1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security |
5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
Restricted Stock Untis
(2)
|
Â
(3)
|
Â
(3)
|
Common Stock par value $0.01 per share
|
12,370
(4)
|
$
0
|
D
|
Â
|
* |
If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** |
Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) |
Received in exchange for an equal number of shares of common stock of Archipelago Holdings, Inc. in connection with the
merger of New York Stock Exchange, Inc. and Archipelago Holdings, Inc. On March 7, 2006, the effective date of the merger,
the closing price of the common stock of Archipelago Holdings, Inc. was $64.25 per share. The NYSE Group, Inc. common stock
will commence trading on March 8, 2006, the day following the effective date of the merger. |
(2) |
Each restricted stock unit represents a right to receive one share of the Company's Common Stock (or cash equal to the fair
market value thereof) upon the director's resignation or other termination of service from the Company's board of directors. |
(3) |
These restricted stock units are fully vested with the underlying shares (or cash equal to the fair market value thereof) to
be delivered upon Mr. McNulty's resignation or other termination from the Company's board of directors. |
(4) |
Received in exchange for an equivalent number of RSUs for which Archipelago Holdings, Inc. common stock was the underlying
security. |