U.S. SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Amendment No. 1
to
FORM 40-F
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(Check One) |
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o
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Registration
statement pursuant to Section 12 of the Securities Exchange Act
of 1934 |
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or |
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þ
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Annual
report pursuant to Section 13(a) or 15(d) of the Securities
Exchange Act of 1934 |
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For the fiscal year ended December 31, 2006 |
Commission file number 1-15226
BROOKFIELD ASSET MANAGEMENT INC.
(Exact name of registrant as specified in its charter)
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Ontario, Canada
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1121, 1031, 1061, 1311, 1321, 2421,
4939, 6311
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Not applicable |
(Province or other jurisdiction of
incorporation or organization)
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(Primary Standard Industrial Classification Code Number (if applicable))
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(I.R.S. Employer
Identification Number
(if Applicable)) |
Suite 300, BCE Place, 181 Bay Street, P.O. Box 762, Toronto, Ontario, Canada M5J 2T3
(416) 363-9491
(Address and Telephone Number of Registrants Principal Executive Offices)
Torys LLP, 237 Park Avenue, New York, NY 10017-3142
(212) 880-6000
(Name, Address (Including Zip Code) and Telephone Number
(Including Area Code) of Agent For Service in the United States)
Securities registered or to be registered pursuant to Section 12(b) of the Act.
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Title of each class |
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Name of each exchange on which registered |
Class A Limited Voting Shares
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New York Stock Exchange |
Securities registered or to be registered pursuant to Section 12(g) of the Act. None
Securities for which there is a reporting obligation pursuant to Section 15(d) of the Act. Debt Securities
For annual reports, indicate by check mark the information filed with this Form:
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o Annual Information Form
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o Audited Annual Financial Statements |
Indicate the number of outstanding shares of each of the issuers classes of capital or common
stock as of the close of the period covered by the annual report:
Class A Limited Voting Shares 387,669,896
Class B Limited Voting Shares 85,120
Indicate by check mark whether the registrant by filing the information contained in this Form is
also thereby furnishing the information to the Commission pursuant to Rule 12g3-2(b) under the
Securities Exchange Act of 1934 (the Exchange Act). If Yes is marked, indicate the file number
assigned to the registrant in connection with such rule.
Indicate by check mark whether the registrant: (1) has filed all reports required to be filed by
Section 13 or 15(d) of the Exchange Act during the preceding 12 months (or for such shorter period
that the registrant was required to file such reports); and (2) has been subject to such filing
requirements for the past 90 days.
SIGNATURES
Pursuant to the requirements of the Exchange Act, the registrant certifies that it meets all of the
requirements for filing on Form 40-F and has duly caused this amendment No. 1 to the registrants
annual report of Form 40-F to be signed on its behalf by the undersigned, thereunto duly
authorized, on April 18, 2007.
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Brookfield Asset Management Inc.
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By: |
/s/ Alan V. Dean
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Name: |
Alan V. Dean |
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Title: |
Senior Vice-President and Secretary |
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