Number of | ||||||||||||||||
Shares | Number of | |||||||||||||||
Beneficially | Shares | Percentage | ||||||||||||||
Owned | Number of | Beneficially | of Shares | |||||||||||||
Prior to | Shares | Owned After | Outstanding | |||||||||||||
Name of Selling Stockholder | Offering | Being Offered | Offering(1) | (1)(2) | ||||||||||||
Alphas Managed Accounts Platform III Limited |
31,799 | 31,799 | | * | ||||||||||||
AP Assurance Corp. Lord Abbett |
1,846 | 1,846 | | * | ||||||||||||
AQR DELTA Master Account, L.P. (3) |
4,103 | 4,103 | | * | ||||||||||||
AQR DELTA Sapphire Fund, L.P. (3) |
2,051 | 2,051 | | * | ||||||||||||
Booth & Company |
6,257 | 6,257 | | * | ||||||||||||
Citadel Equity Fund Ltd. |
125,568 | 125,568 | | * | ||||||||||||
Citigroup Global Markets Inc. (4) |
512 | 512 | | * | ||||||||||||
CSS LLC (5) |
6,154 | 6,154 | | * | ||||||||||||
Deutsche
Bank Securities Inc. NY (4) |
101,184 | 101,184 | | * | ||||||||||||
Elliott International LP |
30,773 | 30,773 | | * | ||||||||||||
Ferox BF Limited |
42,057 | 42,057 | | * | ||||||||||||
Hudson Bay
Master Fund Ltd. (6) |
61,547 | 61,547 | | * | ||||||||||||
Investcorp Silverback Arbitrage Master Fund Limited |
94,372 | 94,372 | | * | ||||||||||||
Jibei Pension Trust |
2,051 | 2,051 | | * | ||||||||||||
JPMorgan
Whitefriars, Inc. (7) |
71,805 | 71,805 | | * |
S-1
Number of | ||||||||||||||||
Shares | Number of | |||||||||||||||
Beneficially | Shares | Percentage | ||||||||||||||
Owned | Number of | Beneficially | of Shares | |||||||||||||
Prior to | Shares | Owned After | Outstanding | |||||||||||||
Name of Selling Stockholder | Offering | Being Offered | Offering(1) | (1)(2) | ||||||||||||
Kohlberg Kravis Roberts & Co. |
4,103 | 4,103 | | * | ||||||||||||
MAC & Co. |
9,026 | 9,026 | | * | ||||||||||||
Nomura Securities International (4) |
17,980 | 17,980 | | * | ||||||||||||
Nuveen Multi-Strategy Income & Growth Fund #1 |
1,025 | 1,025 | | * | ||||||||||||
Nuveen Multi-Strategy Income & Growth Fund #2 |
1,641 | 1,641 | | * | ||||||||||||
OTA LLC |
246 | 246 | | * | ||||||||||||
Pimco Convertible Bond |
800 | 800 | | * | ||||||||||||
The Doctors Company/Lord Abbett |
5,128 | 5,128 | | * | ||||||||||||
The Liverpool Limited Partnership |
20,515 | 20,515 | | * | ||||||||||||
The Royal
Bank of Scotland, PLC (8) |
1,706,239 | 264,654 | 1,441,585 | * | ||||||||||||
Thrivent
Financial for Lutherans (9) |
98,025 | 20,515 | 77,510 | * | ||||||||||||
Wells Fargo Securities, LLC |
16,002 | 16,002 | | * | ||||||||||||
Total (10) |
943,714 | |||||||||||||||
* | Less than 1%. | |
(1) | The beneficial ownership in this column assumes that the selling stockholder sells all of the shares offered by this prospectus that are beneficially owned by the selling stockholder and that prior to the sale of such shares the selling stockholder does not acquire additional shares or dispose of shares beneficially owned by the stockholder that are not being offered pursuant to this prospectus. | |
(2) | The percentage of outstanding shares is based on 287,921,317 shares of common stock outstanding as of October 31, 2011. | |
(3) | AQR Capital Management, LLC, a wholly owned subsidiary of AQR Capital Management Holdings, LLC, is the Investment Manager (the Advisor) of the selling stockholder and has sole voting and dispositive power over the shares offered by this prospectus and exercises full discretionary control relating to all investment decisions made on behalf of the selling stockholder. Investment principals for the Advisor are Clifford S. Asness, Ph.D., David G. Kabiller, CFA, Robert J. Krail, John M. Liew, Ph.D., Brian K. Hurst, Jacques A. Friedman, Oktay Kurbanov, Ronen Israel, Lars Nielsen, Michael Mendelson, Stephen Mellas and Gregor Andrade, Ph.D. | |
(4) | The selling stockholder is a registered broker-dealer and consents to being named as an underwriter. | |
(5) | The selling stockholder is a registered broker-dealer. | |
(6) | Hudson Bay Capital Management LP, the investment manager of the selling stockholder, has sole voting and investment power over the shares offered by this prospectus. Sander Gerber is the managing member of Hudson Bay Capital GP LLC, which is the general partner of Hudson Bay Capital Management LP. Sander Gerber disclaims beneficial ownership of the shares offered by this prospectus. | |
(7) | The selling stockholder is affiliated with J.P. Morgan Securities LLC, a registered broker-dealer. | |
(8) | The selling stockholder is affiliated with RBS Securities Inc., a registered broker-dealer. | |
(9) | Thrivent Investment Management, Inc., a registered broker-dealer, is a wholly owned subsidiary of the selling stockholder. | |
(10) | Because certain of the selling stockholders may have sold, transferred or otherwise disposed of, in transactions exempt from the registration requirements of the Securities Act, all or a portion of their shares since the date on which they provided the information presented in this table, this prospectus may not reflect the exact amount of shares held by each selling stockholder on the date hereof. | |
Additional selling stockholders not named in this prospectus will not be able to use this prospectus for resales until they are named in the table above by prospectus supplement or post-effective amendment. Transferees, successors and donees of identified selling stockholders will not be able to use this prospectus for resales until they are named in the table above by prospectus supplement or post-effective amendment. If required, we will add transferees, successors and donees by prospectus supplement in instances where the transferee, successor or donee has acquired its shares from holders named in this prospectus after the effective date of this prospectus. |
S-2