1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security |
5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
Rights to Common Stock under Deferred Compensation Plan
|
Â
(2)
|
Â
(2)
|
Common Stock
|
805
|
$
(3)
|
D
|
Â
|
Employee Stock Option (right to buy)
|
11/23/2005(4)
|
11/23/2014 |
Common Stock
|
3,820
|
$
54.41
|
D
|
Â
|
Stock Appreciation Rights
|
11/21/2006(5)
|
11/21/2015 |
Common Stock
|
3,520
|
$
59.16
|
D
|
Â
|
Stock Appreciation Rights
|
11/21/2007(6)
|
11/21/2016 |
Common Stock
|
2,947
|
$
71.72
|
D
|
Â
|
Stock Appreciation Rights
|
11/20/2008(7)
|
11/20/2017 |
Common Stock
|
2,958
|
$
84.33
|
D
|
Â
|
Stock Appreciation Rights
|
11/25/2009(8)
|
11/25/2018 |
Common Stock
|
3,892
|
$
62.5
|
D
|
Â
|
Stock Appreciation Rights
|
11/24/2010(9)
|
11/24/2019 |
Common Stock
|
4,790
|
$
75.63
|
D
|
Â
|
Stock Appreciation Rights
|
11/23/2011(10)
|
11/23/2020 |
Common Stock
|
5,153
|
$
76.64
|
D
|
Â
|
Stock Appreciation Rights
|
11/22/2012(11)
|
11/22/2021 |
Common Stock
|
4,583
|
$
72.12
|
D
|
Â
|
Stock Appreciation Rights
|
11/20/2013(12)
|
11/20/2022 |
Common Stock
|
6,586
|
$
76.18
|
D
|
Â
|
Stock Appreciation Rights
|
11/26/2014(13)
|
11/26/2023 |
Common Stock
|
4,007
|
$
108.89
|
D
|
Â
|
* |
If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** |
Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) |
Includes restricted stock units awarded under the Becton, Dickinson and Company 2004 Employee and Director Equity-Based Compensation Plan. |
(2) |
The securities are generally distributed upon termination, or following retirement on the date or dates specified by the reporting person. |
(3) |
The securities convert to common stock on a one-for-one basis. |
(4) |
The employee stock options vest in four annual installments beginning November 23, 2005. |
(5) |
The stock appreciation rights vest in four annual installments beginning November 21, 2006. |
(6) |
The stock appreciation rights vest in four annual installments beginning November 21, 2007. |
(7) |
The stock appreciation rights vest in four annual installments beginning November 20, 2008. |
(8) |
The stock appreciation rights vest in four annual installments beginning November 25, 2009. |
(9) |
The stock appreciation rights vest in four annual installments beginning November 24, 2010. |
(10) |
The stock appreciation rights vest in four annual installments beginning November 23, 2011. |
(11) |
The stock appreciation rights vest in four annual installments beginning November 22, 2012. |
(12) |
The stock appreciation rights vest in four annual installments beginning November 20, 2013. |
(13) |
The stock appreciation rights vest in four annual installments beginning November 26, 2014. |