|
Registrant : Shelton Funds
|
|||||
|
Fund Name : SHELTON GREATER CHINA FUND
|
|||||
|
Date of fiscal year end: 08/31/2013
|
|||||
|
In all markets, for all statuses, for
|
|||||
|
Key-
|
|||||
|
AIA Group Limited
|
|||||
|
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
||
|
CINS Y002A1105
|
05/10/2013
|
Voted
|
|||
|
Meeting Type
|
Country of Trade
|
||||
|
Annual
|
Hong Kong
|
||||
|
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|
1
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
N/A
|
N/A
|
|
2
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
N/A
|
N/A
|
|
3
|
Accounts and Reports
|
Mgmt
|
For
|
For
|
For
|
|
4
|
Allocation of Profits/Dividends
|
Mgmt
|
For
|
For
|
For
|
|
5
|
Elect Barry CHEUNG Chun-yuen
|
Mgmt
|
For
|
For
|
For
|
|
6
|
Elect YEO George Yong-Boon
|
Mgmt
|
For
|
For
|
For
|
|
7
|
Elect Narongchai Akrasanee
|
Mgmt
|
For
|
For
|
For
|
|
8
|
Elect QIN Xiao
|
Mgmt
|
For
|
For
|
For
|
|
9
|
Elect Mark E. Tucker
|
Mgmt
|
For
|
Against
|
Against
|
|
10
|
Appointment of Auditor and Authority to Set Fees
|
Mgmt
|
For
|
For
|
For
|
|
11
|
Authority to Issue Shares w/o Preemptive Rights
|
Mgmt
|
For
|
For
|
For
|
|
12
|
Authority to Repurchase Shares
|
Mgmt
|
For
|
For
|
For
|
|
13
|
Amendment to Restricted Share Plan
|
Mgmt
|
For
|
For
|
For
|
|
14
|
Amendments to Articles
|
Mgmt
|
For
|
For
|
For
|
|
Angang Steel Co. Ltd.
|
|||||
|
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
||
|
CINS Y0132D105
|
05/31/2013
|
Voted
|
|||
|
Meeting Type
|
Country of Trade
|
||||
|
Annual
|
China
|
||||
|
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|
1
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
N/A
|
N/A
|
|
2
|
Directors' Report
|
Mgmt
|
For
|
For
|
For
|
|
3
|
Supervisors' Report
|
Mgmt
|
For
|
For
|
For
|
|
4
|
Accounts and Reports
|
Mgmt
|
For
|
For
|
For
|
|
5
|
Allocation of Profits/Dividends
|
Mgmt
|
For
|
For
|
For
|
|
6
|
Directors' and Supervisors' Fees
|
Mgmt
|
For
|
For
|
For
|
|
7
|
Appointment of Auditor and Authority to Set Fees
|
Mgmt
|
For
|
For
|
For
|
|
8
|
Supply of Materials and Services Agreement
|
Mgmt
|
For
|
For
|
For
|
|
9
|
Supply of Materials Agreement
|
Mgmt
|
For
|
For
|
For
|
|
10
|
Financial Services Agreement
|
Mgmt
|
For
|
Against
|
Against
|
|
11
|
Issuance of Bonds
|
Mgmt
|
For
|
Against
|
Against
|
|
12
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
N/A
|
N/A
|
|
Asustek Computer Inc
|
|||||
|
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
||
|
CINS Y04327105
|
06/17/2013
|
Voted
|
|||
|
Meeting Type
|
Country of Trade
|
||||
|
Annual
|
Taiwan
|
||||
|
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|
1
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
N/A
|
N/A
|
|
2
|
Non-Voting Agenda Item
|
N/A
|
N/A
|
N/A
|
N/A
|
|
3
|
Non-Voting Agenda Item
|
N/A
|
N/A
|
N/A
|
N/A
|
|
4
|
Non-Voting Agenda Item
|
N/A
|
N/A
|
N/A
|
N/A
|
|
5
|
Accounts and Reports
|
Mgmt
|
For
|
For
|
For
|
|
6
|
Allocation of Profits/Dividends
|
Mgmt
|
For
|
For
|
For
|
|
7
|
Amendments to Articles
|
Mgmt
|
For
|
For
|
For
|
|
8
|
Extraordinary Motions
|
Mgmt
|
For
|
For
|
For
|
|
9
|
Non-Voting Agenda Item
|
N/A
|
N/A
|
N/A
|
N/A
|
|
Bank of China Ltd.
|
|||||
|
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
||
|
CINS Y0698A107
|
03/26/2013
|
Voted
|
|||
|
Meeting Type
|
Country of Trade
|
||||
|
Special
|
China
|
||||
|
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|
1
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
N/A
|
N/A
|
|
2
|
Elect WANG Shiqiang
|
Mgmt
|
For
|
For
|
For
|
|
3
|
Adjustment to Conversion Price of Convertible Bonds
|
Mgmt
|
For
|
For
|
For
|
|
4
|
Amendments to Articles
|
Mgmt
|
For
|
For
|
For
|
|
Bank of China Ltd.
|
|||||
|
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
||
|
CINS Y0698A107
|
05/29/2013
|
Voted
|
|||
|
Meeting Type
|
Country of Trade
|
||||
|
Annual
|
China
|
||||
|
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|
1
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
N/A
|
N/A
|
|
2
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
N/A
|
N/A
|
|
3
|
Directors' Report
|
Mgmt
|
For
|
For
|
For
|
|
4
|
Supervisors' Report
|
Mgmt
|
For
|
For
|
For
|
|
5
|
Financial Statements
|
Mgmt
|
For
|
For
|
For
|
|
6
|
Allocation of Profits/Dividends
|
Mgmt
|
For
|
For
|
For
|
|
7
|
Annual Budget
|
Mgmt
|
For
|
For
|
For
|
|
8
|
Appointment of Auditor and Authority to Set Fees
|
Mgmt
|
For
|
For
|
For
|
|
9
|
Elect LI Lihui
|
Mgmt
|
For
|
For
|
For
|
|
10
|
Elect LI Zaohang
|
Mgmt
|
For
|
For
|
For
|
|
11
|
Elect JIANG Yansong
|
Mgmt
|
For
|
For
|
For
|
|
12
|
Elect Paul CHOW Man Yiu
|
Mgmt
|
For
|
For
|
For
|
|
13
|
Elect LU Zhengfei
|
Mgmt
|
For
|
For
|
For
|
|
14
|
Elect Leung Cheuk Yan
|
Mgmt
|
For
|
For
|
For
|
|
15
|
Elect LI Jun
|
Mgmt
|
For
|
For
|
For
|
|
16
|
Elect WANG Xueqiang
|
Mgmt
|
For
|
For
|
For
|
|
17
|
Elect LIU Wanming
|
Mgmt
|
For
|
For
|
For
|
|
18
|
Elect TIAN Guoli as a Director
|
Mgmt
|
For
|
For
|
For
|
|
19
|
Elect WANG Yong as a Director
|
Mgmt
|
For
|
For
|
For
|
|
20
|
Elect SUN Zhijun as a Director
|
Mgmt
|
For
|
Against
|
Against
|
|
21
|
Elect LIU Lina as a Director
|
Mgmt
|
For
|
For
|
For
|
|
22
|
Authority to Issue Qualified Write-down Tier-2 Capital Instruments
|
Mgmt
|
For
|
For
|
For
|
|
Bank of China Ltd.
|
|||||
|
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
||
|
ISIN CN000A0JMZ83
|
10/25/2012
|
Voted
|
|||
|
Meeting Type
|
Country of Trade
|
||||
|
Special
|
China
|
||||
|
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|
1
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
N/A
|
N/A
|
|
2
|
Remuneration Plan of 2011
|
Mgmt
|
For
|
For
|
For
|
|
3
|
Appointment of Auditor and Authority to Set Fees
|
Mgmt
|
For
|
For
|
For
|
|
BBMG Corporation
|
|||||
|
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
||
|
CINS Y076A3105
|
05/21/2013
|
Voted
|
|||
|
Meeting Type
|
Country of Trade
|
||||
|
Annual
|
China
|
||||
|
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|
1
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
N/A
|
N/A
|
|
2
|
Directors' Report
|
Mgmt
|
For
|
For
|
For
|
|
3
|
Supervisors' Report
|
Mgmt
|
For
|
For
|
For
|
|
4
|
Financial Statements
|
Mgmt
|
For
|
For
|
For
|
|
5
|
Allocation of Profits/Dividends
|
Mgmt
|
For
|
For
|
For
|
|
6
|
Directors' Fees
|
Mgmt
|
For
|
For
|
For
|
|
7
|
Appointment of Auditor and Authority to Set Fees
|
Mgmt
|
For
|
For
|
For
|
|
8
|
Authority to Issue Debt Instruments
|
Mgmt
|
For
|
For
|
For
|
|
9
|
Authority to Issue Shares w/o Preemptive Rights
|
Mgmt
|
For
|
Against
|
Against
|
|
10
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
N/A
|
N/A
|
|
BOC Hong Kong(Hldgs)
|
|||||
|
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
||
|
CINS Y0920U103
|
05/28/2013
|
Voted
|
|||
|
Meeting Type
|
Country of Trade
|
||||
|
Annual
|
Hong Kong
|
||||
|
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|
1
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
N/A
|
N/A
|
|
2
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
N/A
|
N/A
|
|
3
|
Accounts and Reports
|
Mgmt
|
For
|
For
|
For
|
|
4
|
Allocation of Profits/Dividends
|
Mgmt
|
For
|
For
|
For
|
|
5
|
Elect LI Lihui
|
Mgmt
|
For
|
For
|
For
|
|
6
|
Elect GAO Yingxin
|
Mgmt
|
For
|
For
|
For
|
|
7
|
Elect SHAN Weijian
|
Mgmt
|
For
|
For
|
For
|
|
8
|
Elect NING Gaoning
|
Mgmt
|
For
|
For
|
For
|
|
9
|
Appointment of Auditor and Authority to Set Fees
|
Mgmt
|
For
|
For
|
For
|
|
10
|
Authority to Issue Shares w/o Preemptive Rights
|
Mgmt
|
For
|
Against
|
Against
|
|
11
|
Authority to Repurchase Shares
|
Mgmt
|
For
|
For
|
For
|
|
12
|
Authority to Issue Repurchased Shares
|
Mgmt
|
For
|
For
|
For
|
|
Cheung Kong (Holdings) Ltd.
|
|||||
|
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
||
|
CINS Y13213106
|
05/21/2013
|
Voted
|
|||
|
Meeting Type
|
Country of Trade
|
||||
|
Annual
|
Hong Kong
|
||||
|
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|
1
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
N/A
|
N/A
|
|
2
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
N/A
|
N/A
|
|
3
|
Accounts and Reports
|
Mgmt
|
For
|
For
|
For
|
|
4
|
Allocation of Profits/Dividends
|
Mgmt
|
For
|
For
|
For
|
|
5
|
Elect Victor LI Tzar Kuoi
|
Mgmt
|
For
|
Against
|
Against
|
|
6
|
Elect Edmond IP Tak Chuen
|
Mgmt
|
For
|
Against
|
Against
|
|
7
|
Elect Justin CHIU Kwok Hung
|
Mgmt
|
For
|
For
|
For
|
|
8
|
Elect LEUNG Siu Hon
|
Mgmt
|
For
|
For
|
For
|
|
9
|
Elect Roland CHOW Kun Chee
|
Mgmt
|
For
|
For
|
For
|
|
10
|
Elect Charles LEE Yeh Kwong
|
Mgmt
|
For
|
Against
|
Against
|
|
11
|
Elect Anthony YEH Yuan Chang
|
Mgmt
|
For
|
For
|
For
|
|
12
|
Elect Rosanna WONG Yick Ming
|
Mgmt
|
For
|
For
|
For
|
|
13
|
Appointment of Auditor and Authority to Set Fees
|
Mgmt
|
For
|
For
|
For
|
|
14
|
Authority to Issue Shares w/o Preemptive Rights
|
Mgmt
|
For
|
Against
|
Against
|
|
15
|
Authority to Repurchase Shares
|
Mgmt
|
For
|
For
|
For
|
|
16
|
Authority to Issue Repurchased Shares
|
Mgmt
|
For
|
Against
|
Against
|
|
17
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
N/A
|
N/A
|
|
China Construction Bank Corp.
|
|||||
|
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
||
|
CINS Y1397N101
|
06/06/2013
|
Voted
|
|||
|
Meeting Type
|
Country of Trade
|
||||
|
Annual
|
China
|
||||
|
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|
1
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
N/A
|
N/A
|
|
2
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
N/A
|
N/A
|
|
3
|
Directors' Report
|
Mgmt
|
For
|
For
|
For
|
|
4
|
Supervisors' Report
|
Mgmt
|
For
|
For
|
For
|
|
5
|
Accounts and Reports
|
Mgmt
|
For
|
For
|
For
|
|
6
|
Allocation of Profits/Dividends
|
Mgmt
|
For
|
For
|
For
|
|
7
|
Budget of 2013 fixed assets investment
|
Mgmt
|
For
|
For
|
For
|
|
8
|
Appointment of Auditor and Authority to Set Fees
|
Mgmt
|
For
|
For
|
For
|
|
9
|
Elect ZHANG Jianguo
|
Mgmt
|
For
|
For
|
For
|
|
10
|
Elect ZHAO Xijun
|
Mgmt
|
For
|
For
|
For
|
|
11
|
Elect CHEN Yuanling
|
Mgmt
|
For
|
For
|
For
|
|
12
|
Elect ZHU Hongbo
|
Mgmt
|
For
|
For
|
For
|
|
13
|
Elect HU Zheyi
|
Mgmt
|
For
|
For
|
For
|
|
14
|
Elect Timpson CHUNG Shui Ming
|
Mgmt
|
For
|
Against
|
Against
|
|
15
|
Elect Margaret LEUNG KO May Yee
|
Mgmt
|
For
|
For
|
For
|
|
16
|
Elect WIM Kok
|
Mgmt
|
For
|
For
|
For
|
|
17
|
Elect Murray Horn
|
Mgmt
|
For
|
For
|
For
|
|
18
|
Elect XU Tie
|
Mgmt
|
For
|
For
|
For
|
|
19
|
Elect QI Shouyin
|
Mgmt
|
For
|
For
|
For
|
|
20
|
Terms of Office for Directors
|
Mgmt
|
For
|
For
|
For
|
|
21
|
Elect ZHANG Furong
|
Mgmt
|
For
|
For
|
For
|
|
22
|
Elect LIU Jin
|
Mgmt
|
For
|
For
|
For
|
|
23
|
Elect LI Xiaoling
|
Mgmt
|
For
|
For
|
For
|
|
24
|
Elect BAI Jianjun
|
Mgmt
|
For
|
For
|
For
|
|
25
|
Elect WANG Xinmin
|
Mgmt
|
For
|
For
|
For
|
|
26
|
Authority to Issue Debt Instruments
|
Mgmt
|
For
|
For
|
For
|
|
27
|
Amendments to Articles
|
Mgmt
|
For
|
For
|
For
|
|
China Everbright International Ltd.
|
|||||
|
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
||
|
CINS Y14226107
|
04/26/2013
|
Voted
|
|||
|
Meeting Type
|
Country of Trade
|
||||
|
Annual
|
Hong Kong
|
||||
|
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|
1
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
N/A
|
N/A
|
|
2
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
N/A
|
N/A
|
|
3
|
Accounts and Reports
|
Mgmt
|
For
|
For
|
For
|
|
4
|
Allocation of Profits/Dividends
|
Mgmt
|
For
|
For
|
For
|
|
5
|
Elect CHEN Xiaoping
|
Mgmt
|
For
|
For
|
For
|
|
6
|
Elect WANG Tianyi
|
Mgmt
|
For
|
For
|
For
|
|
7
|
Elect CAI Shuguang
|
Mgmt
|
For
|
For
|
For
|
|
8
|
Elect Philip FAN Yan Hok
|
Mgmt
|
For
|
Against
|
Against
|
|
9
|
Elect ZHAI Haitao
|
Mgmt
|
For
|
For
|
For
|
|
10
|
Directors' Fees
|
Mgmt
|
For
|
For
|
For
|
|
11
|
Appointment of Auditor and Authority to Set Fees
|
Mgmt
|
For
|
For
|
For
|
|
12
|
Authority to Issue Shares w/o Preemptive Rights
|
Mgmt
|
For
|
Against
|
Against
|
|
13
|
Authority to Repurchase Shares
|
Mgmt
|
For
|
For
|
For
|
|
14
|
Authority to Issue Repurchased Shares
|
Mgmt
|
For
|
Against
|
Against
|
|
China Everbright Ltd.
|
|||||
|
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
||
|
CINS Y1421G106
|
05/15/2013
|
Voted
|
|||
|
Meeting Type
|
Country of Trade
|
||||
|
Annual
|
Hong Kong
|
||||
|
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|
1
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
N/A
|
N/A
|
|
2
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
N/A
|
N/A
|
|
3
|
Accounts and Reports
|
Mgmt
|
For
|
For
|
For
|
|
4
|
Allocation of Profits/Dividends
|
Mgmt
|
For
|
For
|
For
|
|
5
|
Elect Richard TANG Chi Chun
|
Mgmt
|
For
|
For
|
For
|
|
6
|
Elect ZANG Qiutao
|
Mgmt
|
For
|
Against
|
Against
|
|
7
|
Elect CHEN Shuang
|
Mgmt
|
For
|
For
|
For
|
|
8
|
Elect Timpson CHUNG Shui Ming
|
Mgmt
|
For
|
Against
|
Against
|
|
9
|
Directors' Fees
|
Mgmt
|
For
|
For
|
For
|
|
10
|
Appointment of Auditor and Authority to Set Fees
|
Mgmt
|
For
|
For
|
For
|
|
11
|
Authority to Issue Shares w/o Preemptive Rights
|
Mgmt
|
For
|
Against
|
Against
|
|
12
|
Authority to Repurchase Shares
|
Mgmt
|
For
|
For
|
For
|
|
13
|
Authority to Issue Repurchased Shares
|
Mgmt
|
For
|
Against
|
Against
|
|
China Life Insurance Co
|
|||||
|
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
||
|
CINS Y1477R204
|
02/19/2013
|
Voted
|
|||
|
Meeting Type
|
Country of Trade
|
||||
|
Special
|
China
|
||||
|
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|
1
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
N/A
|
N/A
|
|
2
|
Appointment of Auditor and Authority to Set Fees
|
Mgmt
|
For
|
For
|
For
|
|
3
|
Amendments to Articles
|
Mgmt
|
For
|
For
|
For
|
|
4
|
Amendments to Rules of Procedures for Board
|
Mgmt
|
For
|
For
|
For
|
|
China Life Insurance Co
|
|||||
|
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
||
|
CINS Y1477R204
|
06/05/2013
|
Voted
|
|||
|
Meeting Type
|
Country of Trade
|
||||
|
Annual
|
China
|
||||
|
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|
1
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
N/A
|
N/A
|
|
2
|
Directors' Report
|
Mgmt
|
For
|
For
|
For
|
|
3
|
Supervisors' Report
|
Mgmt
|
For
|
For
|
For
|
|
4
|
Accounts and Reports
|
Mgmt
|
For
|
For
|
For
|
|
5
|
Allocation of Profits/Dividends
|
Mgmt
|
For
|
For
|
For
|
|
6
|
Fees of Directors and Supervisors
|
Mgmt
|
For
|
For
|
For
|
|
7
|
Authority to Set Auditors' Fees
|
Mgmt
|
For
|
For
|
For
|
|
8
|
Appointment of Auditor
|
Mgmt
|
For
|
For
|
For
|
|
9
|
Approval of Daily Connected Transactions between China Guangfa Bank Co., Ltd.
|
Mgmt
|
For
|
For
|
For
|
|
10
|
Amendments to Articles
|
Mgmt
|
For
|
For
|
For
|
|
11
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
N/A
|
N/A
|
|
China Longyuan Power Group Corporation Limited
|
|||||
|
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
||
|
CINS Y1501T101
|
05/31/2013
|
Voted
|
|||
|
Meeting Type
|
Country of Trade
|
||||
|
Annual
|
China
|
||||
|
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|
1
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
N/A
|
N/A
|
|
2
|
Directors' Report
|
Mgmt
|
For
|
For
|
For
|
|
3
|
Supervisors' Report
|
Mgmt
|
For
|
For
|
For
|
|
4
|
Final Accounts
|
Mgmt
|
For
|
For
|
For
|
|
5
|
Accounts and Reports
|
Mgmt
|
For
|
For
|
For
|
|
6
|
Budget Report
|
Mgmt
|
For
|
For
|
For
|
|
7
|
Allocation of Profits/Dividends
|
Mgmt
|
For
|
For
|
For
|
|
8
|
Appointment of PRC Auditor and Authority to Set Fees
|
Mgmt
|
For
|
For
|
For
|
|
9
|
Appointment of International Auditor and Authority to Set Fees
|
Mgmt
|
For
|
For
|
For
|
|
10
|
Directors' and Supervisors' Fees
|
Mgmt
|
For
|
For
|
For
|
|
11
|
Authority to Issue Debt Instruments
|
Mgmt
|
For
|
For
|
For
|
|
12
|
Authority to Issue H Shares w/o Preemptive Rights
|
Mgmt
|
For
|
Against
|
Against
|
|
13
|
Shareholder Proposal
|
ShrHoldr
|
For
|
Against
|
Against
|
|
China Minsheng Banking Corporation Ltd.
|
|||||
|
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
||
|
CINS Y1495M112
|
06/17/2013
|
Voted
|
|||
|
Meeting Type
|
Country of Trade
|
||||
|
Annual
|
China
|
||||
|
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|
1
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
N/A
|
N/A
|
|
2
|
Annual Report 2012
|
Mgmt
|
For
|
For
|
For
|
|
3
|
Financial Report 2012
|
Mgmt
|
For
|
For
|
For
|
|
4
|
Annual Budget 2013
|
Mgmt
|
For
|
For
|
For
|
|
5
|
Directors' Report
|
Mgmt
|
For
|
For
|
For
|
|
6
|
Supervisors' Report
|
Mgmt
|
For
|
For
|
For
|
|
7
|
Allocation of Final Dividend 2012
|
Mgmt
|
For
|
For
|
For
|
|
8
|
Authority to Declare Interim Dividend 2013
|
Mgmt
|
For
|
For
|
For
|
|
9
|
Appointment of Auditor and Authority to Set Fees
|
Mgmt
|
For
|
For
|
For
|
|
10
|
Amendments to Terms of Reference for Supervisory Board
|
Mgmt
|
For
|
For
|
For
|
|
11
|
Amendments to Administrative Measures of Connected Transactions
|
Mgmt
|
For
|
For
|
For
|
|
12
|
Approval of Issuance Plans (tier-2 capital instruments)
|
Mgmt
|
For
|
Abstain
|
Against
|
|
13
|
Amendments to Articles
|
Mgmt
|
For
|
For
|
For
|
|
14
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
N/A
|
N/A
|
|
China Mobile Limited
|
|||||
|
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
||
|
CINS Y14965100
|
05/30/2013
|
Voted
|
|||
|
Meeting Type
|
Country of Trade
|
||||
|
Annual
|
Hong Kong
|
||||
|
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|
1
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
N/A
|
N/A
|
|
2
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
N/A
|
N/A
|
|
3
|
Accounts and Reports
|
Mgmt
|
For
|
For
|
For
|
|
4
|
Allocation of Profits/Dividends
|
Mgmt
|
For
|
For
|
For
|
|
5
|
Elect LI Yue
|
Mgmt
|
For
|
For
|
For
|
|
6
|
Elect XUE Taohai
|
Mgmt
|
For
|
For
|
For
|
|
7
|
Elect HUANG Wenlin
|
Mgmt
|
For
|
For
|
For
|
|
8
|
Appointment of Auditor and Authority to Set Fees
|
Mgmt
|
For
|
For
|
For
|
|
9
|
Authority to Repurchase Shares
|
Mgmt
|
For
|
For
|
For
|
|
10
|
Authority to Issue Shares w/o Preemptive Rights
|
Mgmt
|
For
|
Against
|
Against
|
|
11
|
Authority to Issue Repurchased Shares
|
Mgmt
|
For
|
Against
|
Against
|
|
China National Building Material Co
|
|||||
|
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
||
|
CINS Y15045100
|
05/23/2013
|
Voted
|
|||
|
Meeting Type
|
Country of Trade
|
||||
|
Annual
|
China
|
||||
|
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|
1
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
N/A
|
N/A
|
|
2
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
N/A
|
N/A
|
|
3
|
Directors' Report
|
Mgmt
|
For
|
For
|
For
|
|
4
|
Supervisors' Report
|
Mgmt
|
For
|
For
|
For
|
|
5
|
Accounts and Reports
|
Mgmt
|
For
|
For
|
For
|
|
6
|
Allocation of Profits/Dividends
|
Mgmt
|
For
|
For
|
For
|
|
7
|
Authority to Declare Interim Dividends
|
Mgmt
|
For
|
For
|
For
|
|
8
|
Appointment of Auditors and Authority to Set Fees
|
Mgmt
|
For
|
For
|
For
|
|
9
|
Adjustments to the Remuneration of Directors and Supervisors
|
Mgmt
|
For
|
For
|
For
|
|
10
|
Authority to Issue Shares w/o Preemptive Rights and Related Amendment to Articles
|
Mgmt
|
For
|
Against
|
Against
|
|
11
|
Issuance of Debt Financing Instruments
|
Mgmt
|
For
|
Abstain
|
Against
|
|
China Overseas Land & Investment Ltd.
|
|||||
|
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
||
|
CINS Y15004107
|
05/30/2013
|
Voted
|
|||
|
Meeting Type
|
Country of Trade
|
||||
|
Annual
|
Hong Kong
|
||||
|
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|
1
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
N/A
|
N/A
|
|
2
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
N/A
|
N/A
|
|
3
|
Accounts and Reports
|
Mgmt
|
For
|
For
|
For
|
|
4
|
Allocation of Profits/Dividends
|
Mgmt
|
For
|
For
|
For
|
|
5
|
Elect HAO Jian Min
|
Mgmt
|
For
|
For
|
For
|
|
6
|
Elect XIAO Xiao
|
Mgmt
|
For
|
For
|
For
|
|
7
|
Elect Guo Yong
|
Mgmt
|
For
|
For
|
For
|
|
8
|
Elect Kan Hongbo
|
Mgmt
|
For
|
For
|
For
|
|
9
|
Elect Kennedy WONG Ying Ho
|
Mgmt
|
For
|
For
|
For
|
|
10
|
Elect Rita FAN HSU Lai Tai
|
Mgmt
|
For
|
Against
|
Against
|
|
11
|
Elect Brian David LI Man Bun
|
Mgmt
|
For
|
Against
|
Against
|
|
12
|
Directors' Fees
|
Mgmt
|
For
|
For
|
For
|
|
13
|
Appointment of Auditor and Authority to Set Fees
|
Mgmt
|
For
|
For
|
For
|
|
14
|
Authority to Repurchase Shares
|
Mgmt
|
For
|
For
|
For
|
|
15
|
Authority to Issue Shares w/o Preemptive Rights
|
Mgmt
|
For
|
Against
|
Against
|
|
16
|
Authority to Issue Repurchased Shares
|
Mgmt
|
For
|
Against
|
Against
|
|
China Overseas Land & Investment Ltd.
|
|||||
|
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
||
|
CINS Y15004107
|
05/30/2013
|
Voted
|
|||
|
Meeting Type
|
Country of Trade
|
||||
|
Special
|
Hong Kong
|
||||
|
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|
1
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
N/A
|
N/A
|
|
2
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
N/A
|
N/A
|
|
3
|
New CSCECL Group Engagement Agreement and New Cap
|
Mgmt
|
For
|
For
|
For
|
|
China Petroleum & Chemical Corp
|
|||||
|
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
||
|
CINS Y15010104
|
05/29/2013
|
Voted
|
|||
|
Meeting Type
|
Country of Trade
|
||||
|
Annual
|
China
|
||||
|
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|
1
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
N/A
|
N/A
|
|
2
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
N/A
|
N/A
|
|
3
|
Directors' Report
|
Mgmt
|
For
|
For
|
For
|
|
4
|
Supervisors' Report
|
Mgmt
|
For
|
For
|
For
|
|
5
|
Accounts and Reports
|
Mgmt
|
For
|
For
|
For
|
|
6
|
Authority to Declare Interim Dividends
|
Mgmt
|
For
|
For
|
For
|
|
7
|
Appointment of Auditor and Authority to Set Fees
|
Mgmt
|
For
|
For
|
For
|
|
8
|
Allocation of Profits/Dividends
|
Mgmt
|
For
|
For
|
For
|
|
9
|
Amendments to Articles
|
Mgmt
|
For
|
For
|
For
|
|
10
|
Extension of Validity Period of Convertible Bonds Issuance
|
Mgmt
|
For
|
For
|
For
|
|
11
|
Authority to Issue Debt Instruments
|
Mgmt
|
For
|
Abstain
|
Against
|
|
12
|
Authority to Issue Shares w/o Preemptive Rights
|
Mgmt
|
For
|
Against
|
Against
|
|
13
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
N/A
|
N/A
|
|
China Petroleum & Chemical Corp
|
|||||
|
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
||
|
CINS Y15010104
|
05/29/2013
|
Voted
|
|||
|
Meeting Type
|
Country of Trade
|
||||
|
Other
|
China
|
||||
|
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|
1
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
N/A
|
N/A
|
|
2
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
N/A
|
N/A
|
|
3
|
Allocation of Profits/Dividends
|
Mgmt
|
For
|
For
|
For
|
|
4
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
N/A
|
N/A
|
|
China Petroleum & Chemical Corp
|
|||||
|
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
||
|
CINS Y15010104
|
10/16/2012
|
Voted
|
|||
|
Meeting Type
|
Country of Trade
|
||||
|
Special
|
China
|
||||
|
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|
1
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
N/A
|
N/A
|
|
2
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
N/A
|
N/A
|
|
3
|
Continuing Connected Transactions
|
Mgmt
|
For
|
For
|
For
|
|
4
|
Zhong Ke Guangdong Refinery Intergration Project
|
Mgmt
|
For
|
For
|
For
|
|
5
|
Amendments to Articles
|
Mgmt
|
For
|
For
|
For
|
|
China Resources Land Ltd.
|
|||||
|
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
||
|
CINS G2108Y105
|
06/05/2013
|
Voted
|
|||
|
Meeting Type
|
Country of Trade
|
||||
|
Annual
|
Cayman Islands
|
||||
|
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|
1
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
N/A
|
N/A
|
|
2
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
N/A
|
N/A
|
|
3
|
Accounts and Reports
|
Mgmt
|
For
|
For
|
For
|
|
4
|
Allocation of Profits/Dividends
|
Mgmt
|
For
|
For
|
For
|
|
5
|
Elect YAN Biao
|
Mgmt
|
For
|
Against
|
Against
|
|
6
|
Elect DING Jiemin
|
Mgmt
|
For
|
Against
|
Against
|
|
7
|
Elect WEI Bin
|
Mgmt
|
For
|
Against
|
Against
|
|
8
|
Elect HUANG Daoguo
|
Mgmt
|
For
|
For
|
For
|
|
9
|
Elect CHEN Ying
|
Mgmt
|
For
|
Against
|
Against
|
|
10
|
Elect Andrew Y. YAN
|
Mgmt
|
For
|
Against
|
Against
|
|
11
|
Elect Bosco HO Hin Ngai
|
Mgmt
|
For
|
For
|
For
|
|
12
|
Directors' Fees
|
Mgmt
|
For
|
For
|
For
|
|
13
|
Appointment of Auditor and Authority to Set Fees
|
Mgmt
|
For
|
For
|
For
|
|
14
|
Authority to Repurchase Shares
|
Mgmt
|
For
|
For
|
For
|
|
15
|
Authority to Issue Shares w/o Preemptive Rights
|
Mgmt
|
For
|
Against
|
Against
|
|
16
|
Authority to Issue Repurchased Shares
|
Mgmt
|
For
|
Against
|
Against
|
|
17
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
N/A
|
N/A
|
|
China Resources Power Hldgs Co
|
|||||
|
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
||
|
CINS Y1503A100
|
06/07/2013
|
Voted
|
|||
|
Meeting Type
|
Country of Trade
|
||||
|
Annual
|
Hong Kong
|
||||
|
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|
1
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
N/A
|
N/A
|
|
2
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
N/A
|
N/A
|
|
3
|
Accounts and Reports
|
Mgmt
|
For
|
For
|
For
|
|
4
|
Allocation of Profits/Dividends
|
Mgmt
|
For
|
For
|
For
|
|
5
|
Elect WANG Yu Jun
|
Mgmt
|
For
|
For
|
For
|
|
6
|
Elect DU Wen Min
|
Mgmt
|
For
|
Against
|
Against
|
|
7
|
Elect WEI Bin
|
Mgmt
|
For
|
Against
|
Against
|
|
8
|
Elect CHEN Ji Min
|
Mgmt
|
For
|
For
|
For
|
|
9
|
Elect Andrew MA Chiu-Cheung
|
Mgmt
|
For
|
Against
|
Against
|
|
10
|
Elect HUANG Daoguo
|
Mgmt
|
For
|
Against
|
Against
|
|
11
|
Elect CHEN Ying
|
Mgmt
|
For
|
Against
|
Against
|
|
12
|
Directors' Fees
|
Mgmt
|
For
|
For
|
For
|
|
13
|
Appointment of Auditor and Authority to Set Fees
|
Mgmt
|
For
|
For
|
For
|
|
14
|
Authority to Repurchase Shares
|
Mgmt
|
For
|
For
|
For
|
|
15
|
Authority to Issue Shares w/o Preemptive Rights
|
Mgmt
|
For
|
Against
|
Against
|
|
16
|
Authority to Issue Repurchased Shares
|
Mgmt
|
For
|
Against
|
Against
|
|
17
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
N/A
|
N/A
|
|
China Shenhua Energy Co Ltd
|
|||||
|
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
||
|
CINS Y1504C113
|
06/21/2013
|
Voted
|
|||
|
Meeting Type
|
Country of Trade
|
||||
|
Annual
|
China
|
||||
|
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|
1
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
N/A
|
N/A
|
|
2
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
N/A
|
N/A
|
|
3
|
Directors' Report
|
Mgmt
|
For
|
For
|
For
|
|
4
|
Supervisors' Report
|
Mgmt
|
For
|
For
|
For
|
|
5
|
Accounts and Reports
|
Mgmt
|
For
|
For
|
For
|
|
6
|
Allocation of Profits/Dividends
|
Mgmt
|
For
|
For
|
For
|
|
7
|
Fees of Directors and Supervisors
|
Mgmt
|
For
|
For
|
For
|
|
8
|
Appointment of Auditor and Authority to Set Fees
|
Mgmt
|
For
|
For
|
For
|
|
9
|
Revision of Annual Cap under the Current Mutual Coal Supply Agreement
|
Mgmt
|
For
|
For
|
For
|
|
10
|
Supplementary Agreement to the Current Financial Services Agreement and Revised Annual Caps
|
Mgmt
|
For
|
For
|
For
|
|
11
|
Mutual Coal Supply Agreement
|
Mgmt
|
For
|
For
|
For
|
|
12
|
Mutual Supplies and Services Agreement
|
Mgmt
|
For
|
For
|
For
|
|
13
|
Financial Services Agreement
|
Mgmt
|
For
|
For
|
For
|
|
14
|
Change in Use of Proceeds
|
Mgmt
|
For
|
For
|
For
|
|
15
|
Amendments to Articles
|
Mgmt
|
For
|
For
|
For
|
|
16
|
Authority to Issue Shares w/o Preemptive Rights
|
Mgmt
|
For
|
Against
|
Against
|
|
17
|
Non-Voting Agenda Item
|
N/A
|
N/A
|
N/A
|
N/A
|
|
18
|
Non-Voting Agenda Item
|
N/A
|
N/A
|
N/A
|
N/A
|
|
19
|
Non-Voting Agenda Item
|
N/A
|
N/A
|
N/A
|
N/A
|
|
20
|
Authority to Repurchase Shares
|
Mgmt
|
For
|
For
|
For
|
|
21
|
Non-Voting Agenda Item
|
N/A
|
N/A
|
N/A
|
N/A
|
|
22
|
Non-Voting Agenda Item
|
N/A
|
N/A
|
N/A
|
N/A
|
|
23
|
Non-Voting Agenda Item
|
N/A
|
N/A
|
N/A
|
N/A
|
|
24
|
Non-Voting Agenda Item
|
N/A
|
N/A
|
N/A
|
N/A
|
|
China Shenhua Energy Co Ltd
|
|||||
|
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
||
|
CINS Y1504C113
|
06/21/2013
|
Voted
|
|||
|
Meeting Type
|
Country of Trade
|
||||
|
Other
|
China
|
||||
|
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|
1
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
N/A
|
N/A
|
|
2
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
N/A
|
N/A
|
|
3
|
Authority to Repurchase Shares
|
Mgmt
|
For
|
For
|
For
|
|
4
|
Non-Voting Agenda Item
|
N/A
|
N/A
|
N/A
|
N/A
|
|
5
|
Non-Voting Agenda Item
|
N/A
|
N/A
|
N/A
|
N/A
|
|
6
|
Non-Voting Agenda Item
|
N/A
|
N/A
|
N/A
|
N/A
|
|
7
|
Non-Voting Agenda Item
|
N/A
|
N/A
|
N/A
|
N/A
|
|
China State Construction International Holdings Ltd.
|
|||||
|
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
||
|
CINS G21677136
|
06/06/2013
|
Voted
|
|||
|
Meeting Type
|
Country of Trade
|
||||
|
Annual
|
Cayman Islands
|
||||
|
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|
1
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
N/A
|
N/A
|
|
2
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
N/A
|
N/A
|
|
3
|
Accounts and Reports
|
Mgmt
|
For
|
For
|
For
|
|
4
|
Allocation of Profits/Dividends
|
Mgmt
|
For
|
For
|
For
|
|
5
|
Elect KONG Qingping
|
Mgmt
|
For
|
For
|
For
|
|
6
|
Elect ZHOU Yong
|
Mgmt
|
For
|
For
|
For
|
|
7
|
Elect TIAN Shuchen
|
Mgmt
|
For
|
For
|
For
|
|
8
|
Elect PAN Shujie
|
Mgmt
|
For
|
For
|
For
|
|
9
|
Elect Raymond HO Chung Tai
|
Mgmt
|
For
|
For
|
For
|
|
10
|
Directors' Fees
|
Mgmt
|
For
|
For
|
For
|
|
11
|
Appointment of Auditor and Authority to Set Fees
|
Mgmt
|
For
|
For
|
For
|
|
12
|
Authority to Issue Shares w/o Preemptive Rights
|
Mgmt
|
For
|
Against
|
Against
|
|
13
|
Authority to Repurchase Shares
|
Mgmt
|
For
|
For
|
For
|
|
14
|
Authority to Issue Repurchased Shares
|
Mgmt
|
For
|
Against
|
Against
|
|
15
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
N/A
|
N/A
|
|
Chipbond Technology Corp.
|
|||||
|
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
||
|
CINS Y15657102
|
06/17/2013
|
Voted
|
|||
|
Meeting Type
|
Country of Trade
|
||||
|
Annual
|
Taiwan
|
||||
|
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|
1
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
N/A
|
N/A
|
|
2
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
N/A
|
N/A
|
|
3
|
Non-Voting Agenda Item
|
N/A
|
N/A
|
N/A
|
N/A
|
|
4
|
Non-Voting Agenda Item
|
N/A
|
N/A
|
N/A
|
N/A
|
|
5
|
Non-Voting Agenda Item
|
N/A
|
N/A
|
N/A
|
N/A
|
|
6
|
Non-Voting Agenda Item
|
N/A
|
N/A
|
N/A
|
N/A
|
|
7
|
Non-Voting Agenda Item
|
N/A
|
N/A
|
N/A
|
N/A
|
|
8
|
Accounts and Reports
|
Mgmt
|
For
|
For
|
For
|
|
9
|
Allocation of Profits/Dividends
|
Mgmt
|
For
|
For
|
For
|
|
10
|
Amendments to Procedural Rules: Capital Loans
|
Mgmt
|
For
|
For
|
For
|
|
11
|
Amendments to Procedural Rules: Endorsements and Guarantees
|
Mgmt
|
For
|
For
|
For
|
|
12
|
Allocation of Dividends from Capital Reserve
|
Mgmt
|
For
|
For
|
For
|
|
13
|
Merger/Acquisition
|
Mgmt
|
For
|
For
|
For
|
|
14
|
Extraordinary motions
|
Mgmt
|
For
|
Against
|
Against
|
|
Chongqing Rural Commercial Bank
|
|||||
|
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
||
|
CINS Y1594G107
|
05/10/2013
|
Voted
|
|||
|
Meeting Type
|
Country of Trade
|
||||
|
Annual
|
China
|
||||
|
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|
1
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
N/A
|
N/A
|
|
2
|
Director's Report
|
Mgmt
|
For
|
For
|
For
|
|
3
|
Supervisor's Report
|
Mgmt
|
For
|
For
|
For
|
|
4
|
Accounts and Reports
|
Mgmt
|
For
|
For
|
For
|
|
5
|
Profit Distribution Plan
|
Mgmt
|
For
|
For
|
For
|
|
6
|
Annual Report
|
Mgmt
|
For
|
For
|
For
|
|
7
|
2013 Financial Budget
|
Mgmt
|
For
|
For
|
For
|
|
8
|
Appointment of Auditor and Authority to Set Fees
|
Mgmt
|
For
|
For
|
For
|
|
9
|
Authority to Issue Debt Instruments
|
Mgmt
|
For
|
For
|
For
|
|
10
|
Non-Voting Agenda Item
|
N/A
|
N/A
|
N/A
|
N/A
|
|
Chunghwa Telecom
|
|||||
|
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
||
|
CINS Y1613J108
|
06/25/2013
|
Voted
|
|||
|
Meeting Type
|
Country of Trade
|
||||
|
Annual
|
Taiwan
|
||||
|
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|
1
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
N/A
|
N/A
|
|
2
|
Non-Voting Agenda Item
|
N/A
|
N/A
|
N/A
|
N/A
|
|
3
|
Non-Voting Agenda Item
|
N/A
|
N/A
|
N/A
|
N/A
|
|
4
|
Non-Voting Agenda Item
|
N/A
|
N/A
|
N/A
|
N/A
|
|
5
|
Non-Voting Agenda Item
|
N/A
|
N/A
|
N/A
|
N/A
|
|
6
|
Accounts and Reports
|
Mgmt
|
For
|
For
|
For
|
|
7
|
Allocation of Profits/Dividends
|
Mgmt
|
For
|
For
|
For
|
|
8
|
Allocation of Dividends from Capital Reserve
|
Mgmt
|
For
|
For
|
For
|
|
9
|
Amendments to Articles
|
Mgmt
|
For
|
For
|
For
|
|
10
|
Amendments to Procedural Rules: Acquisition and Disposal of Assets
|
Mgmt
|
For
|
For
|
For
|
|
11
|
Amendments to Procedural Rules: Capital Loans
|
Mgmt
|
For
|
For
|
For
|
|
12
|
Amendments to Procedural Rules: Endorsements and Guarantees
|
Mgmt
|
For
|
For
|
For
|
|
13
|
Elect LEE Yen-Sung
|
Mgmt
|
For
|
For
|
For
|
|
14
|
Elect SHIH Mu-Piao
|
Mgmt
|
For
|
For
|
For
|
|
15
|
Elect HONG Yu-Fen
|
Mgmt
|
For
|
For
|
For
|
|
16
|
Elect LEE Jih-Chu
|
Mgmt
|
For
|
For
|
For
|
|
17
|
Elect Gordon S. Chen
|
Mgmt
|
For
|
For
|
For
|
|
18
|
Elect LIN Yi-Bing
|
Mgmt
|
For
|
For
|
For
|
|
19
|
Elect HUANG Su-Ghen
|
Mgmt
|
For
|
For
|
For
|
|
20
|
Elect TSAI Shih-Peng
|
Mgmt
|
For
|
For
|
For
|
|
21
|
Elect WANG Chung-Yu
|
Mgmt
|
For
|
For
|
For
|
|
22
|
Elect TSAI Zse-Hong
|
Mgmt
|
For
|
For
|
For
|
|
23
|
Elect Rebecca WU Chung-Fern
|
Mgmt
|
For
|
For
|
For
|
|
24
|
Elect CHEN Tain-Jy
|
Mgmt
|
For
|
For
|
For
|
|
25
|
Elect CHOU Yun-Tsai
|
Mgmt
|
For
|
For
|
For
|
|
26
|
Restrictions for CHEN Tain-Jy
|
Mgmt
|
For
|
For
|
For
|
|
27
|
Restrictions for LEE Jih-Chu
|
Mgmt
|
For
|
For
|
For
|
|
28
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
N/A
|
N/A
|
|
Cnooc Ltd.
|
|||||
|
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
||
|
CINS Y1662W117
|
05/24/2013
|
Voted
|
|||
|
Meeting Type
|
Country of Trade
|
||||
|
Annual
|
Hong Kong
|
||||
|
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|
1
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
N/A
|
N/A
|
|
2
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
N/A
|
N/A
|
|
3
|
Accounts and Reports
|
Mgmt
|
For
|
For
|
For
|
|
4
|
Allocation of Profits/Dividends
|
Mgmt
|
For
|
For
|
For
|
|
5
|
Elect YANG Hua
|
Mgmt
|
For
|
For
|
For
|
|
6
|
Elect ZHOU Shouwei
|
Mgmt
|
For
|
Against
|
Against
|
|
7
|
Elect CHIU Sung Hong
|
Mgmt
|
For
|
For
|
For
|
|
8
|
Directors' Fees
|
Mgmt
|
For
|
For
|
For
|
|
9
|
Appointment of Auditor and Authority to Set Fees
|
Mgmt
|
For
|
For
|
For
|
|
10
|
Authority to Repurchase Shares
|
Mgmt
|
For
|
For
|
For
|
|
11
|
Authority to Issue Shares w/o Preemptive Rights
|
Mgmt
|
For
|
Against
|
Against
|
|
12
|
Authority to Issue Repurchased Shares
|
Mgmt
|
For
|
Against
|
Against
|
|
Cnooc Ltd.
|
|||||
|
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
||
|
CINS Y1662W117
|
11/21/2012
|
Voted
|
|||
|
Meeting Type
|
Country of Trade
|
||||
|
Special
|
Hong Kong
|
||||
|
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|
1
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
N/A
|
N/A
|
|
2
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
N/A
|
N/A
|
|
3
|
Revised Annual Caps of Framework Agreement
|
Mgmt
|
For
|
For
|
For
|
|
Formosa International Hotels
|
|||||
|
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
||
|
CINS Y2603W109
|
06/28/2013
|
Voted
|
|||
|
Meeting Type
|
Country of Trade
|
||||
|
Annual
|
Taiwan
|
||||
|
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|
1
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
N/A
|
N/A
|
|
2
|
Non-Voting Agenda Item
|
N/A
|
N/A
|
N/A
|
N/A
|
|
3
|
Non-Voting Agenda Item
|
N/A
|
N/A
|
N/A
|
N/A
|
|
4
|
Non-Voting Agenda Item
|
N/A
|
N/A
|
N/A
|
N/A
|
|
5
|
Accounts and Reports
|
Mgmt
|
For
|
For
|
For
|
|
6
|
Allocation of Profits/Dividends
|
Mgmt
|
For
|
For
|
For
|
|
7
|
Capitalization of Profits and Issuance of New Shares
|
Mgmt
|
For
|
For
|
For
|
|
8
|
Amendments to Procedural Rules: Capital Loans and Endorsements/Guarantees
|
Mgmt
|
For
|
For
|
For
|
|
9
|
Amendments to Procedural Rules: Shareholder Meetings
|
Mgmt
|
For
|
For
|
For
|
|
10
|
Extraordinary motions
|
Mgmt
|
For
|
Against
|
Against
|
|
Fosun International Ltd.
|
|||||
|
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
||
|
CINS Y2618Y108
|
05/22/2013
|
Voted
|
|||
|
Meeting Type
|
Country of Trade
|
||||
|
Annual
|
China
|
||||
|
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|
1
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
N/A
|
N/A
|
|
2
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
N/A
|
N/A
|
|
3
|
Accounts and Reports
|
Mgmt
|
For
|
For
|
For
|
|
4
|
Allocation of Profits/Dividends
|
Mgmt
|
For
|
For
|
For
|
|
5
|
Elect GUO Guangchang
|
Mgmt
|
For
|
For
|
For
|
|
6
|
Elect DING Guoqi
|
Mgmt
|
For
|
For
|
For
|
|
7
|
Elect ZHANG Shengman
|
Mgmt
|
For
|
For
|
For
|
|
8
|
Elect Andrew Y. YAN
|
Mgmt
|
For
|
Against
|
Against
|
|
9
|
Directors' Fees
|
Mgmt
|
For
|
For
|
For
|
|
10
|
Appointment of Auditor and Authority to Set Fees
|
Mgmt
|
For
|
For
|
For
|
|
11
|
Authority to Repurchase Shares
|
Mgmt
|
For
|
For
|
For
|
|
12
|
Authority to Issue Shares w/o Preemptive Rights
|
Mgmt
|
For
|
Against
|
Against
|
|
13
|
Authority to Issue Repurchased Shares
|
Mgmt
|
For
|
Against
|
Against
|
|
14
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
N/A
|
N/A
|
|
Fubon Financial Holding Co. Ltd.
|
|||||
|
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
||
|
CINS Y26528102
|
06/14/2013
|
Voted
|
|||
|
Meeting Type
|
Country of Trade
|
||||
|
Annual
|
Taiwan
|
||||
|
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|
1
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
N/A
|
N/A
|
|
2
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
N/A
|
N/A
|
|
3
|
Non-Voting Agenda Item
|
N/A
|
N/A
|
N/A
|
N/A
|
|
4
|
Non-Voting Agenda Item
|
N/A
|
N/A
|
N/A
|
N/A
|
|
5
|
Non-Voting Agenda Item
|
N/A
|
N/A
|
N/A
|
N/A
|
|
6
|
Non-Voting Agenda Item
|
N/A
|
N/A
|
N/A
|
N/A
|
|
7
|
Non-Voting Agenda Item
|
N/A
|
N/A
|
N/A
|
N/A
|
|
8
|
Accounts and Reports
|
Mgmt
|
For
|
For
|
For
|
|
9
|
Allocation of Profits/Dividends
|
Mgmt
|
For
|
For
|
For
|
|
10
|
Authority to Issue Shares w/ or w/o Preemptive Rights
|
Mgmt
|
For
|
For
|
For
|
|
11
|
Non-compete Restrictions for Directors
|
Mgmt
|
For
|
Against
|
Against
|
|
12
|
Non-compete Restrictions for Directors
|
Mgmt
|
For
|
Against
|
Against
|
|
13
|
Non-compete Restrictions for Directors
|
Mgmt
|
For
|
Against
|
Against
|
|
GCL-Poly Energy Holdings Ltd.
|
|||||
|
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
||
|
CINS G3774X108
|
05/31/2013
|
Voted
|
|||
|
Meeting Type
|
Country of Trade
|
||||
|
Annual
|
Cayman Islands
|
||||
|
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|
1
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
N/A
|
N/A
|
|
2
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
N/A
|
N/A
|
|
3
|
Accounts and Reports
|
Mgmt
|
For
|
For
|
For
|
|
4
|
Elect SHU Hua
|
Mgmt
|
For
|
For
|
For
|
|
5
|
Elect YU Bao Dong
|
Mgmt
|
For
|
For
|
For
|
|
6
|
Elect ZHOU Yuan
|
Mgmt
|
For
|
For
|
For
|
|
7
|
Elect Raymond HO Chung Tai
|
Mgmt
|
For
|
For
|
For
|
|
8
|
Elect XUE Zhong Su
|
Mgmt
|
For
|
Against
|
Against
|
|
9
|
Directors' Fees
|
Mgmt
|
For
|
For
|
For
|
|
10
|
Appointment of Auditor and Authority to Set Fees
|
Mgmt
|
For
|
For
|
For
|
|
11
|
Authority to Issue Shares w/o Preemptive Rights
|
Mgmt
|
For
|
Against
|
Against
|
|
12
|
Authority to Repurchase Shares
|
Mgmt
|
For
|
For
|
For
|
|
13
|
Authority to Issue Repurchased Shares
|
Mgmt
|
For
|
Against
|
Against
|
|
Great Wall Motor Co., Ltd.
|
|||||
|
Ticker
|
Security ID:
|
Meeting Date
|
Meeting Status
|
||
|
CINS Y2882P106
|
05/10/2013
|
Voted
|
|||
|
Meeting Type
|
Country of Trade
|
||||
|
Annual
|
China
|
||||
|
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|
1
|
Non-Voting Meeting Note
|
N/A
|
N/A
|
N/A
|
|