DELAWARE | 95-3685934 | |
(State or other jurisdiction of incorporation or organization) |
(I.R.S. employer identification no.) |
5775 MOREHOUSE DRIVE | ||
SAN DIEGO, CALIFORNIA 92121 | ||
858-587-1121 | ||
(Address of principal executive offices) |
QUALCOMM INCORPORATED 2006 LONG-TERM INCENTIVE PLAN | ||
AMENDED AND RESTATED QUALCOMM INCORPORATED 2001 | ||
EMPLOYEE STOCK PURCHASE PLAN |
||
(Full title of the plan) |
PAUL E. JACOBS | ||
CHAIRMAN OF THE BOARD AND CHIEF EXECUTIVE OFFICER | ||
QUALCOMM INCORPORATED | ||
5775 MOREHOUSE DRIVE | ||
SAN DIEGO, CALIFORNIA 92121 | ||
858-587-1121 | ||
Large accelerated filer þ | Accelerated filer o | Non-accelerated filer o | Smaller reporting company o | |||
(Do not check if a smaller reporting company) |
Proposed | Proposed maximum | |||||||||||||
Title of securities to | Amount to be | maximum offering price | aggregate offering | Amount of | ||||||||||
be registered1 | registered2 | per share3 | price3 | registration fee | ||||||||||
2006 Long-Term
Incentive Plan,
as amended
Common Stock
Par Value $.0001 |
65,000,000 | $52.69 | $3,424,850,000 | $397,6254 | ||||||||||
Common Stock
Par Value $.0001
(from 1991 Stock
Option Plan) |
799,001 | NA | NA | $04 | ||||||||||
Amended and Restated
2001 Employee Stock
Purchase Plan
Common Stock
Par Value $.0001 |
22,000,000 | $52.69 | $1,159,180,000 | $134,5815 | ||||||||||
TOTALS |
87,799,001 | $52.69 | $4,584,030,000 | $532,206 | ||||||||||
1 | The securities to be registered include options and rights to acquire Common Stock. | |
2 | Pursuant to Rule 416(a), this Registration Statement also covers any additional securities that may be offered or issued in connection with any stock split, stock dividend or similar transaction. | |
3 | Estimated pursuant to Rule 457 solely for purposes of calculating the registration fee. The price is based upon the average of the high and low prices of the Common Stock on March 28, 2011, as reported on the NASDAQ Global Select Market. | |
4 | The additional shares to be registered by QUALCOMM Incorporated (the Registrant) on this Form S-8 Registration Statement under the QUALCOMM Incorporated 2006 Long-Term Incentive Plan, as amended (the 2006 LTIP), include 65,000,000 newly authorized shares. The remaining 799,001 shares being registered under the 2006 LTIP are shares that were previously available for grant under the QUALCOMM Incorporated 1991 Stock Option Plan (the Prior Plan). The Registrant previously registered such shares for issuance on Registration Statements on Form S-8 (SEC File Nos. 333-2754, 333-32013, 333-69457, and 333-95291). The Registrant is simultaneously filing post-effective amendments to deregister such shares from the Registration Statements on Form S-8 previously filed with respect to the Prior Plan; accordingly, the associated registration fees previously paid on these shares under the prior Registration Statements are hereby carried forward to cover a portion of the registration fee due under this Registration Statement. | |
5 | The additional shares to be registered by the Registrant on this Form S-8 Registration Statement under the Amended and Restated QUALCOMM Incorporated 2001 Employee Stock Purchase Plan are newly authorized shares. |
Item 8. Exhibits | ||||||||
SIGNATURE | ||||||||
EXHIBIT INDEX | ||||||||
EX-5 | ||||||||
EX-23.2 |
Registration Statements filed with respect to the QUALCOMM Incorporated 2006 Long-Term Incentive Plan and the former 2001 Stock Option Plan, which was amended and restated as the 2006 Long-Term Incentive Plan (SEC File No. 333-166246, filed April 22, 2010; SEC File No. 333-150423, filed April 24, 2008; SEC File No. 333-137692, filed September 29, 2006; SEC File No. 333-117626, filed July 23, 2004; SEC File No. 333-103497, filed February 28, 2003; and SEC File No. 333-60484, filed May 8, 2001). |
Registration Statements filed with respect to the Amended and Restated QUALCOMM Incorporated 2001 Employee Stock Purchase Plan (SEC File No. 333-150423, filed April 24, 2008; SEC File No. 333-103497, filed February 28, 2003; and SEC File No. 333-60484, filed May 8, 2001). |
See Exhibit Index. |
QUALCOMM Incorporated |
||||
By: | /s/ Paul E. Jacobs | |||
Paul E. Jacobs, Chairman of the Board and Chief Executive Officer |
||||
Signature | Title | Date | ||
/s/ Paul E. Jacobs
|
Chairman of the Board and Chief Executive Officer (Principal Executive Officer) |
March 30, 2011 | ||
/s/ William E. Keitel
|
Executive Vice President and Chief Financial Officer (Principal Financial and Accounting Officer) |
March 30, 2011 | ||
Director | ||||
/s/ Stephen M. Bennett
|
Director | March 30, 2011 | ||
Director | ||||
/s/ Raymond V. Dittamore
|
Director | March 30, 2011 | ||
/s/ Thomas W. Horton
|
Director | March 30, 2011 | ||
/s/ Irwin Mark Jacobs
|
Director | March 30, 2011 | ||
/s/ Robert E. Kahn
|
Director | March 30, 2011 | ||
/s/ Sherry Lansing
|
Director | March 30, 2011 | ||
/s/ Duane A. Nelles
|
Director | March 30, 2011 | ||
Signature | Title | Date | ||
/s/ Francisco Ros
|
Director | March 30, 2011 | ||
/s/ Brent Scowcroft
|
Director | March 30, 2011 | ||
/s/ Marc I. Stern
|
Director | March 30, 2011 | ||
4.1
|
Restated Certificate of Incorporation of the Company, as amended, is incorporated by reference to Exhibit 3.1 to the Companys Quarterly Report on Form 10-Q filed with the Securities and Exchange Commission on January 27, 2010. | |
4.2
|
Certificate of Amendment of Certificate of Designation is incorporated by reference to Exhibit 99.2 to the Companys Current Report on Form 8-K filed with the Securities and Exchange Commission on September 30, 2005. | |
4.3
|
Amended and Restated Bylaws of the Company are incorporated by reference to Exhibit 3.1 to the Companys Current Report on Form 8-K filed with the Securities and Exchange Commission on September 25, 2009. | |
5
|
Opinion re legality | |
23.1
|
Consent of Counsel (included in Exhibit 5) | |
23.2
|
Consent of PricewaterhouseCoopers LLP | |
24
|
Power of Attorney (included in signature pages to this Registration Statement) | |
99.1
|
QUALCOMM Incorporated 2006 Long-Term Incentive Plan, as amended, is incorporated by reference to Exhibit 10.91 to the Companys Quarterly Report on Form 10-Q filed with the Securities and Exchange Commission on January 26, 2011. | |
99.2
|
Amended and Restated QUALCOMM Incorporated 2001 Employee Stock Purchase Plan is incorporated by reference to Exhibit 10.88 to the Companys Quarterly Report on Form 10-Q filed with the Securities and Exchange Commission on July 21, 2010. |