UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934
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Date of Report (Date of earliest event reported)
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October 31, 2007 |
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Smith Micro Software, Inc.
(Exact name of registrant as specified in its charter)
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| Delaware
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0-26536
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33-0029027 |
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(State or other jurisdiction
of incorporation)
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(Commission
File Number)
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(IRS Employer
Identification No.) |
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51 Columbia, Suite 200, Aliso Viejo, California
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92656 |
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(Address of principal executive offices)
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(Zip Code) |
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Registrant’s telephone number, including area code
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(949) 362-5800 |
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None
(Former name or former address, if changed since last report)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant
under any of the following provisions:
o Written communications pursuant to Rule 425 under the Securities Act
o Soliciting material pursuant to Rule 14a-12 under the Exchange Act
o Pre-commencement communications pursuant to Rule 4d-2(b) under the Exchange Act
o Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act
TABLE OF CONTENTS
Item 2.02. Results of Operations and Financial Condition.
On October 31, 2007, the Registrant issued a press release announcing its
financial results for the quarter and nine months ended September 30, 2007. A
copy of the press release is hereby furnished to the Commission as Exhibit 99.1
and incorporated by reference herein.
In accordance with General Instruction B.2 of Form 8-K, the information in this
Item 2.02, including Exhibit 99.1, shall not be deemed “filed” for purposes of
Section 18 of the Securities Exchange Act of 1934, as amended, or otherwise
subject to the liabilities of that section.
Item 9.01. Financial Statements and Exhibits.
9.01(c) Exhibits.
99.1 Press Release issued October 31, 2007, reporting Registrant’s
financial results for the quarter and nine months ended September
30, 2007, furnished pursuant to Item 2.02.