Delaware
|
1-11921
|
94-2844166
|
(State or other
jurisdiction
of
incorporation or organization)
|
(Commission File
Number)
|
(I.R.S.
Employer
Identification
Number)
|
135 East 57th Street, New York,
New York 10022
|
(Address of Principal Executive
Offices and Zip Code)
|
¨
|
Written
communications pursuant to Rule 425 under the Securities Act (17 CFR
230.425)
|
¨
|
Soliciting
material pursuant to Rule 14a-12 under the Exchange Act (17 CFR
240.14a-12)
|
¨
|
Pre-commencement
communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR
240.14d-2(b))
|
¨
|
Pre-commencement
communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR
240.13e-4(c))
|
Item
8.01.
|
Other
Events
|
Item
9.01.
|
Financial
Statements and Exhibits.
|
(d)
|
Exhibits.
|
Exhibit No. | Description | |
1.1 | Underwriting Agreement dated April 29, 2010 among E*TRADE Financial Corporation, Citadel Equity Fund Ltd. and Wingate Capital Ltd., as selling stockholders, and Merrill Lynch, Pierce Fenner & Smith Incorporated, Sandler O’Neill & Partners, L.P. and Citadel Securities LLC, as representatives of the underwriters named therein. |
E*TRADE
FINANCIAL CORPORATION
|
||||||
Date:
|
May
3, 2010
|
By:
|
/s/
Karl A. Roessner
|
|||
Name:
|
Karl
A. Roessner
|
|||||
Title:
|
Corporate
Secretary
|
Exhibit No. | Description | |
1.1 |
Underwriting
Agreement dated April 29, 2010 among E*TRADE Financial Corporation,
Citadel Equity Fund Ltd. and Wingate Capital Ltd., as selling
stockholders, and Merrill Lynch, Pierce Fenner & Smith Incorporated,
Sandler O’Neill & Partners, L.P. and Citadel Securities LLC, as
representatives of the underwriters named
therein.
|