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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Employee Stock Option (Right to Buy) NQ | $ 21.23 | 03/06/2014 | A | 5,841 | 03/06/2015(2) | 03/05/2024 | Common Shares | 5,841 | $ 0 (3) | 5,841 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
POWELL CYNTHIA A 518 E. BROAD STREET COLUMBUS, OH 43215 |
Senior Vice President |
Cynthia A. Powell by James A. Yano, attorney in fact pursuant to POA filed with Commission 5/7/07. | 03/10/2014 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Includes the following acquisitions: A Restricted Stock Grant of 1,378 shares was issued on 3/6/14 which has a 3 year cliff vest based on service only; 41.716 and 38.030 shares acquired in March 2013, 40.497 and 36.919 shares acquired in June 2013, 31.591 and 34.652 shares acquired in September 2013, and 31.822 and 34.905 shares acquired in December 2013 under the State Auto Financial CP Reinvestment. |
(2) | The options vest in three equal annual installments beginning on March 6, 2015. |
(3) | Field should be left blank, but due to a software defect, requires input. |