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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the
Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): December 4, 2006
NAVISTAR INTERNATIONAL CORPORATION
(Exact name of registrant as specified in its charter)
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Delaware
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1-9618
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36-3359573 |
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(State or other jurisdiction of
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(Commission File No.)
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(I.R.S. Employer |
incorporation or organization)
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Identification No.) |
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4201 Winfield Road, P.O. Box 1488, Warrenville, Illinois
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60555 |
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(Address of principal executive offices)
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(Zip Code) |
Registrants telephone number, including area code (630) 753-5000
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the
filing obligation of the registrant under any of the following provisions:
o Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
o Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
o Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
o Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act
(17 CFR 240.13e-4(c))
TABLE OF CONTENTS
PAGE 2
ITEM 2.02 RESULTS OF OPERATIONS AND FINANCIAL CONDITION
On
November 30, 2006 Navistar International Corporation (the company) filed a Current Report
on Form 8-K announcing that Terry M. Endsley, Senior Vice President and Treasurer, will make a
presentation at Banc of America Securities 2006 Credit Conference at 4:40 p.m. ET on Monday,
December 4, 2006. Copies of the slides containing selected results of operations and other
information about the company to be used as part of the presentation are attached as Exhibit 99.1
to this Report and incorporated herein by reference.
ITEM 9.01 FINANCIAL STATEMENTS AND EXHIBITS
The following Exhibits is deemed to be filed under the Securities Exchange Act of 1934, as amended.
(d) Exhibits
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Exhibit |
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No. |
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Description |
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99.1
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Slide Presentation for the web cast to be
held on December 4, 2006
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E-1 |
Forward Looking Statements
Information provided and statements contained in the presentation that are not purely historical
are forward -looking statements within the meaning of Section 27A of the Securities Act, Section
21E of the Exchange Act, and the Private Securities Litigation Reform Act of 1995. Such
forward-looking statements only speak as of the date of the presentation and the company assumes no
obligation to update the information included in the presentation. Such forward-looking statements
include information concerning our possible or assumed future results of operations, including
descriptions of our business strategy. These statements often include words such as believe,
expect, anticipate, intend, plan, estimate or similar expressions. These statements are
not guarantees of performance or results and they involve risks, uncertainties and assumptions ,
including the risk of continued delay in the completion of our financial statements and the
consequences thereof, the availability of funds, either through cash on hand or the companys other
liquidity sources, to repay any amounts due should any of the companys debt become accelerated,
and decisions by suppliers and other vendors to restrict or eliminate customary trade and other
credit terms for the companys future orders and other services, which would require the company to
pay cash and which could have a material adverse effect on the companys liquidity position and
financial condition. Although we believe that these forward-looking statements are based on
reasonable assumptions, there are many factors that could affect our actual financial results or
results of operations and could cause actual results to differ materially from those in the
forward-looking statements. For a further description of these factors, see Exhibit 99.1 to our
Form 8-K filed on April 12, 2006. In addition, the financial information presented in the
presentation is preliminary and unaudited and is subject to change based on the completion of our
on-going review of accounting matters, the completion of our fiscal year 2006 annual financial
statements and the completion of the restatement of our financial results for the fiscal years 2002
through 2004 and for the first nine months of fiscal 2005. It is likely that the process of
restating the prior year financial statements will require changes to the companys financial
statements for 2005 and 2006 due to revised application of certain accounting principles and
methodologies that, individually or in the aggregate, may be material.
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused
this report to be signed on its behalf by the undersigned hereunto duly authorized.
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NAVISTAR
INTERNATIONAL CORPORATION
Registrant
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Date: December 4, 2006 |
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/s/William A. Caton
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William A. Caton |
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Executive Vice President and Chief Financial Officer |
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