UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, DC 20549
FORM 8-K
CURRENT REPORT
PURSUANT TO SECTION 13 OR 15 (d) OF THE
SECURITIES EXCHANGE ACT OF 1934
Date of report (Date of earliest event reported) March 30, 2001
TRIARC COMPANIES, INC.
--------------------------------------------------
(Exact name of registrant as specified in its charter)
DELAWARE 1-2207 38-0471180
----------------- -------------- --------------
(State or other (Commission (I.R.S. Employer
jurisdiction of File No.) Identification No.)
incorporation of
organization)
280 Park Avenue
New York, NY 10017
---------------------------------- ------------
(Address of principal executive office) (Zip Code)
Registrant's telephone number, including area code: (212) 451-3000
---------------------------------- ------------
(Former name or former address, (Zip Code)
if changed since last report)
Item 7. Exhibits
(c) Exhibits
3.1 - By-laws of Triarc Companies, Inc., as currently in effect.
4.1 - Supplemental Indenture No. 8, dated as of November 14, 2000, among
SBG Holdings Inc. and Snapple Beverage Group, Inc., as issuers, the
Subsidiary Guarantors parties thereto and The Bank of New York,
as trustee.
4.2 - Indenture, dated as of November 21, 2000, among Arby's Franchise
Trust, as issuer, Ambac Assurance Corporation, as insurer, and BNY
Midwest Trust Company, a Bank of New York Company, as Indenture
Trustee.
10.1 - Deferral Plan for Senior Executives Officers of Triarc Companies,
Inc.
10.2 - Trust Agreement for the Deferral Plan for Senior Executive Officers
of Triarc Companies, Inc., dated January 23, 2001, between Triarc
Companies, Inc. and Wilmington Trust Company, as trustee.
10.3 - Trust Agreement for the Deferral Plan for Senior Executive Officers
of Triarc Companies, Inc., dated January 23, 2001, between Triarc
Companies, Inc. and Wilmington Trust Company, as trustee.
10.4 - Servicing Agreement, dated as of November 21, 2000, among Arby's
Franchise Trust, as Issuer, Arby's, Inc., as Servicer, and BNY
Midwest Trust Company, a Bank of New York Company, as Indenture
Trustee.
10.5 - Promissory Note, dated April 1, 2000, issued by Nelson Peltz and
Peter W. May to Triarc Companies, Inc. in the original principal
amount of $5,000,000.
10.6 - Stipulation and Agreement of Compromise, Settlement and Release,
dated August 17, 2000.
Pursuant to the requirements of the Securities Exchange Act of 1934, the
Registrant has duly caused this report to be signed on behalf by the undersigned
hereunto duly authorized.
TRIARC COMPANIES, INC.
By: /s/ BRIAN L. SCHORR
--------------------------
Brian L. Schorr
Executive Vice President
and General Counsel
Dated: March 30, 2001
EXHIBIT INDEX
Exhibit
No. Description Page No.
3.1 - By-laws of Triarc Companies, Inc., as
currently in effect.
4.1 - Supplemental Indenture No. 8, dated as of
November 14, 2000, among SBG Holdings Inc. and
Snapple Beverage Group, Inc., as issuers, the
Subsidiary Guarantors parties thereto and The
Bank of New York, as trustee.
4.2 - Indenture, dated as of November 21, 2000, among
Arby's Franchise Trust, as issuer, Ambac Assurance
Corporation, as insurer, and BNY Midwest Trust
Company, a Bank of New York Company, as Indenture
Trustee.
10.1 - Deferral Plan for Senior Executives Officers of
Triarc Companies, Inc.
10.2 - Trust Agreement for the Deferral Plan for Senior
Executive Officers of Triarc Companies, Inc.,
dated January 23, 2001, between Triarc Companies,
Inc. and Wilmington Trust Company, as trustee.
10.3 - Trust Agreement for the Deferral Plan for Senior
Executive Officers of Triarc Companies, Inc.,
dated January 23, 2001, between Triarc Companies,
Inc. and Wilmington Trust Company, as trustee.
10.4 - Servicing Agreement, dated as of November 21, 2000,
among Arby's Franchise Trust, as Issuer, Arby's,
Inc., as Servicer, and BNY Midwest Trust Company,
a Bank of New York Company, as Indenture Trustee.
10.5 - Promissory Note, dated April 1, 2000, issued by
Nelson Peltz and Peter W. May to Triarc Companies,
Inc. in the original principal amount of $5,000,000.
10.6 - Stipulation and Agreement of Compromise, Settlement
and Release, dated August 17, 2000.