|
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
|
| |||||||||||||||||||||||||||||
|
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
||||
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Employee Stock Option (Right to Buy) NQ | $ 22.72 | 03/05/2015 | A | 6,765 | 03/05/2016(2) | 03/04/2025 | Common Shares | 6,765 | $ 0 (3) | 6,765 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Yano James A 518 E. BROAD STREET COLUMBUS, OH 43215 |
Senior Vice President |
/s/ James A. Yano | 03/09/2015 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Includes the following acquisitions: A Restricted Stock Grant of 1,602 shares was issued on 3/5/15 which has a 3 year cliff vest based on service only; Includes indirect holdings by spouse of 2,318.430 shares which includes 42.060 shares acquired as dividend reinvestment. The reporting person disclaims beneficial ownership of shares held by spouse. Also includes the following acquistitions: 31.445 shares acquired in March 2014, 30.193 shares acquired in June 2014, 34.977 shares acquired in Sept 2014 and 31.649 shares acquired in Dec 2014 as dividend reinvestment; 393..692 shares acquired in June 2014 and 348.279 shares aquired in Dec 2014 under the STFC Employee Stock Purchase Plan; 3.216 shares acquired in March 2014, 3.422 shares acquired in Sept 2014 and 3.228 shares acquired in Dec 2014 through the State Auto Financial 401(k) plan; 15.174 shares acquired in Sept 2014, 8.327 shares acquired in Dec 2014 and 7.739 shares acquired in January 2015 as Restricted dividends. |
(2) | The options vest in three equal installments beginning on March 5, 2016. |
(3) | Field should be left blank, but due to a software defect, requires input. |