Registrant : Shelton Funds
|
|||||||
Fund Name : SHELTON GREATER CHINA FUND
|
|||||||
Date of fiscal year end: 12/31/2015
|
|||||||
In all markets, for all statuses, for
|
|||||||
Key- |
AIA Group Limited
|
|||||||
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
||||
1299
|
CINS Y002A1105
|
05/08/2015
|
Voted
|
||||
Meeting Type
|
Country of Trade
|
||||||
Annual
|
Hong Kong
|
||||||
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
||
1
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
N/A
|
N/A
|
||
2
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
N/A
|
N/A
|
||
3
|
Accounts and Reports
|
Mgmt
|
For
|
For
|
For
|
||
4
|
Allocation of Profits/Dividends
|
Mgmt
|
For
|
For
|
For
|
||
5
|
Elect Lawrence LAU Juen-Yee
|
Mgmt
|
For
|
For
|
For
|
||
6
|
Elect CHOW Chung Kong
|
Mgmt
|
For
|
For
|
For
|
||
7
|
Elect John B Harrison
|
Mgmt
|
For
|
For
|
For
|
||
8
|
Appointment of Auditor and Authority to Set Fees
|
Mgmt
|
For
|
For
|
For
|
||
9
|
Authority to Issue Shares w/o Preemptive Rights
|
Mgmt
|
For
|
For
|
For
|
||
10
|
Authority to Repurchase Shares
|
Mgmt
|
For
|
For
|
For
|
||
11
|
Authority to Issue Shares under Restricted Share Unit Scheme
|
Mgmt
|
For
|
For
|
For
|
||
|
|
|
|
|
|
|
|
Angang Steel Company Limited
|
|||||||
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
||||
0347
|
CINS Y0132D105
|
06/03/2015
|
Voted
|
||||
Meeting Type
|
Country of Trade
|
||||||
Annual
|
China
|
||||||
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
||
1
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
N/A
|
N/A
|
||
2
|
Directors' Report
|
Mgmt
|
For
|
For
|
For
|
||
3
|
Supervisors' Report
|
Mgmt
|
For
|
For
|
For
|
||
4
|
Annual Report
|
Mgmt
|
For
|
For
|
For
|
||
5
|
Accounts and Reports
|
Mgmt
|
For
|
For
|
For
|
||
6
|
Allocation of Profits/Dividends
|
Mgmt
|
For
|
For
|
For
|
||
7
|
Directors' and Supervisors' Fees
|
Mgmt
|
For
|
For
|
For
|
||
8
|
Appointment of Auditor and Authority to Set Fees
|
Mgmt
|
For
|
For
|
For
|
||
9
|
Elect YAO Lin
|
Mgmt
|
For
|
For
|
For
|
||
10
|
Elect ZHANG Lifen
|
Mgmt
|
For
|
For
|
For
|
||
11
|
Amendments to Rules of Procedures for Board Meeting
|
Mgmt
|
For
|
For
|
For
|
||
12
|
Authority to Issue Financing Bonds
|
Mgmt
|
For
|
For
|
For
|
||
|
|
|
|
|
|
|
|
Angang Steel Company Limited
|
|||||||
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
||||
0347
|
CINS Y0132D105
|
10/14/2014
|
Voted
|
||||
Meeting Type
|
Country of Trade
|
||||||
Special
|
China
|
||||||
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
||
1
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
N/A
|
N/A
|
||
2
|
Mineral Ore Purchase and Agency Service Agreement
|
Mgmt
|
For
|
For
|
For
|
||
3
|
Pellet Distribution Agreement
|
Mgmt
|
For
|
For
|
For
|
||
4
|
Elect SONG Jun as Supervisor
|
Mgmt
|
For
|
Against
|
Against
|
||
5
|
Amendments to Articles
|
Mgmt
|
For
|
For
|
For
|
||
|
|
|
|
|
|
|
|
ASUSTeK Computer Inc.
|
|||||||
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
||||
2357
|
CINS Y04327105
|
06/12/2015
|
Voted
|
||||
Meeting Type
|
Country of Trade
|
||||||
Annual
|
Taiwan
|
||||||
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
||
1
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
N/A
|
N/A
|
||
2
|
Accounts and Reports
|
Mgmt
|
For
|
For
|
For
|
||
3
|
Allocation of Profits/Dividends
|
Mgmt
|
For
|
For
|
For
|
||
4
|
Amendments to Procedural Rules: Capital Loans and Endorsements/Guarantees
|
Mgmt
|
For
|
For
|
For
|
||
5
|
Amendments to Articles
|
Mgmt
|
For
|
For
|
For
|
||
6
|
Elect Joe HSIEH Min-Chieh
|
Mgmt
|
For
|
Against
|
Against
|
||
7
|
Non-Voting Agenda Item
|
N/A
|
N/A
|
N/A
|
N/A
|
||
8
|
Non-Voting Agenda Item
|
N/A
|
N/A
|
N/A
|
N/A
|
||
|
|
|
|
|
|
|
|
Bank of China Limited
|
|||||||
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
||||
3988
|
CINS Y0698A107
|
06/17/2015
|
Voted
|
||||
Meeting Type
|
Country of Trade
|
||||||
Annual
|
China
|
||||||
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
||
1
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
N/A
|
N/A
|
||
2
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
N/A
|
N/A
|
||
3
|
Directors' Report
|
Mgmt
|
For
|
For
|
For
|
||
4
|
Supervisors' Report
|
Mgmt
|
For
|
For
|
For
|
||
5
|
Financial Statements
|
Mgmt
|
For
|
For
|
For
|
||
6
|
Allocation of Profits/Dividends
|
Mgmt
|
For
|
For
|
For
|
||
7
|
Annual Budget
|
Mgmt
|
For
|
For
|
For
|
||
8
|
Appointment of Auditor and Authority to Set Fees
|
Mgmt
|
For
|
For
|
For
|
||
9
|
Elect Nout Wellink as Director
|
Mgmt
|
For
|
For
|
For
|
||
10
|
Elect LI Jucai as Director
|
Mgmt
|
For
|
For
|
For
|
||
11
|
Elect CHEN Yuhua as Supervisor
|
Mgmt
|
For
|
For
|
For
|
||
12
|
Authorization to the Board of Directors Scheme
|
Mgmt
|
For
|
For
|
For
|
||
13
|
Issuance of Bonds
|
Mgmt
|
For
|
For
|
For
|
||
|
|
|
|
|
|
|
|
Bank of China Limited
|
|||||||
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
||||
3988
|
CINS Y0698A107
|
08/04/2014
|
Voted
|
||||
Meeting Type
|
Country of Trade
|
||||||
Special
|
China
|
||||||
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
||
1
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
N/A
|
N/A
|
||
2
|
Elect WANG Wei
|
Mgmt
|
For
|
For
|
For
|
||
3
|
Remuneration Plan for Directors and Supervisors in 2013
|
Mgmt
|
For
|
For
|
For
|
||
|
|
|
|
|
|
|
|
BBMG Corporation
|
|||||||
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
||||
2009
|
CINS Y076A3105
|
05/27/2015
|
Voted
|
||||
Meeting Type
|
Country of Trade
|
||||||
Annual
|
China
|
||||||
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
||
1
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
N/A
|
N/A
|
||
2
|
Directors' Report
|
Mgmt
|
For
|
For
|
For
|
||
3
|
Supervisors' Report
|
Mgmt
|
For
|
For
|
For
|
||
4
|
Accounts and Reports
|
Mgmt
|
For
|
For
|
For
|
||
5
|
Allocation of Profits/Dividends
|
Mgmt
|
For
|
For
|
For
|
||
6
|
Remuneration of Executive Directors
|
Mgmt
|
For
|
For
|
For
|
||
7
|
Appointment of Auditor and Authority to Set Fees
|
Mgmt
|
For
|
For
|
For
|
||
8
|
Approve Change of Project Structure and Use of Proceeds
|
Mgmt
|
For
|
For
|
For
|
||
9
|
Authority to Issue Debt Instruments (Medium-Term Notes)
|
Mgmt
|
For
|
For
|
For
|
||
10
|
Authority to Issue Debt Instruments (Short-Term Notes)
|
Mgmt
|
For
|
For
|
For
|
||
11
|
Authority to Issue Debt Instruments (Super Short-Term Notes)
|
Mgmt
|
For
|
For
|
For
|
||
12
|
Authority to Issue Shares w/o Preemptive Rights
|
Mgmt
|
For
|
Against
|
Against
|
||
13
|
Compliance with Conditions for the Non-Public Issue and Placing of A Shares
|
Mgmt
|
For
|
For
|
For
|
||
14
|
Class and Par Value of Shares
|
Mgmt
|
For
|
For
|
For
|
||
15
|
Method and Time of Issuance
|
Mgmt
|
For
|
For
|
For
|
||
16
|
Number of Shares to be Issued
|
Mgmt
|
For
|
For
|
For
|
||
17
|
Subscription Price and Pricing Principles
|
Mgmt
|
For
|
For
|
For
|
||
18
|
Target Subscribers and Subscription Method
|
Mgmt
|
For
|
For
|
For
|
||
19
|
Lock-up Period
|
Mgmt
|
For
|
For
|
For
|
||
20
|
Application for Listing of the A Shares
|
Mgmt
|
For
|
For
|
For
|
||
21
|
Use of Proceeds
|
Mgmt
|
For
|
For
|
For
|
||
22
|
Undistributed Profits
|
Mgmt
|
For
|
For
|
For
|
||
23
|
Validity Period of Resolution
|
Mgmt
|
For
|
For
|
For
|
||
24
|
Preliminary Plan of Non-Public Issuance
|
Mgmt
|
For
|
For
|
For
|
||
25
|
Feasibility Report on Use of Proceeds
|
Mgmt
|
For
|
For
|
For
|
||
26
|
Related Party Transactions Regarding Non-Public Issuance
|
Mgmt
|
For
|
For
|
For
|
||
27
|
Report on Use of Proceeds from Previous Placing
|
Mgmt
|
For
|
For
|
For
|
||
28
|
Shareholders' Return Plan
|
Mgmt
|
For
|
For
|
For
|
||
29
|
Board Authorization to Implement the Proposed Placing
|
Mgmt
|
For
|
For
|
For
|
||
|
|
|
|
|
|
|
|
BBMG Corporation
|
|||||||
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
||||
2009
|
CINS Y076A3105
|
08/07/2014
|
Voted
|
||||
Meeting Type
|
Country of Trade
|
||||||
Special
|
China
|
||||||
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
||
1
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
N/A
|
N/A
|
||
2
|
Elect YU Kaijun as Director
|
Mgmt
|
For
|
For
|
For
|
||
3
|
Elect WANG Xiaojun as Supervisor
|
Mgmt
|
For
|
Against
|
Against
|
||
|
|
|
|
|
|
|
|
BOC Hong Kong (Holdings) Ltd
|
|||||||
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
||||
2388
|
CINS Y0920U103
|
06/16/2015
|
Voted
|
||||
Meeting Type
|
Country of Trade
|
||||||
Annual
|
Hong Kong
|
||||||
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
||
1
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
N/A
|
N/A
|
||
2
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
N/A
|
N/A
|
||
3
|
Accounts and Reports
|
Mgmt
|
For
|
For
|
For
|
||
4
|
Allocation of Profits/Dividends
|
Mgmt
|
For
|
For
|
For
|
||
5
|
Elect CHEN Siqing
|
Mgmt
|
For
|
For
|
For
|
||
6
|
Elect KOH Beng Seng
|
Mgmt
|
For
|
For
|
For
|
||
7
|
Elect Savio TUNG Wai Hok
|
Mgmt
|
For
|
For
|
For
|
||
8
|
Elect Eva CHENG
|
Mgmt
|
For
|
For
|
For
|
||
9
|
Elect LI Jiuzhong
|
Mgmt
|
For
|
For
|
For
|
||
10
|
Appointment of Auditor and Authority to Set Fees
|
Mgmt
|
For
|
For
|
For
|
||
11
|
Authority to Issue Shares w/o Preemptive Rights
|
Mgmt
|
For
|
Against
|
Against
|
||
12
|
Authority to Repurchase Shares
|
Mgmt
|
For
|
For
|
For
|
||
13
|
Authority to Issue Repurchased Shares
|
Mgmt
|
For
|
Against
|
Against
|
||
|
|
|
|
|
|
|
|
Cheung Kong (Holdings) Limited
|
|||||||
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
||||
0001
|
CINS Y13213106
|
02/25/2015
|
Voted
|
||||
Meeting Type
|
Country of Trade
|
||||||
Court
|
Hong Kong
|
||||||
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
||
1
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
N/A
|
N/A
|
||
2
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
N/A
|
N/A
|
||
3
|
Reorganization
|
Mgmt
|
For
|
For
|
For
|
||
4
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
N/A
|
N/A
|
||
|
|
|
|
|
|
|
|
Cheung Kong (Holdings) Limited
|
|||||||
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
||||
0001
|
CINS Y13213106
|
02/25/2015
|
Voted
|
||||
Meeting Type
|
Country of Trade
|
||||||
Ordinary
|
Hong Kong
|
||||||
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
||
1
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
N/A
|
N/A
|
||
2
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
N/A
|
N/A
|
||
3
|
Reorganization
|
Mgmt
|
For
|
For
|
For
|
||
|
|
|
|
|
|
|
|
China Citic Bank Company Limited
|
|||||||
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
||||
0998
|
CINS Y1434M116
|
12/16/2014
|
Voted
|
||||
Meeting Type
|
Country of Trade
|
||||||
Other
|
China
|
||||||
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
||
1
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
N/A
|
N/A
|
||
2
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
N/A
|
N/A
|
||
3
|
Class and Par Value
|
Mgmt
|
For
|
For
|
For
|
||
4
|
Target Subscriber and Subscription Method
|
Mgmt
|
For
|
For
|
For
|
||
5
|
Issue Method and Date
|
Mgmt
|
For
|
For
|
For
|
||
6
|
Issue Price
|
Mgmt
|
For
|
For
|
For
|
||
7
|
Issue Size
|
Mgmt
|
For
|
For
|
For
|
||
8
|
Lock-up Period
|
Mgmt
|
For
|
For
|
For
|
||
9
|
Arrangements for Accumulated Retained Profits
|
Mgmt
|
For
|
For
|
For
|
||
10
|
Issue Market
|
Mgmt
|
For
|
For
|
For
|
||
11
|
Term of Validity
|
Mgmt
|
For
|
For
|
For
|
||
12
|
Amount and Use of Proceeds
|
Mgmt
|
For
|
For
|
For
|
||
13
|
Whether the Private Placement constitutes connected transaction
|
Mgmt
|
For
|
For
|
For
|
||
14
|
Whether the Private Placement leads to any change in the control of the Company
|
Mgmt
|
For
|
For
|
For
|
||
15
|
Approval of Private Placement Plan
|
Mgmt
|
For
|
For
|
For
|
||
|
|
|
|
|
|
|
|
China Citic Bank Company Limited
|
|||||||
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
||||
0998
|
CINS Y1434M116
|
12/16/2014
|
Voted
|
||||
Meeting Type
|
Country of Trade
|
||||||
Special
|
China
|
||||||
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
||
1
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
N/A
|
N/A
|
||
2
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
N/A
|
N/A
|
||
3
|
Class and Par Value
|
Mgmt
|
For
|
For
|
For
|
||
4
|
Target Subscriber and Subscription Method
|
Mgmt
|
For
|
For
|
For
|
||
5
|
Issue Method and Date
|
Mgmt
|
For
|
For
|
For
|
||
6
|
Issue Price
|
Mgmt
|
For
|
For
|
For
|
||
7
|
Issue Size
|
Mgmt
|
For
|
For
|
For
|
||
8
|
Lock-up Period
|
Mgmt
|
For
|
For
|
For
|
||
9
|
Arrangements for Accumulated Retained Profits
|
Mgmt
|
For
|
For
|
For
|
||
10
|
Issue Market
|
Mgmt
|
For
|
For
|
For
|
||
11
|
Term of Validity
|
Mgmt
|
For
|
For
|
For
|
||
12
|
Amount and Use of Proceeds
|
Mgmt
|
For
|
For
|
For
|
||
13
|
Whether the Private Placement constitutes connected transaction
|
Mgmt
|
For
|
For
|
For
|
||
14
|
Whether the Private Placement leads to any change in the control of the Company
|
Mgmt
|
For
|
For
|
For
|
||
15
|
Ratification of Board Acts
|
Mgmt
|
For
|
For
|
For
|
||
16
|
Approval of Private Placement Plan
|
Mgmt
|
For
|
For
|
For
|
||
17
|
Proposal of Qualified for Non-public Issuance of A Shares
|
Mgmt
|
For
|
For
|
For
|
||
18
|
Feasibility Study Report on Proceeds from Private Placement
|
Mgmt
|
For
|
For
|
For
|
||
19
|
Report on the Use of Proceeds from the Previous Offering
|
Mgmt
|
For
|
For
|
For
|
||
20
|
Signing of Conditional Share Purchase Agreement
|
Mgmt
|
For
|
For
|
For
|
||
21
|
Shareholder Return Plan
|
Mgmt
|
For
|
For
|
For
|
||
22
|
Medium-term Capital Management Plan
|
Mgmt
|
For
|
For
|
For
|
||
23
|
Dilution of Current Return by the Private Placement and Compensatory Measures
|
Mgmt
|
For
|
For
|
For
|
||
|
|
|
|
|
|
|
|
China Citic Bank Corporation Limited
|
|||||||
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
||||
0998
|
CINS Y1434M116
|
01/28/2015
|
Voted
|
||||
Meeting Type
|
Country of Trade
|
||||||
Special
|
China
|
||||||
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
||
1
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
N/A
|
N/A
|
||
2
|
Asset Transfer Framework Agreement
|
Mgmt
|
For
|
For
|
For
|
||
3
|
Wealth Management and Investment Services Framework Agreement
|
Mgmt
|
For
|
For
|
For
|
||
4
|
Annual Cap of Credit Extension Related Party Transactions
|
Mgmt
|
For
|
For
|
For
|
||
|
|
|
|
|
|
|
|
China Citic Bank Corporation Limited
|
|||||||
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
||||
0998
|
CINS Y1434M116
|
05/26/2015
|
Voted
|
||||
Meeting Type
|
Country of Trade
|
||||||
Other
|
China
|
||||||
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
||
1
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
N/A
|
N/A
|
||
2
|
Share Type and Size of Issuance
|
Mgmt
|
For
|
For
|
For
|
||
3
|
Par value and Offering Price
|
Mgmt
|
For
|
For
|
For
|
||
4
|
Duration Period
|
Mgmt
|
For
|
For
|
For
|
||
5
|
Use of Proceed
|
Mgmt
|
For
|
For
|
For
|
||
6
|
Offering Method and Target Subscribers
|
Mgmt
|
For
|
For
|
For
|
||
7
|
Arrangements for Profit/Dividend Distribution
|
Mgmt
|
For
|
For
|
For
|
||
8
|
Mandatory Conversion Clause
|
Mgmt
|
For
|
For
|
For
|
||
9
|
Conditional Repurchase Terms
|
Mgmt
|
For
|
For
|
For
|
||
10
|
Voting Right Restriction and Restoration Clause
|
Mgmt
|
For
|
For
|
For
|
||
11
|
Liquidation Preference and method
|
Mgmt
|
For
|
For
|
For
|
||
12
|
Rating Arrangements
|
Mgmt
|
For
|
For
|
For
|
||
13
|
Guarantee Arrangements
|
Mgmt
|
For
|
For
|
For
|
||
14
|
Share Transfer and Trading Arrangements
|
Mgmt
|
For
|
For
|
For
|
||
15
|
Validity Period
|
Mgmt
|
For
|
For
|
For
|
||
16
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
N/A
|
N/A
|
||
|
|
|
|
|
|
|
|
China Citic Bank Corporation Limited
|
|||||||
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
||||
0998
|
CINS Y1434M116
|
05/26/2015
|
Voted
|
||||
Meeting Type
|
Country of Trade
|
||||||
Annual
|
China
|
||||||
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
||
1
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
N/A
|
N/A
|
||
2
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
N/A
|
N/A
|
||
3
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
N/A
|
N/A
|
||
4
|
Directors' Report
|
Mgmt
|
For
|
For
|
For
|
||
5
|
Supervisors' Report
|
Mgmt
|
For
|
For
|
For
|
||
6
|
Annual Report
|
Mgmt
|
For
|
For
|
For
|
||
7
|
Financial Report
|
Mgmt
|
For
|
For
|
For
|
||
8
|
Financial Budget 2015
|
Mgmt
|
For
|
For
|
For
|
||
9
|
Allocation of Profits/Dividends
|
Mgmt
|
For
|
For
|
For
|
||
10
|
Elect CHANG Zhenming
|
Mgmt
|
For
|
For
|
For
|
||
11
|
Elect ZHU Xiaohuang
|
Mgmt
|
For
|
For
|
For
|
||
12
|
Elect DOU Jianzhong
|
Mgmt
|
For
|
For
|
For
|
||
13
|
Elect ZHANG Xiaowei
|
Mgmt
|
For
|
For
|
For
|
||
14
|
Elect LI Qingping
|
Mgmt
|
For
|
For
|
For
|
||
15
|
Elect SUN Deshun
|
Mgmt
|
For
|
For
|
For
|
||
16
|
Elect WU Xiaoqing
|
Mgmt
|
For
|
For
|
For
|
||
17
|
Elect Andrew WONG Luen Cheung
|
Mgmt
|
For
|
For
|
For
|
||
18
|
Elect YUAN Ming
|
Mgmt
|
For
|
For
|
For
|
||
19
|
Elect QIAN Jun
|
Mgmt
|
For
|
For
|
For
|
||
20
|
Directors' Fees
|
Mgmt
|
For
|
For
|
For
|
||
21
|
Elect OU-YANG Qian
|
Mgmt
|
For
|
For
|
For
|
||
22
|
Elect ZHENG Xuexue
|
Mgmt
|
For
|
For
|
For
|
||
23
|
Elect WANG Xiuhong
|
Mgmt
|
For
|
For
|
For
|
||
24
|
Elect JIA Xiangsen
|
Mgmt
|
For
|
For
|
For
|
||
25
|
Elect ZHANG Wei
|
Mgmt
|
For
|
For
|
For
|
||
26
|
Supervisors' Fees
|
Mgmt
|
For
|
For
|
For
|
||
27
|
Appointment of Auditor and Authority to Set Fees
|
Mgmt
|
For
|
For
|
For
|
||
28
|
Related Party Transactions for the Fiscal Year 2014
|
Mgmt
|
For
|
Abstain
|
Against
|
||
29
|
Eligibility for Private Placement of Preferred Shares
|
Mgmt
|
For
|
For
|
For
|
||
30
|
Share Type and Size of Issuance
|
Mgmt
|
For
|
For
|
For
|
||
31
|
Par Value and Offering Price
|
Mgmt
|
For
|
For
|
For
|
||
32
|
Duration Period
|
Mgmt
|
For
|
For
|
For
|
||
33
|
Use of Proceed
|
Mgmt
|
For
|
For
|
For
|
||
34
|
Offering Method and Target Subscribers
|
Mgmt
|
For
|
For
|
For
|
||
35
|
Arrangements for Profit/Dividend Distribution
|
Mgmt
|
For
|
For
|
For
|
||
36
|
Mandatory Conversion Clause
|
Mgmt
|
For
|
For
|
For
|
||
37
|
Conditional Repurchase Terms
|
Mgmt
|
For
|
For
|
For
|
||
38
|
Voting Right Restriction and Restoration Clause
|
Mgmt
|
For
|
For
|
For
|
||
39
|
Liquidation Preference and Method
|
Mgmt
|
For
|
For
|
For
|
||
40
|
Rating Arrangements
|
Mgmt
|
For
|
For
|
For
|
||
41
|
Guarantee Arrangements
|
Mgmt
|
For
|
For
|
For
|
||
42
|
Share Transfer and Trading Arrangements
|
Mgmt
|
For
|
For
|
For
|
||
43
|
Validity Period
|
Mgmt
|
For
|
For
|
For
|
||
44
|
Amendments to Articles regarding Preferred Share Issuance
|
Mgmt
|
For
|
For
|
For
|
||
45
|
Amendments to Management System for Raised Funds
|
Mgmt
|
For
|
Abstain
|
Against
|
||
46
|
Indemnification Arrangements for Diluted Current
Earnings |
Mgmt
|
For
|
For
|
For
|
||
47
|
Board Authorization to Implement Private Placement of Preferred Stocks
|
Mgmt
|
For
|
For
|
For
|
||
48
|
Amendments to Articles
|
Mgmt
|
For
|
For
|
For
|
||
49
|
Amendments to Procedural Rules for Supervisory Board Meetings
|
Mgmt
|
For
|
For
|
For
|
||
50
|
Report on Deposit and Use of Previously Raised Funds
|
Mgmt
|
For
|
For
|
For
|
||
51
|
Acquisition of Equity of CITIC International Financial Holdings Limited
|
Mgmt
|
For
|
For
|
For
|
||
52
|
Approval of Exemption Conditions for Non-Performing Bank Loans
|
Mgmt
|
For
|
For
|
For
|
||
|
|
|
|
|
|
|
|
China Construction Bank Corporation
|
|||||||
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
||||
0939
|
CINS Y1397N101
|
06/15/2015
|
Voted
|
||||
Meeting Type
|
Country of Trade
|
||||||
Other
|
China
|
||||||
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
||
1
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
N/A
|
N/A
|
||
2
|
Type and Size
|
Mgmt
|
For
|
For
|
For
|
||
3
|
Par Value and Issue Price
|
Mgmt
|
For
|
For
|
For
|
||
4
|
Maturity Date
|
Mgmt
|
For
|
For
|
For
|
||
5
|
Use of Proceeds
|
Mgmt
|
For
|
For
|
For
|
||
6
|
Issuance Method and Investor
|
Mgmt
|
For
|
For
|
For
|
||
7
|
Profit Distribution Method
|
Mgmt
|
For
|
For
|
For
|
||
8
|
Mandatory Conversion
|
Mgmt
|
For
|
For
|
For
|
||
9
|
Conditional Redemption
|
Mgmt
|
For
|
For
|
For
|
||
10
|
Voting Rights Restriction and Restoration
|
Mgmt
|
For
|
For
|
For
|
||
11
|
Repayment Priority and Manner of Liquidation
|
Mgmt
|
For
|
For
|
For
|
||
12
|
Rating
|
Mgmt
|
For
|
For
|
For
|
||
13
|
Security
|
Mgmt
|
For
|
For
|
For
|
||
14
|
Trading or Transfer Restriction
|
Mgmt
|
For
|
For
|
For
|
||
15
|
Trading Arrangement
|
Mgmt
|
For
|
For
|
For
|
||
16
|
Effective Period of Resolution
|
Mgmt
|
For
|
For
|
For
|
||
17
|
Board Authorization
|
Mgmt
|
For
|
For
|
For
|
||
18
|
Relationship Between Domestic Issuance and Offshore Issuance
|
Mgmt
|
For
|
For
|
For
|
||
19
|
Application and Approval Procedures
|
Mgmt
|
For
|
For
|
For
|
||
20
|
Type and Size
|
Mgmt
|
For
|
For
|
For
|
||
21
|
Par Value and Issue Price
|
Mgmt
|
For
|
For
|
For
|
||
22
|
Maturity Date
|
Mgmt
|
For
|
For
|
For
|
||
23
|
Use of Proceeds
|
Mgmt
|
For
|
For
|
For
|
||
24
|
Issuance Method and Investor
|
Mgmt
|
For
|
For
|
For
|
||
25
|
Profit Distribution Method
|
Mgmt
|
For
|
For
|
For
|
||
26
|
Mandatory Conversion
|
Mgmt
|
For
|
For
|
For
|
||
27
|
Conditional Redemption
|
Mgmt
|
For
|
For
|
For
|
||
28
|
Voting Rights Restriction and Restoration
|
Mgmt
|
For
|
For
|
For
|
||
29
|
Repayment Priority and Manner of Liquidation
|
Mgmt
|
For
|
For
|
For
|
||
30
|
Rating
|
Mgmt
|
For
|
For
|
For
|
||
31
|
Security
|
Mgmt
|
For
|
For
|
For
|
||
32
|
Lock-up Period
|
Mgmt
|
For
|
For
|
For
|
||
33
|
Effective Period of the Resolution
|
Mgmt
|
For
|
For
|
For
|
||
34
|
Trading/Listing Arrangement
|
Mgmt
|
For
|
For
|
For
|
||
35
|
Board Authorization
|
Mgmt
|
For
|
For
|
For
|
||
36
|
Relationship Between Domestic Issuance and Offshore Issuance
|
Mgmt
|
For
|
For
|
For
|
||
37
|
Application and Approval Procedures
|
Mgmt
|
For
|
For
|
For
|
||
38
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
N/A
|
N/A
|
||
|
|
|
|
|
|
|
|
China Construction Bank Corporation
|
|||||||
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
||||
0939
|
CINS Y1397N101
|
06/15/2015
|
Voted
|
||||
Meeting Type
|
Country of Trade
|
||||||
Annual
|
China
|
||||||
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
||
1
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
N/A
|
N/A
|
||
2
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
N/A
|
N/A
|
||
3
|
Directors' Report
|
Mgmt
|
For
|
For
|
For
|
||
4
|
Supervisors' Report
|
Mgmt
|
For
|
For
|
For
|
||
5
|
Accounts and Reports
|
Mgmt
|
For
|
For
|
For
|
||
6
|
Allocation of Profits/Dividends
|
Mgmt
|
For
|
For
|
For
|
||
7
|
2015 Fixed Asset Investment Plan
|
Mgmt
|
For
|
For
|
For
|
||
8
|
Directors' Fees
|
Mgmt
|
For
|
For
|
For
|
||
9
|
Supervisors' Fees
|
Mgmt
|
For
|
For
|
For
|
||
10
|
Elect WANG Hongzhang
|
Mgmt
|
For
|
For
|
For
|
||
11
|
Elect PANG Xiusheng
|
Mgmt
|
For
|
For
|
For
|
||
12
|
Elect ZHANG Gengsheng
|
Mgmt
|
For
|
For
|
For
|
||
13
|
Elect Li Jun
|
Mgmt
|
For
|
For
|
For
|
||
14
|
Elect Hao Aiqun
|
Mgmt
|
For
|
For
|
For
|
||
15
|
Elect Elaine La Roche
|
Mgmt
|
For
|
For
|
For
|
||
16
|
Appointment of Auditor and Authority to Set Fees
|
Mgmt
|
For
|
For
|
For
|
||
17
|
Impact on Dilution of Current Returns of the Issuance of Preference Shares and Remedial Measures
|
Mgmt
|
For
|
For
|
For
|
||
18
|
Shareholder Return Plan 2015-2017
|
Mgmt
|
For
|
For
|
For
|
||
19
|
Capital Plan 2015-2017
|
Mgmt
|
For
|
For
|
For
|
||
20
|
Amendments to Articles
|
Mgmt
|
For
|
For
|
For
|
||
21
|
Type and Size
|
Mgmt
|
For
|
For
|
For
|
||
22
|
Par Value and Issue Price
|
Mgmt
|
For
|
For
|
For
|
||
23
|
Maturity Date
|
Mgmt
|
For
|
For
|
For
|
||
24
|
Use of Proceeds
|
Mgmt
|
For
|
For
|
For
|
||
25
|
Issuance Method and Investor
|
Mgmt
|
For
|
For
|
For
|
||
26
|
Profit Distribution Method
|
Mgmt
|
For
|
For
|
For
|
||
27
|
Mandatory Conversion
|
Mgmt
|
For
|
For
|
For
|
||
28
|
Conditional Redemption
|
Mgmt
|
For
|
For
|
For
|
||
29
|
Voting Rights Restriction and Restoration
|
Mgmt
|
For
|
For
|
For
|
||
30
|
Repayment Priority and Manner of Liquidation
|
Mgmt
|
For
|
For
|
For
|
||
31
|
Rating
|
Mgmt
|
For
|
For
|
For
|
||
32
|
Security
|
Mgmt
|
For
|
For
|
For
|
||
33
|
Trading or Transfer Restriction
|
Mgmt
|
For
|
For
|
For
|
||
34
|
Trading Arrangement
|
Mgmt
|
For
|
For
|
For
|
||
35
|
Effective Period of Resolution
|
Mgmt
|
For
|
For
|
For
|
||
36
|
Board Authorization
|
Mgmt
|
For
|
For
|
For
|
||
37
|
Relationship Between Domestic Issuance and Offshore Issuance
|
Mgmt
|
For
|
For
|
For
|
||
38
|
Application and Approval Procedures
|
Mgmt
|
For
|
For
|
For
|
||
39
|
Type and Size
|
Mgmt
|
For
|
For
|
For
|
||
40
|
Par Value and Issue Price
|
Mgmt
|
For
|
For
|
For
|
||
41
|
Maturity Date
|
Mgmt
|
For
|
For
|
For
|
||
42
|
Use of Proceeds
|
Mgmt
|
For
|
For
|
For
|
||
43
|
Issuance Method and Investor
|
Mgmt
|
For
|
For
|
For
|
||
44
|
Profit Distribution Method
|
Mgmt
|
For
|
For
|
For
|
||
45
|
Mandatory Conversion
|
Mgmt
|
For
|
For
|
For
|
||
46
|
Conditional Redemption
|
Mgmt
|
For
|
For
|
For
|
||
47
|
Voting Rights Restriction and Restoration
|
Mgmt
|
For
|
For
|
For
|
||
48
|
Repayment Priority and Manner of Liquidation
|
Mgmt
|
For
|
For
|
For
|
||
49
|
Rating
|
Mgmt
|
For
|
For
|
For
|
||
50
|
Security
|
Mgmt
|
For
|
For
|
For
|
||
51
|
Lock-up Period
|
Mgmt
|
For
|
For
|
For
|
||
52
|
Effective Period of the Resolution
|
Mgmt
|
For
|
For
|
For
|
||
53
|
Trading/Listing Arrangement
|
Mgmt
|
For
|
For
|
For
|
||
54
|
Board Authorization
|
Mgmt
|
For
|
For
|
For
|
||
55
|
Relationship Between Domestic Issuance and Offshore Issuance
|
Mgmt
|
For
|
For
|
For
|
||
56
|
Application and Approval Procedures
|
Mgmt
|
For
|
For
|
For
|
||
57
|
Elect WANG Zuji
|
Mgmt
|
For
|
For
|
For
|
||
|
|
|
|
|
|
|
|
China Everbright International Limited
|
|||||||
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
||||
0257
|
CINS Y14226107
|
05/27/2015
|
Voted
|
||||
Meeting Type
|
Country of Trade
|
||||||
Annual
|
Hong Kong
|
||||||
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
||
1
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
N/A
|
N/A
|
||
2
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
N/A
|
N/A
|
||
3
|
Accounts and Reports
|
Mgmt
|
For
|
For
|
For
|
||
4
|
Allocation of Profits/Dividends
|
Mgmt
|
For
|
For
|
For
|
||
5
|
Elect LIU Jun
|
Mgmt
|
For
|
Against
|
Against
|
||
6
|
Elect WANG Tianyi
|
Mgmt
|
For
|
For
|
For
|
||
7
|
Elect Raymond WONG Kam Chung
|
Mgmt
|
For
|
For
|
For
|
||
8
|
Elect CAI Shuguang
|
Mgmt
|
For
|
For
|
For
|
||
9
|
Elect ZHAI Haitao
|
Mgmt
|
For
|
For
|
For
|
||
10
|
Directors' Fees
|
Mgmt
|
For
|
For
|
For
|
||
11
|
Appointment of Auditor and Authority to Set Fees
|
Mgmt
|
For
|
For
|
For
|
||
12
|
Authority to Issue Shares w/o Preemptive Rights
|
Mgmt
|
For
|
Against
|
Against
|
||
13
|
Authority to Repurchase Shares
|
Mgmt
|
For
|
For
|
For
|
||
14
|
Authority to Issue Repurchased Shares
|
Mgmt
|
For
|
Against
|
Against
|
||
|
|
|
|
|
|
|
|
China Everbright Limited
|
|||||||
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
||||
0165
|
CINS Y1421G106
|
05/27/2015
|
Voted
|
||||
Meeting Type
|
Country of Trade
|
||||||
Annual
|
Hong Kong
|
||||||
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
||
1
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
N/A
|
N/A
|
||
2
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
N/A
|
N/A
|
||
3
|
Accounts and Reports
|
Mgmt
|
For
|
For
|
For
|
||
4
|
Allocation of Profits/Dividends
|
Mgmt
|
For
|
For
|
For
|
||
5
|
Elect LIU Jun
|
Mgmt
|
For
|
Against
|
Against
|
||
6
|
Elect CHEN Shuang
|
Mgmt
|
For
|
For
|
For
|
||
7
|
Elect WANG Weimin
|
Mgmt
|
For
|
For
|
For
|
||
8
|
Elect John SETO Gin Chung
|
Mgmt
|
For
|
For
|
For
|
||
9
|
Directors' Fees
|
Mgmt
|
For
|
For
|
For
|
||
10
|
Appointment of Auditor and Authority to Set Fees
|
Mgmt
|
For
|
For
|
For
|
||
11
|
Authority to Issue Shares w/o Preemptive Rights
|
Mgmt
|
For
|
Against
|
Against
|
||
12
|
Authority to Repurchase Shares
|
Mgmt
|
For
|
For
|
For
|
||
13
|
Authority to Issue Repurchased Shares
|
Mgmt
|
For
|
Against
|
Against
|
||
|
|
|
|
|
|
|
|
China Everbright Limited
|
|||||||
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
||||
0165
|
CINS Y1421G106
|
06/18/2015
|
Voted
|
||||
Meeting Type
|
Country of Trade
|
||||||
Special
|
Hong Kong
|
||||||
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
||
1
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
N/A
|
N/A
|
||
2
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
N/A
|
N/A
|
||
3
|
Deposit Services Framework Agreement
|
Mgmt
|
For
|
Against
|
Against
|
||
4
|
Finance Lease Framework Agreement
|
Mgmt
|
For
|
For
|
For
|
||
5
|
Asset Management Services Framework Agreement
|
Mgmt
|
For
|
For
|
For
|
||
|
|
|
|
|
|
|
|
China Longyuan Power Group Limited
|
|||||||
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
||||
0916
|
CINS Y1501T101
|
05/29/2015
|
Voted
|
||||
Meeting Type
|
Country of Trade
|
||||||
Annual
|
China
|
||||||
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
||
1
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
N/A
|
N/A
|
||
2
|
Directors' Report
|
Mgmt
|
For
|
For
|
For
|
||
3
|
Supervisors' Report
|
Mgmt
|
For
|
For
|
For
|
||
4
|
Accounts and Reports
|
Mgmt
|
For
|
For
|
For
|
||
5
|
Final Accounts
|
Mgmt
|
For
|
For
|
For
|
||
6
|
Allocation of Profits/Dividends
|
Mgmt
|
For
|
For
|
For
|
||
7
|
Budget Report
|
Mgmt
|
For
|
For
|
For
|
||
8
|
Directors' and Supervisors' Fees
|
Mgmt
|
For
|
For
|
For
|
||
9
|
Appointment of PRC Auditor and Authority to Set Fees
|
Mgmt
|
For
|
For
|
For
|
||
10
|
Appointment of International Auditor and Authority to Set Fees
|
Mgmt
|
For
|
For
|
For
|
||
11
|
Authority to Issue Domestic and H Shares w/o Preemptive Rights
|
Mgmt
|
For
|
Against
|
Against
|
||
12
|
Authority to Issue Debt Instruments
|
Mgmt
|
For
|
For
|
For
|
||
13
|
Shareholder Proposal
|
Mgmt
|
For
|
Against
|
Against
|
||
|
|
|
|
|
|
|
|
China Longyuan Power Group Limited
|
|||||||
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
||||
0916
|
CINS Y1501T101
|
12/23/2014
|
Voted
|
||||
Meeting Type
|
Country of Trade
|
||||||
Special
|
China
|
||||||
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
||
1
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
N/A
|
N/A
|
||
2
|
Provision of Goods and Services by the Company under the New Guodian Master Agreement
|
Mgmt
|
For
|
For
|
For
|
||
3
|
Non-Voting Agenda Item
|
N/A
|
N/A
|
N/A
|
N/A
|
||
4
|
Provision of Goods and Services by China Guodian Corporation under the New Guodian Master Agreement
|
Mgmt
|
For
|
For
|
For
|
||
5
|
Non-Voting Agenda Item
|
N/A
|
N/A
|
N/A
|
N/A
|
||
6
|
Authority to Issue Private Debt Financing Instruments
|
Mgmt
|
For
|
For
|
For
|
||
7
|
Authority to Issue Ultra Short-Term Debentures
|
Mgmt
|
For
|
For
|
For
|
||
|
|
|
|
|
|
|
|
China Mengniu Dairy Company Limited
|
|||||||
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
||||
2319
|
CINS G21096105
|
06/05/2015
|
Voted
|
||||
Meeting Type
|
Country of Trade
|
||||||
Annual
|
Cayman Islands
|
||||||
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
||
1
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
N/A
|
N/A
|
||
2
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
N/A
|
N/A
|
||
3
|
Accounts and Reports
|
Mgmt
|
For
|
For
|
For
|
||
4
|
Allocation of Final Dividend
|
Mgmt
|
For
|
For
|
For
|
||
5
|
Elect SUN Yiping
|
Mgmt
|
For
|
For
|
For
|
||
6
|
Elect BAI Ying
|
Mgmt
|
For
|
For
|
For
|
||
7
|
Elect JIAO Shuge
|
Mgmt
|
For
|
For
|
For
|
||
8
|
Elect Julian J. Wolhardt
|
Mgmt
|
For
|
For
|
For
|
||
9
|
Appointment of Auditor and Authority to Set Fees
|
Mgmt
|
For
|
For
|
For
|
||
10
|
Authority to Repurchase Shares
|
Mgmt
|
For
|
For
|
For
|
||
11
|
Authority to Issue Shares w/o Preemptive Rights
|
Mgmt
|
For
|
Against
|
Against
|
||
|
|
|
|
|
|
|
|
China Minsheng Banking Corp., Ltd.
|
|||||||
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
||||
1988
|
CINS Y1495M112
|
04/27/2015
|
Voted
|
||||
Meeting Type
|
Country of Trade
|
||||||
Special
|
China
|
||||||
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
||
1
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
N/A
|
N/A
|
||
2
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
N/A
|
N/A
|
||
3
|
Postponement of Election of Directors
|
Mgmt
|
For
|
For
|
For
|
||
4
|
Postponement of Election of Supervisors
|
Mgmt
|
For
|
For
|
For
|
||
|
|
|
|
|
|
|
|
China Minsheng Banking Corp., Ltd.
|
|||||||
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
||||
1988
|
CINS Y1495M112
|
06/18/2015
|
Voted
|
||||
Meeting Type
|
Country of Trade
|
||||||
Annual
|
China
|
||||||
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
||
1
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
N/A
|
N/A
|
||
2
|
Annual Report
|
Mgmt
|
For
|
For
|
For
|
||
3
|
Financial Report
|
Mgmt
|
For
|
For
|
For
|
||
4
|
Authority to Appropriate Statutory Surplus Reserve
|
Mgmt
|
For
|
For
|
For
|
||
5
|
Allocation of Profits/Dividends
|
Mgmt
|
For
|
For
|
For
|
||
6
|
Annual Budget
|
Mgmt
|
For
|
For
|
For
|
||
7
|
Directors' Report
|
Mgmt
|
For
|
For
|
For
|
||
8
|
Supervisors' Report
|
Mgmt
|
For
|
For
|
For
|
||
9
|
Appointment of Auditor and Authority to Set Fees
|
Mgmt
|
For
|
For
|
For
|
||
10
|
Authority to Issue Shares w/o Preemptive Rights
|
Mgmt
|
For
|
Against
|
Against
|
||
11
|
Changes to the Issuance Plan of Financial Bonds
|
Mgmt
|
For
|
For
|
For
|
||
12
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
N/A
|
N/A
|
||
|
|
|
|
|
|
|
|
China Minsheng Banking Corp., Ltd.
|
|||||||
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
||||
1988
|
CINS Y1495M112
|
12/23/2014
|
Voted
|
||||
Meeting Type
|
Country of Trade
|
||||||
Special
|
China
|
||||||
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
||
1
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
N/A
|
N/A
|
||
2
|
Qualification of Non-public Issuance of Preference Shares
|
Mgmt
|
For
|
For
|
For
|
||
3
|
Type and Number
|
Mgmt
|
For
|
For
|
For
|
||
4
|
Maturity
|
Mgmt
|
For
|
For
|
For
|
||
5
|
Method of Issuance
|
Mgmt
|
For
|
For
|
For
|
||
6
|
Placees
|
Mgmt
|
For
|
For
|
For
|
||
7
|
Nominal Value and Issue Price
|
Mgmt
|
For
|
For
|
For
|
||
8
|
Dividend Distribution Provisions
|
Mgmt
|
For
|
For
|
For
|
||
9
|
Conditional Redemption
|
Mgmt
|
For
|
For
|
For
|
||
10
|
Mandatory Conversion
|
Mgmt
|
For
|
For
|
For
|
||
11
|
Restriction on and Restoration of Voting Rights
|
Mgmt
|
For
|
For
|
For
|
||
12
|
Order of Distribution of Residual Assets and Basis for Liquidation
|
Mgmt
|
For
|
For
|
For
|
||
13
|
Use of Proceeds
|
Mgmt
|
For
|
For
|
For
|
||
14
|
Rating
|
Mgmt
|
For
|
For
|
For
|
||
15
|
Guarantee
|
Mgmt
|
For
|
For
|
For
|
||
16
|
Transferability
|
Mgmt
|
For
|
For
|
For
|
||
17
|
Legal Compliance
|
Mgmt
|
For
|
For
|
For
|
||
18
|
Effective Period
|
Mgmt
|
For
|
For
|
For
|
||
19
|
Relationship between Domestic and Offshore Issuances
|
Mgmt
|
For
|
For
|
For
|
||
20
|
Type and Number
|
Mgmt
|
For
|
For
|
For
|
||
21
|
Maturity
|
Mgmt
|
For
|
For
|
For
|
||
22
|
Method of Issuance
|
Mgmt
|
For
|
For
|
For
|
||
23
|
Placees
|
Mgmt
|
For
|
For
|
For
|
||
24
|
Nominal Value and Issue Price
|
Mgmt
|
For
|
For
|
For
|
||
25
|
Dividend Distribution Provisions
|
Mgmt
|
For
|
For
|
For
|
||
26
|
Conditional Redemption
|
Mgmt
|
For
|
For
|
For
|
||
27
|
Mandatory Conversion
|
Mgmt
|
For
|
For
|
For
|
||
28
|
Restriction on and Restoration of Voting Rights
|
Mgmt
|
For
|
For
|
For
|
||
29
|
Order of Distribution of Residual Assets and Basis for Liquidation
|
Mgmt
|
For
|
For
|
For
|
||
30
|
Use of Proceeds
|
Mgmt
|
For
|
For
|
For
|
||
31
|
Rating
|
Mgmt
|
For
|
For
|
For
|
||
32
|
Guarantee
|
Mgmt
|
For
|
For
|
For
|
||
33
|
Transferability
|
Mgmt
|
For
|
For
|
For
|
||
34
|
Legal Compliance
|
Mgmt
|
For
|
For
|
For
|
||
35
|
Effective Period
|
Mgmt
|
For
|
For
|
For
|
||
36
|
Relationship between Domestic and Offshore Issuances
|
Mgmt
|
For
|
For
|
For
|
||
37
|
Feasibility Analysis Report of the Use of Proceeds from Non-public Issuance of Preference Shares
|
Mgmt
|
For
|
For
|
For
|
||
38
|
Ratification of Board Acts
|
Mgmt
|
For
|
For
|
For
|
||
39
|
Issuance Plan of Financial Bonds and Tier- 2 Capital Bonds
|
Mgmt
|
For
|
For
|
For
|
||
40
|
Authorization to the Board to Issue Offshore Bonds
|
Mgmt
|
For
|
For
|
For
|
||
41
|
Amendments to Articles
|
Mgmt
|
For
|
For
|
For
|
||
42
|
Change of Registered Share
|
Mgmt
|
For
|
For
|
For
|
||
43
|
Capital Management Planning for 2014 to 2016
|
Mgmt
|
For
|
For
|
For
|
||
44
|
Formulation of Shareholder Return Plan
|
Mgmt
|
For
|
For
|
For
|
||
45
|
Diluted Immediate Returns
|
Mgmt
|
For
|
For
|
For
|
||
46
|
Amendments to the Rules of Procedures for Shareholders’ General Meeting
|
Mgmt
|
For
|
For
|
For
|
||
47
|
Amendments to the Rules of Procedure for the Meeting of the Board of Directors
|
Mgmt
|
For
|
For
|
For
|
||
48
|
2014 Interim Profit Distribution Plan
|
Mgmt
|
For
|
For
|
For
|
||
49
|
Elect YAO Dafeng
|
Mgmt
|
For
|
For
|
For
|
||
|
|
|
|
|
|
|
|
China Minsheng Banking Corp., Ltd.
|
|||||||
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
||||
1988
|
CINS Y1495M112
|
12/23/2014
|
Voted
|
||||
Meeting Type
|
Country of Trade
|
||||||
Other
|
China
|
||||||
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
||
1
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
N/A
|
N/A
|
||
2
|
Type and Number
|
Mgmt
|
For
|
For
|
For
|
||
3
|
Maturity
|
Mgmt
|
For
|
For
|
For
|
||
4
|
Method of Issuance
|
Mgmt
|
For
|
For
|
For
|
||
5
|
Placees
|
Mgmt
|
For
|
For
|
For
|
||
6
|
Nominal Value and Issue Price
|
Mgmt
|
For
|
For
|
For
|
||
7
|
Dividend Distribution Provisions
|
Mgmt
|
For
|
For
|
For
|
||
8
|
Conditional Redemption
|
Mgmt
|
For
|
For
|
For
|
||
9
|
Mandatory Conversion
|
Mgmt
|
For
|
For
|
For
|
||
10
|
Restriction on and Restoration of Voting Rights
|
Mgmt
|
For
|
For
|
For
|
||
11
|
Order of Distribution of Residual Assets and Basis for Liquidation
|
Mgmt
|
For
|
For
|
For
|
||
12
|
Use of Proceeds
|
Mgmt
|
For
|
For
|
For
|
||
13
|
Rating
|
Mgmt
|
For
|
For
|
For
|
||
14
|
Guarantee
|
Mgmt
|
For
|
For
|
For
|
||
15
|
Transferability
|
Mgmt
|
For
|
For
|
For
|
||
16
|
Legal Compliance
|
Mgmt
|
For
|
For
|
For
|
||
17
|
Effective Period
|
Mgmt
|
For
|
For
|
For
|
||
18
|
Relationship between Domestic and Offshore Issuances
|
Mgmt
|
For
|
For
|
For
|
||
19
|
Type and Number
|
Mgmt
|
For
|
For
|
For
|
||
20
|
Maturity
|
Mgmt
|
For
|
For
|
For
|
||
21
|
Method of Issuance
|
Mgmt
|
For
|
For
|
For
|
||
22
|
Placees
|
Mgmt
|
For
|
For
|
For
|
||
23
|
Nominal Value and Issue Price
|
Mgmt
|
For
|
For
|
For
|
||
24
|
Dividend Distribution Provisions
|
Mgmt
|
For
|
For
|
For
|
||
25
|
Conditional Redemption
|
Mgmt
|
For
|
For
|
For
|
||
26
|
Mandatory Conversion
|
Mgmt
|
For
|
For
|
For
|
||
27
|
Restriction on and Restoration of Voting Rights
|
Mgmt
|
For
|
For
|
For
|
||
28
|
Order of Distribution of Residual Assets and Basis for Liquidation
|
Mgmt
|
For
|
For
|
For
|
||
29
|
Use of Proceeds
|
Mgmt
|
For
|
For
|
For
|
||
30
|
Rating
|
Mgmt
|
For
|
For
|
For
|
||
31
|
Guarantee
|
Mgmt
|
For
|
For
|
For
|
||
32
|
Transferability
|
Mgmt
|
For
|
For
|
For
|
||
33
|
Legal Compliance
|
Mgmt
|
For
|
For
|
For
|
||
34
|
Effective Period
|
Mgmt
|
For
|
For
|
For
|
||
35
|
Relationship between Domestic and Offshore Issuances
|
Mgmt
|
For
|
For
|
For
|
||
|
|
|
|
|
|
|
|
China Mobile Ltd.
|
|||||||
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
||||
0941
|
CINS Y14965100
|
05/28/2015
|
Voted
|
||||
Meeting Type
|
Country of Trade
|
||||||
Annual
|
Hong Kong
|
||||||
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
||
1
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
N/A
|
N/A
|
||
2
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
N/A
|
N/A
|
||
3
|
Accounts and Reports
|
Mgmt
|
For
|
For
|
For
|
||
4
|
Allocation of Profits/Dividends
|
Mgmt
|
For
|
For
|
For
|
||
5
|
Elect XUE Taohai
|
Mgmt
|
For
|
For
|
For
|
||
6
|
Elect Frank WONG Kwong Shing
|
Mgmt
|
For
|
For
|
For
|
||
7
|
Elect Moses CHENG Mo Chi
|
Mgmt
|
For
|
Against
|
Against
|
||
8
|
Appointment of Auditor and Authority to Set Fees
|
Mgmt
|
For
|
For
|
For
|
||
9
|
Authority to Repurchase Shares
|
Mgmt
|
For
|
For
|
For
|
||
10
|
Authority to Issue Shares w/o Preemptive Rights
|
Mgmt
|
For
|
Against
|
Against
|
||
11
|
Authority to Issue Repurchased Shares
|
Mgmt
|
For
|
Against
|
Against
|
||
|
|
|
|
|
|
|
|
China National Building Material Company Limited
|
|||||||
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
||||
3323
|
CINS Y15045100
|
10/17/2014
|
Voted
|
||||
Meeting Type
|
Country of Trade
|
||||||
Special
|
China
|
||||||
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
||
1
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
N/A
|
N/A
|
||
2
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
N/A
|
N/A
|
||
3
|
Elect TAO Zheng as Director
|
Mgmt
|
For
|
For
|
For
|
||
4
|
Elect TANG Yunwei as Director
|
Mgmt
|
For
|
For
|
For
|
||
5
|
Elect ZHAO Lihua as Director
|
Mgmt
|
For
|
For
|
For
|
||
6
|
Elect SUN Yanjun as Director
|
Mgmt
|
For
|
For
|
For
|
||
7
|
Elect WU Weiku as Supervisor
|
Mgmt
|
For
|
For
|
For
|
||
8
|
Elect LIU Jianwen as Supervisor
|
Mgmt
|
For
|
For
|
For
|
||
|
|
|
|
|
|
|
|
China Petroleum & Chemical Corporation
|
|||||||
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
||||
0386
|
CINS Y15010104
|
05/27/2015
|
Voted
|
||||
Meeting Type
|
Country of Trade
|
||||||
Annual
|
China
|
||||||
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
||
1
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
N/A
|
N/A
|
||
2
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
N/A
|
N/A
|
||
3
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
N/A
|
N/A
|
||
4
|
Directors' Report
|
Mgmt
|
For
|
For
|
For
|
||
5
|
Supervisors' Report
|
Mgmt
|
For
|
For
|
For
|
||
6
|
Accounts and Reports
|
Mgmt
|
For
|
For
|
For
|
||
7
|
Profit Distribution Plan
|
Mgmt
|
For
|
For
|
For
|
||
8
|
Authority to Declare Interim Dividends
|
Mgmt
|
For
|
For
|
For
|
||
9
|
Appointment of Auditor and Authority to Set Fees
|
Mgmt
|
For
|
For
|
For
|
||
10
|
Service Contracts of Directors and Supervisors
|
Mgmt
|
For
|
For
|
For
|
||
11
|
Ratification of Board Acts
|
Mgmt
|
For
|
For
|
For
|
||
12
|
Amendments to Articles
|
Mgmt
|
For
|
For
|
For
|
||
13
|
Authority to Issue Debt Instruments
|
Mgmt
|
For
|
Against
|
Against
|
||
14
|
Authority to Issue Shares w/o Preemptive Rights
|
Mgmt
|
For
|
Against
|
Against
|
||
15
|
Elect LIU Yun as Supervisor
|
Mgmt
|
For
|
Against
|
Against
|
||
16
|
Elect LIU Zhongyun as Supervisor
|
Mgmt
|
For
|
Against
|
Against
|
||
17
|
Elect ZHOU Hengyou as Supervisor
|
Mgmt
|
For
|
Against
|
Against
|
||
18
|
Elect ZOU Huiping as Supervisor
|
Mgmt
|
For
|
For
|
For
|
||
19
|
Elect WANG Yupu
|
Mgmt
|
For
|
For
|
For
|
||
20
|
Elect LI Chunguang
|
Mgmt
|
For
|
For
|
For
|
||
21
|
Elect ZHANG Jianhua
|
Mgmt
|
For
|
For
|
For
|
||
22
|
Elect WANG Zhigang
|
Mgmt
|
For
|
For
|
For
|
||
23
|
Elect DAI Houliang
|
Mgmt
|
For
|
For
|
For
|
||
24
|
Elect ZHANG Haichao
|
Mgmt
|
For
|
For
|
For
|
||
25
|
Elect JIAO Fangzheng
|
Mgmt
|
For
|
For
|
For
|
||
26
|
Elect JIANG Xiaoming
|
Mgmt
|
For
|
For
|
For
|
||
27
|
Elect Andrew Y. Yan
|
Mgmt
|
For
|
Against
|
Against
|
||
28
|
Elect BAO Guoming
|