Prospectus Supplement No. 6 | Filed pursuant to Rule 424(b)(3) | |
(To Prospectus dated January 8, 2004) | Registration No. 333-111460 |
$400,000,000
FAIR ISAAC CORPORATION
1.5% Senior Convertible Notes Due August 15, 2023
This prospectus supplement relates to the resale by the holders of the notes and the shares of our common stock issuable upon conversion of the notes. We will not receive any of the proceeds from the sale of the notes or the underlying shares of common stock by any of the selling securityholders.
You should read this prospectus supplement together with the accompanying prospectus dated January 8, 2004. The terms of the notes are set forth in the accompanying prospectus.
The table below sets forth additional information concerning beneficial ownership of the notes and supplements and amends the table appearing under Selling Securityholders beginning on page 48 of the accompanying prospectus. To the extent that a selling securityholder is listed in both the table below and in the table appearing in the accompanying prospectus, the information set forth below regarding such selling securityholder supersedes the information in the accompanying prospectus.
Principal | ||||||||||||||||||||
Principal | Shares of | Common Stock | Amount of | |||||||||||||||||
Amount of | Common Stock Owned | Offered Upon | Notes Owned After | Common Stock Owned | ||||||||||||||||
Notes Owned | Upon Conversion of | Conversion of | Completion of | After Completion of | ||||||||||||||||
Name |
and Offered |
Notes(1)(2) |
Notes(1)(2) |
Offering(3) |
Offering(2)(3) |
|||||||||||||||
AIG DKR SoundShore Holdings
Ltd. |
$ | 1,312,000 | 29,850 | 29,850 | 0 | 0 | ||||||||||||||
AIG DKR SoundShore
Opportunity Holding Fund Ltd. |
923,000 | 20,999 | 20,999 | 0 | 0 | |||||||||||||||
AIG DKR SoundShore Strategic
Holding Fund Ltd. |
565,000 | 12,854 | 12,854 | 0 | 0 | |||||||||||||||
Advent Convertible Master
(Cayman) L.P. |
10,640,000 | 242,079 | 242,079 | 0 | 0 | |||||||||||||||
Advisory Convertible Arbitrage
Fund (I) L.P. |
500,000 | 11,375 | 11,375 | 0 | 0 | |||||||||||||||
Alcon Laboratories |
452,000 | 10,283 | 10,283 | 0 | 0 | |||||||||||||||
Alexandra Global Master
Fund Ltd. |
15,000,000 | 341,277 | 341,277 | 0 | 0 | |||||||||||||||
Allentown City Firefighters
Pension Plan |
13,000 | 295 | 295 | 0 | 0 |
Principal | ||||||||||||||||||||
Principal | Shares of | Common Stock | Amount of | |||||||||||||||||
Amount of | Common Stock Owned | Offered Upon | Notes Owned After | Common Stock Owned | ||||||||||||||||
Notes Owned | Upon Conversion of | Conversion of | Completion of | After Completion of | ||||||||||||||||
Name |
and Offered |
Notes(1)(2) |
Notes(1)(2) |
Offering(3) |
Offering(2)(3) |
|||||||||||||||
Allentown City Officers &
Employees Pension Fund |
$ | 15,000 | 341 | 341 | 0 | 0 | ||||||||||||||
Allentown City Police Pension
Plan |
22,000 | 500 | 500 | 0 | 0 | |||||||||||||||
Allstate Insurance Company |
1,500,000 | 34,127 | 34,127 | 0 | 31,549 | (4) | ||||||||||||||
Alpha US Sub Fund 4 LLC |
464,000 | 10,556 | 10,556 | 0 | 0 | |||||||||||||||
Arapahoe County Colorado |
57,000 | 1,296 | 1,296 | 0 | 0 | |||||||||||||||
Arkansas PERS |
2,000,000 | 45,503 | 45,503 | 0 | 0 | |||||||||||||||
Arlington County Employees
Retirement System |
781,000 | 17,769 | 17,769 | 0 | 0 | |||||||||||||||
Asante Health Systems |
116,000 | 2,639 | 2,639 | 0 | 0 | |||||||||||||||
Bank Austria Cayman
Islands, Ltd. |
2,500,000 | 56,879 | 56,879 | 0 | 0 | |||||||||||||||
Beamtenversicherungskasse
des Kantons Zurich |
4,000,000 | 91,007 | 91,007 | 0 | 0 | |||||||||||||||
Bear, Stearns & Co. Inc. |
1,000,000 | 22,751 | 22,751 | 0 | 0 | |||||||||||||||
Bernische
Lehrerversicherungskasse |
450,000 | 10,238 | 10,238 | 0 | 0 | |||||||||||||||
Black Diamond Convertible
Offshore LDC |
1,306,000 | 29,713 | 29,713 | 0 | 0 | |||||||||||||||
Black Diamond Offshore Ltd. |
729,000 | 16,586 | 16,586 | 0 | 0 | |||||||||||||||
Boilermakers Blacksmith Pension
Trust |
1,700,000 | 38,678 | 38,678 | 0 | 0 | |||||||||||||||
British Virgin Islands Social
Security Board |
103,000 | 2,343 | 2,343 | 0 | 0 | |||||||||||||||
CNH CA Master Account, L.P. |
1,500,000 | 34,127 | 34,127 | 0 | 0 | |||||||||||||||
CALAMOS® Convertible
Fund CALAMOS®
Investment Trust |
7,400,000 | 168,363 | 168,363 | 0 | 0 | |||||||||||||||
Chrysler Corporation Master
Retirement Trust |
4,530,000 | 103,065 | 103,065 | 0 | 0 | |||||||||||||||
Citadel Credit Trading Ltd. |
55,000 | 1,251 | 1,251 | 0 | 0 | |||||||||||||||
Citadel Equity Fund Ltd. |
3,445,000 | 78,379 | 78,379 | 0 | 0 | |||||||||||||||
City and County of San Francisco
Retirement System |
1,728,000 | 39,315 | 39,315 | 0 | 0 | |||||||||||||||
City of New Orleans |
238,000 | 5,414 | 5,414 | 0 | 0 | |||||||||||||||
City University of New York |
175,000 | 3,981 | 3,981 | 0 | 0 | |||||||||||||||
Convertible Securities Fund |
90,000 | 2,047 | 2,047 | 0 | 0 |
S-2
Principal | ||||||||||||||||||||
Principal | Shares of | Common Stock | Amount of | |||||||||||||||||
Amount of | Common Stock Owned | Offered Upon | Notes Owned After | Common Stock Owned | ||||||||||||||||
Notes Owned | Upon Conversion of | Conversion of | Completion of | After Completion of | ||||||||||||||||
Name |
and Offered |
Notes(1)(2) |
Notes(1)(2) |
Offering(3) |
Offering(2)(3) |
|||||||||||||||
Credit Lyonnais Securities
(USA) Inc. |
$ | 4,000,000 | 91,007 | 91,007 | 0 | 0 | ||||||||||||||
Credit Suisse First Boston LLC |
1,830,000 | 41,635 | 41,635 | 0 | 0 | |||||||||||||||
DB Equity Opportunities
Master Portfolio Ltd. |
3,000,000 | 68,255 | 68,255 | 0 | 0 | |||||||||||||||
DBAG London |
5,250,000 | 119,446 | 119,446 | 0 | 0 | |||||||||||||||
DaimlerChrysler Corp
Emp. # 1 Pension Plan,
Dtd 4/1/89 |
3,470,000 | 78,948 | 78,948 | 0 | 0 | |||||||||||||||
Deam Convertible Arbitrage |
1,500,000 | 34,127 | 34,127 | 0 | 0 | |||||||||||||||
Delaware PERS |
2,200,000 | 50,053 | 50,053 | 0 | 0 | |||||||||||||||
Delaware Public Employees
Retirement System |
1,813,000 | 41,249 | 41,249 | 0 | 0 | |||||||||||||||
Delta Airlines Master Trust |
555,000 | 12,627 | 12,627 | 0 | 0 | |||||||||||||||
Delta Air Lines Master Trust
CV |
1,870,000 | 42,545 | 42,545 | 0 | 0 | |||||||||||||||
Delta Pilots Disability &
Survivorship Trust CV |
905,000 | 20,590 | 20,590 | 0 | 0 | |||||||||||||||
Deutsche Bank Securities Inc. |
7,000,000 | 159,262 | 159,262 | 0 | 0 | |||||||||||||||
Double Black Diamond
Offshore LDC |
3,825,000 | 87,025 | 87,025 | 0 | 0 | |||||||||||||||
Duke Endowment |
330,000 | 7,508 | 7,508 | 0 | 0 | |||||||||||||||
Exis Differential Holdings Ltd. |
1,000,000 | 22,751 | 22,751 | 0 | 0 | |||||||||||||||
F. R. Convt. Sec. Fn. |
225,000 | 5,119 | 5,119 | 0 | 0 | |||||||||||||||
Family Service Life
Insurance Co. |
200,000 | 4,550 | 4,550 | 0 | 0 | |||||||||||||||
Fore Convertible MasterFund
Ltd. |
17,000,000 | 386,780 | 386,780 | 0 | 0 | |||||||||||||||
Franklin and Marshall College |
270,000 | 6,142 | 6,142 | 0 | 0 | |||||||||||||||
FrontPoint Convertible Arbitrage
Fund, L.P. |
2,000,000 | 45,503 | 45,503 | 0 | 0 | |||||||||||||||
Gaia Offshore Master Fund Ltd. |
3,170,000 | 72,123 | 72,123 | 0 | 0 | |||||||||||||||
Gemini Sammelstiftung zur
Forderung der Personalvorsorge |
150,000 | 3,412 | 3,412 | 0 | 0 | |||||||||||||||
Genesys Regional Medical Center |
160,000 | 3,640 | 3,640 | 0 | 0 | |||||||||||||||
Global Bermuda Limited
Partnership |
3,000,000 | 68,225 | 68,225 | 0 | 0 | |||||||||||||||
Goldman Sachs & Co. |
1,316,000 | 29,941 | 29,941 | 0 | 200,654 | (5) |
S-3
Principal | ||||||||||||||||||||
Principal | Shares of | Common Stock | Amount of | |||||||||||||||||
Amount of | Common Stock Owned | Offered Upon | Notes Owned After | Common Stock Owned | ||||||||||||||||
Notes Owned | Upon Conversion of | Conversion of | Completion of | After Completion of | ||||||||||||||||
Name |
and Offered |
Notes(1)(2) |
Notes(1)(2) |
Offering(3) |
Offering(2)(3) |
|||||||||||||||
Grady Hospital Foundation |
$ | 155,000 | 3,526 | 3,526 | 0 | 0 | ||||||||||||||
Guardian Life Insurance Co. |
7,200,000 | 163,812 | 163,812 | 0 | 0 | |||||||||||||||
Guggenheim Portfolio Company
VIII, LLC |
5,000,000 | 113,759 | 113,759 | 0 | 0 | |||||||||||||||
Guggenheim Portfolio Co.
XV, LLC |
550,000 | 12,513 | 12,513 | 0 | 0 | |||||||||||||||
HBK Master Fund L.P. |
19,500,000 | 443,660 | 443,660 | 0 | 5,700 | |||||||||||||||
Hfr Arbitrage Fund |
524,000 | 11,921 | 11,921 | 0 | 0 | |||||||||||||||
Highbridge International LLC |
40,000,000 | 910,072 | 910,072 | 0 | 0 | |||||||||||||||
ICI American Holdings Trust |
500,000 | 11,375 | 11,375 | 0 | 0 | |||||||||||||||
ING Convertible Fund |
2,000,000 | 45,503 | 45,503 | 0 | 0 | |||||||||||||||
ING VP Convertible Fund |
30,000 | 682 | 682 | 0 | 0 | |||||||||||||||
Independence Blue Cross |
400,000 | 9,100 | 9,100 | 0 | 0 | |||||||||||||||
JMG Capital Partners, LP |
16,000,000 | 364,028 | 364,028 | 0 | 0 | |||||||||||||||
Jefferies Umbrella Fund Global
Convertible Bonds |
1,050,000 | 23,889 | 23,889 | 0 | 0 | |||||||||||||||
Jefferies Umbrella Fund US
Convertible Bonds |
200,000 | 4,550 | 4,550 | 0 | 0 | |||||||||||||||
KBC Financial Products
USA Inc. |
3,100,000 | 70,530 | 70,530 | 0 | 0 | |||||||||||||||
Lakeshore International Limited |
12,000,000 | 273,021 | 273,021 | 0 | 0 | |||||||||||||||
Lighthouse Multi-Strategy
Master Fund LP |
450,000 | 10,238 | 10,238 | 0 | 0 | |||||||||||||||
Lyxor |
1,273,000 | 28,963 | 28,963 | 0 | 0 | |||||||||||||||
Lyxor/Gaia II Fund Ltd. |
830,000 | 18,883 | 18,883 | 0 | 0 | |||||||||||||||
Lyxor/PRS Convertible
Fund Limited |
500,000 | 11,375 | 11,375 | 0 | 0 | |||||||||||||||
Lyxor/Qwest Fund Ltd. |
300,000 | 6,825 | 6,825 | 0 | 0 | |||||||||||||||
MLQA Convertible Securities
Arbitrage |
5,000,000 | 113,759 | 113,759 | 0 | 0 | |||||||||||||||
MSD TCB, LP |
2,000,000 | 45,503 | 45,503 | 0 | 0 | |||||||||||||||
Man Mac I Limited |
7,000,000 | 159,262 | 159,262 | 0 | 0 | |||||||||||||||
Man Convertible Bond Master
Fund, Ltd. |
13,600,000 | 309,424 | 309,424 | 0 | 0 | |||||||||||||||
McMahan Securities Co. L.P. |
17,000 | 386 | 386 | 0 | 0 |
S-4
Principal | ||||||||||||||||||||
Principal | Shares of | Common Stock | Amount of | |||||||||||||||||
Amount of | Common Stock Owned | Offered Upon | Notes Owned After | Common Stock Owned | ||||||||||||||||
Notes Owned | Upon Conversion of | Conversion of | Completion of | After Completion of | ||||||||||||||||
Name |
and Offered |
Notes(1)(2) |
Notes(1)(2) |
Offering(3) |
Offering(2)(3) |
|||||||||||||||
Mellon HBV Master Convertible
Arbitrage Fund LP |
$ | 1,000,000 | 22,751 | 22,751 | 0 | 0 | ||||||||||||||
Mellon HBV Master
MultiStrategy Fund LP |
250,000 | 5,687 | 5,687 | 0 | 0 | |||||||||||||||
Merrill Lynch Insurance Group |
321,000 | 7,303 | 7,303 | 0 | 0 | |||||||||||||||
Microsoft Corporation |
1,130,000 | 25,709 | 25,709 | 0 | 0 | |||||||||||||||
Mint Master Fund LP |
250,000 | 5,687 | 5,687 | 0 | 0 | |||||||||||||||
Morgan Stanley Convertible
Securities Trust |
1,750,000 | 39,815 | 39,815 | 0 | 0 | |||||||||||||||
Motion Picture Industry Health
Plan Active Member Fund |
470,000 | 10,693 | 10,693 | 0 | 0 | |||||||||||||||
Motion Picture Industry Health
Plan Retiree Member Fund |
310,000 | 7,053 | 7,053 | 0 | 0 | |||||||||||||||
Municipal Employees |
280,000 | 6,370 | 6,370 | 0 | 0 | |||||||||||||||
Munson Medical Center
Retirement Plan |
70,000 | 1,592 | 1,592 | 0 | 0 | |||||||||||||||
Munson2 Healthcare Board
Designated Operating Fund |
55,000 | 1,251 | 1,251 | 0 | 0 | |||||||||||||||
Nations Convertible Securities
Fund |
11,910,000 | 270,973 | 270,973 | 0 | 0 | |||||||||||||||
National Bank of Canada
c/o Putnam Lovell NBF
Securities Inc. |
3,000,000 | 68,255 | 68,255 | 0 | 0 | |||||||||||||||
New Orleans Firefighters
Pension/Relief Fund |
158,000 | 3,594 | 3,594 | 0 | 0 | |||||||||||||||
Nisswa Master Fund Ltd. |
3,000,000 | 68,255 | 68,255 | 0 | 0 | |||||||||||||||
OCM Convertible Trust |
3,750,000 | 85,319 | 85,319 | 0 | 0 | |||||||||||||||
OCM Global Convertible
Securities Fund DC |
230,000 | 5,232 | 5,232 | 0 | 0 | |||||||||||||||
Oakwood Assurance Company |
50,000 | 1,137 | 1,137 | 0 | 0 | |||||||||||||||
Oakwood Healthcare Inc. Funded
Depreciation |
85,000 | 1,933 | 1,933 | 0 | 0 | |||||||||||||||
Oakwood Healthcare Inc.
(Pension) |
160,000 | 3,640 | 3,640 | 0 | 0 | |||||||||||||||
Oakwood Healthcare Inc.
(Endowment) |
7,000 | 159 | 159 | 0 | 0 | |||||||||||||||
Oakwood Healthcare Inc. OHP |
13,000 | 295 | 295 | 0 | 0 | |||||||||||||||
Occidental Petroleum Corporation |
316,000 | 7,189 | 7,189 | 0 | 0 | |||||||||||||||
Ohio Bureau of Workers
Compensation |
172,000 | 3,913 | 3,913 | 0 | 0 |
S-5
Principal | ||||||||||||||||||||
Principal | Shares of | Common Stock | Amount of | |||||||||||||||||
Amount of | Common Stock Owned | Offered Upon | Notes Owned After | Common Stock Owned | ||||||||||||||||
Notes Owned | Upon Conversion of | Conversion of | Completion of | After Completion of | ||||||||||||||||
Name |
and Offered |
Notes(1)(2) |
Notes(1)(2) |
Offering(3) |
Offering(2)(3) |
|||||||||||||||
Oppenheimer Convertible
Securities Fund |
$ | 4,500,000 | 102,383 | 102,383 | 0 | 0 | ||||||||||||||
PRS Convertible Arbitrage
Master Fund |
2,000,000 | 45,503 | 45,503 | 0 | 0 | |||||||||||||||
Pacific Life Insurance
Company |
500,000 | 11,375 | 11,375 | 0 | 0 | |||||||||||||||
Park Avenue Life Insurance
Co. |
100,000 | 2,275 | 2,275 | 0 | 0 | |||||||||||||||
Partner Reinsurance Company
Ltd. |
1,585,000 | 36,061 | 36,061 | 0 | 0 | |||||||||||||||
Pensionkasse der Antalis AG |
60,000 | 1,365 | 1,365 | 0 | 0 | |||||||||||||||
Pensionkasse der Ems-Chemie
AG |
70,000 | 1,592 | 1,592 | 0 | 0 | |||||||||||||||
Pensionkasse der Ems-Dottikon
AG |
110,000 | 2,502 | 2,502 | 0 | 0 | |||||||||||||||
Pensionkasse der Rockwell
Automation AG |
70,000 | 1,592 | 1,592 | 0 | 0 | |||||||||||||||
Pensionkasse Pluss-Staufer AG |
60,000 | 1,365 | 1,365 | 0 | 0 | |||||||||||||||
Pensionkasse Vantico |
120,000 | 2,730 | 2,730 | 0 | 0 | |||||||||||||||
Personalfursorgestiftung der
Gebaudeversicherung des
Kantons Bern |
220,000 | 5,005 | 5,005 | 0 | 0 | |||||||||||||||
Personalvorsorge der PV Promea |
140,000 | 3,185 | 3,185 | 0 | 0 | |||||||||||||||
Policeman and Fireman
Retirement System of the City
of Detroit |
540,000 | 12,285 | 12,285 | 0 | 0 | |||||||||||||||
Privilege Portfolio SICAV |
5,000,000 | 113,759 | 113,759 | 0 | 0 | |||||||||||||||
Pro-mutual |
877,000 | 19,953 | 19,953 | 0 | 0 | |||||||||||||||
Prudential Insurance Co of
America |
130,000 | 2,957 | 2,957 | 0 | 0 | |||||||||||||||
Putnam Convertible Income
Growth Trust |
7,500,000 | 170,638 | 170,638 | 0 | 0 | |||||||||||||||
Pyramid Equity Strategies
Fund |
750,000 | 17,063 | 17,063 | 0 | 0 | |||||||||||||||
Quattro Fund Ltd. |
6,400,000 | 145,611 | 145,611 | 0 | 0 | |||||||||||||||
Qwest Global Convertible
Fund Ltd. |
2,250,000 | 51,191 | 51,191 | 0 | 0 | |||||||||||||||
Qwest Occupational Health Trust |
370,000 | 8,418 | 8,418 | 0 | 0 | |||||||||||||||
RBC Alternative Assets L.P. |
200,000 | 4,550 | 4,550 | 0 | 0 |
S-6
Principal | ||||||||||||||||||||
Principal | Shares of | Common Stock | Amount of | |||||||||||||||||
Amount of | Common Stock Owned | Offered Upon | Notes Owned After | Common Stock Owned | ||||||||||||||||
Notes Owned | Upon Conversion of | Conversion of | Completion of | After Completion of | ||||||||||||||||
Name |
and Offered |
Notes(1)(2) |
Notes(1)(2) |
Offering(3) |
Offering(2)(3) |
|||||||||||||||
RCG Latitude Master
Fund, Ltd. |
$ | 3,400,000 | 77,356 | 77,356 | 0 | 0 | ||||||||||||||
RCG Multi Strategy Master
Fund, Ltd. |
1,900,000 | 43,228 | 43,228 | 0 | 0 | |||||||||||||||
Ramius Capital Group |
500,000 | 11,375 | 11,375 | 0 | 0 | |||||||||||||||
Ramius Master Fund, Ltd. |
2,600,000 | 59,154 | 59,154 | 0 | 0 | |||||||||||||||
Royal Bank of Canada |
3,000,000 | 68,255 | 68,255 | 0 | 1,759 | |||||||||||||||
St. Thomas Trading, Ltd. |
26,400,000 | 600,647 | 600,647 | 0 | 0 | |||||||||||||||
Sage Capital |
3,800,000 | 48,916 | 48,916 | 0 | 0 | |||||||||||||||
Silverback Master, Ltd. |
3,500,000 | 79,631 | 79,631 | 0 | 0 | |||||||||||||||
State Employees Retirement
Fund of the State of Delaware |
2,105,000 | 47,892 | 47,892 | 0 | 0 | |||||||||||||||
State of Maryland Retirement
Agency |
3,747,000 | 85,250 | 85,250 | 0 | 0 | |||||||||||||||
State of Oregon/Equity |
6,800,000 | 154,712 | 154,712 | 0 | 0 | |||||||||||||||
State Street Bank Custodian for
GE Pension Trust |
2,260,000 | 51,419 | 51,419 | 0 | 0 | |||||||||||||||
Stonebridge Life Insurance |
1,000,000 | 22,751 | 22,751 | 0 | 0 | |||||||||||||||
Sunrise Partners Limited
Partnership |
12,400,000 | 282,122 | 282,122 | 0 | 10,861 | |||||||||||||||
Syngenta AG |
375,000 | 8,531 | 8,531 | 0 | 0 | |||||||||||||||
TD Securities (USA) Inc. |
10,000,000 | 227,518 | 227,518 | 0 | 0 | |||||||||||||||
Tag Associates |
99,000 | 2,252 | 2,252 | 0 | 0 | |||||||||||||||
Teachers Insurance and Annuity
Association of America |
17,500,000 | 398,156 | 398,156 | 0 | 0 | |||||||||||||||
The Coast Fund, L.P. |
2,000,000 | 45,503 | 45,503 | 0 | 0 | |||||||||||||||
The Grable Foundation |
88,000 | 2,002 | 2,002 | 0 | 0 | |||||||||||||||
Thomas Weisel Partners LLC |
1,700,000 | 38,678 | 38,678 | 0 | 0 | |||||||||||||||
Transamerica Life Insurance
& Annuities Co. |
17,910,000 | 407,484 | 407,484 | 0 | 0 | |||||||||||||||
Travelers Indemnity Company
Commercial Lines |
510,000 | 11,603 | 11,603 | 0 | 0 | |||||||||||||||
Travelers Indemnity Company
Personal Lines |
340,000 | 7,735 | 7,735 | 0 | 0 | |||||||||||||||
Tribeca Investments Ltd. |
2,000,000 | 45,503 | 45,503 | 0 | 0 | |||||||||||||||
Trustmark Insurance |
394,000 | 8,964 | 8,964 | 0 | 0 | |||||||||||||||
Universal Investment Gesellschaft
MBH, ref. Aventis |
1,600,000 | 36,402 | 36,402 | 0 | 0 |
S-7
Principal | ||||||||||||||||||||
Principal | Shares of | Common Stock | Amount of | |||||||||||||||||
Amount of | Common Stock Owned | Offered Upon | Notes Owned After | Common Stock Owned | ||||||||||||||||
Notes Owned | Upon Conversion of | Conversion of | Completion of | After Completion of | ||||||||||||||||
Name |
and Offered |
Notes(1)(2) |
Notes(1)(2) |
Offering(3) |
Offering(2)(3) |
|||||||||||||||
UnumProvident Corporation |
$ | 500,000 | 11,375 | 11,375 | 0 | 0 | ||||||||||||||
Victory Capital Management
as agent for the Victory
Convertible Fund |
500,000 | 11,375 | 11,375 | 0 | 0 | |||||||||||||||
Wachovia Bank National
Association |
25,000,000 | 568,795 | 568,795 | 0 | 0 | |||||||||||||||
Waterstone Market Neutral
Fund LP |
1,270,000 | 28,894 | 28,894 | 0 | 0 | |||||||||||||||
Waterstone Market Neutral
Offshore Fund Ltd. |
6,382,000 | 145,201 | 145,201 | 0 | 0 | |||||||||||||||
White River Securities L.L.C. |
1,000,000 | 22,751 | 22,751 | 0 | 0 | |||||||||||||||
Whitebox Diversified Convertible
Arbitrage Partners LP |
1,000,000 | 22,751 | 22,751 | 0 | 0 | |||||||||||||||
Worldwide Transactions Ltd. |
140,000 | 3,185 | 3,185 | 0 | 0 | |||||||||||||||
Xavex Convertible Arbitrage
5 Fund |
1,050,000 | 23,889 | 23,889 | 0 | 0 | |||||||||||||||
Xavex Convertible Arbitrage
8 Fund |
500,000 | 11,375 | 11,375 | 0 | 0 | |||||||||||||||
Zeneca Holdings Trust |
675,000 | 15,357 | 15,357 | 0 | 0 | |||||||||||||||
Zuger Kulturstiftung Landis
& Gyr |
70,000 | 1,592 | 1,592 | 0 | 0 | |||||||||||||||
Zurich Institutional Benchmark
Management c/o Quattro Fund |
1,600,000 | 36,402 | 36,402 | 0 | 0 | |||||||||||||||
1976 Distribution Trust FBO A.R
Lauder/Zinterhofer |
7,000 | 159 | 159 | 0 | 0 | |||||||||||||||
2000 Revocable Trust FBO A.R
Lauder/Zinterhofer |
7,000 | 159 | 159 | 0 | 0 |
(1) | Assumes conversion of all of the selling securityholders notes at the conversion rate of 22.7518 shares per note. However, the conversion rate is subject to adjustment as described under Description of the Notes Conversion of Notes in the accompanying prospectus. As a result, the amount of common stock issuable upon conversion of the notes may increase or decrease in the future. Assuming a conversion rate of 22.7518 shares per note, no selling securityholder will own more than 1% of our outstanding common stock upon conversion of the debentures. |
(2) | All amounts have been adjusted to reflect a three-for-two stock split that occurred on February 2, 2004. |
(3) | Assumes that all of the notes and/or all of the common stock into which the notes are convertible are sold. No selling securityholder will own more than 1% of our outstanding common stock after the offering by such securityholder. |
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(4) | Includes 19,650 shares held by Allstate Insurance Company, 1,650 shares held by Allstate New Jersey Insurance Company, 2,163 shares held by Agents Pension Plan and 8,086 shares held by Allstate Retirement Plan. |
(5) | Includes 26,219 shares of common stock issuable upon conversion of 5.25% Convertible Subordinated Notes due September 1, 2008 assuming a conversion rate of 27.03 shares per note. |
We prepared this table based on the information supplied to us by the selling securityholders named in the table prior to the date hereof. The selling securityholders listed in the above table may have sold or transferred, in transactions exempt from the registration requirements of the Securities Act, some or all of their notes since the date on which the information is presented in the above table. Information about the selling securityholders may change over time. Any changed information will be set forth in prospectus supplements to the accompanying prospectus.
Because the selling securityholders may offer all or some of their notes or the underlying common stock from time to time, we cannot estimate the amount of the notes or the underlying common stock that will be held by the selling securityholders upon the termination of any particular offering. See Plan of Distribution in the accompanying prospectus.
None of the named selling securityholders nor any of their affiliates, officers, directors or principal equity holders has held any position or office or has had any material relationship with us within the past three years.
Investing in the notes involves risks. See Risk Factors beginning on page 7 of the accompanying prospectus.
Neither the Securities and Exchange Commission nor any other federal or state securities commission or regulatory authority has approved or disapproved of these securities or determined if this prospectus supplement or the accompanying prospectus is truthful or complete. Any representation to the contrary is a criminal offense.
The date of this prospectus supplement is July 21, 2004.
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