Registrant : Shelton Capital Management
|
||||||||
Fund Name : SHELTON GREATER CHINA FUND
|
||||||||
07/01/2015 - 06/30/2016
|
AIA Group Limited
|
|||||||
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
||||
1299
|
CINS Y002A1105
|
05/06/2016
|
Voted
|
||||
Meeting Type
|
Country of Trade
|
||||||
Annual
|
Hong Kong
|
||||||
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
||
1
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
N/A
|
N/A
|
||
2
|
Accounts and Reports
|
Mgmt
|
For
|
For
|
For
|
||
3
|
Allocation of Profits/Dividends
|
Mgmt
|
For
|
For
|
For
|
||
4
|
Elect TEO Swee Lian
|
Mgmt
|
For
|
For
|
For
|
||
5
|
Elect Narongchai Akrasanee
|
Mgmt
|
For
|
For
|
For
|
||
6
|
Elect George YEO Yong-Boon
|
Mgmt
|
For
|
For
|
For
|
||
7
|
Elect Mark E. Tucker
|
Mgmt
|
For
|
For
|
For
|
||
8
|
Appointment of Auditor and Authority to Set Fees
|
Mgmt
|
For
|
For
|
For
|
||
9
|
Authority to Issue Shares w/o Preemptive Rights
|
Mgmt
|
For
|
For
|
For
|
||
10
|
Authority to Repurchase Shares
|
Mgmt
|
For
|
For
|
For
|
||
11
|
Authority to Issue Shares under Restricted Share Unit Scheme
|
Mgmt
|
For
|
For
|
For
|
||
12
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
N/A
|
N/A
|
||
ASUSTeK Computer Inc.
|
|||||||
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
||||
2357
|
CINS Y04327105
|
06/08/2016
|
Voted
|
||||
Meeting Type
|
Country of Trade
|
||||||
Annual
|
Taiwan
|
||||||
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
||
1
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
N/A
|
N/A
|
||
2
|
Amendments to Articles
|
Mgmt
|
For
|
For
|
For
|
||
3
|
Accounts and Reports
|
Mgmt
|
For
|
For
|
For
|
||
4
|
Allocation of Profits/Dividends
|
Mgmt
|
For
|
For
|
For
|
||
Bank of China Limited
|
|||||||
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
||||
3988
|
CINS Y0698A107
|
06/07/2016
|
Voted
|
||||
Meeting Type
|
Country of Trade
|
||||||
Annual
|
China
|
||||||
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
||
1
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
N/A
|
N/A
|
||
2
|
Directors' Report
|
Mgmt
|
For
|
For
|
For
|
||
3
|
Supervisors' Report
|
Mgmt
|
For
|
For
|
For
|
||
4
|
Financial Statements
|
Mgmt
|
For
|
For
|
For
|
||
5
|
Allocation of Profits/Dividends
|
Mgmt
|
For
|
For
|
For
|
||
6
|
Annual Budget
|
Mgmt
|
For
|
For
|
For
|
||
7
|
Appointment of Auditor and Authority to Set Fees
|
Mgmt
|
For
|
For
|
For
|
||
8
|
Elect TIAN Guoli
|
Mgmt
|
For
|
For
|
For
|
||
9
|
Elect WANG Yong
|
Mgmt
|
For
|
Against
|
Against
|
||
10
|
Elect LU Zhengfei
|
Mgmt
|
For
|
For
|
For
|
||
11
|
Elect LEUNG Cheuk Yan
|
Mgmt
|
For
|
For
|
For
|
||
12
|
Elect WANG Changyun
|
Mgmt
|
For
|
For
|
For
|
||
13
|
Elect LI Jun
|
Mgmt
|
For
|
For
|
For
|
||
14
|
Elect WANG Xueqiang
|
Mgmt
|
For
|
For
|
For
|
||
15
|
Elect LIU Wanming
|
Mgmt
|
For
|
Against
|
Against
|
||
16
|
Issuance of Bonds
|
Mgmt
|
For
|
For
|
For
|
||
17
|
Issuance of Qualified Write-down Tier-2 Capital Instruments
|
Mgmt
|
For
|
For
|
For
|
||
Bank of China Limited
|
|||||||
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
||||
3988
|
CINS Y0698A107
|
12/04/2015
|
Voted
|
||||
Meeting Type
|
Country of Trade
|
||||||
Other
|
China
|
||||||
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
||
1
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
N/A
|
N/A
|
||
2
|
Provision of Assured Entitlement
|
Mgmt
|
For
|
For
|
For
|
||
3
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
N/A
|
N/A
|
||
Bank of China Limited
|
|||||||
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
||||
3988
|
CINS Y0698A107
|
12/04/2015
|
Voted
|
||||
Meeting Type
|
Country of Trade
|
||||||
Special
|
China
|
||||||
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
||
1
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
N/A
|
N/A
|
||
2
|
Elect ZHU Hexin
|
Mgmt
|
For
|
For
|
For
|
||
3
|
Elect ZHANG Jinliang
|
Mgmt
|
For
|
For
|
For
|
||
4
|
Directors' and Supervisors' Remuneration Distribution Plan
|
Mgmt
|
For
|
For
|
For
|
||
5
|
Plan of Overseas Listing of BOC Aviation
|
Mgmt
|
For
|
For
|
For
|
||
6
|
Board Authorization To Implement Overseas Listing
|
Mgmt
|
For
|
For
|
For
|
||
7
|
Description of Sustained Profitability and Prospects
|
Mgmt
|
For
|
For
|
For
|
||
8
|
Undertaking of Independent Listing Status
|
Mgmt
|
For
|
For
|
For
|
||
9
|
Compliance of Overseas Listing of BOC Aviation Pte. Ltd.
|
Mgmt
|
For
|
For
|
For
|
||
10
|
Provision of Assured Entitlement
|
Mgmt
|
For
|
For
|
For
|
||
BBMG Corporation
|
|||||||
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
||||
2009
|
CINS Y076A3105
|
05/18/2016
|
Voted
|
||||
Meeting Type
|
Country of Trade
|
||||||
Annual
|
China
|
||||||
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
||
1
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
N/A
|
N/A
|
||
2
|
Directors' Report
|
Mgmt
|
For
|
For
|
For
|
||
3
|
Supervisors' Report
|
Mgmt
|
For
|
For
|
For
|
||
4
|
Accounts and Reports
|
Mgmt
|
For
|
For
|
For
|
||
5
|
Allocation of Profits/Dividends
|
Mgmt
|
For
|
For
|
For
|
||
6
|
Remuneration of Executive Directors
|
Mgmt
|
For
|
For
|
For
|
||
7
|
Appointment of Auditor and Authority to Set Fees
|
Mgmt
|
For
|
For
|
For
|
||
8
|
Authority to Give Guarantees
|
Mgmt
|
For
|
Against
|
Against
|
||
9
|
Eligibility to Issue Corporate Bonds via Public Offering
|
Mgmt
|
For
|
For
|
For
|
||
10
|
Bond Class
|
Mgmt
|
For
|
For
|
For
|
||
11
|
Issue Size
|
Mgmt
|
For
|
For
|
For
|
||
12
|
Face Value and Issuance Price
|
Mgmt
|
For
|
For
|
For
|
||
13
|
Bond Term and Class
|
Mgmt
|
For
|
For
|
For
|
||
14
|
Interest Rate
|
Mgmt
|
For
|
For
|
For
|
||
15
|
Method of Issuance and Subscribers
|
Mgmt
|
For
|
For
|
For
|
||
16
|
Use of Proceeds
|
Mgmt
|
For
|
For
|
For
|
||
17
|
Arrangement for Placement
|
Mgmt
|
For
|
For
|
For
|
||
18
|
Listing Market
|
Mgmt
|
For
|
For
|
For
|
||
19
|
Guarantees Arrangement
|
Mgmt
|
For
|
For
|
For
|
||
20
|
Safeguard Measures For Repayment
|
Mgmt
|
For
|
For
|
For
|
||
21
|
Validity of Resolution
|
Mgmt
|
For
|
For
|
For
|
||
22
|
Board Authorization to Issue Corporate Bonds via Public Offering
|
Mgmt
|
For
|
For
|
For
|
||
23
|
Eligibility to Issue Corporate Bonds via Private Placement
|
Mgmt
|
For
|
For
|
For
|
||
24
|
Bond Class
|
Mgmt
|
For
|
For
|
For
|
||
25
|
Issue Size
|
Mgmt
|
For
|
For
|
For
|
||
26
|
Face Value and Issuance Price
|
Mgmt
|
For
|
For
|
For
|
||
27
|
Bond Term and Class
|
Mgmt
|
For
|
For
|
For
|
||
28
|
Interest Rate
|
Mgmt
|
For
|
For
|
For
|
||
29
|
Method of Issuance and Subscribers
|
Mgmt
|
For
|
For
|
For
|
||
30
|
Use of Proceeds
|
Mgmt
|
For
|
For
|
For
|
||
31
|
Arrangement for Placement
|
Mgmt
|
For
|
For
|
For
|
||
32
|
Listing Market
|
Mgmt
|
For
|
For
|
For
|
||
33
|
Guarantees Arrangement
|
Mgmt
|
For
|
For
|
For
|
||
34
|
Safeguard Measures For Repayment
|
Mgmt
|
For
|
For
|
For
|
||
35
|
Validity of Resolution
|
Mgmt
|
For
|
For
|
For
|
||
36
|
Board Authorization to Issue Corporate Bonds via Private Placement
|
Mgmt
|
For
|
For
|
For
|
||
37
|
Authority to Issue Shares w/o Preemptive Rights
|
Mgmt
|
For
|
Against
|
Against
|
||
BBMG Corporation
|
|||||||
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
||||
2009
|
CINS Y076A3105
|
08/12/2015
|
Voted
|
||||
Meeting Type
|
Country of Trade
|
||||||
Special
|
China
|
||||||
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
||
1
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
N/A
|
N/A
|
||
2
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
N/A
|
N/A
|
||
3
|
Self-Inspection Report on Property Business
|
Mgmt
|
For
|
For
|
For
|
||
4
|
Undertakings to Property Business
|
Mgmt
|
For
|
For
|
For
|
||
5
|
Non-Voting Agenda Item
|
N/A
|
N/A
|
N/A
|
N/A
|
||
6
|
Elect ZHANG Jianli
|
Mgmt
|
For
|
For
|
For
|
||
7
|
Update on Self-Inspection Report
|
Mgmt
|
For
|
For
|
For
|
||
BBMG Corporation
|
|||||||
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
||||
2009
|
CINS Y076A3105
|
11/27/2015
|
Voted
|
||||
Meeting Type
|
Country of Trade
|
||||||
Special
|
China
|
||||||
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
||
1
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
N/A
|
N/A
|
||
2
|
Directors' Fees
|
Mgmt
|
For
|
For
|
For
|
||
3
|
Supervisors' Fees
|
Mgmt
|
For
|
For
|
For
|
||
4
|
Eligibility For Public Issue of Corporate Bonds
|
Mgmt
|
For
|
For
|
For
|
||
5
|
Type
|
Mgmt
|
For
|
For
|
For
|
||
6
|
Size
|
Mgmt
|
For
|
For
|
For
|
||
7
|
Face Value and Issue Price
|
Mgmt
|
For
|
For
|
For
|
||
8
|
Term of issue and Variety
|
Mgmt
|
For
|
For
|
For
|
||
9
|
Bonds Interest Rate
|
Mgmt
|
For
|
For
|
For
|
||
10
|
Method of Issue and Target Investors
|
Mgmt
|
For
|
For
|
For
|
||
11
|
Use of Proceeds
|
Mgmt
|
For
|
For
|
For
|
||
12
|
Pre-emptive Rights
|
Mgmt
|
For
|
For
|
For
|
||
13
|
Place of Listing
|
Mgmt
|
For
|
For
|
For
|
||
14
|
Arrangement of Guarantee
|
Mgmt
|
For
|
For
|
For
|
||
15
|
Measures For Protection of Repayment
|
Mgmt
|
For
|
For
|
For
|
||
16
|
Validity of Resolution
|
Mgmt
|
For
|
For
|
For
|
||
17
|
Board Authority To Issue Corporate Bodns
|
Mgmt
|
For
|
For
|
For
|
||
18
|
Amendments to Articles
|
Mgmt
|
For
|
For
|
For
|
||
19
|
Elect JIANG Deyi
|
Mgmt
|
For
|
For
|
For
|
||
20
|
Elect WU Dong
|
Mgmt
|
For
|
For
|
For
|
||
21
|
Elect SHI Xijun
|
Mgmt
|
For
|
Against
|
Against
|
||
22
|
Elect ZHANG Jianli
|
Mgmt
|
For
|
For
|
For
|
||
23
|
Elect LI Weidong
|
Mgmt
|
For
|
For
|
For
|
||
24
|
Elect WANG Shizhong
|
Mgmt
|
For
|
For
|
For
|
||
25
|
Elect WANG Guangjin
|
Mgmt
|
For
|
For
|
For
|
||
26
|
Elect TIAN Lihui
|
Mgmt
|
For
|
For
|
For
|
||
27
|
Elect TANG Jun
|
Mgmt
|
For
|
For
|
For
|
||
28
|
Elect NGAI Wai Fung
|
Mgmt
|
For
|
Against
|
Against
|
||
29
|
Elect WANG Xiaojun
|
Mgmt
|
For
|
Against
|
Against
|
||
30
|
Elect LI Bichi
|
Mgmt
|
For
|
Against
|
Against
|
||
31
|
Elect YU Kaijun
|
Mgmt
|
For
|
Against
|
Against
|
||
32
|
Elect HU Juan
|
Mgmt
|
For
|
For
|
For
|
||
BOC Hong Kong (Holdings) Ltd
|
|||||||
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
||||
2388
|
CINS Y0920U103
|
06/06/2016
|
Voted
|
||||
Meeting Type
|
Country of Trade
|
||||||
Annual
|
Hong Kong
|
||||||
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
||
1
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
N/A
|
N/A
|
||
2
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
N/A
|
N/A
|
||
3
|
Accounts and Reports
|
Mgmt
|
For
|
For
|
For
|
||
4
|
Allocation of Profits/Dividends
|
Mgmt
|
For
|
For
|
For
|
||
5
|
Elect YUE Yi
|
Mgmt
|
For
|
For
|
For
|
||
6
|
Elect REN Deqi
|
Mgmt
|
For
|
For
|
For
|
||
7
|
Elect GAO Yingxin
|
Mgmt
|
For
|
For
|
For
|
||
8
|
Elect XU Luode
|
Mgmt
|
For
|
For
|
For
|
||
9
|
Appointment of Auditor and Authority to Set Fees
|
Mgmt
|
For
|
For
|
For
|
||
10
|
Authority to Issue Shares w/o Preemptive Rights
|
Mgmt
|
For
|
Against
|
Against
|
||
11
|
Authority to Repurchase Shares
|
Mgmt
|
For
|
For
|
For
|
||
12
|
Authority to Issue Repurchased Shares
|
Mgmt
|
For
|
Against
|
Against
|
||
Cheung Kong Property Holdings Limited
|
|||||||
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
||||
1113
|
CINS G2103F101
|
05/13/2016
|
Voted
|
||||
Meeting Type
|
Country of Trade
|
||||||
Annual
|
Cayman Islands
|
||||||
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
||
1
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
N/A
|
N/A
|
||
2
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
N/A
|
N/A
|
||
3
|
Accounts and Reports
|
Mgmt
|
For
|
For
|
For
|
||
4
|
Allocation of Profits/Dividends
|
Mgmt
|
For
|
For
|
For
|
||
5
|
Elect LI Ka-Shing
|
Mgmt
|
For
|
For
|
For
|
||
6
|
Elect KAM Hing Lam
|
Mgmt
|
For
|
For
|
For
|
||
7
|
Elect Edmond IP Tak Chuen
|
Mgmt
|
For
|
For
|
For
|
||
8
|
Elect Davy CHUNG Sun Keung
|
Mgmt
|
For
|
For
|
For
|
||
9
|
Elect Justin CHIU Kwok Hung
|
Mgmt
|
For
|
For
|
For
|
||
10
|
Elect JP CHOW Wai Kam
|
Mgmt
|
For
|
For
|
For
|
||
11
|
Elect Ezra PAU Yee Wan
|
Mgmt
|
For
|
For
|
For
|
||
12
|
Elect Grace WOO Chia Ching
|
Mgmt
|
For
|
For
|
For
|
||
13
|
Elect Henry CHEONG Ying Chew
|
Mgmt
|
For
|
For
|
For
|
||
14
|
Elect Albert CHOW Nin Mow
|
Mgmt
|
For
|
For
|
For
|
||
15
|
Elect Katherine HUNG Siu Lin
|
Mgmt
|
For
|
For
|
For
|
||
16
|
Elect Simon Murray
|
Mgmt
|
For
|
For
|
For
|
||
17
|
Elect Anthony YEH Yuan Chang
|
Mgmt
|
For
|
For
|
For
|
||
18
|
Appointment of Auditor and Authority to Set Fees
|
Mgmt
|
For
|
For
|
For
|
||
19
|
Directors' Fees
|
Mgmt
|
For
|
For
|
For
|
||
20
|
Authority to Issue Shares w/o Preemptive Rights
|
Mgmt
|
For
|
Against
|
Against
|
||
21
|
Authority to Repurchase Shares
|
Mgmt
|
For
|
For
|
For
|
||
22
|
Authority to Issue Repurchased Shares
|
Mgmt
|
For
|
Against
|
Against
|
||
23
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
N/A
|
N/A
|
||
China Citic Bank Corporation Limited
|
|||||||
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
||||
0998
|
CINS Y1434M116
|
03/17/2016
|
Voted
|
||||
Meeting Type
|
Country of Trade
|
||||||
Special
|
China
|
||||||
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
||
1
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
N/A
|
N/A
|
||
2
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
N/A
|
N/A
|
||
3
|
Elect CHEN Lihua
|
Mgmt
|
For
|
For
|
For
|
||
4
|
Elect HE Cao
|
Mgmt
|
For
|
For
|
For
|
||
5
|
Elect HUANG Fang
|
Mgmt
|
For
|
For
|
For
|
||
6
|
Elect WAN Liming
|
Mgmt
|
For
|
For
|
For
|
||
China Citic Bank Corporation Limited
|
|||||||
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
||||
0998
|
CINS Y1434M116
|
05/26/2016
|
Voted
|
||||
Meeting Type
|
Country of Trade
|
||||||
Annual
|
China
|
||||||
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
||
1
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
N/A
|
N/A
|
||
2
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
N/A
|
N/A
|
||
3
|
Directors' Report
|
Mgmt
|
For
|
For
|
For
|
||
4
|
Supervisors' Report
|
Mgmt
|
For
|
For
|
For
|
||
5
|
Annual Report
|
Mgmt
|
For
|
For
|
For
|
||
6
|
Financial Report
|
Mgmt
|
For
|
For
|
For
|
||
7
|
Financial Budget 2016
|
Mgmt
|
For
|
For
|
For
|
||
8
|
Allocation of Profits/Dividends
|
Mgmt
|
For
|
For
|
For
|
||
9
|
Appointment of PRC and International Auditors and Authority to Set Fees
|
Mgmt
|
For
|
For
|
For
|
||
10
|
Related Party Transactions for the Fiscal Year 2015
|
Mgmt
|
For
|
For
|
For
|
||
11
|
Adjustment of Annual Cap of Continuing Connected Transactions of 2016 and 2017
|
Mgmt
|
For
|
For
|
For
|
||
12
|
Authority to Issue Bonds
|
Mgmt
|
For
|
Against
|
Against
|
||
13
|
Extension of Validity Period of Non-Public Issue of Preference Shares
|
Mgmt
|
For
|
For
|
For
|
||
14
|
Extension of Authorization Period for Non-Public Offer of Preference Shares and Related Matters
|
Mgmt
|
For
|
For
|
For
|
||
15
|
Dilution of Immediate Returns
|
Mgmt
|
For
|
For
|
For
|
||
16
|
Adjustment of Validity Period of Non-Public Issue of Preference Shares
|
Mgmt
|
For
|
For
|
For
|
||
17
|
Adjustment of Authorization Period for Non-Public Offer of Preference Shares and Related Matters
|
Mgmt
|
For
|
For
|
For
|
||
China Citic Bank Corporation Limited
|
|||||||
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
||||
0998
|
CINS Y1434M116
|
05/26/2016
|
Voted
|
||||
Meeting Type
|
Country of Trade
|
||||||
Other
|
China
|
||||||
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
||
1
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
N/A
|
N/A
|
||
2
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
N/A
|
N/A
|
||
3
|
Extension of Validity Period of Non-Public Issue of Preference Shares
|
Mgmt
|
For
|
For
|
For
|
||
4
|
Extension of Authorization Period for Non-Public Offer of Preference Shares and Related Matters
|
Mgmt
|
For
|
For
|
For
|
||
5
|
Adjustment of Validity Period of Non-Public Issue of Preference Shares
|
Mgmt
|
For
|
For
|
For
|
||
6
|
Adjustment of Authorization Period for Non-Public Offer of Preference Shares and Related Matters
|
Mgmt
|
For
|
For
|
For
|
||
China Citic Bank Corporation Limited
|
|||||||
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
||||
0998
|
CINS Y1434M116
|
10/15/2015
|
Voted
|
||||
Meeting Type
|
Country of Trade
|
||||||
Special
|
China
|
||||||
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
||
1
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
N/A
|
N/A
|
||
2
|
Amendments to Articles
|
Mgmt
|
For
|
For
|
For
|
||
3
|
Elect SHU Yang as Supervisor
|
Mgmt
|
For
|
For
|
For
|
||
4
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
N/A
|
N/A
|
||
China Citic Bank Corporation Limited
|
|||||||
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
||||
0998
|
CINS Y1434M116
|
12/16/2015
|
Voted
|
||||
Meeting Type
|
Country of Trade
|
||||||
Other
|
China
|
||||||
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
||
1
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
N/A
|
N/A
|
||
2
|
Extension of Validity Period for Private Placement of A Share
|
Mgmt
|
For
|
For
|
For
|
||
China Citic Bank Corporation Limited
|
|||||||
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
||||
0998
|
CINS Y1434M116
|
12/16/2015
|
Voted
|
||||
Meeting Type
|
Country of Trade
|
||||||
Special
|
China
|
||||||
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
||
1
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
N/A
|
N/A
|
||
2
|
Extension of Validity Period for Private Placement of A Share
|
Mgmt
|
For
|
For
|
For
|
||
3
|
Extension of Authorization Period for Private Placement of A Share
|
Mgmt
|
For
|
For
|
For
|
||
4
|
Elect ZHANG Yanling as Director
|
Mgmt
|
For
|
For
|
For
|
||
5
|
Elect CAO Guoqiang as Supervisor
|
Mgmt
|
For
|
For
|
For
|
||
6
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
N/A
|
N/A
|
||
China Construction Bank Corporation
|
|||||||
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
||||
0939
|
CINS Y1397N101
|
06/17/2016
|
Voted
|
||||
Meeting Type
|
Country of Trade
|
||||||
Annual
|
China
|
||||||
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
||
1
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
N/A
|
N/A
|
||
2
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
N/A
|
N/A
|
||
3
|
Directors' Report
|
Mgmt
|
For
|
For
|
For
|
||
4
|
Supervisors' Report
|
Mgmt
|
For
|
For
|
For
|
||
5
|
Accounts and Reports
|
Mgmt
|
For
|
For
|
For
|
||
6
|
Allocation of Profits/Dividends
|
Mgmt
|
For
|
For
|
For
|
||
7
|
2016 Fixed Asset Investment Plan
|
Mgmt
|
For
|
For
|
For
|
||
8
|
Directors' Fees
|
Mgmt
|
For
|
For
|
For
|
||
9
|
Supervisors' Fees
|
Mgmt
|
For
|
For
|
For
|
||
10
|
Elect ZHANG Long as Director
|
Mgmt
|
For
|
For
|
For
|
||
11
|
Elect Timpson CHUNG Shui Ming as Director
|
Mgmt
|
For
|
Against
|
Against
|
||
12
|
Elect WIM Kok as Director
|
Mgmt
|
For
|
For
|
For
|
||
13
|
Elect Murray Horn as Director
|
Mgmt
|
For
|
For
|
For
|
||
14
|
Elect LIU Jin as Supervisor
|
Mgmt
|
For
|
For
|
For
|
||
15
|
Elect LI Xiaoling as Supervisor
|
Mgmt
|
For
|
For
|
For
|
||
16
|
Elect BAI Jianjun as Supervisor
|
Mgmt
|
For
|
For
|
For
|
||
17
|
Appointment of Auditor and Authority to Set Fees
|
Mgmt
|
For
|
For
|
For
|
||
18
|
Amendment to the Impact of Dilution Immediate Return from the Issuance of Preference Shares and Remedial Measures
|
Mgmt
|
For
|
For
|
For
|
||
19
|
Elect GUO Yanpeng as Director
|
Mgmt
|
For
|
For
|
For
|
||
China Construction Bank Corporation
|
|||||||
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
||||
0939
|
CINS Y1397N101
|
10/28/2015
|
Voted
|
||||
Meeting Type
|
Country of Trade
|
||||||
Special
|
China
|
||||||
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
||
1
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
N/A
|
N/A
|
||
2
|
Elect Carl Walter
|
Mgmt
|
For
|
For
|
For
|
||
3
|
Elect Anita FUNG Yuen Mei
|
Mgmt
|
For
|
For
|
For
|
||
China Everbright International Limited
|
|||||||
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
||||
0257
|
CINS Y14226107
|
05/17/2016
|
Voted
|
||||
Meeting Type
|
Country of Trade
|
||||||
Annual
|
Hong Kong
|
||||||
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
||
1
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
N/A
|
N/A
|
||
2
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
N/A
|
N/A
|
||
3
|
Accounts and Reports
|
Mgmt
|
For
|
For
|
For
|
||
4
|
Allocation of Profits/Dividends
|
Mgmt
|
For
|
For
|
For
|
||
5
|
Elect CHEN Xiaoping
|
Mgmt
|
For
|
For
|
For
|
||
6
|
Elect Philip FAN Yan Hok
|
Mgmt
|
For
|
For
|
For
|
||
7
|
Elect Selwyn Mar
|
Mgmt
|
For
|
Against
|
Against
|
||
8
|
Elect Aubrey LI Kwok Sing
|
Mgmt
|
For
|
Against
|
Against
|
||
9
|
Directors' Fees
|
Mgmt
|
For
|
For
|
For
|
||
10
|
Appointment of Auditor and Authority to Set Fees
|
Mgmt
|
For
|
For
|
For
|
||
11
|
Authority to Issue Shares w/o Preemptive Rights
|
Mgmt
|
For
|
Against
|
Against
|
||
12
|
Authority to Repurchase Shares
|
Mgmt
|
For
|
For
|
For
|
||
13
|
Authority to Issue Repurchased Shares
|
Mgmt
|
For
|
Against
|
Against
|
||
China Everbright Limited
|
|||||||
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
||||
00165
|
CINS Y1421G106
|
05/18/2016
|
Voted
|
||||
Meeting Type
|
Country of Trade
|
||||||
Annual
|
Hong Kong
|
||||||
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
||
1
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
N/A
|
N/A
|
||
2
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
N/A
|
N/A
|
||
3
|
Accounts and Reports
|
Mgmt
|
For
|
For
|
For
|
||
4
|
Allocation of Profits/Dividends
|
Mgmt
|
For
|
For
|
For
|
||
5
|
Elect TANG Shuangning
|
Mgmt
|
For
|
For
|
For
|
||
6
|
Elect Richard TANG Chi Chun
|
Mgmt
|
For
|
For
|
For
|
||
7
|
Elect Timpson CHUNG Shui Ming
|
Mgmt
|
For
|
Against
|
Against
|
||
8
|
Directors' Fees
|
Mgmt
|
For
|
For
|
For
|
||
9
|
Appointment of Auditor and Authority to Set Fees
|
Mgmt
|
For
|
For
|
For
|
||
10
|
Authority to Issue Shares w/o Preemptive Rights
|
Mgmt
|
For
|
Against
|
Against
|
||
11
|
Authority to Repurchase Shares
|
Mgmt
|
For
|
For
|
For
|
||
12
|
Authority to Issue Repurchased Shares
|
Mgmt
|
For
|
Against
|
Against
|
||
China Longyuan Power Group Limited
|
|||||||
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
||||
0916
|
CINS Y1501T101
|
05/31/2016
|
Voted
|
||||
Meeting Type
|
Country of Trade
|
||||||
Annual
|
China
|
||||||
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
||
1
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
N/A
|
N/A
|
||
2
|
Directors' Report
|
Mgmt
|
For
|
For
|
For
|
||
3
|
Supervisors' Report
|
Mgmt
|
For
|
For
|
For
|
||
4
|
Accounts and Reports
|
Mgmt
|
For
|
For
|
For
|
||
5
|
Final Financial Accounts
|
Mgmt
|
For
|
For
|
For
|
||
6
|
Allocation of Profits/Dividends
|
Mgmt
|
For
|
For
|
For
|
||
7
|
2016 Financial Budget
|
Mgmt
|
For
|
For
|
For
|
||
8
|
Directors' and Supervisors' Fees
|
Mgmt
|
For
|
For
|
For
|
||
9
|
Appointment of PRC Auditor and Authority to Set Fees
|
Mgmt
|
For
|
For
|
For
|
||
10
|
Appointment of International Auditor and Authority to Set Fees
|
Mgmt
|
For
|
For
|
For
|
||
11
|
Registration and Issue of Debt Instruments
|
Mgmt
|
For
|
For
|
For
|
||
12
|
Authority to Issue Domestic and/or H Shares w/o Preemptive Rights
|
Mgmt
|
For
|
Against
|
Against
|
||
13
|
Authority to Issue Debt Instruments
|
Mgmt
|
For
|
For
|
For
|
||
China Longyuan Power Group Limited
|
|||||||
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
||||
0916
|
CINS Y1501T101
|
07/09/2015
|
Voted
|
||||
Meeting Type
|
Country of Trade
|
||||||
Special
|
China
|
||||||
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
||
1
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
N/A
|
N/A
|
||
2
|
Elect QIAO Baoping
|
Mgmt
|
For
|
Against
|
Against
|
||
3
|
Elect WANG Baole
|
Mgmt
|
For
|
For
|
For
|
||
4
|
Elect SHAO Guoyong
|
Mgmt
|
For
|
Against
|
Against
|
||
5
|
Elect CHEN Jingdong
|
Mgmt
|
For
|
For
|
For
|
||
6
|
Elect LI Enyi
|
Mgmt
|
For
|
For
|
For
|
||
7
|
Elect HUANG Qun
|
Mgmt
|
For
|
For
|
For
|
||
8
|
Elect ZHANG Songyi
|
Mgmt
|
For
|
For
|
For
|
||
9
|
Elect MENG Yan
|
Mgmt
|
For
|
For
|
For
|
||
10
|
Elect HAN Dechang
|
Mgmt
|
For
|
For
|
For
|
||
11
|
Elect XIE Changjun as Supervisor
|
Mgmt
|
For
|
For
|
For
|
||
12
|
Elect YU Yongping as Supervisor
|
Mgmt
|
For
|
Against
|
Against
|
||
China Mengniu Dairy Company Limited
|
|||||||
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
||||
2319
|
CINS G21096105
|
06/03/2016
|
Voted
|
||||
Meeting Type
|
Country of Trade
|
||||||
Annual
|
Cayman Islands
|
||||||
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
||
1
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
N/A
|
N/A
|
||
2
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
N/A
|
N/A
|
||
3
|
Accounts and Reports
|
Mgmt
|
For
|
For
|
For
|
||
4
|
Allocation of Profits/Dividends
|
Mgmt
|
For
|
For
|
For
|
||
5
|
Elect NIU Gensheng
|
Mgmt
|
For
|
Against
|
Against
|
||
6
|
Elect LIU Ding
|
Mgmt
|
For
|
Against
|
Against
|
||
7
|
Elect Andrew WU Kwok Keung
|
Mgmt
|
For
|
Against
|
Against
|
||
8
|
Elect MA Jianping
|
Mgmt
|
For
|
Against
|
Against
|
||
9
|
Elect Tim Orting JORGENSEN
|
Mgmt
|
For
|
For
|
For
|
||
10
|
Elect Filip Kegels
|
Mgmt
|
For
|
For
|
For
|
||
11
|
Appointment of Auditor and Authority to Set Fees
|
Mgmt
|
For
|
For
|
For
|
||
12
|
Authority to Repurchase Shares
|
Mgmt
|
For
|
For
|
For
|
||
13
|
Authority to Issue Shares w/o Preemptive Rights
|
Mgmt
|
For
|
Against
|
Against
|
||
14
|
Adoption of New Share Option Scheme
|
Mgmt
|
For
|
Against
|
Against
|
||
China Mengniu Dairy Company Limited
|
|||||||
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
||||
2319
|
CINS G21096105
|
10/09/2015
|
Voted
|
||||
Meeting Type
|
Country of Trade
|
||||||
Special
|
Cayman Islands
|
||||||
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
||
1
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
N/A
|
N/A
|
||
2
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
N/A
|
N/A
|
||
3
|
Increase in Authorized Capital
|
Mgmt
|
For
|
For
|
For
|
||
4
|
Bonus Share Issuance
|
Mgmt
|
For
|
For
|
For
|
||
China Minsheng Banking Corp., Ltd.
|
|||||||
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
||||
1988
|
CINS Y1495M112
|
02/01/2016
|
Voted
|
||||
Meeting Type
|
Country of Trade
|
||||||
Other
|
China
|
||||||
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
||
1
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
N/A
|
N/A
|
||
2
|
Type and Number
|
Mgmt
|
For
|
For
|
For
|
||
3
|
Maturity
|
Mgmt
|
For
|
For
|
For
|
||
4
|
Method of Issuance
|
Mgmt
|
For
|
For
|
For
|
||
5
|
Placees
|
Mgmt
|
For
|
For
|
For
|
||
6
|
Nominal Value and Issue Price
|
Mgmt
|
For
|
For
|
For
|
||
7
|
Dividend Distribution Provisions
|
Mgmt
|
For
|
For
|
For
|
||
8
|
Conditional Redemption
|
Mgmt
|
For
|
For
|
For
|
||
9
|
Mandatory Conversion
|
Mgmt
|
For
|
For
|
For
|
||
10
|
Restriction on and Restoration of Voting Rights
|
Mgmt
|
For
|
For
|
For
|
||
11
|
Order of Distribution of Residual Assets and Basis for Liquidation
|
Mgmt
|
For
|
For
|
For
|
||
12
|
Use of Proceeds
|
Mgmt
|
For
|
For
|
For
|
||
13
|
Rating
|
Mgmt
|
For
|
For
|
For
|
||
14
|
Guarantee
|
Mgmt
|
For
|
For
|
For
|
||
15
|
Transferability
|
Mgmt
|
For
|
For
|
For
|
||
16
|
Legal Compliance
|
Mgmt
|
For
|
For
|
For
|
||
17
|
Effective Period
|
Mgmt
|
For
|
For
|
For
|
||
18
|
Relationship between Domestic and Offshore Issuances
|
Mgmt
|
For
|
For
|
For
|
||
19
|
Type and Number
|
Mgmt
|
For
|
For
|
For
|
||
20
|
Maturity
|
Mgmt
|
For
|
For
|
For
|
||
21
|
Method of Issuance
|
Mgmt
|
For
|
For
|
For
|
||
22
|
Placees
|
Mgmt
|
For
|
For
|
For
|
||
23
|
Nominal Value and Issue Price
|
Mgmt
|
For
|
For
|
For
|
||
24
|
Dividend Distribution Provisions
|
Mgmt
|
For
|
For
|
For
|
||
25
|
Conditional Redemption
|
Mgmt
|
For
|
For
|
For
|
||
26
|
Mandatory Conversion
|
Mgmt
|
For
|
For
|
For
|
||
27
|
Restriction on and Restoration of Voting Rights
|
Mgmt
|
For
|
For
|
For
|
||
28
|
Order of Distribution of Residual Assets and Basis for Liquidation
|
Mgmt
|
For
|
For
|
For
|
||
29
|
Use of Proceeds
|
Mgmt
|
For
|
For
|
For
|
||
30
|
Rating
|
Mgmt
|
For
|
For
|
For
|
||
31
|
Guarantee
|
Mgmt
|
For
|
For
|
For
|
||
32
|
Transferability
|
Mgmt
|
For
|
For
|
For
|
||
33
|
Legal Compliance
|
Mgmt
|
For
|
For
|
For
|
||
34
|
Effective Period
|
Mgmt
|
For
|
For
|
For
|
||
35
|
Relationship between Domestic and Offshore Issuances
|
Mgmt
|
For
|
For
|
For
|
||
China Minsheng Banking Corp., Ltd.
|
|||||||
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
||||
1988
|
CINS Y1495M112
|
02/01/2016
|
Voted
|
||||
Meeting Type
|
Country of Trade
|
||||||
Special
|
China
|
||||||
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
||
1
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
N/A
|
N/A
|
||
2
|
Increase in Registered Capital
|
Mgmt
|
For
|
For
|
For
|
||
3
|
Amendments to Articles Regarding Capital Increase
|
Mgmt
|
For
|
For
|
For
|
||
4
|
Qualification of Non-public Issuance of Preference Shares
|
Mgmt
|
For
|
For
|
For
|
||
5
|
Type and Number
|
Mgmt
|
For
|
For
|
For
|
||
6
|
Maturity
|
Mgmt
|
For
|
For
|
For
|
||
7
|
Method of Issuance
|
Mgmt
|
For
|
For
|
For
|
||
8
|
Placees
|
Mgmt
|
For
|
For
|
For
|
||
9
|
Nominal Value and Issue Price
|
Mgmt
|
For
|
For
|
For
|
||
10
|
Dividend Distribution Provisions
|
Mgmt
|
For
|
For
|
For
|
||
11
|
Conditional Redemption
|
Mgmt
|
For
|
For
|
For
|
||
12
|
Mandatory Conversion
|
Mgmt
|
For
|
For
|
For
|
||
13
|
Restriction on and Restoration of Voting Rights
|
Mgmt
|
For
|
For
|
For
|
||
14
|
Order of Distribution of Residual Assets and Basis for Liquidation
|
Mgmt
|
For
|
For
|
For
|
||
15
|
Use of Proceeds
|
Mgmt
|
For
|
For
|
For
|
||
16
|
Rating
|
Mgmt
|
For
|
For
|
For
|
||
17
|
Guarantee
|
Mgmt
|
For
|
For
|
For
|
||
18
|
Transferability
|
Mgmt
|
For
|
For
|
For
|
||
19
|
Legal Compliance
|
Mgmt
|
For
|
For
|
For
|
||
20
|
Effective Period
|
Mgmt
|
For
|
For
|
For
|
||
21
|
Relationship between Domestic and Offshore Issuances
|
Mgmt
|
For
|
For
|
For
|
||
22
|
Type and Number
|
Mgmt
|
For
|
For
|
For
|
||
23
|
Maturity
|
Mgmt
|
For
|
For
|
For
|
||
24
|
Method of Issuance
|
Mgmt
|
For
|
For
|
For
|
||
25
|
Placees
|
Mgmt
|
For
|
For
|
For
|
||
26
|
Nominal Value and Issue Price
|
Mgmt
|
For
|
For
|
For
|
||
27
|
Dividend Distribution Provisions
|
Mgmt
|
For
|
For
|
For
|
||
28
|
Conditional Redemption
|
Mgmt
|
For
|
For
|
For
|
||
29
|
Mandatory Conversion
|
Mgmt
|
For
|
For
|
For
|
||
30
|
Restriction on and Restoration of Voting Rights
|
Mgmt
|
For
|
For
|
For
|
||
31
|
Order of Distribution of Residual Assets and Basis for Liquidation
|
Mgmt
|
For
|
For
|
For
|
||
32
|
Use of Proceeds
|
Mgmt
|
For
|
For
|
For
|
||
33
|
Rating
|
Mgmt
|
For
|
For
|
For
|
||
34
|
Guarantee
|
Mgmt
|
For
|
For
|
For
|
||
35
|
Transferability
|
Mgmt
|
For
|
For
|
For
|
||
36
|
Legal Compliance
|
Mgmt
|
For
|
For
|
For
|
||
37
|
Effective Period
|
Mgmt
|
For
|
For
|
For
|
||
38
|
Relationship between Domestic and Offshore Issuances
|
Mgmt
|
For
|
For
|
For
|
||
39
|
Feasibility Analysis Report of the Use of Proceeds from Non-public Issuance of Preference Shares
|
Mgmt
|
For
|
For
|
For
|
||
40
|
Authorization to the Board to Issue Preference Shares
|
Mgmt
|
For
|
For
|
For
|
||
41
|
Amendments to Articles Regarding Issuance of Preference Shares
|
Mgmt
|
For
|
For
|
For
|
||
42
|
2015 Interim Profit Distribution Plan
|
Mgmt
|
For
|
For
|
For
|
||
43
|
Elect ZHENG Wanchun
|
Mgmt
|
For
|
For
|
For
|
||
44
|
Capital Management Planning for 2016 to 2018
|
Mgmt
|
For
|
For
|
For
|
||
45
|
Formulation of Shareholder Return Plan for 2016 to 2018
|
Mgmt
|
For
|
For
|
For
|
||
46
|
Diluted Immediate Returns
|
Mgmt
|
For
|
For
|
For
|
||
47
|
Amendments to the Rules of Procedures for Shareholders' General Meeting
|
Mgmt
|
For
|
For
|
For
|
||
48
|
Amendments to the Rules of Procedure for the Meeting of the Board of Directors
|
Mgmt
|
For
|
For
|
For
|
||
China Minsheng Banking Corp., Ltd.
|
|||||||
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
||||
1988
|
CINS Y1495M112
|
06/07/2016
|
Voted
|
||||
Meeting Type
|
Country of Trade
|
||||||
Annual
|
China
|
||||||
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
||
1
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
N/A
|
N/A
|
||
2
|
Annual Report
|
Mgmt
|
For
|
For
|
For
|
||
3
|
Financial Report
|
Mgmt
|
For
|
For
|
For
|
||
4
|
Allocation of Profits/Dividends
|
Mgmt
|
For
|
For
|
For
|
||
5
|
Allocation of Interim Dividends
|
Mgmt
|
For
|
For
|
For
|
||
6
|
Annual Budget
|
Mgmt
|
For
|
For
|
For
|
||
7
|
Directors' Report
|
Mgmt
|
For
|
For
|
For
|
||
8
|
Supervisors' Report
|
Mgmt
|
For
|
For
|
For
|
||
9
|
Appointment of Auditor and Authority to Set Fees
|
Mgmt
|
For
|
For
|
For
|
||
10
|
Authority to Issue Shares w/o Preemptive Rights
|
Mgmt
|
For
|
Against
|
Against
|
||
China Mobile Ltd.
|
|||||||
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
||||
0941
|
CINS Y14965100
|
05/26/2016
|
Voted
|
||||
Meeting Type
|
Country of Trade
|
||||||
Annual
|
Hong Kong
|
||||||
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
||
1
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
N/A
|
N/A
|
||
2
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
N/A
|
N/A
|
||
3
|
Accounts and Reports
|
Mgmt
|
For
|
For
|
For
|
||
4
|
Allocation of Profits/Dividends
|
Mgmt
|
For
|
For
|
For
|
||
5
|
Elect SHANG Bing
|
Mgmt
|
For
|
For
|
For
|
||
6
|
Elect LI Yue
|
Mgmt
|
For
|
For
|
For
|
||
7
|
Elect SHA Yuejia
|
Mgmt
|
For
|
Against
|
Against
|
||
8
|
Elect LIU Aili
|
Mgmt
|
For
|
For
|
For
|
||
9
|
Appointment of Auditor and Authority to Set Fees
|
Mgmt
|
For
|
For
|
For
|
||
10
|
Authority to Repurchase Shares
|
Mgmt
|
For
|
For
|
For
|
||
11
|
Authority to Issue Shares w/o Preemptive Rights
|
Mgmt
|
For
|
Against
|
Against
|
||
12
|
Authority to Issue Repurchased Shares
|
Mgmt
|
For
|
Against
|
Against
|
||
China Petroleum & Chemical Corporation
|
|||||||
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
||||
0386
|
CINS Y15010104
|
05/18/2016
|
Voted
|
||||
Meeting Type
|
Country of Trade
|
||||||
Annual
|
China
|
||||||
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
||
1
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
N/A
|
N/A
|
||
2
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
N/A
|
N/A
|
||
3
|
Directors' Report
|
Mgmt
|
For
|
For
|
For
|
||
4
|
Supervisors' Report
|
Mgmt
|
For
|
For
|
For
|
||
5
|
Accounts and Reports
|
Mgmt
|
For
|
For
|
For
|
||
6
|
Profit Distribution Plan
|
Mgmt
|
For
|
For
|
For
|
||
7
|
Appointment of International and PRC Auditors and Authority to Set Fees
|
Mgmt
|
For
|
For
|
For
|
||
8
|
Authority to Declare Interim Dividends
|
Mgmt
|
For
|
For
|
For
|
||
9
|
Authority to Issue Debt Instruments
|
Mgmt
|
For
|
Against
|
Against
|
||
10
|
Authority to Issue Shares w/o Preemptive Rights
|
Mgmt
|
For
|
Against
|
Against
|
||
China Petroleum and Chemical Corporation
|
|||||||
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
||||
0386
|
CINS Y15010104
|
02/25/2016
|
Voted
|
||||
Meeting Type
|
Country of Trade
|
||||||
Special
|
China
|
||||||
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
||
1
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
N/A
|
N/A
|
||
2
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
N/A
|
N/A
|
||
3
|
Elect MA Yongsheng
|
Mgmt
|
For
|
For
|
For
|
||
4
|
Authority to Give Guarantees
|
Mgmt
|
For
|
For
|
For
|
||
China Petroleum and Chemical Corporation
|
|||||||
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
||||
0386
|
CINS Y15010104
|
10/23/2015
|
Voted
|
||||
Meeting Type
|
Country of Trade
|
||||||
Special
|
China
|
||||||
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
||
1
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
N/A
|
N/A
|
||
2
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
N/A
|
N/A
|
||
3
|
Major Continuing Connected Transactions and Non-Major Continuing Connected Transactions
|
Mgmt
|
For
|
For
|
For
|
||
4
|
Non-Voting Agenda Item
|
N/A
|
N/A
|
N/A
|
N/A
|
||
5
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
N/A
|
N/A
|
||
China Resources Power Holdings Company Ltd.
|
|||||||
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
||||
0836
|
CINS Y1503A100
|
06/06/2016
|
Voted
|
||||
Meeting Type
|
Country of Trade
|
||||||
Annual
|
Hong Kong
|
||||||
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
||
1
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
N/A
|
N/A
|
||
2
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
N/A
|
N/A
|
||
3
|
Accounts and Reports
|
Mgmt
|
For
|
For
|
For
|
||
4
|
Allocation of Profits/Dividends
|
Mgmt
|
For
|
For
|
For
|
||
5
|
Elect ZHANG Shen Wen
|
Mgmt
|
For
|
For
|
For
|
||
6
|
Elect WANG Xiao Bin
|
Mgmt
|
For
|
For
|
For
|
||
7
|
Elect Elsie LEUNG Oi Sie
|
Mgmt
|
For
|
For
|
For
|
||
8
|
Elect Raymond CH'IEN Kuo Fung
|
Mgmt
|
For
|
Against
|
Against
|
||
9
|
Elect GE Changxin
|
Mgmt
|
For
|
For
|
For
|
||
10
|
Elect HU Min
|
Mgmt
|
For
|
For
|
For
|
||
11
|
Directors' Fees
|
Mgmt
|
For
|
For
|
For
|
||
12
|
Appointment of Auditor and Authority to Set Fees
|
Mgmt
|
For
|
For
|
For
|
||
13
|
Authority to Repurchase Shares
|
Mgmt
|
For
|
For
|
For
|
||
14
|
Authority to Issue Shares w/o Preemptive Rights
|
Mgmt
|
For
|
Against
|
Against
|
||
15
|
Authority to Issue Repurchased Shares
|
Mgmt
|
For
|
Against
|
Against
|
||
China State Construction International Holdings Limited
|
|||||||
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
||||
3311
|
CINS G21677136
|
06/01/2016
|
Voted
|
||||
Meeting Type
|
Country of Trade
|
||||||
Annual
|
Cayman Islands
|
||||||
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
||
1
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
N/A
|
N/A
|
||
2
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
N/A
|
N/A
|
||
3
|
Accounts and Reports
|
Mgmt
|
For
|
For
|
For
|
||
4
|
Allocation of Profits/Dividends
|
Mgmt
|
For
|
For
|
For
|
||
5
|
Elect ZHOU Yong
|
Mgmt
|
For
|
For
|
For
|
||
6
|
Elect ZHOU Hancheng
|
Mgmt
|
For
|
For
|
For
|
||
7
|
Elect HUNG Cheung Shew
|
Mgmt
|
For
|
For
|
For
|
||
8
|
Elect Raymond LEUNG Hai Ming
|
Mgmt
|
For
|
For
|
For
|
||
9
|
Directors' Fees
|
Mgmt
|
For
|
For
|
For
|
||
10
|
Appointment of Auditor and Authority to Set Fees
|
Mgmt
|
For
|
For
|
For
|
||
11
|
Authority to Issue Shares w/o Preemptive Rights
|
Mgmt
|
For
|
Against
|
Against
|
||
12
|
Authority to Repurchase Shares
|
Mgmt
|
For
|
For
|
For
|
||
13
|
Authority to Issue Repurchased Shares
|
Mgmt
|
For
|
Against
|
Against
|
||
China State Construction International Holdings Limited
|
|||||||
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
||||
3311
|
CINS G21677136
|
06/17/2016
|
Voted
|
||||
Meeting Type
|
Country of Trade
|
||||||
Special
|
Cayman Islands
|
||||||
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
||
1
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
N/A
|
N/A
|
||
2
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
N/A
|
N/A
|
||
3
|
Merger/Acquisition
|
Mgmt
|
For
|
Against
|
Against
|
||
4
|
Subscription Agreement
|
Mgmt
|
For
|
Against
|
Against
|
||
5
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
N/A
|
N/A
|
||
China Taiping Insurance Holdings Co Ltd
|
|||||||
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
||||
0966
|
CINS Y1456Z151
|
05/19/2016
|
Voted
|
||||
Meeting Type
|
Country of Trade
|
||||||
Annual
|
Hong Kong
|
||||||
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
||
1
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
N/A
|
N/A
|
||
2
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
N/A
|
N/A
|
||
3
|
Accounts and Reports
|
Mgmt
|
For
|
For
|
For
|
||
4
|
Elect WANG Bin
|
Mgmt
|
For
|
Against
|
Against
|
||
5
|
Elect MENG Zhaoyi
|
Mgmt
|
For
|
For
|
For
|
||
6
|
Elect HUANG Weijian
|
Mgmt
|
For
|
For
|
For
|
||
7
|
Elect ZHU Xiangwen
|
Mgmt
|
For
|
For
|
For
|
||
8
|
Elect XIE Zhichun
|
Mgmt
|
For
|
For
|
For
|
||
9
|
Directors' Fees
|
Mgmt
|
For
|
For
|
For
|
||
10
|
Appointment of Auditor and Authority to Set Fees
|
Mgmt
|
For
|
For
|
For
|
||
11
|
Authority to Issue Shares w/o Preemptive Rights
|
Mgmt
|
For
|
Against
|
Against
|
||
12
|
Authority to Repurchase Shares
|
Mgmt
|
For
|
For
|
For
|
||
13
|
Authority to Issue Repurchased Shares
|
Mgmt
|
For
|
Against
|
Against
|
||
Chipbond Technology Corporation
|
|||||||
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
||||
6147
|
CINS Y15657102
|
06/15/2016
|
Voted
|
||||
Meeting Type
|
Country of Trade
|
||||||
Annual
|
Taiwan
|
||||||
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
||
1
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
N/A
|
N/A
|
||
2
|
Amendments to Articles
|
Mgmt
|
For
|
For
|
For
|
||
3
|
Accounts and Reports
|
Mgmt
|
For
|
For
|
For
|
||
4
|
Allocation of Profits/Dividends
|
Mgmt
|
For
|
For
|
For
|
||
Chongqing Rural Commercial Bank Co Ltd
|
|||||||
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
||||
3618
|
CINS Y1594G107
|
03/11/2016
|
Voted
|
||||
Meeting Type
|
Country of Trade
|
||||||
Other
|
China
|
||||||
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
||
1
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
N/A
|
N/A
|
||
2
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
N/A
|
N/A
|
||
3
|
Type of Preference Shares to be Issued
|
Mgmt
|
For
|
For
|
For
|
||
4
|
Quantity and Size of Issuance
|
Mgmt
|
For
|
For
|
For
|
||
5
|
Nominal Value and Issue Price
|
Mgmt
|
For
|
For
|
For
|
||
6
|
Method of Issuance
|
Mgmt
|
For
|
For
|
For
|
||
7
|
Maturity
|
Mgmt
|
For
|
For
|
For
|
||
8
|
Target Subscribers
|
Mgmt
|
For
|
For
|
For
|
||
9
|
Lock-up Period
|
Mgmt
|
For
|
For
|
For
|
||
10
|
Terms of Dividend Distribution
|
Mgmt
|
For
|
For
|
For
|
||
11
|
Terms of Mandatory Conversion
|
Mgmt
|
For
|
For
|
For
|
||
12
|
Terms of Conditional Redemption
|
Mgmt
|
For
|
For
|
For
|
||
13
|
Restrictions on Voting Rights
|
Mgmt
|
For
|
For
|
For
|
||
14
|
Restoration of Voting Rights
|
Mgmt
|