UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
SCHEDULE 13D
Under the Securities Exchange Act of 1934
If the filing person has previously filed a statement on Schedule 13G to report the acquisition which is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1(e), (f) or (g), check the following box o
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1. | NAMES OF REPORTING PERSON:
SEI, Inc. S.S. or I.R.S. Identification No. of Above Individual (optional): N/A |
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2. | CHECK THE APPROPRIATE BOX IF A MEMBER OF
A GROUP: |
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(a) o | |||||||||||
(b) þ | |||||||||||
3. | SEC USE ONLY | ||||||||||
4. | SOURCE OF FUNDS: | ||||||||||
WC | |||||||||||
5. | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e): | ||||||||||
o | |||||||||||
6. | CITIZENSHIP OR PLACE OF ORGANIZATION: | ||||||||||
Nevada | |||||||||||
7. | SOLE VOTING POWER: | ||||||||||
NUMBER OF | 0 | ||||||||||
SHARES | 8. | SHARED VOTING POWER: | |||||||||
BENEFICIALLY | |||||||||||
OWNED BY | 2,853,700 | ||||||||||
EACH | 9. | SOLE DISPOSITIVE POWER: | |||||||||
REPORTING | |||||||||||
PERSON | 0 | ||||||||||
WITH: | 10. | SHARED DISPOSITIVE POWER: | |||||||||
2,853,700 | |||||||||||
11. | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON: | ||||||||||
2,853,700 | |||||||||||
12. | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES: | ||||||||||
o | |||||||||||
13. | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11): | ||||||||||
5.9% | |||||||||||
14. | TYPE OF REPORTING PERSON: | ||||||||||
CO |
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ITEM 1. | Security and Issuer |
ITEM 2. | Identity and Background |
(a) | SEI, Inc. (f/k/a Retail Ventures, Inc.), a Nevada corporation. | ||
(b) | 1800 Moler Road, Columbus, Ohio 43207 | ||
(c) | Not applicable. | ||
(d) | Criminal convictions: Not applicable. | ||
(e) | Civil proceedings: Not applicable. | ||
(f) | Citizenship: Not applicable. |
ITEM 3. | Source and Amount of Funds or Other Consideration |
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76128Y 10 2 |
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ITEM 5. | Interest in Securities of the Issuer |
(a) | SEI, Inc. owns 2,853,700 shares of the Companys Common Stock, representing 5.9% of the outstanding shares. Mr. Schottenstein is the Chairman of SEI, Inc. | ||
In addition, Mr. Schottenstein beneficially owns 32,715,768 shares of the Companys Common Stock in the aggregate, representing 55.4% of the outstanding shares. This includes (i) 195,300 shares of Common Stock beneficially owned by Mr. Schottenstein individually; (ii) 9,593,333 shares of the Companys Common Stock beneficially owned by Schottenstein Stores Corporation (Mr. Schottenstein serves as a director, Chairman of the Board, President and Chief Executive Officer of Schottenstein Stores Corporation); (iii) 20,020,935 shares of the Companys Common Stock beneficially owned by Schottenstein RVI, LLC (Mr. Schottenstein serves as the manager of Schottenstein RVI, LLC); and (iv) 52,500 shares of Common Stock owned by Glosser Brothers Acquisition, Inc., (Mr. Schottenstein serves as Chairman and President and Mr. Schottenstein expressly disclaims beneficial ownership of these shares). | |||
SEI, Inc. disclaims beneficial ownership other than the 2,853,700 shares of the Companys Common Stock that it holds directly and is the subject of this Schedule 13D. | |||
(b) | SEI, Inc. has shared power to vote and dispose of 2,853,700 shares. Jay L. Schottenstein is the Chairman and Chief Executive Officer of SEI, Inc. | ||
(c) | Transactions effected by SEI, Inc. during the past 60 days: |
Date | Shares Purchased | Purchase Price* | ||||||
12/12/08 |
1,331,300 | $ | 1.30 | |||||
12/15/08 |
1,025,000 | $ | 2.02 |
* | Represents a weighted average of the purchase price of the shares purchased on the open market. |
(d) | N/A. | ||
(e) | N/A. |
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76128Y 10 2 |
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ITEM 6. | Contracts, Arrangements, Understandings or Relationships with Respect to Securities of the Issuer |
ITEM 7. | Material to Be Filed as Exhibits |
SEI, INC. |
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DATED: December 16, 2008 | By: | /s/ Thomas R. Ketteler | ||
Thomas R. Ketteler, Vice President and Treasurer |
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