CUSIP # 13089P101 | 13D |
1.
|
Names of Reporting Persons.
Advanced Technology Ventures VIII, L.P.
|
||
2.
|
Check The Appropriate Box If A Member Of A Group
(a) o
(b) x
|
||
3.
|
SEC USE ONLY
|
||
4.
|
Source of Funds
WC
|
||
5.
|
Box If Disclosure Of Legal Proceedings Is Required Pursuant To Items 2(d) Or 2(e):
o
|
||
6.
|
Citizenship or Place of Organization
Delaware
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||
Number of
Shares
Beneficially
Owned by
Each
Reporting
Person with
|
7.
|
Sole Voting Power
-0-
|
|
8.
|
Shared Voting Power
2,110,082 (a)
|
||
9.
|
Sole Dispositive Power
-0-
|
||
10.
|
Shared Dispositive Power
2,110,082 (a)
|
||
11.
|
Aggregate Amount Beneficially Owned by Each Reporting Person
2,110,082 (a)
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||
12.
|
Check if the Aggregate Amount in Row (11) Excludes Certain Shares*
o
|
||
13.
|
Percent of Class Represented by Amount in Row (11)
11.8% (b)
|
||
14.
|
Type of Reporting Person
PN
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||
(a) Consists of 2,110,082 shares of the Issuer’s Common Stock (the “Common Stock”) held by Advanced Technology Ventures VIII, L.P. (“ATV VIII”). ATV Associates VIII, L.L.C. (“ATVA VIII”) is the general partner of ATV VIII. As such, ATVA VIII possesses the power to direct the voting and disposition of shares owned by ATV VIII and may be deemed to have indirect beneficial ownership of the shares held by ATV VIII. ATVA VIII owns no securities of the Issuer directly. Jean M. George, Steven N. Baloff, Michael A. Carusi, Robert C. Hower and William C. Wiberg (collectively, the “Directors”) are the managing directors of ATVA VIII. As such, the Directors possess the power to direct the voting and disposition of the shares owned by ATV VIII and may be deemed to have indirect beneficial ownership of the shares held by ATV VIII. The Directors own no securities of the Issuer directly.
(b) This percentage is based upon 17,881,573 shares of the Issuer’s Common Stock outstanding upon completion of the Issuer’s initial public offering (the “IPO”), based on the Issuer’s prospectus filed under Rule 424(b)(4), filed with the Securities and Exchange Commission (the “SEC”) on October 2, 2014.
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CUSIP # 13089P101 | 13D |
1.
|
Names of Reporting Persons.
ATV Associates VIII, L.L.C.
|
||
2.
|
Check The Appropriate Box If A Member Of A Group
(a) o
(b) x
|
||
3.
|
SEC USE ONLY
|
||
4.
|
Source of Funds
WC
|
||
5.
|
Box If Disclosure Of Legal Proceedings Is Required Pursuant To Items 2(d) Or 2(e):
o
|
||
6.
|
Citizenship or Place of Organization
Delaware
|
||
Number of
Shares
Beneficially
Owned by
Each
Reporting
Person with
|
7.
|
Sole Voting Power
-0-
|
|
8.
|
Shared Voting Power
2,110,082 (a)
|
||
9.
|
Sole Dispositive Power
-0-
|
||
10.
|
Shared Dispositive Power
2,110,082 (a)
|
||
11.
|
Aggregate Amount Beneficially Owned by Each Reporting Person
2,110,082 (a)
|
||
12.
|
Check if the Aggregate Amount in Row (11) Excludes Certain Shares*
o
|
||
13.
|
Percent of Class Represented by Amount in Row (11)
11.8% (b)
|
||
14.
|
Type of Reporting Person
OO
|
||
(a) Consists of 2,110,082 shares of Common Stock held by ATV VIII. ATVA VIII is the general partner of ATV VIII. As such, ATVA VIII possesses the power to direct the voting and disposition of shares owned by ATV VIII and may be deemed to have indirect beneficial ownership of the shares held by ATV VIII. ATVA VIII owns no securities of the Issuer directly. The Directors are the managing directors of ATVA VIII. As such, the Directors possess the power to direct the voting and disposition of the shares owned by ATV VIII and may be deemed to have indirect beneficial ownership of the shares held by ATV VIII. The Directors own no securities of the Issuer directly.
(b) This percentage is based on 17,881,573 shares of the Issuer’s Common Stock outstanding upon completion of the IPO, based on the Issuer’s prospectus filed under Rule 424(b)(4), filed with the SEC on October 2, 2014.
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CUSIP # 13089P101 | 13D |
1.
|
Names of Reporting Persons.
Jean M. George
|
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2.
|
Check The Appropriate Box If A Member Of A Group
(a) o
(b) x
|
||
3.
|
SEC USE ONLY
|
||
4.
|
Source of Funds
WC
|
||
5.
|
Box If Disclosure Of Legal Proceedings Is Required Pursuant To Items 2(d) Or 2(e):
o
|
||
6.
|
Citizenship or Place of Organization
United States of America
|
||
Number of
Shares
Beneficially
Owned by
Each
Reporting
Person with
|
7.
|
Sole Voting Power
-0-
|
|
8.
|
Shared Voting Power
2,110,082 (a)
|
||
9.
|
Sole Dispositive Power
-0-
|
||
10.
|
Shared Dispositive Power
2,110,082 (a)
|
||
11.
|
Aggregate Amount Beneficially Owned by Each Reporting Person
2,110,082 (a)
|
||
12.
|
Check if the Aggregate Amount in Row (11) Excludes Certain Shares*
o
|
||
13.
|
Percent of Class Represented by Amount in Row (11)
11.8% (b)
|
||
14.
|
Type of Reporting Person
IN
|
||
(a) Consists of 2,110,082 shares of Common Stock held by ATV VIII. ATVA VIII is the general partner of ATV VIII. As such, ATVA VIII possesses the power to direct the voting and disposition of shares owned by ATV VIII and may be deemed to have indirect beneficial ownership of the shares held by ATV VIII. ATVA VIII owns no securities of the Issuer directly. The Directors are the managing directors of ATVA VIII. As such, the Directors possess the power to direct the voting and disposition of the shares owned by ATV VIII and may be deemed to have indirect beneficial ownership of the shares held by ATV VIII. The Directors own no securities of the Issuer directly.
(b) This percentage is based on 17,881,573 shares of the Issuer’s Common Stock outstanding upon completion of the IPO, based on the Issuer’s prospectus filed under Rule 424(b)(4), filed with the SEC on October 2, 2014.
|
CUSIP # 13089P101 | 13D |
1.
|
Names of Reporting Persons.
Steven N. Baloff
|
||
2.
|
Check The Appropriate Box If A Member Of A Group
(a) o
(b) x
|
||
3.
|
SEC USE ONLY
|
||
4.
|
Source of Funds
WC
|
||
5.
|
Box If Disclosure Of Legal Proceedings Is Required Pursuant To Items 2(d) Or 2(e):
o
|
||
6.
|
Citizenship or Place of Organization
United States of America
|
||
Number of
Shares
Beneficially
Owned by
Each
Reporting
Person with
|
7.
|
Sole Voting Power
-0-
|
|
8.
|
Shared Voting Power
2,110,082 (a)
|
||
9.
|
Sole Dispositive Power
-0-
|
||
10.
|
Shared Dispositive Power
2,110,082 (a)
|
||
11.
|
Aggregate Amount Beneficially Owned by Each Reporting Person
2,110,082 (a)
|
||
12.
|
Check if the Aggregate Amount in Row (11) Excludes Certain Shares*
o
|
||
13.
|
Percent of Class Represented by Amount in Row (11)
11.8% (b)
|
||
14.
|
Type of Reporting Person
IN
|
||
(a) Consists of 2,110,082 shares of Common Stock held by ATV VIII. ATVA VIII is the general partner of ATV VIII. As such, ATVA VIII possesses the power to direct the voting and disposition of shares owned by ATV VIII and may be deemed to have indirect beneficial ownership of the shares held by ATV VIII. ATVA VIII owns no securities of the Issuer directly. The Directors are the managing directors of ATVA VIII. As such, the Directors possess the power to direct the voting and disposition of the shares owned by ATV VIII and may be deemed to have indirect beneficial ownership of the shares held by ATV VIII. The Directors own no securities of the Issuer directly.
(b) This percentage is based on 17,881,573 shares of the Issuer’s Common Stock outstanding upon completion of the IPO, based on the Issuer’s prospectus filed under Rule 424(b)(4), filed with the SEC on October 2, 2014.
|
CUSIP # 13089P101 | 13D |
1.
|
Names of Reporting Persons.
Michael A. Carusi
|
||
2.
|
Check The Appropriate Box If A Member Of A Group
(a) o
(b) x
|
||
3.
|
SEC USE ONLY
|
||
4.
|
Source of Funds
WC
|
||
5.
|
Box If Disclosure Of Legal Proceedings Is Required Pursuant To Items 2(d) Or 2(e):
o
|
||
6.
|
Citizenship or Place of Organization
United States of America
|
||
Number of
Shares
Beneficially
Owned by
Each
Reporting
Person with
|
7.
|
Sole Voting Power
-0-
|
|
8.
|
Shared Voting Power
2,110,082 (a)
|
||
9.
|
Sole Dispositive Power
-0-
|
||
10.
|
Shared Dispositive Power
2,110,082 (a)
|
||
11.
|
Aggregate Amount Beneficially Owned by Each Reporting Person
2,110,082 (a)
|
||
12.
|
Check if the Aggregate Amount in Row (11) Excludes Certain Shares*
o
|
||
13.
|
Percent of Class Represented by Amount in Row (11)
11.8% (b)
|
||
14.
|
Type of Reporting Person
IN
|
||
(a) Consists of 2,110,082 shares of Common Stock held by ATV VIII. ATVA VIII is the general partner of ATV VIII. As such, ATVA VIII possesses the power to direct the voting and disposition of shares owned by ATV VIII and may be deemed to have indirect beneficial ownership of the shares held by ATV VIII. ATVA VIII owns no securities of the Issuer directly. The Directors are the managing directors of ATVA VIII. As such, the Directors possess the power to direct the voting and disposition of the shares owned by ATV VIII and may be deemed to have indirect beneficial ownership of the shares held by ATV VIII. The Directors own no securities of the Issuer directly.
(b) This percentage is based on 17,881,573 shares of the Issuer’s Common Stock outstanding upon completion of the IPO, based on the Issuer’s prospectus filed under Rule 424(b)(4), filed with the SEC on October 2, 2014.
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CUSIP # 13089P101 | 13D |
1.
|
Names of Reporting Persons.
Robert C. Hower
|
||
2.
|
Check The Appropriate Box If A Member Of A Group
(a) o
(b) x
|
||
3.
|
SEC USE ONLY
|
||
4.
|
Source of Funds
WC
|
||
5.
|
Box If Disclosure Of Legal Proceedings Is Required Pursuant To Items 2(d) Or 2(e):
o
|
||
6.
|
Citizenship or Place of Organization
United States of America
|
||
Number of
Shares
Beneficially
Owned by
Each
Reporting
Person with
|
7.
|
Sole Voting Power
-0-
|
|
8.
|
Shared Voting Power
2,110,082 (a)
|
||
9.
|
Sole Dispositive Power
-0-
|
||
10.
|
Shared Dispositive Power
2,110,082 (a)
|
||
11.
|
Aggregate Amount Beneficially Owned by Each Reporting Person
2,110,082 (a)
|
||
12.
|
Check if the Aggregate Amount in Row (11) Excludes Certain Shares*
o
|
||
13.
|
Percent of Class Represented by Amount in Row (11)
11.8% (b)
|
||
14.
|
Type of Reporting Person
IN
|
||
(a) Consists of 2,110,082 shares of Common Stock held by ATV VIII. ATVA VIII is the general partner of ATV VIII. As such, ATVA VIII possesses the power to direct the voting and disposition of shares owned by ATV VIII and may be deemed to have indirect beneficial ownership of the shares held by ATV VIII. ATVA VIII owns no securities of the Issuer directly. The Directors are the managing directors of ATVA VIII. As such, the Directors possess the power to direct the voting and disposition of the shares owned by ATV VIII and may be deemed to have indirect beneficial ownership of the shares held by ATV VIII. The Directors own no securities of the Issuer directly.
(b) This percentage is based on 17,881,573 shares of the Issuer’s Common Stock outstanding upon completion of the IPO, based on the Issuer’s prospectus filed under Rule 424(b)(4), filed with the SEC on October 2, 2014.
|
CUSIP # 13089P101 | 13D |
1.
|
Names of Reporting Persons.
William C. Wiberg
|
||
2.
|
Check The Appropriate Box If A Member Of A Group
(a) o
(b) x
|
||
3.
|
SEC USE ONLY
|
||
4.
|
Source of Funds
WC
|
||
5.
|
Box If Disclosure Of Legal Proceedings Is Required Pursuant To Items 2(d) Or 2(e):
o
|
||
6.
|
Citizenship or Place of Organization
United States of America
|
||
Number of
Shares
Beneficially
Owned by
Each
Reporting
Person with
|
7.
|
Sole Voting Power
-0-
|
|
8.
|
Shared Voting Power
2,110,082 (a)
|
||
9.
|
Sole Dispositive Power
-0-
|
||
10.
|
Shared Dispositive Power
2,110,082 (a)
|
||
11.
|
Aggregate Amount Beneficially Owned by Each Reporting Person
2,110,082 (a)
|
||
12.
|
Check if the Aggregate Amount in Row (11) Excludes Certain Shares*
o
|
||
13.
|
Percent of Class Represented by Amount in Row (11)
11.8% (b)
|
||
14.
|
Type of Reporting Person
IN
|
||
(a) Consists of 2,110,082 shares of the Issuer’s Common Stock held by ATV VIII. ATVA VIII is the general partner of ATV VIII. As such, ATVA VIII possesses the power to direct the voting and disposition of shares owned by ATV VIII and may be deemed to have indirect beneficial ownership of the shares held by ATV VIII. ATVA VIII owns no securities of the Issuer directly. The Directors are the managing directors of ATVA VIII. As such, the Directors possess the power to direct the voting and disposition of the shares owned by ATV VIII and may be deemed to have indirect beneficial ownership of the shares held by ATV VIII. The Directors own no securities of the Issuer directly.
(b) This percentage is based on 17,881,573 shares of the Issuer’s Common Stock outstanding upon completion of the IPO, based on the Issuer’s prospectus filed under Rule 424(b)(4), filed with the SEC on October 2, 2014.
|
CUSIP # 13089P101 | 13D |
Reporting Person
|
Shares Held Directly
|
Sole Voting Power
|
Shared Voting Power (2)
|
Sole Dispositive Power
|
Shared Dispositive Power (2)
|
Beneficial Ownership
|
Percentage of Class (3)
|
ATV VIII
|
2,110,082 (1)
|
0
|
2,110,082
|
0
|
2,110,082
|
2,110,082
|
11.8%
|
ATVA VIII
|
0
|
0
|
2,110,082
|
0
|
2,110,082
|
2,110,082
|
11.8%
|
George
|
0
|
0
|
2,110,082
|
0
|
2,110,082
|
2,110,082
|
11.8%
|
Baloff
|
0
|
0
|
2,110,082
|
0
|
2,110,082
|
2,110,082
|
11.8%
|
Carusi
|
0
|
0
|
2,110,082
|
0
|
2,110,082
|
2,110,082
|
11.8%
|
Hower
|
0
|
0
|
2,110,082
|
0
|
2,110,082
|
2,110,082
|
11.8%
|
Wiberg
|
0
|
0
|
2,110,082
|
0
|
2,110,082
|
2,110,082
|
11.8%
|
By: | /s/ Michael A. Carusi |
By: | /s/ Michael A. Carusi |
/s/ Jean M. George |
/s/ Steven N. Baloff |
/s/ Michael A. Carusi |
/s/ Robert C. Hower |
/s/ William C. Wiberg |
By: | /s/ Michael A. Carusi |
By: | /s/ Michael A. Carusi |
/s/ Jean M. George |
/s/ Steven N. Baloff |
/s/ Michael A. Carusi |
/s/ Robert C. Hower |
/s/ William C. Wiberg |