fp0007872_npx.htm
 
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

FORM N-PX

ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED

MANAGEMENT INVESTMENT COMPANY

Investment Company Act file number:  811-05617

SHELTON GREATER CHINA FUND
(Exact name of registrant as specified in charter)

44 Montgomery Street, Suite 2100
San Francisco, CA 94104
(Address of principle executive offices)  (Zip Code)

Teresa Axelson
44 Montgomery Street, Suite 2100
San Francisco, CA 94104
 (Name and address of agent for service)

Registrant’s telephone number, including area code: (800) 955-9988

Date of fiscal year end: 12/31

Date of reporting period: 07/01/12 to 06/30/13

Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (§§ 239.24 and 274.5 of this chapter), to file reports with the Commission, not later than August 31 of each year, containing the registrant’s proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking roles.

A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget (“OMB”) control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 450 Fifth Street, NW, Washington, DC 20549-0609. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. § 3507.

 
 

 

Item 1. Proxy Voting Record
 
Registrant : Shelton Funds
       
Fund Name : SHELTON GREATER CHINA FUND
     
           
Date of fiscal year end: 08/31/2013
       
           
In all markets, for all statuses, for
       
           
Key-
         
           
           
           
AIA Group Limited
       
Ticker
Security ID:
Meeting Date
Meeting Status
 
CINS Y002A1105
05/10/2013
Voted
 
Meeting Type
Country of Trade
       
Annual
Hong Kong
       
Issue No.
Description
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
1
Non-Voting Meeting Note
N/A
N/A
N/A
N/A
2
Non-Voting Meeting Note
N/A
N/A
N/A
N/A
3
Accounts and Reports
Mgmt
For
For
For
4
Allocation of Profits/Dividends
Mgmt
For
For
For
5
Elect Barry CHEUNG Chun-yuen
Mgmt
For
For
For
6
Elect YEO George Yong-Boon
Mgmt
For
For
For
7
Elect Narongchai Akrasanee
Mgmt
For
For
For
8
Elect QIN Xiao
Mgmt
For
For
For
9
Elect Mark E. Tucker
Mgmt
For
Against
Against
10
Appointment of Auditor and Authority to Set Fees
Mgmt
For
For
For
11
Authority to Issue Shares w/o Preemptive Rights
Mgmt
For
For
For
12
Authority to Repurchase Shares
Mgmt
For
For
For
13
Amendment to Restricted Share Plan
Mgmt
For
For
For
14
Amendments to Articles
Mgmt
For
For
For
           
           
           
Angang Steel Co. Ltd.
       
Ticker
Security ID:
Meeting Date
Meeting Status
 
CINS Y0132D105
05/31/2013
Voted
 
Meeting Type
Country of Trade
       
Annual
China
       
Issue No.
Description
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
1
Non-Voting Meeting Note
N/A
N/A
N/A
N/A
2
Directors' Report
Mgmt
For
For
For
3
Supervisors' Report
Mgmt
For
For
For
4
Accounts and Reports
Mgmt
For
For
For
5
Allocation of Profits/Dividends
Mgmt
For
For
For
6
Directors' and Supervisors' Fees
Mgmt
For
For
For
7
Appointment of Auditor and Authority to Set Fees
Mgmt
For
For
For
8
Supply of Materials and Services Agreement
Mgmt
For
For
For
9
Supply of Materials Agreement
Mgmt
For
For
For
10
Financial Services Agreement
Mgmt
For
Against
Against
11
Issuance of Bonds
Mgmt
For
Against
Against
12
Non-Voting Meeting Note
N/A
N/A
N/A
N/A
           
           
           
Asustek Computer Inc
       
Ticker
Security ID:
Meeting Date
Meeting Status
 
CINS Y04327105
06/17/2013
Voted
 
Meeting Type
Country of Trade
       
Annual
Taiwan
       
Issue No.
Description
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
1
Non-Voting Meeting Note
N/A
N/A
N/A
N/A
2
Non-Voting Agenda Item
N/A
N/A
N/A
N/A
3
Non-Voting Agenda Item
N/A
N/A
N/A
N/A
4
Non-Voting Agenda Item
N/A
N/A
N/A
N/A
5
Accounts and Reports
Mgmt
For
For
For
6
Allocation of Profits/Dividends
Mgmt
For
For
For
7
Amendments to Articles
Mgmt
For
For
For
8
Extraordinary Motions
Mgmt
For
For
For
9
Non-Voting Agenda Item
N/A
N/A
N/A
N/A
           
           
           
Bank of China Ltd.
       
Ticker
Security ID:
Meeting Date
Meeting Status
 
CINS Y0698A107
03/26/2013
Voted
 
Meeting Type
Country of Trade
       
Special
China
       
Issue No.
Description
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
1
Non-Voting Meeting Note
N/A
N/A
N/A
N/A
2
Elect WANG Shiqiang
Mgmt
For
For
For
3
Adjustment to Conversion Price of Convertible Bonds
Mgmt
For
For
For
4
Amendments to Articles
Mgmt
For
For
For
           
           
           
Bank of China Ltd.
       
Ticker
Security ID:
Meeting Date
Meeting Status
 
CINS Y0698A107
05/29/2013
Voted
 
Meeting Type
Country of Trade
       
Annual
China
       
Issue No.
Description
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
1
Non-Voting Meeting Note
N/A
N/A
N/A
N/A
2
Non-Voting Meeting Note
N/A
N/A
N/A
N/A
3
Directors' Report
Mgmt
For
For
For
4
Supervisors' Report
Mgmt
For
For
For
5
Financial Statements
Mgmt
For
For
For
6
Allocation of Profits/Dividends
Mgmt
For
For
For
7
Annual Budget
Mgmt
For
For
For
8
Appointment of Auditor and Authority to Set Fees
Mgmt
For
For
For
9
Elect LI Lihui
Mgmt
For
For
For
10
Elect LI Zaohang
Mgmt
For
For
For
11
Elect JIANG Yansong
Mgmt
For
For
For
12
Elect Paul CHOW Man Yiu
Mgmt
For
For
For
13
Elect LU Zhengfei
Mgmt
For
For
For
14
Elect Leung Cheuk Yan
Mgmt
For
For
For
15
Elect LI  Jun
Mgmt
For
For
For
16
Elect WANG Xueqiang
Mgmt
For
For
For
17
Elect LIU Wanming
Mgmt
For
For
For
18
Elect TIAN Guoli as a Director
Mgmt
For
For
For
19
Elect WANG Yong as a Director
Mgmt
For
For
For
20
Elect SUN Zhijun as a Director
Mgmt
For
Against
Against
21
Elect LIU Lina as a Director
Mgmt
For
For
For
22
Authority to Issue Qualified Write-down Tier-2 Capital Instruments
Mgmt
For
For
For
           
           
           
Bank of China Ltd.
       
Ticker
Security ID:
Meeting Date
Meeting Status
 
ISIN CN000A0JMZ83
10/25/2012
Voted
 
Meeting Type
Country of Trade
       
Special
China
       
Issue No.
Description
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
1
Non-Voting Meeting Note
N/A
N/A
N/A
N/A
2
Remuneration Plan of 2011
Mgmt
For
For
For
3
Appointment of Auditor and Authority to Set Fees
Mgmt
For
For
For
           
           
           
BBMG Corporation
       
Ticker
Security ID:
Meeting Date
Meeting Status
 
CINS Y076A3105
05/21/2013
Voted
 
Meeting Type
Country of Trade
       
Annual
China
       
Issue No.
Description
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
1
Non-Voting Meeting Note
N/A
N/A
N/A
N/A
2
Directors' Report
Mgmt
For
For
For
3
Supervisors' Report
Mgmt
For
For
For
4
Financial Statements
Mgmt
For
For
For
5
Allocation of Profits/Dividends
Mgmt
For
For
For
6
Directors' Fees
Mgmt
For
For
For
7
Appointment of Auditor and Authority to Set Fees
Mgmt
For
For
For
8
Authority to Issue Debt Instruments
Mgmt
For
For
For
9
Authority to Issue Shares w/o Preemptive Rights
Mgmt
For
Against
Against
10
Non-Voting Meeting Note
N/A
N/A
N/A
N/A
           
           
           
BOC Hong Kong(Hldgs)
       
Ticker
Security ID:
Meeting Date
Meeting Status
 
CINS Y0920U103
05/28/2013
Voted
 
Meeting Type
Country of Trade
       
Annual
Hong Kong
       
Issue No.
Description
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
1
Non-Voting Meeting Note
N/A
N/A
N/A
N/A
2
Non-Voting Meeting Note
N/A
N/A
N/A
N/A
3
Accounts and Reports
Mgmt
For
For
For
4
Allocation of Profits/Dividends
Mgmt
For
For
For
5
Elect LI Lihui
Mgmt
For
For
For
6
Elect GAO Yingxin
Mgmt
For
For
For
7
Elect SHAN Weijian
Mgmt
For
For
For
8
Elect NING Gaoning
Mgmt
For
For
For
9
Appointment of Auditor and Authority to Set Fees
Mgmt
For
For
For
10
Authority to Issue Shares w/o Preemptive Rights
Mgmt
For
Against
Against
11
Authority to Repurchase Shares
Mgmt
For
For
For
12
Authority to Issue Repurchased Shares
Mgmt
For
For
For
           
           
           
Cheung Kong (Holdings) Ltd.
       
Ticker
Security ID:
Meeting Date
Meeting Status
 
CINS Y13213106
05/21/2013
Voted
 
Meeting Type
Country of Trade
       
Annual
Hong Kong
       
Issue No.
Description
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
1
Non-Voting Meeting Note
N/A
N/A
N/A
N/A
2
Non-Voting Meeting Note
N/A
N/A
N/A
N/A
3
Accounts and Reports
Mgmt
For
For
For
4
Allocation of Profits/Dividends
Mgmt
For
For
For
5
Elect Victor LI Tzar Kuoi
Mgmt
For
Against
Against
6
Elect Edmond IP Tak Chuen
Mgmt
For
Against
Against
7
Elect Justin CHIU Kwok Hung
Mgmt
For
For
For
8
Elect LEUNG Siu Hon
Mgmt
For
For
For
9
Elect Roland CHOW Kun Chee
Mgmt
For
For
For
10
Elect Charles LEE Yeh Kwong
Mgmt
For
Against
Against
11
Elect Anthony YEH Yuan Chang
Mgmt
For
For
For
12
Elect Rosanna WONG Yick Ming
Mgmt
For
For
For
13
Appointment of Auditor and Authority to Set Fees
Mgmt
For
For
For
14
Authority to Issue Shares w/o Preemptive Rights
Mgmt
For
Against
Against
15
Authority to Repurchase Shares
Mgmt
For
For
For
16
Authority to Issue Repurchased Shares
Mgmt
For
Against
Against
17
Non-Voting Meeting Note
N/A
N/A
N/A
N/A
           
           
           
China Construction Bank Corp.
       
Ticker
Security ID:
Meeting Date
Meeting Status
 
CINS Y1397N101
06/06/2013
Voted
 
Meeting Type
Country of Trade
       
Annual
China
       
Issue No.
Description
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
1
Non-Voting Meeting Note
N/A
N/A
N/A
N/A
2
Non-Voting Meeting Note
N/A
N/A
N/A
N/A
3
Directors' Report
Mgmt
For
For
For
4
Supervisors' Report
Mgmt
For
For
For
5
Accounts and Reports
Mgmt
For
For
For
6
Allocation of Profits/Dividends
Mgmt
For
For
For
7
Budget of 2013 fixed assets investment
Mgmt
For
For
For
8
Appointment of Auditor and Authority to Set Fees
Mgmt
For
For
For
9
Elect ZHANG Jianguo
Mgmt
For
For
For
10
Elect ZHAO Xijun
Mgmt
For
For
For
11
Elect CHEN Yuanling
Mgmt
For
For
For
12
Elect ZHU Hongbo
Mgmt
For
For
For
13
Elect HU Zheyi
Mgmt
For
For
For
14
Elect Timpson CHUNG Shui Ming
Mgmt
For
Against
Against
15
Elect Margaret LEUNG KO May Yee
Mgmt
For
For
For
16
Elect WIM Kok
Mgmt
For
For
For
17
Elect Murray Horn
Mgmt
For
For
For
18
Elect XU Tie
Mgmt
For
For
For
19
Elect QI Shouyin
Mgmt
For
For
For
20
Terms of Office for Directors
Mgmt
For
For
For
21
Elect ZHANG Furong
Mgmt
For
For
For
22
Elect LIU Jin
Mgmt
For
For
For
23
Elect LI Xiaoling
Mgmt
For
For
For
24
Elect BAI Jianjun
Mgmt
For
For
For
25
Elect WANG Xinmin
Mgmt
For
For
For
26
Authority to Issue Debt Instruments
Mgmt
For
For
For
27
Amendments to Articles
Mgmt
For
For
For
           
           
           
China Everbright International Ltd.
       
Ticker
Security ID:
Meeting Date
Meeting Status
 
CINS Y14226107
04/26/2013
Voted
 
Meeting Type
Country of Trade
       
Annual
Hong Kong
       
Issue No.
Description
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
1
Non-Voting Meeting Note
N/A
N/A
N/A
N/A
2
Non-Voting Meeting Note
N/A
N/A
N/A
N/A
3
Accounts and Reports
Mgmt
For
For
For
4
Allocation of Profits/Dividends
Mgmt
For
For
For
5
Elect CHEN Xiaoping
Mgmt
For
For
For
6
Elect WANG Tianyi
Mgmt
For
For
For
7
Elect CAI Shuguang
Mgmt
For
For
For
8
Elect Philip FAN Yan Hok
Mgmt
For
Against
Against
9
Elect ZHAI Haitao
Mgmt
For
For
For
10
Directors' Fees
Mgmt
For
For
For
11
Appointment of Auditor and Authority to Set Fees
Mgmt
For
For
For
12
Authority to Issue Shares w/o Preemptive Rights
Mgmt
For
Against
Against
13
Authority to Repurchase Shares
Mgmt
For
For
For
14
Authority to Issue Repurchased Shares
Mgmt
For
Against
Against
           
           
           
China Everbright Ltd.
       
Ticker
Security ID:
Meeting Date
Meeting Status
 
CINS Y1421G106
05/15/2013
Voted
 
Meeting Type
Country of Trade
       
Annual
Hong Kong
       
Issue No.
Description
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
1
Non-Voting Meeting Note
N/A
N/A
N/A
N/A
2
Non-Voting Meeting Note
N/A
N/A
N/A
N/A
3
Accounts and Reports
Mgmt
For
For
For
4
Allocation of Profits/Dividends
Mgmt
For
For
For
5
Elect Richard TANG Chi Chun
Mgmt
For
For
For
6
Elect ZANG Qiutao
Mgmt
For
Against
Against
7
Elect CHEN Shuang
Mgmt
For
For
For
8
Elect Timpson CHUNG Shui Ming
Mgmt
For
Against
Against
9
Directors' Fees
Mgmt
For
For
For
10
Appointment of Auditor and Authority to Set Fees
Mgmt
For
For
For
11
Authority to Issue Shares w/o Preemptive Rights
Mgmt
For
Against
Against
12
Authority to Repurchase Shares
Mgmt
For
For
For
13
Authority to Issue Repurchased Shares
Mgmt
For
Against
Against
           
           
           
China Life Insurance Co
       
Ticker
Security ID:
Meeting Date
Meeting Status
 
CINS Y1477R204
02/19/2013
Voted
 
Meeting Type
Country of Trade
       
Special
China
       
Issue No.
Description
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
1
Non-Voting Meeting Note
N/A
N/A
N/A
N/A
2
Appointment of Auditor and Authority to Set Fees
Mgmt
For
For
For
3
Amendments to Articles
Mgmt
For
For
For
4
Amendments to Rules of Procedures for Board
Mgmt
For
For
For
           
           
           
China Life Insurance Co
       
Ticker
Security ID:
Meeting Date
Meeting Status
 
CINS Y1477R204
06/05/2013
Voted
 
Meeting Type
Country of Trade
       
Annual
China
       
Issue No.
Description
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
1
Non-Voting Meeting Note
N/A
N/A
N/A
N/A
2
Directors' Report
Mgmt
For
For
For
3
Supervisors' Report
Mgmt
For
For
For
4
Accounts and Reports
Mgmt
For
For
For
5
Allocation of Profits/Dividends
Mgmt
For
For
For
6
Fees of Directors and Supervisors
Mgmt
For
For
For
7
Authority to Set Auditors' Fees
Mgmt
For
For
For
8
Appointment of Auditor
Mgmt
For
For
For
9
Approval of Daily Connected Transactions between China Guangfa Bank Co., Ltd.
Mgmt
For
For
For
10
Amendments to Articles
Mgmt
For
For
For
11
Non-Voting Meeting Note
N/A
N/A
N/A
N/A
           
           
           
China Longyuan Power Group Corporation Limited
     
Ticker
Security ID:
Meeting Date
Meeting Status
 
CINS Y1501T101
05/31/2013
Voted
 
Meeting Type
Country of Trade
       
Annual
China
       
Issue No.
Description
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
1
Non-Voting Meeting Note
N/A
N/A
N/A
N/A
2
Directors' Report
Mgmt
For
For
For
3
Supervisors' Report
Mgmt
For
For
For
4
Final Accounts
Mgmt
For
For
For
5
Accounts and Reports
Mgmt
For
For
For
6
Budget Report
Mgmt
For
For
For
7
Allocation of Profits/Dividends
Mgmt
For
For
For
8
Appointment of PRC Auditor and Authority to Set Fees
Mgmt
For
For
For
9
Appointment of International Auditor and Authority to Set Fees
Mgmt
For
For
For
10
Directors' and Supervisors' Fees
Mgmt
For
For
For
11
Authority to Issue Debt Instruments
Mgmt
For
For
For
12
Authority to Issue H Shares w/o Preemptive Rights
Mgmt
For
Against
Against
13
Shareholder Proposal
ShrHoldr
For
Against
Against
           
           
           
China Minsheng Banking Corporation Ltd.
       
Ticker
Security ID:
Meeting Date
Meeting Status
 
CINS Y1495M112
06/17/2013
Voted
 
Meeting Type
Country of Trade
       
Annual
China
       
Issue No.
Description
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
1
Non-Voting Meeting Note
N/A
N/A
N/A
N/A
2
Annual Report 2012
Mgmt
For
For
For
3
Financial Report 2012
 
Mgmt
For
For
For
4
Annual Budget 2013
Mgmt
For
For
For
5
Directors' Report
Mgmt
For
For
For
6
Supervisors' Report
Mgmt
For
For
For
7
Allocation of Final Dividend 2012
Mgmt
For
For
For
8
Authority to Declare Interim Dividend 2013
Mgmt
For
For
For
9
Appointment of Auditor and Authority to Set Fees
Mgmt
For
For
For
10
Amendments to Terms of Reference for Supervisory Board
Mgmt
For
For
For
11
Amendments to Administrative Measures of Connected Transactions
Mgmt
For
For
For
12
Approval of Issuance Plans (tier-2 capital instruments)
Mgmt
For
Abstain
Against
13
Amendments to Articles
Mgmt
For
For
For
14
Non-Voting Meeting Note
N/A
N/A
N/A
N/A
           
           
           
China Mobile Limited
       
Ticker
Security ID:
Meeting Date
Meeting Status
 
CINS Y14965100
05/30/2013
Voted
 
Meeting Type
Country of Trade
       
Annual
Hong Kong
       
Issue No.
Description
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
1
Non-Voting Meeting Note
N/A
N/A
N/A
N/A
2
Non-Voting Meeting Note
N/A
N/A
N/A
N/A
3
Accounts and Reports
Mgmt
For
For
For
4
Allocation of Profits/Dividends
Mgmt
For
For
For
5
Elect LI Yue
Mgmt
For
For
For
6
Elect XUE Taohai
Mgmt
For
For
For
7
Elect HUANG Wenlin
Mgmt
For
For
For
8
Appointment of Auditor and Authority to Set Fees
Mgmt
For
For
For
9
Authority to Repurchase Shares
Mgmt
For
For
For
10
Authority to Issue Shares w/o Preemptive Rights
Mgmt
For
Against
Against
11
Authority to Issue Repurchased Shares
Mgmt
For
Against
Against
           
           
           
China National Building Material Co
       
Ticker
Security ID:
Meeting Date
Meeting Status
 
CINS Y15045100
05/23/2013
Voted
 
Meeting Type
Country of Trade
       
Annual
China
       
Issue No.
Description
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
1
Non-Voting Meeting Note
N/A
N/A
N/A
N/A
2
Non-Voting Meeting Note
N/A
N/A
N/A
N/A
3
Directors' Report
Mgmt
For
For
For
4
Supervisors' Report
Mgmt
For
For
For
5
Accounts and Reports
Mgmt
For
For
For
6
Allocation of Profits/Dividends
Mgmt
For
For
For
7
Authority to Declare Interim Dividends
Mgmt
For
For
For
8
Appointment of Auditors and Authority to Set Fees
Mgmt
For
For
For
9
Adjustments to the Remuneration of Directors and Supervisors
Mgmt
For
For
For
10
Authority to Issue Shares w/o Preemptive Rights and Related Amendment to Articles
Mgmt
For
Against
Against
11
Issuance of Debt Financing Instruments
Mgmt
For
Abstain
Against
           
           
           
China Overseas Land & Investment Ltd.
       
Ticker
Security ID:
Meeting Date
Meeting Status
 
CINS Y15004107
05/30/2013
Voted
 
Meeting Type
Country of Trade
       
Annual
Hong Kong
       
Issue No.
Description
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
1
Non-Voting Meeting Note
N/A
N/A
N/A
N/A
2
Non-Voting Meeting Note
N/A
N/A
N/A
N/A
3
Accounts and Reports
Mgmt
For
For
For
4
Allocation of Profits/Dividends
Mgmt
For
For
For
5
Elect HAO Jian Min
Mgmt
For
For
For
6
Elect XIAO Xiao
Mgmt
For
For
For
7
Elect Guo Yong
Mgmt
For
For
For
8
Elect Kan Hongbo
Mgmt
For
For
For
9
Elect Kennedy WONG Ying Ho
Mgmt
For
For
For
10
Elect Rita FAN HSU Lai Tai
Mgmt
For
Against
Against
11
Elect Brian David LI Man Bun
Mgmt
For
Against
Against
12
Directors' Fees
Mgmt
For
For
For
13
Appointment of Auditor and Authority to Set Fees
Mgmt
For
For
For
14
Authority to Repurchase Shares
Mgmt
For
For
For
15
Authority to Issue Shares w/o Preemptive Rights
Mgmt
For
Against
Against
16
Authority to Issue Repurchased Shares
Mgmt
For
Against
Against
           
           
           
China Overseas Land & Investment Ltd.
       
Ticker
Security ID:
Meeting Date
Meeting Status
 
CINS Y15004107
05/30/2013
Voted
 
Meeting Type
Country of Trade
       
Special
Hong Kong
       
Issue No.
Description
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
1
Non-Voting Meeting Note
N/A
N/A
N/A
N/A
2
Non-Voting Meeting Note
N/A
N/A
N/A
N/A
3
New CSCECL Group Engagement Agreement and New Cap
Mgmt
For
For
For
           
           
           
China Petroleum & Chemical Corp
       
Ticker
Security ID:
Meeting Date
Meeting Status
 
CINS Y15010104
05/29/2013
Voted
 
Meeting Type
Country of Trade
       
Annual
China
       
Issue No.
Description
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
1
Non-Voting Meeting Note
N/A
N/A
N/A
N/A
2
Non-Voting Meeting Note
N/A
N/A
N/A
N/A
3
Directors' Report
Mgmt
For
For
For
4
Supervisors' Report
Mgmt
For
For
For
5
Accounts and Reports
Mgmt
For
For
For
6
Authority to Declare Interim Dividends
Mgmt
For
For
For
7
Appointment of Auditor and Authority to Set Fees
Mgmt
For
For
For
8
Allocation of Profits/Dividends
Mgmt
For
For
For
9
Amendments to Articles
Mgmt
For
For
For
10
Extension of Validity Period of Convertible Bonds Issuance
Mgmt
For
For
For
11
Authority to Issue Debt Instruments
Mgmt
For
Abstain
Against
12
Authority to Issue Shares w/o Preemptive Rights
Mgmt
For
Against
Against
13
Non-Voting Meeting Note
N/A
N/A
N/A
N/A
           
           
           
China Petroleum & Chemical Corp
       
Ticker
Security ID:
Meeting Date
Meeting Status
 
CINS Y15010104
05/29/2013
Voted
 
Meeting Type
Country of Trade
       
Other
China
       
Issue No.
Description
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
1
Non-Voting Meeting Note
N/A
N/A
N/A
N/A
2
Non-Voting Meeting Note
N/A
N/A
N/A
N/A
3
Allocation of Profits/Dividends
Mgmt
For
For
For
4
Non-Voting Meeting Note
N/A
N/A
N/A
N/A
           
           
           
China Petroleum & Chemical Corp
       
Ticker
Security ID:
Meeting Date
Meeting Status
 
CINS Y15010104
10/16/2012
Voted
 
Meeting Type
Country of Trade
       
Special
China
       
Issue No.
Description
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
1
Non-Voting Meeting Note
N/A
N/A
N/A
N/A
2
Non-Voting Meeting Note
N/A
N/A
N/A
N/A
3
Continuing Connected Transactions
Mgmt
For
For
For
4
Zhong Ke Guangdong Refinery Intergration Project
Mgmt
For
For
For
5
Amendments to Articles
Mgmt
For
For
For
           
           
           
China Resources Land Ltd.
       
Ticker
Security ID:
Meeting Date
Meeting Status
 
CINS G2108Y105
06/05/2013
Voted
 
Meeting Type
Country of Trade
       
Annual
Cayman Islands
       
Issue No.
Description
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
1
Non-Voting Meeting Note
N/A
N/A
N/A
N/A
2
Non-Voting Meeting Note
N/A
N/A
N/A
N/A
3
Accounts and Reports
Mgmt
For
For
For
4
Allocation of Profits/Dividends
Mgmt
For
For
For
5
Elect YAN Biao
Mgmt
For
Against
Against
6
Elect DING Jiemin
Mgmt
For
Against
Against
7
Elect WEI Bin
Mgmt
For
Against
Against
8
Elect HUANG Daoguo
Mgmt
For
For
For
9
Elect CHEN Ying
Mgmt
For
Against
Against
10
Elect Andrew Y. YAN
Mgmt
For
Against
Against
11
Elect Bosco HO Hin Ngai
Mgmt
For
For
For
12
Directors' Fees
Mgmt
For
For
For
13
Appointment of Auditor and Authority to Set Fees
Mgmt
For
For
For
14
Authority to Repurchase Shares
Mgmt
For
For
For
15
Authority to Issue Shares w/o Preemptive Rights
Mgmt
For
Against
Against
16
Authority to Issue Repurchased Shares
Mgmt
For
Against
Against
17
Non-Voting Meeting Note
N/A
N/A
N/A
N/A
           
           
           
China Resources Power Hldgs Co
       
Ticker
Security ID:
Meeting Date
Meeting Status
 
CINS Y1503A100
06/07/2013
Voted
 
Meeting Type
Country of Trade
       
Annual
Hong Kong
       
Issue No.
Description
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
1
Non-Voting Meeting Note
N/A
N/A
N/A
N/A
2
Non-Voting Meeting Note
N/A
N/A
N/A
N/A
3
Accounts and Reports
Mgmt
For
For
For
4
Allocation of Profits/Dividends
Mgmt
For
For
For
5
Elect WANG Yu Jun
Mgmt
For
For
For
6
Elect DU Wen Min
Mgmt
For
Against
Against
7
Elect WEI Bin
Mgmt
For
Against
Against
8
Elect CHEN Ji Min
Mgmt
For
For
For
9
Elect Andrew MA Chiu-Cheung
Mgmt
For
Against
Against
10
Elect HUANG Daoguo
Mgmt
For
Against
Against
11
Elect CHEN Ying
Mgmt
For
Against
Against
12
Directors' Fees
Mgmt
For
For
For
13
Appointment of Auditor and Authority to Set Fees
Mgmt
For
For
For
14
Authority to Repurchase Shares
Mgmt
For
For
For
15
Authority to Issue Shares w/o Preemptive Rights
Mgmt
For
Against
Against
16
Authority to Issue Repurchased Shares
Mgmt
For
Against
Against
17
Non-Voting Meeting Note
N/A
N/A
N/A
N/A
           
           
           
China Shenhua Energy Co Ltd
       
Ticker
Security ID:
Meeting Date
Meeting Status
 
CINS Y1504C113
06/21/2013
Voted
 
Meeting Type
Country of Trade
       
Annual
China
       
Issue No.
Description
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
1
Non-Voting Meeting Note
N/A
N/A
N/A
N/A
2
Non-Voting Meeting Note
N/A
N/A
N/A
N/A
3
Directors' Report
Mgmt
For
For
For
4
Supervisors' Report
Mgmt
For
For
For
5
Accounts and Reports
Mgmt
For
For
For
6
Allocation of Profits/Dividends
Mgmt
For
For
For
7
Fees of Directors and Supervisors
Mgmt
For
For
For
8
Appointment of Auditor and Authority to Set Fees
Mgmt
For
For
For
9
Revision of Annual Cap under the Current Mutual Coal Supply Agreement
Mgmt
For
For
For
10
Supplementary Agreement to the Current Financial Services Agreement and Revised Annual Caps
Mgmt
For
For
For
11
Mutual Coal Supply Agreement
Mgmt
For
For
For
12
Mutual Supplies and Services Agreement
Mgmt
For
For
For
13
Financial Services Agreement
Mgmt
For
For
For
14
Change in Use of Proceeds
Mgmt
For
For
For
15
Amendments to Articles
Mgmt
For
For
For
16
Authority to Issue Shares w/o Preemptive Rights
Mgmt
For
Against
Against
17
Non-Voting Agenda Item
N/A
N/A
N/A
N/A
18
Non-Voting Agenda Item
N/A
N/A
N/A
N/A
19
Non-Voting Agenda Item
N/A
N/A
N/A
N/A
20
Authority to Repurchase Shares
Mgmt
For
For
For
21
Non-Voting Agenda Item
N/A
N/A
N/A
N/A
22
Non-Voting Agenda Item
N/A
N/A
N/A
N/A
23
Non-Voting Agenda Item
N/A
N/A
N/A
N/A
24
Non-Voting Agenda Item
N/A
N/A
N/A
N/A
           
           
           
China Shenhua Energy Co Ltd
       
Ticker
Security ID:
Meeting Date
Meeting Status
 
CINS Y1504C113
06/21/2013
Voted
 
Meeting Type
Country of Trade
       
Other
China
       
Issue No.
Description
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
1
Non-Voting Meeting Note
N/A
N/A
N/A
N/A
2
Non-Voting Meeting Note
N/A
N/A
N/A
N/A
3
Authority to Repurchase Shares
Mgmt
For
For
For
4
Non-Voting Agenda Item
N/A
N/A
N/A
N/A
5
Non-Voting Agenda Item
N/A
N/A
N/A
N/A
6
Non-Voting Agenda Item
N/A
N/A
N/A
N/A
7
Non-Voting Agenda Item
N/A
N/A
N/A
N/A
           
           
           
China State Construction International Holdings Ltd.
     
Ticker
Security ID:
Meeting Date
Meeting Status
 
CINS G21677136
06/06/2013
Voted
 
Meeting Type
Country of Trade
       
Annual
Cayman Islands
       
Issue No.
Description
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
1
Non-Voting Meeting Note
N/A
N/A
N/A
N/A
2
Non-Voting Meeting Note
N/A
N/A
N/A
N/A
3
Accounts and Reports
Mgmt
For
For
For
4
Allocation of Profits/Dividends
Mgmt
For
For
For
5
Elect KONG Qingping
Mgmt
For
For
For
6
Elect ZHOU Yong
Mgmt
For
For
For
7
Elect TIAN Shuchen
Mgmt
For
For
For
8
Elect PAN Shujie
Mgmt
For
For
For
9
Elect Raymond HO Chung Tai
Mgmt
For
For
For
10
Directors' Fees
Mgmt
For
For
For
11
Appointment of Auditor and Authority to Set Fees
Mgmt
For
For
For
12
Authority to Issue Shares w/o Preemptive Rights
Mgmt
For
Against
Against
13
Authority to Repurchase Shares
Mgmt
For
For
For
14
Authority to Issue Repurchased Shares
Mgmt
For
Against
Against
15
Non-Voting Meeting Note
N/A
N/A
N/A
N/A
           
           
           
Chipbond Technology Corp.
       
Ticker
Security ID:
Meeting Date
Meeting Status
 
CINS Y15657102
06/17/2013
Voted
 
Meeting Type
Country of Trade
       
Annual
Taiwan
       
Issue No.
Description
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
1
Non-Voting Meeting Note
N/A
N/A
N/A
N/A
2
Non-Voting Meeting Note
N/A
N/A
N/A
N/A
3
Non-Voting Agenda Item
N/A
N/A
N/A
N/A
4
Non-Voting Agenda Item
N/A
N/A
N/A
N/A
5
Non-Voting Agenda Item
N/A
N/A
N/A
N/A
6
Non-Voting Agenda Item
N/A
N/A
N/A
N/A
7
Non-Voting Agenda Item
N/A
N/A
N/A
N/A
8
Accounts and Reports
Mgmt
For
For
For
9
Allocation of Profits/Dividends
Mgmt
For
For
For
10
Amendments to Procedural Rules: Capital Loans
Mgmt
For
For
For
11
Amendments to Procedural Rules: Endorsements and Guarantees
Mgmt
For
For
For
12
Allocation of Dividends from Capital Reserve
Mgmt
For
For
For
13
Merger/Acquisition
Mgmt
For
For
For
14
Extraordinary motions
Mgmt
For
Against
Against
           
           
           
Chongqing Rural Commercial Bank
       
Ticker
Security ID:
Meeting Date
Meeting Status
 
CINS Y1594G107
05/10/2013
Voted
 
Meeting Type
Country of Trade
       
Annual
China
       
Issue No.
Description
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
1
Non-Voting Meeting Note
N/A
N/A
N/A
N/A
2
Director's Report
Mgmt
For
For
For
3
Supervisor's Report
Mgmt
For
For
For
4
Accounts and Reports
Mgmt
For
For
For
5
Profit Distribution Plan
Mgmt
For
For
For
6
Annual Report
Mgmt
For
For
For
7
2013 Financial Budget
Mgmt
For
For
For
8
Appointment of Auditor and Authority to Set Fees
Mgmt
For
For
For
9
Authority to Issue Debt Instruments
Mgmt
For
For
For
10
Non-Voting Agenda Item
N/A
N/A
N/A
N/A
           
           
           
Chunghwa Telecom
       
Ticker
Security ID:
Meeting Date
Meeting Status
 
CINS Y1613J108
06/25/2013
Voted
 
Meeting Type
Country of Trade
       
Annual
Taiwan
       
Issue No.
Description
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
1
Non-Voting Meeting Note
N/A
N/A
N/A
N/A
2
Non-Voting Agenda Item
N/A
N/A
N/A
N/A
3
Non-Voting Agenda Item
N/A
N/A
N/A
N/A
4
Non-Voting Agenda Item
N/A
N/A
N/A
N/A
5
Non-Voting Agenda Item
N/A
N/A
N/A
N/A
6
Accounts and Reports
Mgmt
For
For
For
7
Allocation of Profits/Dividends
Mgmt
For
For
For
8
Allocation of Dividends from Capital Reserve
Mgmt
For
For
For
9
Amendments to Articles
Mgmt
For
For
For
10
Amendments to Procedural Rules: Acquisition and Disposal of Assets
Mgmt
For
For
For
11
Amendments to Procedural Rules: Capital Loans
Mgmt
For
For
For
12
Amendments to Procedural Rules: Endorsements and Guarantees
Mgmt
For
For
For
13
Elect LEE Yen-Sung
Mgmt
For
For
For
14
Elect SHIH Mu-Piao
Mgmt
For
For
For
15
Elect HONG Yu-Fen
Mgmt
For
For
For
16
Elect LEE Jih-Chu
Mgmt
For
For
For
17
Elect Gordon  S. Chen
Mgmt
For
For
For
18
Elect LIN Yi-Bing
Mgmt
For
For
For
19
Elect HUANG Su-Ghen
Mgmt
For
For
For
20
Elect TSAI Shih-Peng
Mgmt
For
For
For
21
Elect WANG Chung-Yu
Mgmt
For
For
For
22
Elect TSAI  Zse-Hong
Mgmt
For
For
For
23
Elect Rebecca WU Chung-Fern
Mgmt
For
For
For
24
Elect CHEN Tain-Jy
Mgmt
For
For
For
25
Elect CHOU Yun-Tsai
Mgmt
For
For
For
26
Restrictions for CHEN Tain-Jy
Mgmt
For
For
For
27
Restrictions for LEE Jih-Chu
Mgmt
For
For
For
28
Non-Voting Meeting Note
N/A
N/A
N/A
N/A
           
           
           
Cnooc Ltd.
         
Ticker
Security ID:
Meeting Date
Meeting Status
 
CINS Y1662W117
05/24/2013
Voted
 
Meeting Type
Country of Trade
       
Annual
Hong Kong
       
Issue No.
Description
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
1
Non-Voting Meeting Note
N/A
N/A
N/A
N/A
2
Non-Voting Meeting Note
N/A
N/A
N/A
N/A
3
Accounts and Reports
Mgmt
For
For
For
4
Allocation of Profits/Dividends
Mgmt
For
For
For
5
Elect YANG Hua
Mgmt
For
For
For
6
Elect ZHOU Shouwei
Mgmt
For
Against
Against
7
Elect CHIU Sung Hong
Mgmt
For
For
For
8
Directors' Fees
Mgmt
For
For
For
9
Appointment of Auditor and Authority to Set Fees
Mgmt
For
For
For
10
Authority to Repurchase Shares
Mgmt
For
For
For
11
Authority to Issue Shares w/o Preemptive Rights
Mgmt
For
Against
Against
12
Authority to Issue Repurchased Shares
Mgmt
For
Against
Against
           
           
           
Cnooc Ltd.
         
Ticker
Security ID:
Meeting Date
Meeting Status
 
CINS Y1662W117
11/21/2012
Voted
 
Meeting Type
Country of Trade
       
Special
Hong Kong
       
Issue No.
Description
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
1
Non-Voting Meeting Note
N/A
N/A
N/A
N/A
2
Non-Voting Meeting Note
N/A
N/A
N/A
N/A
3
Revised Annual Caps of Framework Agreement
Mgmt
For
For
For
           
           
           
Formosa International Hotels
       
Ticker
Security ID:
Meeting Date
Meeting Status
 
CINS Y2603W109
06/28/2013
Voted
 
Meeting Type
Country of Trade
       
Annual
Taiwan
       
Issue No.
Description
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
1
Non-Voting Meeting Note
N/A
N/A
N/A
N/A
2
Non-Voting Agenda Item
N/A
N/A
N/A
N/A
3
Non-Voting Agenda Item
N/A
N/A
N/A
N/A
4
Non-Voting Agenda Item
N/A
N/A
N/A
N/A
5
Accounts and Reports
Mgmt
For
For
For
6
Allocation of Profits/Dividends
Mgmt
For
For
For
7
Capitalization of Profits and Issuance of New Shares
Mgmt
For
For
For
8
Amendments to Procedural Rules: Capital Loans and Endorsements/Guarantees
Mgmt
For
For
For
9
Amendments to Procedural Rules: Shareholder Meetings
Mgmt
For
For
For
10
Extraordinary motions
Mgmt
For
Against
Against
           
           
           
Fosun International Ltd.
       
Ticker
Security ID:
Meeting Date
Meeting Status
 
CINS Y2618Y108
05/22/2013
Voted
 
Meeting Type
Country of Trade
       
Annual
China
       
Issue No.
Description
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
1
Non-Voting Meeting Note
N/A
N/A
N/A
N/A
2
Non-Voting Meeting Note
N/A
N/A
N/A
N/A
3
Accounts and Reports
Mgmt
For
For
For
4
Allocation of Profits/Dividends
Mgmt
For
For
For
5
Elect GUO Guangchang
Mgmt
For
For
For
6
Elect DING Guoqi
Mgmt
For
For
For
7
Elect ZHANG Shengman
Mgmt
For
For
For
8
Elect Andrew Y. YAN
Mgmt
For
Against
Against
9
Directors' Fees
Mgmt
For
For
For
10
Appointment of Auditor and Authority to Set Fees
Mgmt
For
For
For
11
Authority to Repurchase Shares
Mgmt
For
For
For
12
Authority to Issue Shares w/o Preemptive Rights
Mgmt
For
Against
Against
13
Authority to Issue Repurchased Shares
Mgmt
For
Against
Against
14
Non-Voting Meeting Note
N/A
N/A
N/A
N/A
           
           
           
Fubon Financial Holding Co. Ltd.
       
Ticker
Security ID:
Meeting Date
Meeting Status
 
CINS Y26528102
06/14/2013
Voted
 
Meeting Type
Country of Trade
       
Annual
Taiwan
       
Issue No.
Description
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
1
Non-Voting Meeting Note
N/A
N/A
N/A
N/A
2
Non-Voting Meeting Note
N/A
N/A
N/A
N/A
3
Non-Voting Agenda Item
N/A
N/A
N/A
N/A
4
Non-Voting Agenda Item
N/A
N/A
N/A
N/A
5
Non-Voting Agenda Item
N/A
N/A
N/A
N/A
6
Non-Voting Agenda Item
N/A
N/A
N/A
N/A
7
Non-Voting Agenda Item
N/A
N/A
N/A
N/A
8
Accounts and Reports
Mgmt
For
For
For
9
Allocation of Profits/Dividends
Mgmt
For
For
For
10
Authority to Issue Shares w/ or w/o Preemptive Rights
Mgmt
For
For
For
11
Non-compete Restrictions for Directors
Mgmt
For
Against
Against
12
Non-compete Restrictions for Directors
Mgmt
For
Against
Against
13
Non-compete Restrictions for Directors
Mgmt
For
Against
Against
           
           
           
GCL-Poly Energy Holdings Ltd.
       
Ticker
Security ID:
Meeting Date
Meeting Status
 
CINS G3774X108
05/31/2013
Voted
 
Meeting Type
Country of Trade
       
Annual
Cayman Islands
       
Issue No.
Description
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
1
Non-Voting Meeting Note
N/A
N/A
N/A
N/A
2
Non-Voting Meeting Note
N/A
N/A
N/A
N/A
3
Accounts and Reports
Mgmt
For
For
For
4
Elect SHU Hua
Mgmt
For
For
For
5
Elect YU Bao Dong
Mgmt
For
For
For
6
Elect ZHOU Yuan
Mgmt
For
For
For
7
Elect Raymond HO Chung Tai
Mgmt
For
For
For
8
Elect XUE Zhong Su
Mgmt
For
Against
Against
9
Directors' Fees
Mgmt
For
For
For
10
Appointment of Auditor and Authority to Set Fees
Mgmt
For
For
For
11
Authority to Issue Shares w/o Preemptive Rights
Mgmt
For
Against
Against
12
Authority to Repurchase Shares
Mgmt
For
For
For
13
Authority to Issue Repurchased Shares
Mgmt
For
Against
Against
           
           
           
Great Wall Motor Co., Ltd.
       
Ticker
Security ID:
Meeting Date
Meeting Status
 
CINS Y2882P106
05/10/2013
Voted
 
Meeting Type
Country of Trade
       
Annual
China
       
Issue No.
Description
Proponent
Mgmt Rec
Vote Cast
For/Agnst Mgmt
1
Non-Voting Meeting Note
N/A
N/A
N/A