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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Linscott John Curtis 1600 WEST 7TH STREET FORT WORTH, TX 76102 |
EVP-General Counsel & Sec'y. |
/s/ T. Brent Stuart, Chief Executive Officer | 09/06/2016 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Reflects restricted stock units that were disposed of in connection with the merger (the "Merger") between the Issuer and First Cash Financial Services, Inc. ("First Cash") pursuant to that certain Merger Agreement between the Issuer, First Cash and Frontier Merger Sub, LLC, a wholly owned subsidiary of First Cash, dated as of April 28, 2016. On the effective date of the Merger, each outstanding restricted stock unit was cancelled in exchange for the right to receive a cash payment equal in value to 0.84 shares of First Cash common stock based on the closing price of First Cash common stock on August 31, 2016. The cash payment for each restricted stock unit was $43.44. |
(2) | Disposed of in connection with the Merger. On the effective date of the Merger, each outstanding share of the Issuer was cancelled in exchange for the right to receive 0.84 shares of First Cash common stock, with fractional shares paid in cash. |
(3) | Includes dividends that were reinvested under the Issuer's 401(k) plan. |