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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Employee Stock Option (Right to Buy) NQ | $ 21.23 | 03/06/2014 | A | 2,844 | 03/06/2015(2) | 03/05/2024 | Common Shares | 2,844 | $ 0 (3) | 2,844 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Jones Scott Alan 518 E. BROAD STREET COLUMBUS, OH 43215 |
Vice President |
/s/Scott Alan Jones by James A. Yano, attorney in fact pursuant to POA filed with the Commission 3/12/12. | 03/10/2014 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Includes the following acquisitions: A Restricted Stock Grant of 671 shares was issued on 3/6/14 which has a 3 year cliff vest based on service only; 2.962 shares acquired in March 2013, 2.895 shares acquired in June 2013, 2.565 shares acquired in September 2013 and 2.511 shares acquired in December 2013 through the State Auto Financial 401(k) plan; 1.555 shares acquired in March 2013, 1.509 shares acquired in June 2013, 1.646 shares acquired in September 2013 and 1.658 shares acquired in December 2013 as Dividend Reinvestment; 75.715 shares acquired in June 2013 and 388.476 shares acquired in December 2013 under the State Auto Financial Corporation Employee Stock Purchase Plan. |
(2) | The options vest in three equal annual installments beginning on March 6, 2015. |
(3) | Field should be left blank, but due to a software defect, requires imput. |