UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Stock options | Â (1) | 08/10/2016 | Common shares | 800 | $ 5.62 | D | Â |
Stock options | Â (2) | 05/11/2017 | Common shares | 400 | $ 7.35 | D | Â |
Stock options | Â (3) | 12/01/2017 | Common shares | 3,000 | $ 4.99 | D | Â |
Stock options | Â (4) | 05/08/2022 | Common shares | 6,000 | $ 5.73 | D | Â |
Stock options | Â (5) | 05/07/2023 | Common shares | 8,000 | $ 7.36 | D | Â |
Stock options | Â (6) | 05/13/2024 | Common shares | 4,185 | $ 11.3 | D | Â |
Stock options | Â (7) | 05/12/2025 | Common shares | 5,812 | $ 10.08 | D | Â |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Barlett Lillian 2233 ARGENTIA ROAD, SUITE 401 MISSISSAUGA, A6 L5N 2X7 |
 |  |  VP RMIA |  |
/s/ Lillian Barlett | 01/26/2016 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | These options became exercisable in two equal annual installments on each of August 10, 2014 and 2015. These options qualify as incentive stock options. |
(2) | These options became or will become exercisable in two equal annual installments on each of May 11, 2015 and 2016. These options qualify as incentive stock options. |
(3) | These options became or will become exercisable in three equal annual installments on each of December 1, 2014, 2015 and 2016. These options qualify as incentive stock options. |
(4) | These options became or will become exercisable in three equal annual installments on each of May 8, 2015, 2016 and 2017. These options qualify as incentive stock options. |
(5) | These options became or will become exercisable in four equal annual installments on each of May 7, 2015, 2016, 2017 and 2018. These options qualify as incentive stock options. |
(6) | These options became or will become exercisable in five equal annual installments on each of May 13, 2015, 2016, 2017, 2018 and 2019. These options qualify as incentive stock options. |
(7) | These options will become exercisable in five annual installments. The first installment of 1,162 options will become exercisable on May 12, 2016. The second installment of 1,163 options will become exercisable on May 12, 2017. The third installment of 1,162 options will become exercisable on May 12, 2018. The fourth installment of 1,163 options will become exercisable on May 12, 2019. The fifth installment of 1,162 options will become exercisable on May 12, 2020. These options qualify as incentive stock options. |