UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Appaloosa LP 51 JOHN F. KENNEDY PKWY, 2ND FLOOR SHORT HILLS, NJ 07078 |
 |  |  | Member of 10% owner group. |
APPALOOSA INVESTMENT LIMITED PARTNERSHIP I C/O APPALOOSA LP 51 JOHN F. KENNEDY PARKWAY, 2ND FLOOR SHORT HILLS, NJ 07078 |
 |  |  | Member of 10% owner group. |
Palomino Master Ltd. 51 JOHN F. KENNEDY PKWY, 2ND FLOOR SHORT HILLS, NJ 07078 |
 |  |  | Member of 10% owner group. |
APPALOOSA MANAGEMENT LP 404 WASHINGTON AVENUE, SUITE 810 MIAMI, FL 33139 |
 |  |  | Member of 10% owner group. |
APPALOOSA PARTNERS INC C/O APPALOOSA MANAGEMENT L.P. 404 WASHINGTON AVENUE, SUITE 810 MIAMI, FL 33139 |
 |  |  | Member of 10% owner group. |
Appaloosa Capital Inc. 51 JOHN F. KENNEDY PKWY, 2ND FLOOR SHORT HILLS, NJ 07078 |
 |  |  | Member of 10% owner group. |
TEPPER DAVID A C/O APPALOOSA LP 51 JOHN F. KENNEDY PKWY, 2ND FLOOR SHORT HILLS, NJ 07078 |
 |  |  | Member of 10% owner group. |
/s/ David A. Tepper, President for Appaloosa Capital Inc., general partner of Appaloosa LP | 07/22/2016 | |
**Signature of Reporting Person | Date | |
/s/ David A. Tepper, President for Appaloosa Capital Inc., general partner of Appaloosa LP, investment advisor of Appaloosa Investment Limited Partnership I | 07/22/2016 | |
**Signature of Reporting Person | Date | |
/s/ David A. Tepper, President for Appaloosa Capital Inc., general partner of Appaloosa LP, investment advisor of Palomino Master Ltd. | 07/22/2016 | |
**Signature of Reporting Person | Date | |
/s/ David A. Tepper, President for Appaloosa Partners Inc., general partner of Appaloosa Management L.P. | 07/22/2016 | |
**Signature of Reporting Person | Date | |
/s/ David A. Tepper, President for Appaloosa Partners Inc. | 07/22/2016 | |
**Signature of Reporting Person | Date | |
/s/ David A. Tepper, President for Appaloosa Capital Inc. | 07/22/2016 | |
**Signature of Reporting Person | Date | |
/s/ David A. Tepper | 07/22/2016 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | This report on Form 3 relates to the Class A Common Stock of TerraForm Power, Inc., held for the account of Appaloosa Investment Limited Partnership I, a Delaware limited partnership ("AILP"), and Palomino Master Ltd., a British Virgin Islands company ("Palomino Master"). Appaloosa LP, a Delaware limited partnership ("ALP"), serves as investment adviser to each of AILP and Palomino Master. Appaloosa Management L.P., a Delaware limited partnership ("AMLP"), is the general partner of AILP; Appaloosa Partners Inc., a Delaware corporation ("API"), is the general partner of AMLP; and Appaloosa Capital Inc., a Delaware corporation ("ACI"), is the general partner of ALP. Mr. Tepper is sole stockholder and president of API and the controlling stockholder and president of ACI. |
(2) | As a result of the foregoing relationships, each of ALP, AMLP, ACI, API and Mr. Tepper may be deemed to have voting and dispositive power over the Class A Common Stock held for the account of AILP; and each of ALP, ACI and Mr. Tepper may be deemed to have voting and dispositive power over the Class A Common Stock held for the account of Palomino Master. Each of AILP, Palomino Master, AMLP, API, ALP, ACI and Mr. Tepper disclaims beneficial ownership of the reported shares of Class A Common Stock, except to the extent of such person's pecuniary interest therein, if any, and the inclusion of such shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 of the Exchange Act of 1934, as amended, or for any other purpose. |