Delaware
|
1-11921
|
94-2844166
|
(State or other
jurisdiction
of
incorporation or organization)
|
(Commission File
Number)
|
(I.R.S.
Employer
Identification
Number)
|
135 East 57th Street, New York,
New York 10022
|
(Address of Principal Executive
Offices and Zip Code)
|
¨
|
Written
communications pursuant to Rule 425 under the Securities Act (17 CFR
230.425)
|
¨
|
Soliciting
material pursuant to Rule 14a-12 under the Exchange Act (17 CFR
240.14a-12)
|
¨
|
Pre-commencement
communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR
240.14d-2(b))
|
¨
|
Pre-commencement
communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR
240.13e-4(c))
|
Item
1.01.
|
Entry
into a Material Definitive
Agreement
|
Item
8.01.
|
Other
Events
|
Item
9.01.
|
Financial
Statements and Exhibits.
|
Exhibit
No.
|
Description
|
||
4.1
|
Third
Amendment to Rights Agreement, dated as of June 30, 2009, by and between
E*TRADE Financial Corporation and American Stock Transfer & Trust
Company, as Rights Agent
|
E*TRADE
FINANCIAL CORPORATION
|
||||||
Date:
|
June
30, 2009
|
By:
|
/s/
Karl A. Roessner
|
|||
Name:
|
Karl
A. Roessner
|
|||||
Title:
|
Corporate
Secretary
|
Exhibit
No.
|
Description
|
||
4.1
|
Third
Amendment to Rights Agreement, dated as of June 30, 2009, by and between
E*TRADE Financial Corporation and American Stock Transfer & Trust
Company, as Rights
Agent
|