Form N-23C-1 Report for Calendar month Ending September 30, 2001 -------------------------- Swiss Helvetia Fund, Inc. -------------------------- ------------------------------------------------------------------------------------------------------------- Approximate asset value Number of or approximate asset Name of Date of each Identification of shares Price per coverage per share at Seller or of transaction each security purchased share time of purchase Sellers Broker ------------------------------------------------------------------------------------------------------------- Swiss Helvetia Fund-(Cusip- 10/05/01 870875101) 5,000 10.499 12.73 NYSE 10/24/01 (same) 10,000 10.44 12.86 NYSE 10/25/01 (same) 10,000 10.4315 12.84 NYSE 10/30/01 (same) 10,000 10.37 12.68 NYSE 10/31/01 (same) 4,800 10.36 12.73 NYSE Total 39,800