UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
____________
SCHEDULE 13G/A
(Amendment No. 1)
Under the Securities Exchange Act of 1934
Exelixis, Inc.
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(Name of issuer)
Common Stock, par value $.001 per share
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(Title of class of securities)
30161Q104
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(CUSIP number)
December 31, 2001
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(Date of Event which requires filing of this Statement)
Check the appropriate box to designate the rule
pursuant to which this schedule is filed:
/_/ Rule 13d-1 (b)
/X/ Rule 13d-1 (c)
/_/ Rule 13d-1 (d)
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CUSIP No. 30161Q104 13G Page 2 of 10 Pages
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1 NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Deutsche Bank AG
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2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) /_/
(b) /_/
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3 SEC USE ONLY
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4 CITIZENSHIP OR PLACE OF ORGANIZATION
Federal Republic of Germany
---------------------------- ------ --------------------------------------------
NUMBER OF SHARES 5 SOLE VOTING POWER
0
------ --------------------------------------------
BENEFICIALLY OWNED BY SHARED VOTING POWER
6 2,391,000
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EACH REPORTING SOLE DISPOSITIVE POWER
7 0
------ --------------------------------------------
PERSON WITH SHARED DISPOSITIVE POWER
8 2,391,000
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9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
2,391,000*
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10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES
CERTAIN SHARES /_/
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11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
4.8%**
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12 TYPE OF REPORTING PERSON
HC, BK, CO
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* Included in this figure are the securities reported by Deutsche Asset
Management Europe GmbH (f/k/a Deutsche Fonds Holding GmbH) and DWS
Investment GmbH on the following cover pages.
** Included in this percentage is the percentage of securities reported by
Deutsche Asset Management Europe GmbH (f/k/a Deutsche Fonds Holding GmbH)
and DWS Investment GmbH on the following cover pages.
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CUSIP No. 30161Q104 13G Page 3 of 10 Pages
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1 NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Deutsche Asset Management Europe GmbH
(f/k/a Deutsche Fonds Holding GmbH)
-------- -----------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) /_/
(b) /_/
-------- -----------------------------------------------------------------------
3 SEC USE ONLY
-------- -----------------------------------------------------------------------
4 CITIZENSHIP OR PLACE OF ORGANIZATION
Federal Republic of Germany
---------------------------- ------ --------------------------------------------
NUMBER OF SHARES 5 SOLE VOTING POWER
0
------ --------------------------------------------
BENEFICIALLY SHARED VOTING POWER
OWNED BY 6 2,391,000
------ --------------------------------------------
EACH SOLE DISPOSITIVE POWER
REPORTING 7 0
------ --------------------------------------------
PERSON WITH SHARED DISPOSITIVE POWER
8 2,391,000
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9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
2,391,000*
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10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES
CERTAIN SHARES /_/
-------- -----------------------------------------------------------------------
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
4.8%**
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12 TYPE OF REPORTING PERSON
HC
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* Included in this figure are the securities reported by DWS Investment GmbH
on the following cover page.
** Included in this percentage is the percentage of securities reported by DWS
Investment GmbH on the following cover page.
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CUSIP No. 30161Q104 13G Page 4 of 10 Pages
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1 NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
DWS Investment GmbH
-------- -----------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) /_/
(b) /_/
-------- -----------------------------------------------------------------------
3 SEC USE ONLY
-------- -----------------------------------------------------------------------
4 CITIZENSHIP OR PLACE OF ORGANIZATION
Federal Republic of Germany
---------------------------- ------ --------------------------------------------
NUMBER OF SHARES 5 SOLE VOTING POWER
0
------ --------------------------------------------
BENEFICIALLY SHARED VOTING POWER
OWNED BY 6 2,266,000
------ --------------------------------------------
EACH SOLE DISPOSITIVE POWER
REPORTING 7 0
------ --------------------------------------------
PERSON WITH SHARED DISPOSITIVE POWER
8 2,266,000
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9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
2,266,000
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10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES
CERTAIN SHARES /_/
-------- -----------------------------------------------------------------------
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
4.6%
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12 TYPE OF REPORTING PERSON
HC
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Item 1(a). Name of Issuer:
Exelixis, Inc. (the "Issuer")
Item 1(b). Address of Issuer's Principal Executive Offices:
The address of the Issuer's principal executive offices is 170
Harbor Way, P.O. Box 511, South San Francisco, CA 94083.
Item 2(a). Name of Person Filing:
This statement is filed on behalf of Deutsche Bank AG
("DBAG"), Deutsche Asset Management Europe GmbH (f/k/a Deutsche Fonds Holding
GmbH) ("DWS Group") and DWS Investment GmbH ("DWS" and, together with DBAG and
DWS Group, the "Reporting Persons"). This Schedule 13G/A is being filed pursuant
to Rule 13d-2(b).
Item 2(b). Address of Principal Business Office or, if none, Residence:
The principal place of business of DBAG is Taunusanlage 12,
D-60325, Frankfurt am Main, Federal Republic of Germany.
The principal place of business of DWS Group is
Feldbergstrasse 22, 60323 Frankfurt, Federal Republic of Germany.
The principal place of business of DWS is Gruneburgweg
113-115, 60612 Frankfurt, Federal Republic of Germany.
Item 2(c). Citizenship:
The citizenship of the Reporting Person is set forth on the
cover page.
Item 2(d). Title of Class of Securities:
The title of the securities is Common Stock (the "Common
Stock").
Item 2(e). CUSIP Number:
The CUSIP number of the Common Stock is set forth on the cover
page.
Item 3. If this statement is filed pursuant to Rules 13d-1(b), or
13d-2(b) or (c), check whether the person filing is a:
(a) /_/ Broker or dealer registered under section 15 of the
Act;
(b) /_/ Bank as defined in section 3(a)(6) of the Act;
(c) /_/ Insurance Company as defined in section 3(a)(19) of
the Act;
(d) /_/ Investment Company registered under section 8 of the
Investment Company Act of 1940;
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(e) /_/ An investment adviser in accordance with Rule 13d-1
(b)(1)(ii)(E);
(f) /_/ An employee benefit plan, or endowment fund in
accordance with Rule 13d-1 (b)(1)(ii)(F);
(g) /_/ A parent holding company or control person in
accordance with Rule 13d-1 (b)(1)(ii)(G);
(h) /_/ A savings association as defined in section 3(b) of
the Federal Deposit Insurance Act;
(i) /_/ A church plan that is excluded from the definition of
an investment company under section 3(c)(14) of the
Investment Company Act of 1940;
(j) /_/ Group, in accordance with Rule 13d-1 (b)(1)(ii)(J).
If this statement is filed pursuant to Rule 13d-1(c), check
this box. /X/
Item 4. Ownership.
(a) Amount beneficially owned:
Each of the Reporting Persons owns the amount of the
Common Stock as set forth on the applicable cover page.
(b) Percent of class:
Each of the Reporting Persons owns the percentage of
the Common Stock as set forth on the applicable cover page.
(c) Number of shares as to which such person has:
(i) sole power to vote or to direct the vote:
The Reporting Person has the sole power to vote or
direct the vote of the Common Stock as set forth on the
cover page.
(ii) shared power to vote or to direct the vote:
Each of the Reporting Persons has the shared power
to vote or direct the vote of the Common Stock as set
forth on the applicable cover page.
(iii) sole power to dispose or to direct the disposition
of:
Each of the Reporting Persons has the sole power to
dispose or direct the disposition of the Common Stock as
set forth on the applicable cover page.
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(iv) shared power to dispose or to direct the disposition
of:
Each of the Reporting Persons has the shared power
to dispose or direct the disposition of the Common Stock
as set forth on the applicable cover page.
Item 5. Ownership of Five Percent or Less of a Class.
If this statement is being filed to report the fact that as of
the date hereof the reporting persons have ceased to be the beneficial owners of
more than five percent of the class of securities check the following [x].
Item 6. Ownership of More than Five Percent on Behalf of Another
Person.
Not applicable.
Item 7. Identification and Classification of the Subsidiary Which
Acquired the Security Being Reported on by the Parent Holding
Company.
The following is a subsidiary of the Reporting Persons which
holds Common Stock included in the figures on the cover pages: DWS Investment
S.A. Luxemburg.
Item 8. Identification and Classification of Members of the Group.
Not applicable.
Item 9. Notice of Dissolution of Group.
Not applicable.
Item 10. Certification.
By signing below I certify that, to the best of my knowledge
and belief, the securities referred to above were not acquired and are not held
for the purpose of or with the effect of changing or influencing the control of
the issuer of the securities and were not acquired and are not held in
connection with or as a participant in any transaction having that purpose or
effect.
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SIGNATURE
After reasonable inquiry and to the best of my knowledge and
belief, I certify that the information set forth in this statement is true,
complete and correct.
Dated: February 12, 2002
DEUTSCHE BANK AG
By: /s/ Jeffrey A. Ruiz
Name: Jeffrey A. Ruiz
Title: Vice President
By: /s/ Margaret M. Adams
Name: Margaret M. Adams
Title: Director
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EXHIBIT 1
Consent of Deutsche Asset Management Europe GmbH
(f/k/a Deutsche Fonds Holding GmbH)
The undersigned agrees that the Schedule 13G/A executed by Deutsche Bank AG
to which this statement is attached as an exhibit is filed on behalf of Deutsche
Bank AG, Deutsche Asset Management Europe GmbH (f/k/a Deutsche Fonds Holding
GmbH) and DWS Investment GmbH pursuant to Rule 13d-1(k)(1) of the Securities
Exchange Act of 1934.
Dated: February 12, 2002
DEUTSCHE ASSET MANAGEMENT EUROPE GMBH
(F/K/A DEUTSCHE FONDS HOLDING GMBH)
By: /s/ Dr. Dieter Eisele
Name: Dr. Dieter Eisele
Title: Global Head of Compliance
By: /s/ Michaela Bundschuh
Name: Michaela Bundschuh
Title: Head Position Monitoring
EXHIBIT 2
Consent of DWS Investment GmbH
The undersigned agrees that the Schedule 13G/A executed by Deutsche Bank AG
to which this statement is attached as an exhibit is filed on behalf of Deutsche
Bank AG, Deutsche Asset Management Europe GmbH (f/k/a Deutsche Fonds Holding
GmbH) and DWS Investment GmbH pursuant to Rule 13d-1(k)(1) of the Securities
Exchange Act of 1934.
Dated: February 12, 2002
DWS INVESTMENT GMBH
By: /s/ Dr. Dieter Eisele
Name: Dr. Dieter Eisele
Title: Global Head of Compliance
By: /s/ Michaela Bundschuh
Name: Michaela Bundschuh
Title: Head Position Monitoring