UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

FORM N-PX

ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED

MANAGEMENT INVESTMENT COMPANY

Investment Company Act file number:  811-05617

SHELTON GREATER CHINA FUND
(Exact name of registrant as specified in charter)

1255 17th Street, Suite 1710
Denver, CO 80265
(Address of principle executive offices)  (Zip Code)

Glass Lewis & Co.
One Sansome Street, Suite 3300
San Francisco, CA 94104
 (Name and address of agent for service)

Registrant’s telephone number, including area code: (415) 398-2727

Date of fiscal year end: 12/31

Date of reporting period: 07/01/14 to 06/30/15

Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (§§ 239.24 and 274.5 of this chapter), to file reports with the Commission, not later than August 31 of each year, containing the registrant’s proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking roles.

A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget (“OMB”) control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 450 Fifth Street, NW, Washington, DC 20549-0609. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. § 3507.

Item 1. Proxy Voting Record

Registrant : Shelton Funds
Fund Name : SHELTON GREATER CHINA FUND
               
Date of fiscal year end: 12/31/2015
               
In all markets, for all statuses, for
               
Key-              
 
AIA Group Limited  
       
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
1299
CINS Y002A1105
 
05/08/2015
Voted
 
Meeting Type
Country of Trade
         
 
Annual
Hong Kong
         
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Non-Voting Meeting Note
 
N/A
N/A
N/A
N/A
 
2
Non-Voting Meeting Note
 
N/A
N/A
N/A
N/A
 
3
Accounts and Reports
 
Mgmt
For
For
For
 
4
Allocation of Profits/Dividends
 
Mgmt
For
For
For
 
5
Elect Lawrence LAU Juen-Yee
 
Mgmt
For
For
For
 
6
Elect CHOW Chung Kong
 
Mgmt
For
For
For
 
7
Elect John B Harrison
 
Mgmt
For
For
For
 
8
Appointment of Auditor and Authority to Set Fees
 
Mgmt
For
For
For
 
9
Authority to Issue Shares w/o Preemptive Rights
 
Mgmt
For
For
For
 
10
Authority to Repurchase Shares
 
Mgmt
For
For
For
 
11
Authority to Issue Shares under Restricted Share Unit Scheme
 
Mgmt
For
For
For
               
               
 
 
 
 
 
 
 
 
Angang Steel Company Limited
             
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
0347
CINS Y0132D105
 
06/03/2015
Voted
 
Meeting Type
Country of Trade
         
 
Annual
China
         
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Non-Voting Meeting Note
 
N/A
N/A
N/A
N/A
 
2
Directors' Report
 
Mgmt
For
For
For
 
3
Supervisors' Report
 
Mgmt
For
For
For
 
4
Annual Report
 
Mgmt
For
For
For
 
5
Accounts and Reports
 
Mgmt
For
For
For
 
6
Allocation of Profits/Dividends
 
Mgmt
For
For
For
 
7
Directors' and Supervisors' Fees
 
Mgmt
For
For
For
 
8
Appointment of Auditor and Authority to Set Fees
 
Mgmt
For
For
For
 
9
Elect YAO Lin
 
Mgmt
For
For
For
 
10
Elect ZHANG Lifen
 
Mgmt
For
For
For
 
11
Amendments to Rules of Procedures for Board Meeting
 
Mgmt
For
For
For
 
12
Authority to Issue Financing Bonds
 
Mgmt
For
For
For
               
               
 
 
 
 
 
 
 
 
Angang Steel Company Limited
             
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
0347
CINS Y0132D105
 
10/14/2014
Voted
 
Meeting Type
Country of Trade
         
 
Special
China
         
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Non-Voting Meeting Note
 
N/A
N/A
N/A
N/A
 
2
Mineral Ore Purchase and Agency Service Agreement
 
Mgmt
For
For
For
 
3
Pellet Distribution Agreement
 
Mgmt
For
For
For
 
4
Elect SONG Jun as Supervisor
 
Mgmt
For
Against
Against
 
5
Amendments to Articles
 
Mgmt
For
For
For
               
               
 
 
 
 
 
 
 
 
ASUSTeK Computer Inc.
              
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
2357
CINS Y04327105
 
06/12/2015
Voted
 
Meeting Type
Country of Trade
         
 
Annual
Taiwan
         
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Non-Voting Meeting Note
 
N/A
N/A
N/A
N/A
 
2
Accounts and Reports
 
Mgmt
For
For
For
 
3
Allocation of Profits/Dividends
 
Mgmt
For
For
For
 
4
Amendments to Procedural Rules: Capital Loans and Endorsements/Guarantees
 
Mgmt
For
For
For
 
5
Amendments to Articles
 
Mgmt
For
For
For
 
6
Elect Joe HSIEH Min-Chieh
 
Mgmt
For
Against
Against
 
7
Non-Voting Agenda Item
 
N/A
N/A
N/A
N/A
 
8
Non-Voting Agenda Item
 
N/A
N/A
N/A
N/A
               
               
 
 
 
 
 
 
 
 
Bank of China Limited
              
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
3988
CINS Y0698A107
 
06/17/2015
Voted
 
Meeting Type
Country of Trade
         
 
Annual
China
         
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Non-Voting Meeting Note
 
N/A
N/A
N/A
N/A
 
2
Non-Voting Meeting Note
 
N/A
N/A
N/A
N/A
 
3
Directors' Report
 
Mgmt
For
For
For
 
4
Supervisors' Report
 
Mgmt
For
For
For
 
5
Financial Statements
 
Mgmt
For
For
For
 
6
Allocation of Profits/Dividends
 
Mgmt
For
For
For
 
7
Annual Budget
 
Mgmt
For
For
For
 
8
Appointment of Auditor and Authority to Set Fees
 
Mgmt
For
For
For
 
9
Elect Nout Wellink as Director
 
Mgmt
For
For
For
 
10
Elect LI Jucai as Director
 
Mgmt
For
For
For
 
11
Elect CHEN Yuhua as Supervisor
 
Mgmt
For
For
For
 
12
Authorization to the Board of Directors Scheme
 
Mgmt
For
For
For
 
13
Issuance of Bonds
 
Mgmt
For
For
For
               
               
 
 
 
 
 
 
 
 
Bank of China Limited
              
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
3988
CINS Y0698A107
 
08/04/2014
Voted
 
Meeting Type
Country of Trade
         
 
Special
China
         
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Non-Voting Meeting Note
 
N/A
N/A
N/A
N/A
 
2
Elect WANG Wei
 
Mgmt
For
For
For
 
3
Remuneration Plan for Directors and Supervisors in 2013
 
Mgmt
For
For
For
               
               
 
 
 
 
 
 
 
 
BBMG Corporation
             
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
2009
CINS Y076A3105
 
05/27/2015
Voted
 
Meeting Type
Country of Trade
         
 
Annual
China
         
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Non-Voting Meeting Note
 
N/A
N/A
N/A
N/A
 
2
Directors' Report
 
Mgmt
For
For
For
 
3
Supervisors' Report
 
Mgmt
For
For
For
 
4
Accounts and Reports
 
Mgmt
For
For
For
 
5
Allocation of Profits/Dividends
 
Mgmt
For
For
For
 
6
Remuneration of Executive Directors
 
Mgmt
For
For
For
 
7
Appointment of Auditor and Authority to Set Fees
 
Mgmt
For
For
For
 
8
Approve Change of Project Structure and Use of Proceeds
 
Mgmt
For
For
For
 
9
Authority to Issue Debt Instruments (Medium-Term Notes)
 
Mgmt
For
For
For
 
10
Authority to Issue Debt Instruments (Short-Term Notes)
 
Mgmt
For
For
For
 
11
Authority to Issue Debt Instruments (Super Short-Term Notes)
 
Mgmt
For
For
For
 
12
Authority to Issue Shares w/o Preemptive Rights
 
Mgmt
For
Against
Against
 
13
Compliance with Conditions for the Non-Public Issue and Placing of A Shares
 
Mgmt
For
For
For
 
14
Class and Par Value of Shares
 
Mgmt
For
For
For
 
15
Method and Time of Issuance
 
Mgmt
For
For
For
 
16
Number of Shares to be Issued
 
Mgmt
For
For
For
 
17
Subscription Price and Pricing Principles
 
Mgmt
For
For
For
 
18
Target Subscribers and Subscription Method
 
Mgmt
For
For
For
 
19
Lock-up Period
 
Mgmt
For
For
For
 
20
Application for Listing of the A Shares
 
Mgmt
For
For
For
 
21
Use of Proceeds
 
Mgmt
For
For
For
 
22
Undistributed Profits
 
Mgmt
For
For
For
 
23
Validity Period of Resolution
 
Mgmt
For
For
For
 
24
Preliminary Plan of Non-Public Issuance
 
Mgmt
For
For
For
 
25
Feasibility Report on Use of Proceeds
 
Mgmt
For
For
For
 
26
Related Party Transactions Regarding Non-Public Issuance
 
Mgmt
For
For
For
 
27
Report on Use of Proceeds from Previous Placing
 
Mgmt
For
For
For
 
28
Shareholders' Return Plan
 
Mgmt
For
For
For
 
29
Board Authorization to Implement the Proposed Placing
 
Mgmt
For
For
For
               
               
 
 
 
 
 
 
 
 
BBMG Corporation
             
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
2009
CINS Y076A3105
 
08/07/2014
Voted
 
Meeting Type
Country of Trade
         
 
Special
China
         
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Non-Voting Meeting Note
 
N/A
N/A
N/A
N/A
 
2
Elect YU Kaijun as Director
 
Mgmt
For
For
For
 
3
Elect WANG Xiaojun as Supervisor
 
Mgmt
For
Against
Against
               
               
 
 
 
 
 
 
 
 
BOC Hong Kong (Holdings) Ltd
             
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
2388
CINS Y0920U103
 
06/16/2015
Voted
 
Meeting Type
Country of Trade
         
 
Annual
Hong Kong
         
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Non-Voting Meeting Note
 
N/A
N/A
N/A
N/A
 
2
Non-Voting Meeting Note
 
N/A
N/A
N/A
N/A
 
3
Accounts and Reports
 
Mgmt
For
For
For
 
4
Allocation of Profits/Dividends
 
Mgmt
For
For
For
 
5
Elect CHEN Siqing
 
Mgmt
For
For
For
 
6
Elect KOH Beng Seng
 
Mgmt
For
For
For
 
7
Elect Savio TUNG Wai Hok
 
Mgmt
For
For
For
 
8
Elect Eva CHENG
 
Mgmt
For
For
For
 
9
Elect LI Jiuzhong
 
Mgmt
For
For
For
 
10
Appointment of Auditor and Authority to Set Fees
 
Mgmt
For
For
For
 
11
Authority to Issue Shares w/o Preemptive Rights
 
Mgmt
For
Against
Against
 
12
Authority to Repurchase Shares
 
Mgmt
For
For
For
 
13
Authority to Issue Repurchased Shares
 
Mgmt
For
Against
Against
               
               
 
 
 
 
 
 
 
 
Cheung Kong (Holdings) Limited
           
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
0001
CINS Y13213106
 
02/25/2015
Voted
 
Meeting Type
Country of Trade
         
 
Court
Hong Kong
         
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Non-Voting Meeting Note
 
N/A
N/A
N/A
N/A
 
2
Non-Voting Meeting Note
 
N/A
N/A
N/A
N/A
 
3
Reorganization
 
Mgmt
For
For
For
 
4
Non-Voting Meeting Note
 
N/A
N/A
N/A
N/A
               
               
 
 
 
 
 
 
 
 
Cheung Kong (Holdings) Limited
           
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
0001
CINS Y13213106
 
02/25/2015
Voted
 
Meeting Type
Country of Trade
         
 
Ordinary
Hong Kong
         
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Non-Voting Meeting Note
 
N/A
N/A
N/A
N/A
 
2
Non-Voting Meeting Note
 
N/A
N/A
N/A
N/A
 
3
Reorganization
 
Mgmt
For
For
For
               
               
 
 
 
 
 
 
 
 
China Citic Bank Company Limited
           
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
0998
CINS Y1434M116
 
12/16/2014
Voted
 
Meeting Type
Country of Trade
         
 
Other
China
         
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Non-Voting Meeting Note
 
N/A
N/A
N/A
N/A
 
2
Non-Voting Meeting Note
 
N/A
N/A
N/A
N/A
 
3
Class and Par Value
 
Mgmt
For
For
For
 
4
Target Subscriber and Subscription Method
 
Mgmt
For
For
For
 
5
Issue Method and Date
 
Mgmt
For
For
For
 
6
Issue Price
 
Mgmt
For
For
For
 
7
Issue Size
 
Mgmt
For
For
For
 
8
Lock-up Period
 
Mgmt
For
For
For
 
9
Arrangements for Accumulated Retained Profits
 
Mgmt
For
For
For
 
10
Issue Market
 
Mgmt
For
For
For
 
11
Term of Validity
 
Mgmt
For
For
For
 
12
Amount and Use of Proceeds
 
Mgmt
For
For
For
 
13
Whether the Private Placement constitutes connected transaction
 
Mgmt
For
For
For
 
14
Whether the Private Placement leads to any change in the control of the Company
 
Mgmt
For
For
For
 
15
Approval of Private Placement Plan
 
Mgmt
For
For
For
               
               
 
 
 
 
 
 
 
 
China Citic Bank Company Limited
           
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
0998
CINS Y1434M116
 
12/16/2014
Voted
 
Meeting Type
Country of Trade
         
 
Special
China
         
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Non-Voting Meeting Note
 
N/A
N/A
N/A
N/A
 
2
Non-Voting Meeting Note
 
N/A
N/A
N/A
N/A
 
3
Class and Par Value
 
Mgmt
For
For
For
 
4
Target Subscriber and Subscription Method
 
Mgmt
For
For
For
 
5
Issue Method and Date
 
Mgmt
For
For
For
 
6
Issue Price
 
Mgmt
For
For
For
 
7
Issue Size
 
Mgmt
For
For
For
 
8
Lock-up Period
 
Mgmt
For
For
For
 
9
Arrangements for Accumulated Retained Profits
 
Mgmt
For
For
For
 
10
Issue Market
 
Mgmt
For
For
For
 
11
Term of Validity
 
Mgmt
For
For
For
 
12
Amount and Use of Proceeds
 
Mgmt
For
For
For
 
13
Whether the Private Placement constitutes connected transaction
 
Mgmt
For
For
For
 
14
Whether the Private Placement leads to any change in the control of the Company
 
Mgmt
For
For
For
 
15
Ratification of Board Acts
 
Mgmt
For
For
For
 
16
Approval of Private Placement Plan
 
Mgmt
For
For
For
 
17
Proposal of Qualified for Non-public Issuance of A Shares
 
Mgmt
For
For
For
 
18
Feasibility Study Report on Proceeds from Private Placement
 
Mgmt
For
For
For
 
19
Report on the Use of Proceeds from the Previous Offering
 
Mgmt
For
For
For
 
20
Signing of Conditional Share Purchase Agreement
 
Mgmt
For
For
For
 
21
Shareholder Return Plan
 
Mgmt
For
For
For
 
22
Medium-term Capital Management Plan
 
Mgmt
For
For
For
 
23
Dilution of Current Return by the Private Placement and Compensatory Measures
 
Mgmt
For
For
For
               
               
 
 
 
 
 
 
 
 
China Citic Bank Corporation Limited
           
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
0998
CINS Y1434M116
 
01/28/2015
Voted
 
Meeting Type
Country of Trade
         
 
Special
China
         
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Non-Voting Meeting Note
 
N/A
N/A
N/A
N/A
 
2
Asset Transfer Framework Agreement
 
Mgmt
For
For
For
 
3
Wealth Management and Investment Services Framework Agreement
 
Mgmt
For
For
For
 
4
Annual Cap of Credit Extension Related Party Transactions
 
Mgmt
For
For
For
               
               
 
 
 
 
 
 
 
 
China Citic Bank Corporation Limited
           
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
0998
CINS Y1434M116
 
05/26/2015
Voted
 
Meeting Type
Country of Trade
         
 
Other
China
         
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Non-Voting Meeting Note
 
N/A
N/A
N/A
N/A
 
2
Share Type and Size of Issuance
 
Mgmt
For
For
For
 
3
Par value and Offering Price
 
Mgmt
For
For
For
 
4
Duration Period
 
Mgmt
For
For
For
 
5
Use of Proceed
 
Mgmt
For
For
For
 
6
Offering Method and Target Subscribers
 
Mgmt
For
For
For
 
7
Arrangements for Profit/Dividend Distribution
 
Mgmt
For
For
For
 
8
Mandatory Conversion Clause
 
Mgmt
For
For
For
 
9
Conditional Repurchase Terms
 
Mgmt
For
For
For
 
10
Voting Right Restriction and Restoration Clause
 
Mgmt
For
For
For
 
11
Liquidation Preference and method
 
Mgmt
For
For
For
 
12
Rating Arrangements
 
Mgmt
For
For
For
 
13
Guarantee Arrangements
 
Mgmt
For
For
For
 
14
Share Transfer and Trading Arrangements
 
Mgmt
For
For
For
 
15
Validity Period
 
Mgmt
For
For
For
 
16
Non-Voting Meeting Note
 
N/A
N/A
N/A
N/A
               
               
 
 
 
 
 
 
 
 
China Citic Bank Corporation Limited
           
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
0998
CINS Y1434M116
 
05/26/2015
Voted
 
Meeting Type
Country of Trade
         
 
Annual
China
         
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Non-Voting Meeting Note
 
N/A
N/A
N/A
N/A
 
2
Non-Voting Meeting Note
 
N/A
N/A
N/A
N/A
 
3
Non-Voting Meeting Note
 
N/A
N/A
N/A
N/A
 
4
Directors' Report
 
Mgmt
For
For
For
 
5
Supervisors' Report
 
Mgmt
For
For
For
 
6
Annual Report
 
Mgmt
For
For
For
 
7
Financial Report
 
Mgmt
For
For
For
 
8
Financial Budget 2015
 
Mgmt
For
For
For
 
9
Allocation of Profits/Dividends
 
Mgmt
For
For
For
 
10
Elect CHANG Zhenming
 
Mgmt
For
For
For
 
11
Elect ZHU Xiaohuang
 
Mgmt
For
For
For
 
12
Elect DOU Jianzhong
 
Mgmt
For
For
For
 
13
Elect ZHANG Xiaowei
 
Mgmt
For
For
For
 
14
Elect LI Qingping
 
Mgmt
For
For
For
 
15
Elect SUN Deshun
 
Mgmt
For
For
For
 
16
Elect WU Xiaoqing
 
Mgmt
For
For
For
 
17
Elect Andrew WONG Luen Cheung
 
Mgmt
For
For
For
 
18
Elect YUAN Ming
 
Mgmt
For
For
For
 
19
Elect QIAN Jun
 
Mgmt
For
For
For
 
20
Directors' Fees
 
Mgmt
For
For
For
 
21
Elect OU-YANG Qian
 
Mgmt
For
For
For
 
22
Elect ZHENG Xuexue
 
Mgmt
For
For
For
 
23
Elect WANG Xiuhong
 
Mgmt
For
For
For
 
24
Elect JIA Xiangsen
 
Mgmt
For
For
For
 
25
Elect ZHANG Wei
 
Mgmt
For
For
For
 
26
Supervisors' Fees
 
Mgmt
For
For
For
 
27
Appointment of Auditor and Authority to Set Fees
 
Mgmt
For
For
For
 
28
Related Party Transactions for the Fiscal Year 2014
 
Mgmt
For
Abstain
Against
 
29
Eligibility for Private Placement of Preferred Shares
 
Mgmt
For
For
For
 
30
Share Type and Size of Issuance
 
Mgmt
For
For
For
 
31
Par Value and Offering Price
 
Mgmt
For
For
For
 
32
Duration Period
 
Mgmt
For
For
For
 
33
Use of Proceed
 
Mgmt
For
For
For
 
34
Offering Method and Target Subscribers
 
Mgmt
For
For
For
 
35
Arrangements for Profit/Dividend Distribution
 
Mgmt
For
For
For
 
36
Mandatory Conversion Clause
 
Mgmt
For
For
For
 
37
Conditional Repurchase Terms
 
Mgmt
For
For
For
 
38
Voting Right Restriction and Restoration Clause
 
Mgmt
For
For
For
 
39
Liquidation Preference and Method
 
Mgmt
For
For
For
 
40
Rating Arrangements
 
Mgmt
For
For
For
 
41
Guarantee Arrangements
 
Mgmt
For
For
For
 
42
Share Transfer and Trading Arrangements
 
Mgmt
For
For
For
 
43
Validity Period
 
Mgmt
For
For
For
 
44
Amendments to Articles regarding Preferred Share Issuance
 
Mgmt
For
For
For
 
45
Amendments to Management System for Raised Funds
 
Mgmt
For
Abstain
Against
 
46
Indemnification Arrangements for Diluted Current
Earnings
 
Mgmt
For
For
For
 
47
Board Authorization to Implement Private Placement of Preferred Stocks
 
Mgmt
For
For
For
 
48
Amendments to Articles
 
Mgmt
For
For
For
 
49
Amendments to Procedural Rules for Supervisory Board Meetings
 
Mgmt
For
For
For
 
50
Report on Deposit and Use of Previously Raised Funds
 
Mgmt
For
For
For
 
51
Acquisition of Equity of CITIC International Financial Holdings Limited
 
Mgmt
For
For
For
 
52
Approval of Exemption Conditions for Non-Performing Bank Loans
 
Mgmt
For
For
For
               
               
 
 
 
 
 
 
 
 
China Construction Bank Corporation
           
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
0939
CINS Y1397N101
 
06/15/2015
Voted
 
Meeting Type
Country of Trade
         
 
Other
China
         
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Non-Voting Meeting Note
 
N/A
N/A
N/A
N/A
 
2
Type and Size
 
Mgmt
For
For
For
 
3
Par Value and Issue Price
 
Mgmt
For
For
For
 
4
Maturity Date
 
Mgmt
For
For
For
 
5
Use of Proceeds
 
Mgmt
For
For
For
 
6
Issuance Method and Investor
 
Mgmt
For
For
For
 
7
Profit Distribution Method
 
Mgmt
For
For
For
 
8
Mandatory Conversion
 
Mgmt
For
For
For
 
9
Conditional Redemption
 
Mgmt
For
For
For
 
10
Voting Rights Restriction and Restoration
 
Mgmt
For
For
For
 
11
Repayment Priority and Manner of Liquidation
 
Mgmt
For
For
For
 
12
Rating
 
Mgmt
For
For
For
 
13
Security
 
Mgmt
For
For
For
 
14
Trading or Transfer Restriction
 
Mgmt
For
For
For
 
15
Trading Arrangement
 
Mgmt
For
For
For
 
16
Effective Period of Resolution
 
Mgmt
For
For
For
 
17
Board Authorization
 
Mgmt
For
For
For
 
18
Relationship Between Domestic Issuance and Offshore Issuance
 
Mgmt
For
For
For
 
19
Application and Approval Procedures
 
Mgmt
For
For
For
 
20
Type and Size
 
Mgmt
For
For
For
 
21
Par Value and Issue Price
 
Mgmt
For
For
For
 
22
Maturity Date
 
Mgmt
For
For
For
 
23
Use of Proceeds
 
Mgmt
For
For
For
 
24
Issuance Method and Investor
 
Mgmt
For
For
For
 
25
Profit Distribution Method
 
Mgmt
For
For
For
 
26
Mandatory Conversion
 
Mgmt
For
For
For
 
27
Conditional Redemption
 
Mgmt
For
For
For
 
28
Voting Rights Restriction and Restoration
 
Mgmt
For
For
For
 
29
Repayment Priority and Manner of Liquidation
 
Mgmt
For
For
For
 
30
Rating
 
Mgmt
For
For
For
 
31
Security
 
Mgmt
For
For
For
 
32
Lock-up Period
 
Mgmt
For
For
For
 
33
Effective Period of the Resolution
 
Mgmt
For
For
For
 
34
Trading/Listing Arrangement
 
Mgmt
For
For
For
 
35
Board Authorization
 
Mgmt
For
For
For
 
36
Relationship Between Domestic Issuance and Offshore Issuance
 
Mgmt
For
For
For
 
37
Application and Approval Procedures
 
Mgmt
For
For
For
 
38
Non-Voting Meeting Note
 
N/A
N/A
N/A
N/A
               
               
 
 
 
 
 
 
 
 
China Construction Bank Corporation
           
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
0939
CINS Y1397N101
 
06/15/2015
Voted
 
Meeting Type
Country of Trade
         
 
Annual
China
         
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Non-Voting Meeting Note
 
N/A
N/A
N/A
N/A
 
2
Non-Voting Meeting Note
 
N/A
N/A
N/A
N/A
 
3
Directors' Report
 
Mgmt
For
For
For
 
4
Supervisors' Report
 
Mgmt
For
For
For
 
5
Accounts and Reports
 
Mgmt
For
For
For
 
6
Allocation of Profits/Dividends
 
Mgmt
For
For
For
 
7
2015 Fixed Asset Investment Plan
 
Mgmt
For
For
For
 
8
Directors' Fees
 
Mgmt
For
For
For
 
9
Supervisors' Fees
 
Mgmt
For
For
For
 
10
Elect WANG Hongzhang
 
Mgmt
For
For
For
 
11
Elect PANG Xiusheng
 
Mgmt
For
For
For
 
12
Elect ZHANG Gengsheng
 
Mgmt
For
For
For
 
13
Elect Li Jun
 
Mgmt
For
For
For
 
14
Elect Hao Aiqun
 
Mgmt
For
For
For
 
15
Elect Elaine La Roche
 
Mgmt
For
For
For
 
16
Appointment of Auditor and Authority to Set Fees
 
Mgmt
For
For
For
 
17
Impact on Dilution of Current Returns of the Issuance of Preference Shares and Remedial Measures
 
Mgmt
For
For
For
 
18
Shareholder Return Plan 2015-2017
 
Mgmt
For
For
For
 
19
Capital Plan 2015-2017
 
Mgmt
For
For
For
 
20
Amendments to Articles
 
Mgmt
For
For
For
 
21
Type and Size
 
Mgmt
For
For
For
 
22
Par Value and Issue Price
 
Mgmt
For
For
For
 
23
Maturity Date
 
Mgmt
For
For
For
 
24
Use of Proceeds
 
Mgmt
For
For
For
 
25
Issuance Method and Investor
 
Mgmt
For
For
For
 
26
Profit Distribution Method
 
Mgmt
For
For
For
 
27
Mandatory Conversion
 
Mgmt
For
For
For
 
28
Conditional Redemption
 
Mgmt
For
For
For
 
29
Voting Rights Restriction and Restoration
 
Mgmt
For
For
For
 
30
Repayment Priority and Manner of Liquidation
 
Mgmt
For
For
For
 
31
Rating
 
Mgmt
For
For
For
 
32
Security
 
Mgmt
For
For
For
 
33
Trading or Transfer Restriction
 
Mgmt
For
For
For
 
34
Trading Arrangement
 
Mgmt
For
For
For
 
35
Effective Period of Resolution
 
Mgmt
For
For
For
 
36
Board Authorization
 
Mgmt
For
For
For
 
37
Relationship Between Domestic Issuance and Offshore Issuance
 
Mgmt
For
For
For
 
38
Application and Approval Procedures
 
Mgmt
For
For
For
 
39
Type and Size
 
Mgmt
For
For
For
 
40
Par Value and Issue Price
 
Mgmt
For
For
For
 
41
Maturity Date
 
Mgmt
For
For
For
 
42
Use of Proceeds
 
Mgmt
For
For
For
 
43
Issuance Method and Investor
 
Mgmt
For
For
For
 
44
Profit Distribution Method
 
Mgmt
For
For
For
 
45
Mandatory Conversion
 
Mgmt
For
For
For
 
46
Conditional Redemption
 
Mgmt
For
For
For
 
47
Voting Rights Restriction and Restoration
 
Mgmt
For
For
For
 
48
Repayment Priority and Manner of Liquidation
 
Mgmt
For
For
For
 
49
Rating
 
Mgmt
For
For
For
 
50
Security
 
Mgmt
For
For
For
 
51
Lock-up Period
 
Mgmt
For
For
For
 
52
Effective Period of the Resolution
 
Mgmt
For
For
For
 
53
Trading/Listing Arrangement
 
Mgmt
For
For
For
 
54
Board Authorization
 
Mgmt
For
For
For
 
55
Relationship Between Domestic Issuance and Offshore Issuance
 
Mgmt
For
For
For
 
56
Application and Approval Procedures
 
Mgmt
For
For
For
 
57
Elect WANG Zuji
 
Mgmt
For
For
For
               
               
 
 
 
 
 
 
 
 
China Everbright International Limited
           
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
0257
CINS Y14226107
 
05/27/2015
Voted
 
Meeting Type
Country of Trade
         
 
Annual
Hong Kong
         
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Non-Voting Meeting Note
 
N/A
N/A
N/A
N/A
 
2
Non-Voting Meeting Note
 
N/A
N/A
N/A
N/A
 
3
Accounts and Reports
 
Mgmt
For
For
For
 
4
Allocation of Profits/Dividends
 
Mgmt
For
For
For
 
5
Elect LIU Jun
 
Mgmt
For
Against
Against
 
6
Elect WANG Tianyi
 
Mgmt
For
For
For
 
7
Elect Raymond WONG Kam Chung
 
Mgmt
For
For
For
 
8
Elect CAI Shuguang
 
Mgmt
For
For
For
 
9
Elect ZHAI Haitao
 
Mgmt
For
For
For
 
10
Directors' Fees
 
Mgmt
For
For
For
 
11
Appointment of Auditor and Authority to Set Fees
 
Mgmt
For
For
For
 
12
Authority to Issue Shares w/o Preemptive Rights
 
Mgmt
For
Against
Against
 
13
Authority to Repurchase Shares
 
Mgmt
For
For
For
 
14
Authority to Issue Repurchased Shares
 
Mgmt
For
Against
Against
               
               
 
 
 
 
 
 
 
 
China Everbright Limited
             
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
0165
CINS Y1421G106
 
05/27/2015
Voted
 
Meeting Type
Country of Trade
         
 
Annual
Hong Kong
         
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Non-Voting Meeting Note
 
N/A
N/A
N/A
N/A
 
2
Non-Voting Meeting Note
 
N/A
N/A
N/A
N/A
 
3
Accounts and Reports
 
Mgmt
For
For
For
 
4
Allocation of Profits/Dividends
 
Mgmt
For
For
For
 
5
Elect LIU Jun
 
Mgmt
For
Against
Against
 
6
Elect CHEN Shuang
 
Mgmt
For
For
For
 
7
Elect WANG Weimin
 
Mgmt
For
For
For
 
8
Elect John SETO Gin Chung
 
Mgmt
For
For
For
 
9
Directors' Fees
 
Mgmt
For
For
For
 
10
Appointment of Auditor and Authority to Set Fees
 
Mgmt
For
For
For
 
11
Authority to Issue Shares w/o Preemptive Rights
 
Mgmt
For
Against
Against
 
12
Authority to Repurchase Shares
 
Mgmt
For
For
For
 
13
Authority to Issue Repurchased Shares
 
Mgmt
For
Against
Against
               
               
 
 
 
 
 
 
 
 
China Everbright Limited
             
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
0165
CINS Y1421G106
 
06/18/2015
Voted
 
Meeting Type
Country of Trade
         
 
Special
Hong Kong
         
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Non-Voting Meeting Note
 
N/A
N/A
N/A
N/A
 
2
Non-Voting Meeting Note
 
N/A
N/A
N/A
N/A
 
3
Deposit Services Framework Agreement
 
Mgmt
For
Against
Against
 
4
Finance Lease Framework Agreement
 
Mgmt
For
For
For
 
5
Asset Management Services Framework Agreement
 
Mgmt
For
For
For
               
               
 
 
 
 
 
 
 
 
China Longyuan Power Group Limited
           
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
0916
CINS Y1501T101
 
05/29/2015
Voted
 
Meeting Type
Country of Trade
         
 
Annual
China
         
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Non-Voting Meeting Note
 
N/A
N/A
N/A
N/A
 
2
Directors' Report
 
Mgmt
For
For
For
 
3
Supervisors' Report
 
Mgmt
For
For
For
 
4
Accounts and Reports
 
Mgmt
For
For
For
 
5
Final Accounts
 
Mgmt
For
For
For
 
6
Allocation of Profits/Dividends
 
Mgmt
For
For
For
 
7
Budget Report
 
Mgmt
For
For
For
 
8
Directors' and Supervisors' Fees
 
Mgmt
For
For
For
 
9
Appointment of PRC Auditor and Authority to Set Fees
 
Mgmt
For
For
For
 
10
Appointment of International Auditor and Authority to Set Fees
 
Mgmt
For
For
For
 
11
Authority to Issue Domestic and H Shares w/o Preemptive Rights
 
Mgmt
For
Against
Against
 
12
Authority to Issue Debt Instruments
 
Mgmt
For
For
For
 
13
Shareholder Proposal
 
Mgmt
For
Against
Against
               
               
 
 
 
 
 
 
 
 
China Longyuan Power Group Limited
           
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
0916
CINS Y1501T101
 
12/23/2014
Voted
 
Meeting Type
Country of Trade
         
 
Special
China
         
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Non-Voting Meeting Note
 
N/A
N/A
N/A
N/A
 
2
Provision of Goods and Services by the Company under the New Guodian Master Agreement
 
Mgmt
For
For
For
 
3
Non-Voting Agenda Item
 
N/A
N/A
N/A
N/A
 
4
Provision of Goods and Services by China Guodian Corporation under the New Guodian Master Agreement
 
Mgmt
For
For
For
 
5
Non-Voting Agenda Item
 
N/A
N/A
N/A
N/A
 
6
Authority to Issue Private Debt Financing Instruments
 
Mgmt
For
For
For
 
7
Authority to Issue Ultra Short-Term Debentures
 
Mgmt
For
For
For
               
               
 
 
 
 
 
 
 
 
China Mengniu Dairy Company Limited
           
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
2319
CINS G21096105
 
06/05/2015
Voted
 
Meeting Type
Country of Trade
         
 
Annual
Cayman Islands
         
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Non-Voting Meeting Note
 
N/A
N/A
N/A
N/A
 
2
Non-Voting Meeting Note
 
N/A
N/A
N/A
N/A
 
3
Accounts and Reports
 
Mgmt
For
For
For
 
4
Allocation of Final Dividend
 
Mgmt
For
For
For
 
5
Elect SUN Yiping
 
Mgmt
For
For
For
 
6
Elect BAI Ying
 
Mgmt
For
For
For
 
7
Elect JIAO Shuge
 
Mgmt
For
For
For
 
8
Elect Julian J. Wolhardt
 
Mgmt
For
For
For
 
9
Appointment of Auditor and Authority to Set Fees
 
Mgmt
For
For
For
 
10
Authority to Repurchase Shares
 
Mgmt
For
For
For
 
11
Authority to Issue Shares w/o Preemptive Rights
 
Mgmt
For
Against
Against
               
               
 
 
 
 
 
 
 
 
China Minsheng Banking Corp., Ltd.
           
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
1988
CINS Y1495M112
 
04/27/2015
Voted
 
Meeting Type
Country of Trade
         
 
Special
China
         
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Non-Voting Meeting Note
 
N/A
N/A
N/A
N/A
 
2
Non-Voting Meeting Note
 
N/A
N/A
N/A
N/A
 
3
Postponement of Election of Directors
 
Mgmt
For
For
For
 
4
Postponement of Election of Supervisors
 
Mgmt
For
For
For
               
               
 
 
 
 
 
 
 
 
China Minsheng Banking Corp., Ltd.
           
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
1988
CINS Y1495M112
 
06/18/2015
Voted
 
Meeting Type
Country of Trade
         
 
Annual
China
         
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Non-Voting Meeting Note
 
N/A
N/A
N/A
N/A
 
2
Annual Report
 
Mgmt
For
For
For
 
3
Financial Report
 
Mgmt
For
For
For
 
4
Authority to Appropriate Statutory Surplus Reserve
 
Mgmt
For
For
For
 
5
Allocation of Profits/Dividends
 
Mgmt
For
For
For
 
6
Annual Budget
 
Mgmt
For
For
For
 
7
Directors' Report
 
Mgmt
For
For
For
 
8
Supervisors' Report
 
Mgmt
For
For
For
 
9
Appointment of Auditor and Authority to Set Fees
 
Mgmt
For
For
For
 
10
Authority to Issue Shares w/o Preemptive Rights
 
Mgmt
For
Against
Against
 
11
Changes to the Issuance Plan of Financial Bonds
 
Mgmt
For
For
For
 
12
Non-Voting Meeting Note
 
N/A
N/A
N/A
N/A
               
               
 
 
 
 
 
 
 
 
China Minsheng Banking Corp., Ltd.
           
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
1988
CINS Y1495M112
 
12/23/2014
Voted
 
Meeting Type
Country of Trade
         
 
Special
China
         
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Non-Voting Meeting Note
 
N/A
N/A
N/A
N/A
 
2
Qualification of Non-public Issuance of Preference Shares
 
Mgmt
For
For
For
 
3
Type and Number
 
Mgmt
For
For
For
 
4
Maturity
 
Mgmt
For
For
For
 
5
Method of Issuance
 
Mgmt
For
For
For
 
6
Placees
 
Mgmt
For
For
For
 
7
Nominal Value and Issue Price
 
Mgmt
For
For
For
 
8
Dividend Distribution Provisions
 
Mgmt
For
For
For
 
9
Conditional Redemption
 
Mgmt
For
For
For
 
10
Mandatory Conversion
 
Mgmt
For
For
For
 
11
Restriction on and Restoration of Voting Rights
 
Mgmt
For
For
For
 
12
Order of Distribution of Residual Assets and Basis for Liquidation
 
Mgmt
For
For
For
 
13
Use of Proceeds
 
Mgmt
For
For
For
 
14
Rating
 
Mgmt
For
For
For
 
15
Guarantee
 
Mgmt
For
For
For
 
16
Transferability
 
Mgmt
For
For
For
 
17
Legal Compliance
 
Mgmt
For
For
For
 
18
Effective Period
 
Mgmt
For
For
For
 
19
Relationship between Domestic and Offshore Issuances
 
Mgmt
For
For
For
 
20
Type and Number
 
Mgmt
For
For
For
 
21
Maturity
 
Mgmt
For
For
For
 
22
Method of Issuance
 
Mgmt
For
For
For
 
23
Placees
 
Mgmt
For
For
For
 
24
Nominal Value and Issue Price
 
Mgmt
For
For
For
 
25
Dividend Distribution Provisions
 
Mgmt
For
For
For
 
26
Conditional Redemption
 
Mgmt
For
For
For
 
27
Mandatory Conversion
 
Mgmt
For
For
For
 
28
Restriction on and Restoration of Voting Rights
 
Mgmt
For
For
For
 
29
Order of Distribution of Residual Assets and Basis for Liquidation
 
Mgmt
For
For
For
 
30
Use of Proceeds
 
Mgmt
For
For
For
 
31
Rating
 
Mgmt
For
For
For
 
32
Guarantee
 
Mgmt
For
For
For
 
33
Transferability
 
Mgmt
For
For
For
 
34
Legal Compliance
 
Mgmt
For
For
For
 
35
Effective Period
 
Mgmt
For
For
For
 
36
Relationship between Domestic and Offshore Issuances
 
Mgmt
For
For
For
 
37
Feasibility Analysis Report of the Use of Proceeds from Non-public Issuance of Preference Shares
 
Mgmt
For
For
For
 
38
Ratification of Board Acts
 
Mgmt
For
For
For
 
39
Issuance Plan of Financial Bonds and Tier- 2 Capital Bonds
 
Mgmt
For
For
For
 
40
Authorization to the Board to Issue Offshore Bonds
 
Mgmt
For
For
For
 
41
Amendments to Articles
 
Mgmt
For
For
For
 
42
Change of Registered Share
 
Mgmt
For
For
For
 
43
Capital Management Planning for 2014 to 2016
 
Mgmt
For
For
For
 
44
Formulation of Shareholder Return Plan
 
Mgmt
For
For
For
 
45
Diluted Immediate Returns
 
Mgmt
For
For
For
 
46
Amendments to the Rules of Procedures for Shareholders’ General Meeting
 
Mgmt
For
For
For
 
47
Amendments to the Rules of Procedure for the Meeting of the Board of Directors
 
Mgmt
For
For
For
 
48
2014 Interim Profit Distribution Plan
 
Mgmt
For
For
For
 
49
Elect YAO Dafeng
 
Mgmt
For
For
For
               
               
 
 
 
 
 
 
 
 
China Minsheng Banking Corp., Ltd.
           
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
1988
CINS Y1495M112
 
12/23/2014
Voted
 
Meeting Type
Country of Trade
         
 
Other
China
         
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Non-Voting Meeting Note
 
N/A
N/A
N/A
N/A
 
2
Type and Number
 
Mgmt
For
For
For
 
3
Maturity
 
Mgmt
For
For
For
 
4
Method of Issuance
 
Mgmt
For
For
For
 
5
Placees
 
Mgmt
For
For
For
 
6
Nominal Value and Issue Price
 
Mgmt
For
For
For
 
7
Dividend Distribution Provisions
 
Mgmt
For
For
For
 
8
Conditional Redemption
 
Mgmt
For
For
For
 
9
Mandatory Conversion
 
Mgmt
For
For
For
 
10
Restriction on and Restoration of Voting Rights
 
Mgmt
For
For
For
 
11
Order of Distribution of Residual Assets and Basis for Liquidation
 
Mgmt
For
For
For
 
12
Use of Proceeds
 
Mgmt
For
For
For
 
13
Rating
 
Mgmt
For
For
For
 
14
Guarantee
 
Mgmt
For
For
For
 
15
Transferability
 
Mgmt
For
For
For
 
16
Legal Compliance
 
Mgmt
For
For
For
 
17
Effective Period
 
Mgmt
For
For
For
 
18
Relationship between Domestic and Offshore Issuances
 
Mgmt
For
For
For
 
19
Type and Number
 
Mgmt
For
For
For
 
20
Maturity
 
Mgmt
For
For
For
 
21
Method of Issuance
 
Mgmt
For
For
For
 
22
Placees
 
Mgmt
For
For
For
 
23
Nominal Value and Issue Price
 
Mgmt
For
For
For
 
24
Dividend Distribution Provisions
 
Mgmt
For
For
For
 
25
Conditional Redemption
 
Mgmt
For
For
For
 
26
Mandatory Conversion
 
Mgmt
For
For
For
 
27
Restriction on and Restoration of Voting Rights
 
Mgmt
For
For
For
 
28
Order of Distribution of Residual Assets and Basis for Liquidation
 
Mgmt
For
For
For
 
29
Use of Proceeds
 
Mgmt
For
For
For
 
30
Rating
 
Mgmt
For
For
For
 
31
Guarantee
 
Mgmt
For
For
For
 
32
Transferability
 
Mgmt
For
For
For
 
33
Legal Compliance
 
Mgmt
For
For
For
 
34
Effective Period
 
Mgmt
For
For
For
 
35
Relationship between Domestic and Offshore Issuances
 
Mgmt
For
For
For
               
               
 
 
 
 
 
 
 
 
China Mobile Ltd.
           
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
0941
CINS Y14965100
 
05/28/2015
Voted
 
Meeting Type
Country of Trade
         
 
Annual
Hong Kong
         
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Non-Voting Meeting Note
 
N/A
N/A
N/A
N/A
 
2
Non-Voting Meeting Note
 
N/A
N/A
N/A
N/A
 
3
Accounts and Reports
 
Mgmt
For
For
For
 
4
Allocation of Profits/Dividends
 
Mgmt
For
For
For
 
5
Elect XUE Taohai
 
Mgmt
For
For
For
 
6
Elect Frank WONG Kwong Shing
 
Mgmt
For
For
For
 
7
Elect Moses CHENG Mo Chi
 
Mgmt
For
Against
Against
 
8
Appointment of Auditor and Authority to Set Fees
 
Mgmt
For
For
For
 
9
Authority to Repurchase Shares
 
Mgmt
For
For
For
 
10
Authority to Issue Shares w/o Preemptive Rights
 
Mgmt
For
Against
Against
 
11
Authority to Issue Repurchased Shares
 
Mgmt
For
Against
Against
               
               
 
 
 
 
 
 
 
 
China National Building Material Company Limited
         
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
3323
CINS Y15045100
 
10/17/2014
Voted
 
Meeting Type
Country of Trade
         
 
Special
China
         
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Non-Voting Meeting Note
 
N/A
N/A
N/A
N/A
 
2
Non-Voting Meeting Note
 
N/A
N/A
N/A
N/A
 
3
Elect TAO Zheng as Director
 
Mgmt
For
For
For
 
4
Elect TANG Yunwei as Director
 
Mgmt
For
For
For
 
5
Elect ZHAO Lihua as Director
 
Mgmt
For
For
For
 
6
Elect SUN Yanjun as Director
 
Mgmt
For
For
For
 
7
Elect WU Weiku as Supervisor
 
Mgmt
For
For
For
 
8
Elect LIU Jianwen as Supervisor
 
Mgmt
For
For
For
               
               
 
 
 
 
 
 
 
 
China Petroleum & Chemical Corporation
           
 
Ticker
Security ID:
 
Meeting Date
Meeting Status
 
0386
CINS Y15010104
 
05/27/2015
Voted
 
Meeting Type
Country of Trade
         
 
Annual
China
         
 
Issue No.
Description
 
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
 
1
Non-Voting Meeting Note
 
N/A
N/A
N/A
N/A
 
2
Non-Voting Meeting Note
 
N/A
N/A
N/A
N/A
 
3
Non-Voting Meeting Note
 
N/A
N/A
N/A
N/A
 
4
Directors' Report
 
Mgmt
For
For
For
 
5
Supervisors' Report
 
Mgmt
For
For
For
 
6
Accounts and Reports
 
Mgmt
For
For
For
 
7
Profit Distribution Plan
 
Mgmt
For
For
For
 
8
Authority to Declare Interim Dividends
 
Mgmt
For
For
For
 
9
Appointment of Auditor and Authority to Set Fees
 
Mgmt
For
For
For
 
10
Service Contracts of Directors and Supervisors
 
Mgmt
For
For
For
 
11
Ratification of Board Acts
 
Mgmt
For
For
For
 
12
Amendments to Articles
 
Mgmt
For
For
For
 
13
Authority to Issue Debt Instruments
 
Mgmt
For
Against
Against
 
14
Authority to Issue Shares w/o Preemptive Rights
 
Mgmt
For
Against
Against
 
15
Elect LIU Yun as Supervisor
 
Mgmt
For
Against
Against
 
16
Elect LIU Zhongyun as Supervisor
 
Mgmt
For
Against
Against
 
17
Elect ZHOU Hengyou as Supervisor
 
Mgmt
For
Against
Against
 
18
Elect ZOU Huiping as Supervisor
 
Mgmt
For
For
For
 
19
Elect WANG Yupu
 
Mgmt
For
For
For
 
20
Elect LI Chunguang
 
Mgmt
For
For
For
 
21
Elect ZHANG Jianhua
 
Mgmt
For
For
For
 
22
Elect WANG Zhigang
 
Mgmt
For
For
For
 
23
Elect DAI Houliang
 
Mgmt
For
For
For
 
24
Elect ZHANG Haichao
 
Mgmt
For
For
For
 
25
Elect JIAO Fangzheng
 
Mgmt
For
For
For
 
26
Elect JIANG Xiaoming
 
Mgmt
For
For
For
 
27
Elect Andrew Y. Yan
 
Mgmt
For
Against
Against
 
28
Elect BAO Guoming