Unassociated Document
 
 
UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

FORM 8-K
CURRENT REPORT

Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934

Date of report (Date of earliest event reported): October 26, 2006
 
 
 
NYSE Group, Inc.
(Exact name of registrant as specified in its charter)
 
 

Delaware
001-32829
20-2786071
(State or Other Jurisdiction of Incorporation )
(Commission File Number)
(IRS Employer
Identification No.)
 
11 Wall Street, New York, NY
(Address of Principal Executive Offices)
  
 
10005
(Zip Code)

Registrant’s telephone number, including area code: (212) 656-3000
 
Not Applicable
(Former name or former address, if changed since last report)
 
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instructions A.2. below):
 
[ ] Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
 
[ ] Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
 
[ ] Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
 
[ ] Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
 

 
Item 2.02
Results of Operation and Financial Condition.
 

On October 26, 2006, NYSE Group, Inc. ("NYSE Group") issued a press release announcing its results of operations for, and its financial condition as of the end of, the third quarter of fiscal 2006. A copy of the press release is attached as Exhibit 99.1 to this report and incorporated herein by reference. NYSE Group does not intend for this Item 2.02 or Exhibit 99.1 to be deemed "filed" for purposes of Section 18 of the Securities Exchange Act of 1934, as amended, or to be incorporated by reference into filings under the Securities Act of 1933, as amended.

Item 9.01.      Financial Statements and Exhibits.
 
(d) Exhibits

The following exhibit is filed as part of this report.

99.1
Press release entitled "NYSE Group Announces Third Quarter 2006 Financial Results," dated October 26, 2006.
 
 
 
 
 
 

 
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SIGNATURE
 
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
 
 
 
 
NYSE Group, Inc.
 
 
By: /s/ Nelson Chai                       
       Nelson Chai
       Executive Vice President and
         Chief Financial Officer
   
Dated: October 26, 2006

 

 
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EXHIBIT INDEX
 
Exhibit Number
 
Description
 
99.1
 
Press release entitled "NYSE Group Announces Third Quarter 2006 Financial Results," dated October 26, 2006.
 
 
 
 
 

 
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