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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of
The Securities Exchange Act of 1934
Date of Report (Date of earliest event reported)
November 16, 2006 (November 13, 2006)
Introgen Therapeutics, Inc.
(Exact name of registrant as specified in its charter)
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Delaware
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0-21291
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74-2704230 |
(State or other jurisdiction of
incorporation)
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(Commission File Number)
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(IRS Employer
Identification No.) |
301 Congress Avenue, Suite 1850
Austin, Texas 78701
(Address of principal executive offices, including zip code)
(512) 708-9310
(Registrants telephone number, including area code)
(Former name or former address, if changed since last report)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the
filing obligation of the registrant under any of the following provisions:
o Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
o Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
o Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
o Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Item 1.01. Entry into a Material Definitive Agreement.
On November 13, 2006, Introgen Therapeutics, Inc. (the Company) entered into a patent and
technology license agreement (the Agreement) with The University of Texas M. D. Anderson Cancer
Center (M. D. Anderson) and the Board of Regents of The University of Texas System (the Board of
Regents) under which the Company obtained from the Board of Regents a royalty-bearing, exclusive,
worldwide license to commercialize a portfolio of patents, a patent application, and, among other
things, any derivations thereof (collectively, the Licensed Technology) pertaining to the
delivery of biologically active proteins, polypeptides and peptides to targeted cells via novel
nanoparticle delivery complexes. Until such time as the Licensed Technology expires or is revoked
or invalidated, or the Agreement is earlier terminated in accordance with its terms, the Company
has certain rights to, among other things, exploit the Licensed Technology.
In consideration of the rights granted by the Board of Regents, the Company agreed to
reimburse certain of M. D. Andersons expenses relating to the Licensed Technology and pay M. D.
Anderson certain license fees and royalties on sales of products utilizing the Licensed Technology.
Additionally, M. D. Anderson and the Board of Regents retain certain rights to publish research
related to, and use for certain non-commercial purposes, the Licensed Technology.
The Company sponsors research conducted at M. D. Anderson to further the development of
technologies that have potential commercial viability. Through these sponsored research
agreements, the Company has access to M. D. Andersons resources and expertise for the development
of the Companys technologies and has the option to license future technologies from M. D. Anderson
and the Board of Regents. The Company is also party to other agreements with M. D. Anderson and
the Board of Regents to commercialize products based on technologies licensed to the Company. The
Board of Regents owns stock in the Company.
On
November 16, 2006, the Company issued a press release announcing
that it had obtained the exclusive license to the portfolio of
patents discussed above. A copy of the press release is being filed
as Exhibit 99.1 to this Current Report on Form 8-K and incorporated
herein.
Item 9.01. Financial Statements and Exhibits.
(d) Exhibits.
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Exhibit No. |
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Description |
99.1
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Press Release dated November 16, 2006. |
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly
caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
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INTROGEN THERAPEUTICS, INC.
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By: |
/s/ James W. Albrecht, Jr.
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James W. Albrecht, Jr. |
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Chief Financial Officer |
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Date: November 16, 2006
EXHIBIT INDEX
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Exhibit No. |
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Description |
99.1
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Press Release dated November 16, 2006. |