Wachovia Corporation |
Wachovia Capital Trust III |
|
(Exact name of registrant as specified in its charter) |
(Exact name of registrant as specified in its charter) |
North Carolina | Delaware | |
(State of Incorporation or Organization) | (State of Incorporation or Organization) |
56-0898180 | 20-6807767 | |
(IRS Employer Identification No.) |
(IRS Employer Identification No.) |
One Wachovia Center Charlotte, North Carolina (Address of principal executive offices) |
c/o Wachovia Corporation One Wachovia Center Charlotte, North Carolina (Address of principal executive offices) |
28288-0013 | 28288-0013 | |
(Zip Code) | (Zip Code) |
Title of each class to be so registered |
Name of each exchange on which each class is to be registered |
|
5.80% Fixed-to Floating Rate Normal Wachovia Income Trust Securities of Wachovia Capital Trust III |
New York Stock Exchange |
4.1 | Certificate of Trust of Wachovia Capital Trust III (incorporated by reference to Exhibit 4.3 of the Registration Statement) | |||||
4.2 | Trust Agreement of Wachovia Capital Trust III (incorporated by reference to Exhibit 4.4 of the Registration Statement) | |||||
4.3 | Form of Base Indenture between Wachovia and U.S. Bank National Association, as Trustee (incorporated by reference to Exhibit 4.1 of the Registration Statement) | |||||
4.4 | First Supplemental Indenture between Wachovia and U.S. Bank National Association, as Trustee (incorporated by reference to Exhibit 4.2 of the Report on Form 8-K of Wachovia Corporation dated February 1, 2006) | |||||
4.5 | Form of Amended and Restated Trust Agreement of Wachovia Capital Trust III (incorporated by reference to Exhibit 4.5 of the Registration Statement) | |||||
4.6 | Form of Normal WITS Certificate (incorporated by reference to Exhibit 4.11 of the Registration Statement) | |||||
4.7 | Stock Purchase Contract Agreement between Wachovia and Wachovia Capital Trust III, acting through U.S. Bank National Association, as Property Trustee (incorporated by reference to Exhibit 4.3 of the Report on Form 8-K of Wachovia Corporation dated February 1, 2006) | |||||
4.8 | Form of Guarantee Agreement by and between Wachovia Corporation, as Guarantor and U.S. Bank National Association, as Guarantee Trustee (incorporated by reference to Exhibit 4.7 of the Registration Statement) | |||||
4.9 | Articles of Amendment of Wachovia Corporation with respect to Series I, Class A Preferred Stock dated January 30, 2006 (incorporated by reference to Exhibit 4.1 of the Report on Form 8-K of Wachovia Corporation dated February 1, 2006) |
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WACHOVIA CORPORATION |
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By: | /s/ Ross E. Jeffries, Jr. | |||
Name: | Ross E. Jeffries, Jr. | |||
Title: | Senior Vice President | |||
WACHOVIA CAPITAL TRUST III |
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By: | /s/ Thomas J. Wurtz | |||
Name: | Thomas J. Wurtz | |||
Title: | Administrative Trustee | |||
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4.1
|
Certificate of Trust of Wachovia Capital Trust III (incorporated by reference to Exhibit 4.3 of the Registration Statement) | |
4.2
|
Trust Agreement of Wachovia Capital Trust III (incorporated by reference to Exhibit 4.4 of the Registration Statement) | |
4.3
|
Form of Base Indenture between Wachovia and U.S. Bank National Association, as Trustee (incorporated by reference to Exhibit 4.1 of the Registration Statement) | |
4.4
|
First Supplemental Indenture between Wachovia and U.S. Bank National Association, as Trustee (incorporated by reference to Exhibit 4.2 of the Report on Form 8-K of Wachovia Corporation dated February 1, 2006) | |
4.5
|
Form of Amended and Restated Trust Agreement of Wachovia Capital Trust III (incorporated by reference to Exhibit 4.5 of the Registration Statement) | |
4.6
|
Form of Normal WITS Certificate (incorporated by reference to Exhibit 4.11 of the Registration Statement) | |
4.7
|
Stock Purchase Contract Agreement between Wachovia and Wachovia Capital Trust III, acting through U.S. Bank National Association, as Property Trustee (incorporated by reference to Exhibit 4.3 of the Report on Form 8-K of Wachovia Corporation dated February 1, 2006) | |
4.8
|
Form of Guarantee Agreement by and between Wachovia Corporation, as Guarantor and U.S. Bank National Association, as Guarantee Trustee (incorporated by reference to Exhibit 4.7 of the Registration Statement) | |
4.9
|
Articles of Amendment of Wachovia Corporation with respect to Series I, Class A Preferred Stock dated January 30, 2006 (incorporated by reference to Exhibit 4.1 of the Report on Form 8-K of Wachovia Corporation dated February 1, 2006) |
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