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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Sherbin Joshua A 39400 WOODWARD AVENUE SUITE 130 BLOOMFIELD HILLS, MI 48304 |
Vice President & Secretary |
/s/ Paula Reno attorney-in-fact | 03/05/2013 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Restricted shares of common stock granted March 1, 2013 under the 2011 Omnibus Incentive Compensation Plan ("2011 Plan"), restrictions lapse on March 1, 2014. |
(2) | Through the Joshua A. Sherbin Revocable Trust under agreement dated February 21, 2013, as amended. |
(3) | Restricted shares of common stock granted March 1, 2013 under the 2011 Plan, restrictions lapse as to one-third of the number of shares on each anniversary of the date of the grant. |
(4) | Shares of common stock granted in settlement of performance stock units granted March 1, 2012 under the 2011 Plan, payable only in shares of common stock, based on specified performance goals achieved at December 31, 2012. |
(5) | Shares used to satisfy tax withholding obligation. |