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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the
Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): September 13, 2006
NAVISTAR INTERNATIONAL CORPORATION
(Exact name of registrant as specified in its charter)
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Delaware
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1-9618
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36-3359573 |
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(State or other jurisdiction of
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(Commission File No.)
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(I.R.S. Employer |
incorporation or organization)
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Identification No.) |
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4201 Winfield Road, P.O. Box 1488, Warrenville, Illinois
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60555 |
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(Address of principal executive offices)
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(Zip Code) |
Registrants telephone number, including area code (630) 753-5000
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the
filing obligation of the registrant under any of the following provisions:
o Written communications pursuant to Rule 425 under the Securities Act
o Soliciting material pursuant to Rule 14a-12 under the Exchange Act
o Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act
o Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act
TABLE OF CONTENTS
PAGE 2
ITEM 2.02. RESULTS OF OPERATIONS AND FINANCIAL CONDITION
In
accordance with General Instruction B.2. to Form 8-K, the following
information shall not be deemed filed for purposes of Section 18 of the Securities Act of 1934, as amended, nor shall it be deemed incorporated by reference in any filing under the Securities Act of 1933, as amended, except as shall be expressly set forth by specific reference in such a filing.
On September 13, 2006, Navistar International Corporation (the company) issued a press
release, which is attached as Exhibit 99.1 to this Report and incorporated by reference herein,
providing an update on the companys strategies and achievements, along with an outlook for 2006.
The company also announced that certain executives of the company will hold a conference call
with analysts on Wednesday, September 13, 2006 at 10:00 AM CDT to review third quarter operating
metrics as well as provide an update on the ongoing restatement process. The call can be accessed
via the companys Web site, www.internationaldelivers.com and clicking on the link on the investor
relations page. Investors are advised to log on to the companys Web site at least 15 minutes
prior to the start of the Web cast to allow sufficient time for downloading any necessary software.
Copies of the slides containing financial and operating information to be used as part of the
conference call are attached as Exhibit 99.2 to this Report and incorporated by reference herein,
and will be available to investors on the investor relations page of the companys Web site prior
to the start of the Web cast. The Web cast will be available for replay at the same Web address
within 24 hours following its conclusion and will be available until midnight December 7, 2006.
ITEM 9.01 FINANCIAL STATEMENTS AND EXHIBITS
The
following Exhibits shall not be deemed filed under the Securities Exchange Act of 1934, as amended.
(d) Exhibits
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Exhibit No. |
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Description |
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99.1
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Press Release dated September 13, 2006
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E-1 |
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99.2
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Slide Presentation for the web cast
to be held on September 13, 2006
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E-7 |
PAGE 3
Forward Looking Statements
Information provided and statements contained in the presentation that are not purely
historical are forward -looking statements within the meaning of Section 27A of the Securities Act,
Section 21E of the Exchange Act, and the Private Securities Litigation Reform Act of 1995. Such
forward-looking statements only speak as of the date of the presentation and the company assumes no
obligation to update the information included in the presentation. Such forward-looking statements
include information concerning our possible or assumed future results of operations, including
descriptions of our business strategy. These statements often include words such as believe,
expect, anticipate, intend, plan, estimate or similar expressions. These statements are
not guarantees of performance or results and they involve risks, uncertainties and assumptions,
including the risk of continued delay in the completion of our financial statements and the
consequences thereof, the availability of funds, either through cash on hand or the companys other
liquidity sources, to repay any amounts due should any of the companys debt become accelerated,
and decisions by suppliers and other vendors to restrict or eliminate customary trade and other
credit terms for the companys future orders and other services, which would require the company to
pay cash and which could have a material adverse effect on the companys liquidity position and
financial condition. Although we believe that these forward-looking statements are based on
reasonable assumptions, there are many factors that could affect our actual financial results or
results of operations and could cause actual results to differ materially from those in the
forward-looking statements. For a further description of these factors, see Exhibit 99.1 to our
Form 8-K filed on April 12, 2006. In addition, until the previously announced review by the
company of its accounts is concluded, no assurance can be given with respect to the financial
statement adjustments, impacts and period resulting from such review, if any, nor can there be any
assurance that additional adjustments to the financial statements of the company will not be
identified.
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused
this report to be signed on its behalf by the undersigned hereunto duly authorized.
NAVISTAR INTERNATIONAL CORPORATION
Registrant
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Date: September 13, 2006
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/s/William A. Caton
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William A. Caton |
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Executive Vice President and Chief Financial Officer |