Commission File Number 001-31335 |
AU
Optronics Corp.
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(Translation
of registrant’s name into English)
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No.
1 Li-Hsin Road 2
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Hsinchu
Science Park
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Hsinchu,
Taiwan
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(Address
of principal executive offices)
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Form
20-F X
Form 40-F
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Yes
....... No
....X...
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1.
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Taiwan
Stock Exchange filing entitled, “The announcement of the investment in
BriView (KunShan) Corp. through AU Optronics (L) Corp. and BriView (L)
Corp.”, dated January 29, 2010.
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2.
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Taiwan
Stock Exchange filing entitled, “The announcement of the investments in AUO Energy
(TianJin) Corp. on behalf of AU Optronics
(L) Corp., a subsidiary of AUO”, dated January 29,
2010.
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3.
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Taiwan
Stock Exchange filing entitled, “To announce the acquisition of common
stock and preferred stock of M.Setek Co., Ltd. through AU Optronics (L)
Corp. (AULB)”, dated January 29,
2010.
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AU
Optronics Corp.
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Date: January 29,
2009
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By:
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/s/
Andy Yang
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Name:
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Andy
Yang
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Title:
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Chief
Financial Officer
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Subject:
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The announcement of the investment
in BriView (KunShan) Corp. through AU Optronics (L) Corp. and BriView (L)
Corp.
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Regulation:
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Published pursuant to Article
2-20 of the Taiwan Stock Exchange's Operating Procedures for the
Publication of Material Information by Listed
Companies
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1.
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Date of occurrence of the
event:2010/01/29
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2.
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Method of the present increase
(decrease) in investment: To invest through BriView (L) Corp. by capitalizing from the
own funds of AU Optronics (L)
Corp.
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3.
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Transaction volume, price per
unit, and total monetary amount of the transaction: US$ 20 million. The investment
could be capitalized
gradually.
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4.
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Company name of the invested
mainland Chinese
company: BriView
(KunShan) Corp.
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5.
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Paid-in capital of said invested
mainland Chinese company: 0
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6.
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Amount of new capital increment
currently planned by said invested mainland Chinese
company: US$ 20
million. The investment could be capitalized
gradually.
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7.
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Main business items of said
invested mainland Chinese company: To manufacture and sale
displays and related parts and
components.
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8.
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Type of CPA opinion issued for the
financial statement of said invested mainland Chinese
company for the most recent fiscal year: N/A
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9.
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Net worth of said invested
mainland Chinese company on the financial statement for the
most recent fiscal year: N/A
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10.
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Amount of profit/loss of said
invested mainland Chinese company on the financial statement for the most
recent fiscal year: N/A
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11.
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Amount of actual investment to date
in said invested mainland Chinese company: 0
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12.
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Counterparty to the transaction
and its relationship to the Company: The Company's
subsidiaries
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13.
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Where the counterparty to the
transaction is an actual related party, public announcement shall also be made of the
reason for choosing the related party as the counterparty and the identity
of the previous owner (including its relationship with the company and the
trading counterpart), the date of transfer, and the price: N/A
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14.
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Where a person who owned the subject matter
of the transaction within the past five years has been an actual related
party of the company, public announcement shall also be made of the dates
and prices of acquisition and disposal by the related party and such
party's relationship to the company at
those times: N/A
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15.
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Gain (or loss) on
disposal: N/A
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16.
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Terms of delivery or payment
(including payment period and monetary amount), restrictive covenants in
the contract, and other important stipulations: N/A
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17.
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The manner of deciding on this transaction, the
reference basis for the decision on price and the decision-making
department: The Board of the Company resolved
the investment and authorized the chairman to invest within a specified
amount.
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18.
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Broker: N/A
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19.
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Concrete purpose of
the acquisition or
disposal: Long-term
investment
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20.
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Do the directors have any
objection to the present transaction?: No
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21.
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Total amount of mainland
China area investment (including the
present investment) approved by the Investment Commission to
date: US$ 690,970 thousand
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22.
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Ratio of the total amount of
investment (including the present investment) in the mainland China area approved by the Investment
Commission to date to the paid-in capital on the financial statement for
the most recent period: 24.98%
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23.
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Ratio of the total amount of investment
(including the present investment) in the mainland China area approved by the Investment
Commission to date to the total assets on the financial statement for the
most recent period: 4.05%
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24.
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Ratio of the total amount of
investment (including
the present investment) in the mainland China area approved by the Investment
Commission to date to the shareholders’ equity on the financial statement
for the most recent period: 8.14%
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25.
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Total amount of actual investment
in the mainland China area to date: US$ 530,970
thousand
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26.
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Ratio of the total amount of
actual investment in the mainland China area to date to the paid-in
capital on the financial statement for the most recent period:
19.19%
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27.
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Ratio of the total amount of
actual investment in the mainland China area to date to the total assets
on the financial statement for the most recent period: 3.12%
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28.
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Ratio of the total amount of
actual investment in the mainland China area to date to the
shareholders’ equity on the financial statement
for the most recent
period: 6.26%
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29.
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Amount of recognized profits and
losses on investment in the mainland China area for the most recent three
fiscal years:
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30.
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30.Amount of profit remitted back
to Taiwan for the most recent three fiscal
years: 0
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31.
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Has the CPA issued an opinion on
the unreasonableness of the price of the current transaction?: No.
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32.
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Any other matters that need to be
specified: The investment is subject to the
authority's approval.
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Subject:
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The announcement of indirect
investments in AUO Energy (TianJin) Corp. on behalf of AU Optronics (L) Corp., a
subsidiary of AUO
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Regulation:
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Published pursuant to Article
2-20 of the Taiwan Stock Exchange's Operating Procedures for the
Publication of Material Information by Listed
Companies
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1.
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Date of occurrence of the
event:2010/01/29
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2.
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Method of the present increase
(decrease) in investment: To invest by capitalizing from the own funds of
AU Optronics (L) Corp.
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3.
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Transaction volume, price per
unit, and total monetary amount of the transaction: US$ 8 million. The investment could be
capitalized gradually.
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4.
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Company name of the invested
mainland Chinese company: AUO Energy (TianJin)
Corp.
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5.
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Paid-in capital of said invested
mainland Chinese company: 0
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6.
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Amount of new capital increment
currently planned by said invested mainland Chinese
company: US$
8 million. The investment could be
capitalized gradually.
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7.
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Main business items of said invested mainland
Chinese company: To manufacture and sale solar
module and energy related products and to provide systems, engineering and
technical services related to
energy.
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8.
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Type of CPA opinion issued for the
financial statement of said invested mainland Chinese company
for the most recent fiscal year: N/A
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9.
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Net worth of said invested
mainland Chinese company on the financial statement for the
most recent fiscal year: N/A
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10.
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Amount of profit/loss of said
invested mainland Chinese company on the financial statement for the
most recent fiscal year: N/A
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11.
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Amount of actual investment to
date in said invested mainland Chinese company: 0
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12.
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Counterparty to the transaction
and its relationship to the Company: The Company's
subsidiary
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13.
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Where the counterparty to the transaction is an actual
related party, public announcement shall also be made of the reason for
choosing the related party as the counterparty and the identity of the
previous owner (including its relationship with the company and the
trading counterpart), the date of transfer,
and the price: N/A
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14.
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Where a person who owned the
subject matter of the transaction within the past five years has been an
actual related party of the company, public announcement shall also be
made of the dates and prices of acquisition and disposal by the
related party and such party's relationship to the company at those
times: N/A
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15.
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Gain (or loss) on
disposal: N/A
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16.
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Terms of delivery or payment
(including payment period and monetary amount), restrictive covenants in
the contract, and
other important stipulations: N/A
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17.
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The manner of deciding on this
transaction, the reference basis for the decision on price and the
decision-making department: The Board of the Company resolved
the investment and
authorized the chairman to invest within a specified
amount.
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18.
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Broker: N/A
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19.
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Concrete purpose of the
acquisition or disposal: Long-term
investment
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20.
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Do the directors have any
objection to the present transaction?: No
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21.
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Total amount of mainland
China area investment (including the
present investment)
approved by the Investment Commission to date: US$ 678,970
thousand
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22.
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Ratio of the total amount of
investment (including the present investment) in the mainland China area approved by the Investment
Commission to date to the paid-in capital on the financial statement for the most recent
period: 24.55%
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23.
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Ratio of the total amount of
investment (including the present investment) in the mainland China area approved by the Investment
Commission to date to the total assets on the financial statement for the
most recent
period: 3.98%
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24.
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Ratio of the total amount of
investment (including the present investment) in the mainland China area approved by the Investment
Commission to date to the shareholders’ equity on the financial statement
for the most recent period: 8.00%
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25.
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Total amount of actual investment
in the mainland China area to date: US$ 530,970
thousand
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26.
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Ratio of the total amount of
actual investment in the mainland China area to date to the paid-in
capital on the financial statement for the most recent period:
19.19%
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27.
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Ratio of the total amount of
actual investment in the mainland China area to date to the total assets
on the financial statement for the most recent period: 3.12%
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28.
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Ratio of the total amount of
actual investment in the mainland China area to date to the shareholders’ equity on the financial statement
for the most recent period: 6.26%
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29.
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Amount of recognized profits and
losses on investment in the mainland China area for the most recent three
fiscal years:
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30.
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30.Amount of profit remitted back
to Taiwan for the most recent three fiscal
years: 0
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31.
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Has the CPA issued an opinion on
the unreasonableness of the price of the current transaction?: No.
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32.
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Any other matters that need to be
specified: The
investment is subject to the authority's
approval.
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Subject:
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To announce the acquisition of
common stock and preferred stock of M.Setek Co.,
Ltd. through AU Optronics (L) Corp. (AULB.
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Regulation:
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Published pursuant to Article
2-20 of the Taiwan Stock Exchange's Operating Procedures for the
Publication of Material Information by Listed
Companies
|
1.
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Name and nature of the subject
matter (if preferred shares, the terms and conditions of issuance shall
also be indicated,
e.g.dividend yield): Common stock and preferred stock
of M.Setek Co., Ltd.
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*
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The rights and obligations of the
new common shares and preferred shares are the same as existing
ones.
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2.
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Date of occurrence of the
event:2010/01/29
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3.
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Volume, unit price, and
total monetary amount
of the transaction:
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4.
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Counterpart to the trade and its
relationship to the Company (if the trading counterpart is a natural person
and furthermore is not an actual related party of the Company, the name of
the trading counterpart is not required to be disclosed): M.Setek Co.,
Ltd.; the Company's
subsidiary
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5.
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Where the counterpart to the trade
is an actual related
party, a public announcement shall also be made of the reason for choosing
the related party as trading counterpart and the identity of the previous
owner (including its relationship with the company and the
trading counterpart), price of
transfer, and date of acquisition:
N/A
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6.
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Where a person who owned the
property within the past five years has been an actual related person of
the company, a public announcement shall also include the dates and prices
of acquisition and disposal by the related person and the person’s relationship to the company at
those times: N/A
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7.
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Matters related to the creditor's
rights currently being disposed of (including types of collateral of the
disposed creditor's rights; if the creditor's rights are creditor's rights
toward a related
person, the name of the related person and the book amount of
the creditor's rights toward such related person
currently being disposed of must also be announced): N/A
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8.
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Anticipated profit or loss from
the disposal (not applicable in cases of acquisition of securities) (where
originally deferred, the status or recognition shall be stated and
explained): N/A
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9.
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Terms of delivery or payment
(including payment period and monetary amount), restrictive covenants in
the contract, and other important stipulations: Make the payment within
subscription period; N/A;
N/A
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10.
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The manner in which the current
transaction was decided, the reference basis for the decision on price,
and the decision-making department: The Board of AU Optronics Corp.
resolved to acquire common stock and preferred stock
of M.Setek Co., Ltd..
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11.
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Current cumulative volume, amount,
and shareholding percentage of holdings of the security being traded
(including the current trade) and status of any restriction of rights
(e.g.pledges):
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12.
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Current ratio of long or short
term securities investment (including the current trade) to the total
assets and shareholder's equity as shown in the most recent financial
statement and the
operating capital as shown in the most recent financial
statement:
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13.
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Broker and broker's
fee: N/A
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14.
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Concrete purpose or use of the
acquisition or disposition: Long-term
investment
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15.
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Net worth per share of company
underlying securities acquired or disposed
of:
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16.
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Do the directors have any
objection to the present transaction?: No
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17.
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Has the CPA issued an opinion on
the unreasonableness of the price of the current transaction?: No
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18.
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Any other matters that need to be
specified: The subscription period is from 2010/02/03 to 2010/02/12.
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