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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549ANNUAL STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 2270 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned at End of Issuer's Fiscal Year (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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(A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | |||||||||
N-Q Stock Option (right to buy) | $ 60.719 (1) | 12/08/1999 | Â | A | 10,000 (1) | Â | Â (2) | 12/07/2009(1) | Common Stock | $ 0 | 10,000 (1) | Â |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
LIONE GAIL A C/O HARLEY DAVIDSON 3700 W. JUNEAU AVE MILWAUKEE, WI 53208 |
 |  |  VP, Gen'l Counsel & Secretary |  |
/s/ Gail A. Lione | 10/11/2006 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | On February 17, 2000, the Board of Directors of Harley-Davidson, Inc. approved a two-for-one split of the Company's common stock effective for shareholders of record on March 22, 2000 and payable on April 7, 2000. The price, share and option amounts reflected herein have not been adjusted to reflect this stock split. |
(2) | Options for 2,500 shares will become exercisable on December 8, 2000, options for 2,500 shares will become exercisable on December 8, 2001, options for 2,500 shares will become exercisable on December 8, 2002 and options for 2,500 will become exercisable on December 8, 2003. |
 Remarks: A Company-initiated review of its historical option grants revealed no material discrepancies in the options granted.  However, the Company noted clerical inconsistencies relating to the grant date for this 10,000 share grant of options.  The  Company has clarified the inconsistency in a manner more favorable to the Company by using the December 8, 1999 transaction  date. |