4-P, is set forth below.
HM 4-EN
HM 4-EN is a Cayman Islands limited partnership, the principal
business of which is to invest directly or indirectly in various companies. The
business address of HM 4-EN, which also serves as its principal office, is 200
Crescent Court, Suite 1600, Dallas, Texas 75201-6950. Pursuant to Instruction C
to Schedule 13 D of the Exchange Act, information with respect to HM GP
Partners, the sole general partner of HM 4-EN, is set forth below.
HM 4-EQ
HM 4-EQ is a Cayman Islands limited partnership, the principal
business of which is to invest directly or indirectly in various companies. The
business address of HM 4-EQ, which also serves as its principal office, is 200
Crescent Court, Suite 1600, Dallas, Texas 75201-6950. Pursuant to Instruction C
to Schedule 13 D of the Exchange Act, information with respect to HM GP
Partners, the sole general partner of HM 4-EQ, is set forth below.
HM GP Partners
HM GP Partners is a Cayman Islands limited partnership, the
principal business of which is serving as the sole general partner in various
limited partnerships, including HM Equity Fund IV/GP, HM Equity Partners, HM
4-P, HM 4-EN, and HM 4-EQ. The business address of HM GP Partners, which also
serves as its principal office, is 200 Crescent Court, Suite 1600, Dallas, Texas
75201-6950. Pursuant to Instruction C to Schedule 13D of the Exchange Act,
information with respect to HM Fund IV, the sole general partner of HM GP
Partners, is set forth below.
Page 27
HM Fund IV
HM Fund IV is a Cayman Islands limited liability company, the
principal business of which is serving as the sole general partner of HM GP
Partners. The business address of HM Fund IV, which also serves as its principal
office, is 200 Crescent Court, Suite 1600, Dallas, Texas 75201-6950. Pursuant to
Instruction C to Schedule 13D of the Exchange Act, information with respect to
Thomas O. Hicks, the sole member of HM Fund IV, is as previously set forth in
this Item 2(b).
HMEU 1-EN
HMEU 1-EN is a Cayman Islands limited partnership, the
principal business of which is to invest directly or indirectly in various
companies. The business address of HMEU 1-EN, which also serves as its principal
office, is 200 Crescent Court, Suite 1600, Dallas, Texas 75201-6950. Pursuant to
Instruction C to Schedule 13 D of the Exchange Act, information with respect to
HMEU Intermediate, the sole general partner of HMEU 1-EN, is set forth below.
HMEU 1-EQ
HMEU 1-EQ is a Cayman Islands limited partnership, the
principal business of which is to invest directly or indirectly in various
companies. The business address of HMEU 1-EQ, which also serves as its principal
office, is 200 Crescent Court, Suite 1600, Dallas, Texas 75201-6950. Pursuant to
Instruction C to Schedule 13 D of the Exchange Act, information with respect to
HMEU Intermediate, the sole general partner of HMEU 1-EQ, is set forth below.
HMEU 1-P
HMEU 1-P is a Cayman Islands limited partnership, the
principal business of which is to invest directly or indirectly in various
companies. The business address of HMEU 1-P, which also serves as its principal
office, is 200 Crescent Court, Suite 1600, Dallas, Texas 75201-6950. Pursuant to
Instruction C to Schedule 13 D of the Exchange Act, information with respect to
HMEU Intermediate, the sole general partner of HMEU 1-P, is set forth below.
HMEU Intermediate
HMEU Intermediate is a Cayman Islands limited partnership, the
principal business of which is serving as the sole general partner in various
limited partnerships, including HMEU 1-EN, HMEU 1-EQ and HMEU 1-P. The business
address of HMEU Intermediate, which also serves as its principal office, is 200
Crescent Court, Suite 1600, Dallas, Texas 75201-6950. Pursuant to Instruction C
to Schedule 13 D of the Exchange Act, information with respect to HMEU Fund I-C,
the sole general partner of HMEU Intermediate, is set forth below.
HMTF Europe
HMTF Europe is a Cayman Islands limited partnership, the
principal business of which is to invest directly or indirectly in various
companies. The business address of HMTF Europe, which also serves as its
principal office, is 200 Crescent Court, Suite 1600, Dallas, Texas 75201-6950.
Page 28
Pursuant to Instruction C to Schedule 13 D of the Exchange Act, information with
respect to HMEU Fund I-C, the sole general partner of HMTF Europe, is set forth
below.
HMTF Europe Private
HMTF Europe Private is a Cayman Islands limited partnership,
the principal business of which is to invest directly or indirectly in various
companies. The business address of HMTF Europe Private, which also serves as its
principal office, is 200 Crescent Court, Suite 1600, Dallas, Texas 75201-6950.
Pursuant to Instruction C to Schedule 13 D of the Exchange Act, information with
respect to HMEU Fund I-C, the sole general partner of HMTF Europe Private, is
set forth below.
HM PG
HM PG is a limited partnership organized under the laws of the
Netherlands, the principal business of which is to invest directly or indirectly
in various companies. The business address of HM PG, which also serves as its
principal office, is 200 Crescent Court, Suite 1600, Dallas, Texas 75201-6950.
Pursuant to Instruction C to Schedule 13 D of the Exchange Act, information with
respect to HMEU Fund I-C, the sole general partner of HM PG, is set forth below.
HMEU Fund I-C
HMEU Fund I-C is a Cayman Islands company, the principal
business of which is serving as the sole general partner in various limited
partnerships, including HMTF Intermediate, HMTF Europe, HMTF Europe Private, and
HM PG. The business address of HMEU Fund I-C, which also serves as its principal
office, is 200 Crescent Court, Suite 1600, Dallas, Texas 75201-6950. Pursuant to
Instruction C to Schedule 13D of the Exchange Act, the name, residence or
business address, and present occupation or employment of each director,
executive officer and controlling person of HMEU Fund I-C, are as follows:
Mr. Hicks is an executive officer of HMEU Fund I-C.
Information with respect to Mr. Hicks is as previously set forth in this Item
2(b). In addition, each of John R. Muse, Charles W. Tate, Jack D. Furst and Dan
H. Blanks is presently an executive officer of HMEU Fund I-C.
The principal business address of each Messrs. Muse, Tate,
Furst and Blanks is 200 Crescent Court Suite 1600, Dallas, Texas 75201. Each of
Messrs. Muse, Tate, Furst and Blanks is presently an executive officer of Hicks
Muse, a private investment firm primarily engaged in leveraged acquisitions,
recapitalizations and other principal investing activities.
(d) None of the Filing Parties or persons identified in this Item 2
has, during the last five years, been convicted in a criminal proceeding
(excluding traffic violations or similar misdemeanors).
(e) None of the Filing Parties or persons identified in this Item 2
has, during the last five years, been a party to a civil proceeding of a
judicial or administrative body of competent jurisdiction and as a result of
such proceeding was or is subject to a judgment, decree or final order enjoining
Page 29
future violations of, or prohibiting or mandating activities subject to, federal
or state securities laws or finding any violations with respect to such laws.
(f) All of the natural persons identified in this Item 2 are citizens
of the United States of America.
Item 3. Source and Amount of Funds or Other Consideration
On October 10, 2000, HMTF Temic/Microtune Cayman, L.P., a
Cayman Islands limited partnership ("Temic"), made a pro-rata distribution
without consideration, of shares of Common Stock to its partners, including the
Filing Parties. Temic acquired such shares of Common Stock upon conversion of
Series D and Series E Preferred Stock of the Company, which shares were
purchased by Temic prior to the Company's initial public offering of the Common
Stock (and registration of such Common Stock pursuant to Section 12 of the
Exchange Act).
Item 4. Purpose of Transaction
The shares of Common Stock received by the Filing Parties
described in Item 3 to this Statement were acquired as a result of the pro-rata
distribution without consideration of shares of Common Stock of the Company from
Temic to its partners and are being held by such Filing Parties for investment
purposes. The Filing Parties intend to review continuously their position in the
Company. Depending upon future evaluations of the business prospects of the
Company and upon other developments, including, but not limited to, general
economic and business conditions and stock market conditions, the Filing Parties
may retain or from time to time increase their holdings or dispose of all or a
portion of their holdings, subject to any applicable legal and contractual
restrictions on their ability to do so.
In addition, pursuant to and in accordance with the provisions
of Rule 144 promulgated under the Securities Act of 1933, the Filing Parties
have and will from time to time sell shares of Common Stock. Up to and including
sales made on November 9, 2001, the Filing Parties have sold shares of Common
Stock in the following amounts since the filing of Amendment No. 1:
Filing Party No. of Shares Price/Share Date
------------ ------------- ----------- ----
(approximate)
-------------
HMTF Europe 22,661 18.18 11/1/01
24,928 17.90 11/2/01
70,250 17.50 11/5/01
208,485 17.49 11/6/01
135,968 17.65 11/7/01
203,953 18.56 11/8/01
63,452 17.89 11/9/01
Page 30
Filing Party No. of Shares Price/Share Date
------------ ------------- ----------- ----
(approximate)
-------------
HMTF Europe Private 271 18.18 11/1/01
298 17.90 11/2/01
840 17.50 11/5/01
2,493 17.49 11/6/01
1,626 17.65 11/7/01
2,439 18.56 11/8/01
759 17.89 11/9/01
HM PG 1,674 18.18 11/1/01
1,842 17.90 11/2/01
5,190 17.50 11/5/01
15,403 17.49 11/6/01
10,046 17.65 11/7/01
15,068 18.56 11/8/01
4,688 17.89 11/9/01
HMEU 1-EQ 291 18.18 11/1/01
320 17.90 11/2/01
902 17.50 11/5/01
2,677 17.49 11/6/01
1,746 17.65 11/7/01
2,619 18.56 11/8/01
815 17.89 11/9/01
HMEU 1-P 60 18.18 11/1/01
66 17.90 11/2/01
186 17.50 11/5/01
553 17.49 11/6/01
361 17.65 11/7/01
541 18.56 11/8/01
168 17.89 11/9/01
HMEU 1-EN 39 18.18 11/1/01
43 17.90 11/2/01
120 17.50 11/5/01
356 17.49 11/6/01
232 17.65 11/7/01
348 18.56 11/8/01
108 17.89 11/9/01
HM 1-FOF 2 18.18 11/1/01
2 17.90 11/2/01
6 17.50 11/5/01
19 17.49 11/6/01
12 17.65 11/7/01
Page 31
Filing Party No. of Shares Price/Share Date
------------ ------------- ----------- ----
(approximate)
-------------
18 18.56 11/8/01
6 17.89 11/9/01
HMTF Equity Fund 23,142 18.18 11/1/01
25,456 17.90 11/2/01
71,739 17.50 11/5/01
212,901 17.49 11/6/01
138,848 17.65 11/7/01
208,274 18.56 11/8/01
64,796 17.89 11/9/01
HMTF Private Equity 164 18.18 11/1/01
180 17.90 11/2/01
508 17.50 11/5/01
1,508 17.49 11/6/01
984 17.65 11/7/01
1,475 18.56 11/8/01
459 17.89 11/9/01
HM 4-EN 68 18.18 11/1/01
74 17.90 11/2/01
210 17.50 11/5/01
622 17.49 11/6/01
406 17.65 11/7/01
608 18.56 11/8/01
189 17.89 11/9/01
HM 4-P 18 18.18 11/1/01
20 17.90 11/2/01
57 17.50 11/5/01
169 17.49 11/6/01
110 17.65 11/7/01
165 18.56 11/8/01
51 17.89 11/9/01
HM 4-EQ 378 18.18 11/1/01
416 17.90 11/2/01
1,173 17.50 11/5/01
3,480 17.49 11/6/01
2,269 17.65 11/7/01
3,404 18.56 11/8/01
1,059 17.89 11/9/01
PG-IV 1,232 18.18 11/1/01
1,355 17.90 11/2/01
Page 32
Filing Party No. of Shares Price/Share Date
------------ ------------- ----------- ----
(approximate)
-------------
3,819 17.50 11/5/01
11,334 17.49 11/6/01
7,392 17.65 11/7/01
11,088 18.56 11/8/01
3,450 17.89 11/9/01
In addition, the matters set forth in Item 6 below are
incorporated in this Item 4 by reference as if fully set forth herein.
Except as set forth in this Item 4 (including the matters
described in Item 6 below which are incorporated in this Item 4 by reference),
the Filing Parties have no present plans or proposals that relate to or that
would result in any actions specified in clauses (a) through (j) of Item 4 of
Schedule 13D of the Exchange Act.
Item 5. Interest in Securities of Issuer
(a)
(1) Following the transactions described in Item 4,
Mr. Hicks may be deemed to beneficially own in the aggregate
6,435,916 shares of the Common Stock of the Company,
representing approximately 16.5% of the outstanding shares of
Common Stock. Of such shares, Mr. Hicks has sole voting and
dispositive power with respect to 43,685 shares, and shared
voting and dispositive power with respect to 6,392,231 shares
as a result of the relationships described in paragraph (b)(1)
below.
(2) Following the transactions described in Item 4,
HM 1-FOF may be deemed to beneficially own in the aggregate
271 shares of the Common Stock of the Company, representing
approximately less than 0.1% of the outstanding shares of
Common Stock. Of such shares, HM 1-FOF has sole voting and
dispositive power with respect to no shares, and shared voting
and dispositive power with respect to 271 shares as a result
of the relationships described in paragraph (b)(2) below.
(3) Following the transactions described in Item 4,
GP Partners L.A. may be deemed to beneficially own in the
aggregate 271 shares of the Common Stock of the Company,
representing approximately less than 0.1% of the outstanding
shares of Common Stock. Of such shares, GP Partners L.A. has
sole voting and dispositive power with respect to no shares,
and shared voting and dispositive power with respect to 271
shares as a result of the relationships described in paragraph
(b)(3) below.
(4) Following the transactions described in Item 4,
Latin America Fund may be deemed to beneficially own in the
aggregate 271 shares of the Common Stock of the Company,
Page 33
representing approximately less than 0.1% of the outstanding
shares of Common Stock. Of such shares, Latin America Fund has
sole voting and dispositive power with respect to no shares,
and shared voting and dispositive power with respect to 271
shares as a result of the relationships described in paragraph
(b)(4) below.
(5) Following the transactions described in Item 4,
HMTF Equity Fund may be deemed to beneficially own in the
aggregate 2,952,851 shares of the Common Stock of the Company,
representing approximately 7.6% of the outstanding shares of
Common Stock. Of such shares, HMTF Equity Fund has sole voting
and dispositive power with respect to no shares, and shared
voting and dispositive power with respect to 2,952,851 shares
as a result of the relationships described in paragraph (b)(5)
below.
(6) Following the transactions described in Item 4,
HMTF Private Equity may be deemed to beneficially own in the
aggregate 20,918 shares of the Common Stock of the Company,
representing approximately less than 0.1% of the outstanding
shares of Common Stock. Of such shares, HMTF Private Equity
has sole voting and dispositive power with respect to no
shares, and shared voting and dispositive power with respect
to 20,918 shares as a result of the relationships described in
paragraph (b)(6) below.
(7) Following the transactions described in Item 4,
HM Equity Fund IV/GP may be deemed to beneficially own in the
aggregate 2,973,769 shares of the Common Stock of the Company,
representing approximately 7.6% of the outstanding shares of
Common Stock. Of such shares, HM Equity Fund IV/GP has sole
voting and dispositive power with respect to no shares, and
shared voting and dispositive power with respect to 2,973,769
shares as a result of the relationships described in paragraph
(b)(7) below.
(8) Following the transactions described in Item 4,
PG-IV may be deemed to beneficially own in the aggregate
157,207 shares of the Common Stock of the Company,
representing approximately 0.4% of the outstanding shares of
Common Stock. Of such shares, PG-IV has sole voting and
dispositive power with respect to no shares, and shared voting
and dispositive power with respect to 157,207 shares as a
result of the relationships described in paragraph (b)(8)
below.
(9) Following the transactions described in Item 4,
HM Equity Partners may be deemed to beneficially own in the
aggregate 157,207 shares of the Common Stock of the Company,
representing approximately 0.4% of the outstanding shares of
Common Stock. Of such shares, HM Equity Partners has sole
voting and dispositive power with respect to no shares, and
shared voting and dispositive power with respect to 157,207
shares as a result of the relationships described in paragraph
(b)(9) below.
(10) Following the transactions described in Item 4,
HM 4-P may be deemed to beneficially own in the aggregate
2,341 shares of the Common Stock of the Company, representing
Page 34
approximately less than 0.1% of the outstanding shares of
Common Stock. Of such shares, HM 4-P has sole voting and
dispositive power with respect to no shares, and shared voting
and dispositive power with respect to 2,341 shares as a result
of the relationships described in paragraph (b)(10) below.
(11) Following the transactions described in Item 4,
HM 4-EN may be deemed to beneficially own in the aggregate
8,626 shares of the Common Stock of the Company, representing
approximately less than 0.1% of the outstanding shares of
Common Stock. Of such shares, HM 4-EN has sole voting and
dispositive power with respect to no shares, and shared voting
and dispositive power with respect to 8,626 shares as a result
of the relationships described in paragraph (b)(11) below.
(12) Following the transactions described in Item 4,
HM 4-EQ may be deemed to beneficially own in the aggregate
48,266 shares of the Common Stock of the Company, representing
approximately 0.1% of the outstanding shares of Common Stock.
Of such shares, HM 4-EQ has sole voting and dispositive power
with respect to no shares, and shared voting and dispositive
power with respect to 48,266 shares as a result of the
relationships described in paragraph (b)(12) below.
(13) Following the transactions described in Item 4,
HM GP Partners may be deemed to beneficially own in the
aggregate 3,190,209 shares of the Common Stock of the Company,
representing approximately 8.2% of the outstanding shares of
Common Stock. Of such shares, HM GP Partners has sole voting
and dispositive power with respect to no shares, and shared
voting and dispositive power with respect to 3,190,209 shares
as a result of the relationships described in paragraph
(b)(13) below.
(14) Following the transactions described in Item 4,
HM Fund IV may be deemed to beneficially own in the aggregate
3,190,209 shares of the Common Stock of the Company,
representing approximately 8.2% of the outstanding shares of
Common Stock. Of such shares, HM Fund IV has sole voting and
dispositive power with respect to no shares, and shared voting
and dispositive power with respect to 3,190,209 shares as a
result of the relationships described in paragraph (b)(14)
below.
(15) Following the transactions described in Item 4,
HMEU 1-EN may be deemed to beneficially own in the aggregate
4,941 shares of the Common Stock of the Company, representing
approximately less than 0.1% of the outstanding shares of
Common Stock. Of such shares, HMEU 1-EN has sole voting and
dispositive power with respect to no shares, and shared voting
and dispositive power with respect to 4,941 shares as a result
of the relationships described in paragraph (b)(15) below.
(16) Following the transactions described in Item 4,
HMEU 1-EQ may be deemed to beneficially own in the aggregate
37,132 shares of the Common Stock of the Company, representing
approximately less than 0.1% of the outstanding shares of
Page 35
Common Stock. Of such shares, HMEU 1-EQ has sole voting and
dispositive power with respect to no shares, and shared voting
and dispositive power with respect to 37,132 shares as a
result of the relationships described in paragraph (b)(16)
below.
(17) Following the transactions described in Item 4,
HMEU 1-P may be deemed to beneficially own in the aggregate
7,677 shares of the Common Stock of the Company, representing
approximately less than 0.1% of the outstanding shares of
Common Stock. Of such shares, HMEU 1-P has sole voting and
dispositive power with respect to no shares, and shared voting
and dispositive power with respect to 7,677 shares as a result
of the relationships described in paragraph (b)(17) below.
(18) Following the transactions described in Item 4,
HMEU Intermediate may be deemed to beneficially own in the
aggregate 49,750 shares of the Common Stock of the Company,
representing approximately 0.1% of the outstanding shares of
Common Stock. Of such shares, HMEU Intermediate has sole
voting and dispositive power with respect to no shares, and
shared voting and dispositive power with respect to 49,750
shares as a result of the relationships described in paragraph
(b)(18) below.
(19) Following the transactions described in Item 4,
HMTF Europe may be deemed to beneficially own in the aggregate
2,891,607 shares of the Common Stock of the Company,
representing approximately 7.4% of the outstanding shares of
Common Stock. Of such shares, HMTF Europe has sole voting and
dispositive power with respect to no shares, and shared voting
and dispositive power with respect to 2,891,607 shares as a
result of the relationships described in paragraph (b)(19)
below.
(20) Following the transactions described in Item 4,
HMTF Europe Private may be deemed to beneficially own in the
aggregate 34,577 shares of the Common Stock of the Company,
representing approximately less than 0.1% of the outstanding
shares of Common Stock. Of such shares, HMTF Europe Private
has sole voting and dispositive power with respect to no
shares, and shared voting and dispositive power with respect
to 34,577 shares as a result of the relationships described in
paragraph (b)(20) below.
(21) Following the transactions described in Item 4,
HM PG may be deemed to beneficially own in the aggregate
213,639 shares of the Common Stock of the Company,
representing approximately 0.5% of the outstanding shares of
Common Stock. Of such shares, HM PG has sole voting and
dispositive power with respect to no shares, and shared voting
and dispositive power with respect to 213,639 shares as a
result of the relationships described in paragraph (b)(21)
below.
(22) Following the transactions described in Item 4,
HMEU Fund I-C may be deemed to beneficially own in the
aggregate 3,189,573 shares of the Common Stock of the Company,
representing approximately 8.2% of the outstanding shares of
Page 36
Common Stock. Of such shares, HMEU Fund I-C has sole voting
and dispositive power with respect to no shares, and shared
voting and dispositive power with respect to 3,189,573 shares
as a result of the relationships described in paragraph
(b)(22) below.
(b)
(1) Of the 43,685 shares of Common Stock for which
Mr. Hicks has sole voting and dispositive power, 38,669 shares
are held of record by Mr. Hicks, and 5,016 shares are held of
record by Mr. Hicks as the trustee of certain trusts for the
benefit of Mr. Hicks' children. Of the 6,392,231 shares of
Common Stock for which Mr. Hicks has shared voting and
dispositive power, 271 shares of Common Stock are owned of
record by HM 1-FOF; 2,952,851 shares of Common Stock are owned
of record by HMTF Equity Fund; 20,918 shares of Common Stock
are owned of record by HMTF Private Equity; 157,207 shares of
Common Stock are owned of record by PG-IV; 2,341 shares of
Common Stock are owned of record by HM 4-P; 8,626 shares of
Common Stock are owned of record by HM 4-EN; 48,266 shares of
Common Stock are owned of record by HM 4-EQ; 4,941 shares of
Common Stock are owned of record by HMEU 1-EN; 37,132 shares
of Common Stock are owned of record by HMEU 1-EQ; 7,677 shares
of Common Stock are owned of record by HMEU 1-P; 2,891,607
shares of Common Stock are owned of record by HMTF Europe;
34,577 shares of Common Stock are owned of record by HMTF
Europe Private; 213,639 shares of Common Stock are owned of
record by HM PG; 1,266 shares of Common Stock are owned of
record by TOH, Jr. Ventures, Ltd.; 9,658 shares of Common
Stock are owned of record by TOH Investors, L.P.; and 1,254
shares held of record by MHH Ventures, Ltd.
GP Partners L.A. is the general partner of HM 1-FOF
and, therefore, may be deemed to be the beneficial owner of
the shares of Common Stock owned of record by HM 1-FOF. Latin
America Fund is the general partner of GP Partners L.A. and,
therefore, may be deemed to be the beneficial owner of the
shares beneficially owned by GP Partners L.A. Mr. Hicks is the
sole member of Latin America Fund and, therefore, may be
deemed to be the beneficial owner of the shares of Common
Stock beneficially owned by Latin America Fund.
HM Equity Fund IV/GP is the general partner of HMTF
Equity Fund and HMTF Private Equity and, therefore, may be
deemed to be the beneficial owner of the shares of Common
Stock owned of record by HMTF Equity Fund and HMTF Private
Equity. HM Equity Partners is the general partner of PG-IV,
and therefore, may be deemed to be the beneficial owner of the
shares of Common Stock owned of record by PG-IV. HM GP
Partners is the general partner of HM Equity Fund IV/GP, HM
Equity Partners, HM 4-EQ, HM 4-EN and HM 4-P and, therefore,
may be deemed to be the beneficial owner of the shares of
Common Stock beneficially owned by HM Equity Fund IV/GP and HM
Equity Partners and may be deemed to be the beneficial owner
of the shares of Common Stock owned of record by HM 4-EQ, HM
4-EN and HM 4-P. HM Fund IV is the general partner of HM GP
Partners and, therefore, may be deemed to be the beneficial
owner of the shares of Common Stock beneficially owned by HM
GP Partners. Mr. Hicks is the sole director and sole member of
Page 37
HM Fund IV and, therefore, may be deemed to be the beneficial
owner of the shares of Common Stock beneficially owned by HM
Fund IV.
HMEU Intermediate is the general partner of HMEU
1-EN, HMEU 1-EQ and HMEU 1-P and, therefore, may be deemed to
be the beneficial owner of the shares of Common Stock held of
record by HMEU 1-EN, HMEU 1-EQ, and HMEU 1-P. HMEU Fund I-C is
the general partner of HMEU Intermediate, HMTF Europe, HMTF
Europe Private and HM PG and, therefore, may be deemed to be
the beneficial owner of the shares held of record by HMTF
Europe, HMTF Europe Private and HM PG, and may be deemed to be
the beneficial owner of the shares of Common Stock
beneficially owned by HMEU Intermediate. Mr. Hicks is the sole
director and sole member of HMEU Fund I-C and, therefore, may
be deemed to be the beneficial owner of the shares of Common
Stock beneficially owned by HMEU Fund I-C.
TOH Management Company, LLC, a limited liability
company whose sole member is Mr. Hicks, is the sole general
partner of each of TOH, Jr. Ventures, Ltd., TOH Investors,
L.P. and MHH Ventures, Ltd. Therefore, Mr. Hicks may be deemed
to be the beneficial owner of the shares of Common Stock owned
of record by TOH, Jr. Ventures, Ltd., TOH Investors, L.P. and
MHH Ventures, Ltd.
(2) Of the 271 shares of Common Stock for which HM
1-FOF has shared voting and dispositive power, 271 of such
shares are held of record by HM 1-FOF.
(3) Of the 271 shares of Common Stock for which GP
Partners L.A. has shared voting and dispositive power, none of
such shares are held of record by GP Partners L.A., and 271 of
such shares are held of record by HM 1-FOF. GP Partners L.A.
is the general partner of HM 1-FOF and, therefore, may be
deemed to be the beneficial owner of the shares owned of
record by HM 1-FOF.
(4) Of the 271 shares of Common Stock for which Latin
America Fund has shared voting and dispositive power, none of
such shares are held of record by Latin America Fund, and 271
of such shares may be beneficially owned by Latin America
Fund. Latin America Fund is the general partner of GP Partners
L.A. and, therefore, may be deemed to be the beneficial owner
of the shares beneficially owned by GP Partners L.A.
(5) Of the 2,952,851 shares of Common Stock for which
HMTF Equity Fund has shared voting and dispositive power,
2,952,851 of such shares are held of record by HMTF Equity
Fund.
(6) Of the 20,918 shares of Common Stock for which
HMTF Private Equity has shared voting and dispositive power,
20,918 of such shares are held of record by HMTF Private
Equity.
(7) Of the 2,973,769 shares of Common Stock for which
HM Equity Fund IV/GP has shared voting and dispositive power,
none of such shares are held of record by HM Equity Fund
Page 38
IV/GP, and 2,952,851 of such shares are held of record by HMTF
Equity Fund and 20,918 of such shares are held of record by
HMTF Private Equity. Equity Fund IV/GP is the general partner
of HMTF Equity Fund and HMTF Private Equity and, therefore,
may be deemed to be the beneficial owner of the shares owned
of record by both HMTF Equity Fund and HMTF Private Equity.
(8) Of the 157,207 shares of Common Stock for which
PG-IV has shared voting and dispositive power, 157,207 of such
shares are held of record by PG-IV.
(9) Of the 157,207 shares of Common Stock for which
HM Equity Partners has shared voting and dispositive power,
none of such shares are held of record by HM Equity Partners,
and 157,207 of such shares are held of record by PG-IV. HM
Equity Partners is the general partner of PG-IV and,
therefore, may be deemed to be the beneficial owner of the
shares owned of record by PG-IV.
(10) Of the 2,341 shares of Common Stock for which HM
4-P has shared voting and dispositive power, 2,341 of such
shares are held of record by HM 4-P.
(11) Of the 8,626 shares of Common Stock for which HM
4-EN has shared voting and dispositive power, 8,626 of such
shares are held of record by HM 4-EN.
(12) Of the 48,266 shares of Common Stock for which
HM 4-EQ has shared voting and dispositive power, 48,266 of
such shares are held of record by HM 4-EQ.
(13) Of the 3,190,209 shares of Common Stock for
which HM GP Partners has shared voting and dispositive power,
none of such shares are held of record by HM GP Partners, and
48,266 of such shares are held of record by HM 4-EQ, 8,626 of
such shares are held of record by HM 4-EN, 2,341 of such
shares are held of record by HM 4-P, 157,207 of such shares
are held of record by PG-IV, 2,952,851 of such shares are held
of record by HMTF Equity Fund, and 20,918 of such shares are
held of record by HMTF Private Equity. HM GP Partners is the
general partner of Equity Fund IV/GP which is the general
partner of HMTF Equity Fund and HMTF Private Equity and,
therefore, may be deemed to be the beneficial owner of the
shares owned of record by both HMTF Equity Fund and HMTF
Private Equity. HM GP Partners is also the general partner of
HM Equity Partners which is the general partner of PG-IV and,
therefore, may be deemed to be the beneficial owner of the
shares owned of record by PG-IV. HM GP Partners is also the
general partner of HM 4-EQ, HM 4-EN and HM 4-P and, therefore,
may be deemed to be the beneficial owner of the shares owned
of record by HM 4-EQ, HM 4-EN and HM 4-P.
(14) Of the 3,190,209 shares of Common Stock for
which HM Fund IV has shared voting and dispositive power, none
of such shares are held of record by HM Fund IV, and 3,190,209
Page 39
of such shares may be deemed to be beneficially owned by HM
Fund IV. HM Fund IV is the general partner of HM GP Partners
and, therefore, may be deemed to be the beneficial owner of
the shares beneficially owned by HM GP Partners.
(15) Of the 4,941 shares of Common Stock for which
HMEU 1-EN has shared voting and dispositive power, 4,941 of
such shares are held of record by HMEU 1-EN.
(16) Of the 37,132 shares of Common Stock for which
HMEU 1-EQ has shared voting and dispositive power, 37,132 of
such shares are held of record by HMEU 1-EQ.
(17) Of the 7,677 shares of Common Stock for which
HMEU 1-P has shared voting and dispositive power, 7,677 of
such shares are held of record by HMEU 1-P.
(18) Of the 49,750 shares of Common Stock for which
HMEU Intermediate has shared voting and dispositive power,
none of such shares are held of record by HMEU Intermediate,
and 4,941 of such shares are held of record by HMEU 1-EN,
37,132 of such shares are held of record by HMEU 1-EQ and
7,677 of such shares are held of record by HMEU 1-P. HMEU
Intermediate is the general partner of HMEU 1-EN, HMEU 1-EQ
and HMEU 1-P and, therefore, may be deemed to be the
beneficial owner of the shares owned of record by HMEU 1-EN,
HMEU 1-EQ and HMEU 1-P.
(19) Of the 2,891,607 shares of Common Stock for
which HMTF Europe has shared voting and dispositive power,
2,891,607 of such shares are held of record by HMTF Europe.
(20) Of the 34,577 shares of Common Stock for which
HMTF Europe Private has shared voting and dispositive power,
34,577 of such shares are held of record by HMTF Europe
Private.
(21) Of the 213,639 shares of Common Stock for which
HM PG has shared voting and dispositive power, 213,639 of such
shares are held of record by HM PG.
(22) Of the 3,189,573 shares of Common Stock for
which HMEU Fund I-C has shared voting and dispositive power,
none of such shares are held of record by HMEU Fund I-C, and
2,891,607 of such shares are held of record by HMTF Europe,
34,577 of such shares are held of record by HMTF Europe
Private, 213,639 of such shares are held of record by HM PG,
4,941 of such shares are held of record by HMEU 1-EN, 37,132
of such shares are held of record by HMEU 1-EQ, and 7,677 of
such shares are held of record by HMEU 1-P. HMEU Fund I-C is
the general partner of HMTF Europe, HMTF Europe Private, and
HM PG and, therefore, may be deemed to be the beneficial owner
of the shares owned of record by HMTF Europe, HMTF Europe
Private and HM PG. HMEU Fund I-C is also the general partner
Page 40
of HMEU Intermediate which is the general partner of HMEU
1-EN, HMEU 1-EQ, and HMEU 1-P and, therefore, may be deemed to
be the beneficial owner of the shares owned of record by HMEU
1-EN, HMEU 1-EQ, and HMEU 1-P.
Each of the Filing Parties expressly disclaims (i) the
existence of any group and (ii) beneficial ownership with respect to any shares
of Common Stock covered by this Statement not owned by him or it of record.
(c) See Item 4.
(d) The right to receive dividends on, and proceeds from the
sale of, the shares of Common Stock held of record by the applicable Filing
Parties and beneficially owned by their respective sole general partners
described in paragraphs (a) and (b) above is governed by the limited partnership
and limited liability agreements, as applicable, of each of such entities, and
such dividends or proceeds may be distributed with respect to numerous general
and limited partnership or membership interests.
(e) Not applicable.
Item 6.
The rights to distributions, division of profits and other
arrangements relating to the Company's securities owned of record by the
applicable Filing Parties and their respective general and limited partners or
members are governed exclusively by their respective limited partnership
agreements and limited liability company regulations.
Item 7. Material to be Filed as Exhibits
99.1 Joint Filing Agreement dated December 12, 2000 among Mr. Thomas O.
Hicks, HM 1-FOF, GP Partners L.A., Latin America Fund, HMTF Equity
Fund, HMTF Private Equity, HM Equity Fund IV/GP, PG-IV, HM Equity
Partners, HM 4-P, HM 4-EN, HM 4-EQ, HM GP Partners, HM Fund IV, HMEU
1-EN, HMEU 1-EQ, HMEU 1-P, HMEU Intermediate, HMTF Europe, HMTF Europe
Private, HM PG and HMEU Fund I-C. (1)
------------------------------------
(1) Incorporated by reference to the Schedule 13D filed on behalf
of Thomas O. Hicks on December 12, 2000.
Page 41
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I
certify that the information set forth in this statement is true, complete and
correct.
September 14, 2001 By: *
-------------------------------- -------------------------------------
Date Thomas O. Hicks
*By: /s/ David W. Knickel
-------------------------------------
David W. Knickel
Attorney-in-Fact
Page 42
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I
certify that the information set forth in this statement is true, complete and
correct.
September 14, 2001 HM 1-FOF COINVESTORS CAYMAN, l.P.
-----------------------
Date
By: HICKS, MUSE GP PARTNERS L.A.. CAYMAN, L.P.,
its general partner
By: HICKS, MUSE LATIN AMERICA FUND GP CAYMAN,
L.L.C.,
its general partner
By: /s/ David W. Knickel
----------------------------------------
David W. Knickel
Vice President, Treasurer and Secretary
Page 43
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I
certify that the information set forth in this statement is true, complete and
correct.
September 14, 2001 HICKS, MUSE GP PARTNERS L.A. CAYMAN, L.P.
------------------------
Date
By: HICKS, MUSE LATIN AMERICA FUND GP CAYMAN, L.L.C.
its general partner
By: /s/ David W. Knickel
------------------------------------------
David W. Knickel
Vice President, Treasurer and Secretary
Page 44
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I
certify that the information set forth in this statement is true, complete and
correct.
September 14, 2001 HICKS, MUSE LATIN AMERICA FUND GP CAYMAN, L.L.C.
--------------------------
Date
By: /s/ David W. Knickel
-------------------------------------------
David W. Knickel
Vice President, Treasurer and Secretary
Page 45
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I
certify that the information set forth in this statement is true, complete and
correct.
September 14, 2001 HMTF EQUITY FUND IV (1999) CAYMAN, L.P.
--------------------
Date
By: HM EQUITY FUND IV/GP CAYMAN, L.P.,
its general partner
By: HM GP PARTNERS IV CAYMAN, L.P.,
its general partner
By: HM FUND IV CAYMAN, LLC,
its general partner
By: /s/ David W. Knickel
---------------------------------------
David W. Knickel
Vice President, Treasurer and Secretary
Page 46
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I
certify that the information set forth in this statement is true, complete and
correct.
September 14, 2001 HMTF PRIVATE EQUITY FUND IV (1999) CAYMAN, L.P.
------------------
Date
By: HM EQUITY FUND IV/GP CAYMAN, L.P.,
its general partner
By: HM GP PARTNERS IV CAYMAN, L.P.,
its general partner
By: HM FUND IV CAYMAN, LLC,
its general partner
By: /s/ David W. Knickel
-----------------------------------------
David W. Knickel
Vice President, Treasurer and Secretary
Page 47
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I
certify that the information set forth in this statement is true, complete and
correct.
September 14, 2001 HM EQUITY FUND IV/GP CAYMAN, L.P.
-------------------
Date By: HM GP PARTNERS IV CAYMAN, L.P.,
its general partner
By: HM FUND IV CAYMAN, LLC,
its general partner
By: /s/ David W. Knickel
----------------------------------------
David W. Knickel
Vice President, Treasurer and Secretary
Page 48
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I
certify that the information set forth in this statement is true, complete and
correct.
September 14, 2001 HICKS, MUSE PG-IV (1999), C.V.
------------------
Date
By: HM EQUITY FUND IV/GP PARTNERS (1999), C.V.,
its general partner
By: HM GP PARTNERS IV CAYMAN, L.P.,
its general partner
By: HM FUND IV CAYMAN, LLC,
its general partner
By: /s/ David W. Knickel
---------------------------------------
David W. Knickel
Vice President, Treasurer and Secretary
Page 49
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I
certify that the information set forth in this statement is true, complete and
correct.
September 14, 2001 HM EQUITY FUND IV/GP PARTNERS (1999), C.V.
-------------------
Date
By: HM GP PARTNERS IV CAYMAN, L.P.,
its general partner
By: HM FUND IV CAYMAN, LLC,
its general partner
By: /s/ David W. Knickel
------------------------------------------
David W. Knickel
Vice President, Treasurer and Secretary
Page 50
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I
certify that the information set forth in this statement is true, complete and
correct.
September 14, 2001 HM 4-P COINVESTORS CAYMAN, L.P.
-----------------------
Date
By: HM GP PARTNERS IV CAYMAN, L.P.,
its general partner
By: HM FUND IV CAYMAN, LLC,
its general partner
By: /s/ David W. Knickel
---------------------------------------
David W. Knickel
Vice President, Treasurer and Secretary
Page 51
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I
certify that the information set forth in this statement is true, complete and
correct.
September 14, 2001 HM 4-EN COINVESTORS CAYMAN, L.P.
---------------------
Date
By: HM GP PARTNERS IV CAYMAN, L.P.,
its general partner
By: HM FUND IV CAYMAN, LLC,
its general partner
By: /s/ David W. Knickel
----------------------------------------
David W. Knickel
Vice President, Treasurer and Secretary
Page 52
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I
certify that the information set forth in this statement is true, complete and
correct.
September 14, 2001 HM 4-EQ COINVESTORS CAYMAN, L.P.
---------------------
Date
By: HM GP PARTNERS IV CAYMAN, L.P.,
its general partner
By: HM FUND IV CAYMAN, LLC,
its general partner
By: /s/ David W. Knickel
----------------------------------------
David W. Knickel
Vice President, Treasurer and Secretary
Page 53
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I
certify that the information set forth in this statement is true, complete and
correct.
September 14, 2001 HM GP PARTNERS IV CAYMAN, L.P.
-------------------------
Date
By: HM FUND IV CAYMAN, LLC,
its general partner
By: /s/ David W. Knickel
----------------------------------------
David W. Knickel
Vice President, Treasurer and Secretary
Page 54
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I
certify that the information set forth in this statement is true, complete and
correct.
September 14, 2001 HM FUND IV CAYMAN, LLC
----------------------------
Date
By: /s/ David W. Knickel
----------------------------------------
David W. Knickel
Vice President, Treasurer and Secretary
Page 55
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I
certify that the information set forth in this statement is true, complete and
correct.
September 14, 2001 HMEU 1-EN COINVESTORS, L.P.
---------------------
Date
By: HMEU INTERMEDIATE PARTNERS I-C, L.P.,
its general partner
By: HMEU FUND I-C, INC.,
its general partner
By: /s/ David W. Knickel
----------------------------------------
David W. Knickel
Vice President, Treasurer and Secretary
Page 56
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I
certify that the information set forth in this statement is true, complete and
correct.
September 14, 2001 HMEU 1-EQ COINVESTORS, L.P.
----------------------
Date
By: HMEU INTERMEDIATE PARTNERS I-C, L.P.,
its general partner
By: HMEU FUND I-C, INC.,
its general partner
By: /s/ David W. Knickel
----------------------------------------
David W. Knickel
Vice President, Treasurer and Secretary
Page 57
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I
certify that the information set forth in this statement is true, complete and
correct.
September 14, 2001 HMEU 1-P COINVESTORS, L.P.
-------------------
Date
By: HMEU INTERMEDIATE PARTNERS I-C, L.P.,
its general partner
By: HMEU FUND I-C, INC.,
its general partner
By: /s/ David W. Knickel
----------------------------------------
David W. Knickel
Vice President, Treasurer and Secretary
Page 58
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I
certify that the information set forth in this statement is true, complete and
correct.
September 14, 2001 HMEU INTERMEDIATE PARTNERS I-C, L.P.
--------------------
Date
By: HMEU FUND I-C, INC.,
its general partner
By: /s/ David W. Knickel
-----------------------------------------
David W. Knickel
Vice President, Treasurer and Secretary
Page 59
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I
certify that the information set forth in this statement is true, complete and
correct.
September 14, 2001 HMTF EUROPE FUND CAYMAN, L.P.
-----------------------
Date
By: HMEU FUND I-C, INC.,
its general partner
By: /s/ David W. Knickel
----------------------------------------
David W. Knickel
Vice President, Treasurer and Secretary
Page 60
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I
certify that the information set forth in this statement is true, complete and
correct.
September 14, 2001 HMTF EUROPE PRIVATE FUND CAYMAN, L.P.
---------------------
Date
By: HMEU FUND I-C, INC.,
its general partner
By: /s/ David W. Knickel
----------------------------------------
David W. Knickel
Vice President, Treasurer and Secretary
Page 61
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I
certify that the information set forth in this statement is true, complete and
correct.
September 14, 2001 HM PG EUROPE I, C.V.
----------------------
Date
By: HMEU FUND I-C, INC.,
its general partner
By: /s/ David W. Knickel
----------------------------------------
David W. Knickel
Vice President, Treasurer and Secretary
Page 62
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I
certify that the information set forth in this statement is true, complete and
correct.
September 14, 2001 HMEU FUND I-C, INC.
-----------------------
Date
By: /s/ David W. Knickel
----------------------------------------
David W. Knickel
Vice President, Treasurer and Secretary
Page 63
EXHIBIT INDEX
99.1 Joint Filing Agreement dated December 12, 2000 among
Mr. Thomas O. Hicks, HM 1-FOF, GP Partners L.A.,
Latin America Fund, HMTF Equity Fund, HMTF Private
Equity, HM Equity Fund IV/GP, PG-IV, HM Equity
Partners, HM 4-P, HM 4-EN, HM 4-EQ, HM GP Partners,
HM Fund IV, HMEU 1-EN, HMEU 1-EQ, HMEU 1-P, HMEU
Intermediate, HMTF Europe, HMTF Europe Private, HM PG
and HMEU Fund I-C. (1)
------------------------------------
(1) Incorporated by reference to the Schedule 13D filed
on behalf of Thomas O. Hicks on December 12, 2000.