UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT
COMPANY
INVESTMENT COMPANY ACT FILE NUMBER: 811-8568
NAME OF REGISTRANT: John Hancock Bank and Thrift
Opportunity Fund
ADDRESS OF PRINCIPAL EXECUTIVE OFFICES: 601 Congress Street
Boston, MA 02210
NAME AND ADDRESS OF AGENT FOR SERVICE: Charles Rizzo
601 Congress Street
Boston, MA 02210
REGISTRANT'S TELEPHONE NUMBER: 617-663-3000
DATE OF FISCAL YEAR END: 10/31
DATE OF REPORTING PERIOD: 07/01/2014 - 06/30/2015
2X21 JHF Financial Opportunities Fund
--------------------------------------------------------------------------------------------------------------------------
1ST SOURCE CORPORATION Agenda Number: 934145055
--------------------------------------------------------------------------------------------------------------------------
Security: 336901103
Meeting Type: Annual
Meeting Date: 23-Apr-2015
Ticker: SRCE
ISIN: US3369011032
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
ALLISON N. EGIDI Mgmt For For
CRAIG A. KAPSON Mgmt For For
JOHN T. PHAIR Mgmt For For
MARK D. SCHWABERO Mgmt Withheld Against
--------------------------------------------------------------------------------------------------------------------------
ACCESS NATIONAL CORPORATION Agenda Number: 934204671
--------------------------------------------------------------------------------------------------------------------------
Security: 004337101
Meeting Type: Annual
Meeting Date: 21-May-2015
Ticker: ANCX
ISIN: US0043371014
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
MICHAEL W. CLARKE Mgmt For For
JAMES L. JADLOS Mgmt For For
2. TO APPROVE IN AN ADVISORY VOTE THE Mgmt For For
COMPENSATION OF THE CORPORATION'S NAMED
EXECUTIVE OFFICERS AS DISCLOSED IN THE
PROXY STATEMENT.
3. TO RATIFY THE SELECTION OF BDO USA, LLP TO Mgmt For For
SERVE AS INDEPENDENT PUBLIC ACCOUNTANTS FOR
THE FISCAL YEAR ENDING DECEMBER 31, 2015.
--------------------------------------------------------------------------------------------------------------------------
AMERIS BANCORP Agenda Number: 934163015
--------------------------------------------------------------------------------------------------------------------------
Security: 03076K108
Meeting Type: Annual
Meeting Date: 28-May-2015
Ticker: ABCB
ISIN: US03076K1088
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
WILLIAM I. BOWEN, JR.* Mgmt For For
R. DALE EZZELL$ Mgmt For For
LEO J. HILL$ Mgmt For For
JIMMY D. VEAL$ Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF CROWE Mgmt For For
HORWATH LLP AS THE COMPANY'S INDEPENDENT
AUDITOR FOR THE FISCAL YEAR ENDING DECEMBER
31, 2015.
3. ADVISORY APPROVAL OF THE COMPANY'S Mgmt For For
EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
ANCHOR BANCORP WA Agenda Number: 934077670
--------------------------------------------------------------------------------------------------------------------------
Security: 032838104
Meeting Type: Annual
Meeting Date: 15-Oct-2014
Ticker: ANCB
ISIN: US0328381043
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
ROBERT D. RUECKER Mgmt For For
JERALD L. SHAW Mgmt For For
2. ADVISORY (NON-BINDING) APPROVAL OF THE Mgmt For For
COMPENSATION OF ANCHOR BANCORP'S NAMED
EXECUTIVE OFFICERS.
3. THE RATIFICATION OF THE APPOINTMENT OF MOSS Mgmt For For
ADAMS LLP AS THE INDEPENDENT AUDITOR FOR
THE YEAR ENDING JUNE 30, 2015.
--------------------------------------------------------------------------------------------------------------------------
ANCHOR BANCORP WISCONSIN INC. Agenda Number: 934160350
--------------------------------------------------------------------------------------------------------------------------
Security: 03283P106
Meeting Type: Annual
Meeting Date: 29-Apr-2015
Ticker: ABCW
ISIN: US03283P1066
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
CHRIS M. BAUER Mgmt For For
RICHARD A. BERGSTROM Mgmt For For
HOLLY CREMER Mgmt For For
BRADLEY E. COOPER Mgmt For For
MARTIN S. FRIEDMAN Mgmt For For
DAVID L. OMACHINSKI Mgmt For For
PAT RICHTER Mgmt For For
2 ADVISORY VOTE ON THE COMPENSATION OF NAMED Mgmt For For
EXECUTIVE OFFICERS.
3 ADVISORY VOTE ON THE FREQUENCY OF APPROVAL Mgmt 1 Year For
FOR THE NAMED EXECUTIVE OFFICER
COMPENSATION.
4 TO RATIFY THE APPOINTMENT OF MCGLADREY LLP Mgmt For For
AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE YEAR ENDING
DECEMBER 31, 2015.
--------------------------------------------------------------------------------------------------------------------------
APOLLO INVESTMENT CORPORATION Agenda Number: 934050686
--------------------------------------------------------------------------------------------------------------------------
Security: 03761U106
Meeting Type: Special
Meeting Date: 05-Aug-2014
Ticker: AINV
ISIN: US03761U1060
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO APPROVE A PROPOSAL TO AUTHORIZE Mgmt For For
FLEXIBILITY FOR THE COMPANY, WITH APPROVAL
OF ITS BOARD OF DIRECTORS, TO SELL SHARES
OF ITS COMMON STOCK (DURING THE NEXT 12
MONTHS) AT PRICES BELOW THE COMPANY'S THEN
CURRENT NET ASSET VALUE PER SHARE.
--------------------------------------------------------------------------------------------------------------------------
APOLLO INVESTMENT CORPORATION Agenda Number: 934048035
--------------------------------------------------------------------------------------------------------------------------
Security: 03761U106
Meeting Type: Annual
Meeting Date: 05-Aug-2014
Ticker: AINV
ISIN: US03761U1060
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JEANETTE LOEB Mgmt For For
FRANK C. PULEO Mgmt For For
CARL SPIELVOGEL Mgmt For For
2. TO RATIFY THE SELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS APOLLO
INVESTMENT CORPORATION'S (THE "COMPANY")
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING MARCH 31,
2015.
--------------------------------------------------------------------------------------------------------------------------
ARES CAPITAL CORPORATION Agenda Number: 934144914
--------------------------------------------------------------------------------------------------------------------------
Security: 04010L103
Meeting Type: Special
Meeting Date: 29-Apr-2015
Ticker: ARCC
ISIN: US04010L1035
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO AUTHORIZE THE COMPANY, WITH THE APPROVAL Mgmt For For
OF ITS BOARD OF DIRECTORS, TO SELL OR
OTHERWISE ISSUE SHARES OF ITS COMMON STOCK
AT A PRICE BELOW ITS THEN CURRENT NET ASSET
VALUE PER SHARE SUBJECT TO THE LIMITATIONS
SET FORTH IN THE PROXY STATEMENT FOR THE
SPECIAL MEETING OF STOCKHOLDERS
--------------------------------------------------------------------------------------------------------------------------
ARES CAPITAL CORPORATION Agenda Number: 934143051
--------------------------------------------------------------------------------------------------------------------------
Security: 04010L103
Meeting Type: Annual
Meeting Date: 29-Apr-2015
Ticker: ARCC
ISIN: US04010L1035
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: STEVE BARTLETT Mgmt For For
1.2 ELECTION OF DIRECTOR: ROBERT L. ROSEN Mgmt For For
1.3 ELECTION OF DIRECTOR: BENNETT ROSENTHAL Mgmt For For
2. TO RATIFY THE SELECTION OF KPMG LLP AS THE Mgmt For For
COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE YEAR ENDING
DECEMBER 31, 2015.
--------------------------------------------------------------------------------------------------------------------------
BANK MUTUAL CORPORATION Agenda Number: 934141730
--------------------------------------------------------------------------------------------------------------------------
Security: 063750103
Meeting Type: Annual
Meeting Date: 04-May-2015
Ticker: BKMU
ISIN: US0637501034
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
THOMAS H. BUESTRIN Mgmt For For
MICHAEL T. CROWLEY, JR. Mgmt For For
WILLIAM J. MIELKE Mgmt For For
2. PROPOSAL TO RATIFY DELOITTE & TOUCHE LLP AS Mgmt For For
OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM
3. ADVISORY VOTE TO APPROVE THE COMPENSATION Mgmt For For
OF THE COMPANY'S NAMED EXECUTIVE OFFICERS,
AS DISCLOSED IN "COMPENSATION DISCUSSION
AND ANALYSIS" AND "EXECUTIVE COMPENSATION"
IN THE PROXY STATEMENT
--------------------------------------------------------------------------------------------------------------------------
BANK OF AMERICA CORPORATION Agenda Number: 934150842
--------------------------------------------------------------------------------------------------------------------------
Security: 060505104
Meeting Type: Annual
Meeting Date: 06-May-2015
Ticker: BAC
ISIN: US0605051046
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: SHARON L. ALLEN Mgmt Against Against
1B. ELECTION OF DIRECTOR: SUSAN S. BIES Mgmt For For
1C. ELECTION OF DIRECTOR: JACK O. BOVENDER, JR. Mgmt For For
1D. ELECTION OF DIRECTOR: FRANK P. BRAMBLE, SR. Mgmt Against Against
1E. ELECTION OF DIRECTOR: PIERRE J.P. DE WECK Mgmt For For
1F. ELECTION OF DIRECTOR: ARNOLD W. DONALD Mgmt For For
1G. ELECTION OF DIRECTOR: CHARLES K. GIFFORD Mgmt For For
1H. ELECTION OF DIRECTOR: LINDA P. HUDSON Mgmt For For
1I. ELECTION OF DIRECTOR: MONICA C. LOZANO Mgmt For For
1J. ELECTION OF DIRECTOR: THOMAS J. MAY Mgmt Against Against
1K. ELECTION OF DIRECTOR: BRIAN T. MOYNIHAN Mgmt For For
1L. ELECTION OF DIRECTOR: LIONEL L. NOWELL, III Mgmt Against Against
1M. ELECTION OF DIRECTOR: R. DAVID YOST Mgmt For For
2. APPROVING OUR EXECUTIVE COMPENSATION (AN Mgmt For For
ADVISORY, NON-BINDING "SAY ON PAY"
RESOLUTION)
3. RATIFYING THE APPOINTMENT OF OUR REGISTERED Mgmt For For
INDEPENDENT PUBLIC ACCOUNTING FIRM FOR 2015
4. APPROVING THE AMENDMENT AND RESTATEMENT OF Mgmt For For
THE BANK OF AMERICA CORPORATION 2003 KEY
ASSOCIATE STOCK PLAN
5. STOCKHOLDER PROPOSAL - CLIMATE CHANGE Shr Against For
REPORT
6. STOCKHOLDER PROPOSAL - LOBBYING REPORT Shr For Against
7. STOCKHOLDER PROPOSAL - STOCKHOLDER ACTION Shr For Against
BY WRITTEN CONSENT
8. STOCKHOLDER PROPOSAL - STOCKHOLDER VALUE Shr Against For
COMMITTEE
--------------------------------------------------------------------------------------------------------------------------
BANK OF MARIN BANCORP Agenda Number: 934187445
--------------------------------------------------------------------------------------------------------------------------
Security: 063425102
Meeting Type: Annual
Meeting Date: 14-May-2015
Ticker: BMRC
ISIN: US0634251021
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
RUSSELL A. COLOMBO Mgmt For For
JAMES C. HALE, III Mgmt For For
ROBERT HELLER Mgmt For For
NORMA J. HOWARD Mgmt For For
KEVIN R. KENNEDY Mgmt For For
STUART D. LUM Mgmt For For
WILLIAM H. MCDEVITT, JR Mgmt For For
MICHAELA K. RODENO Mgmt For For
JOEL SKLAR, MD Mgmt For For
BRIAN M. SOBEL Mgmt For For
J. DIETRICH STROEH Mgmt For For
2. TO APPROVE, BY NON-BINDING VOTE, EXECUTIVE Mgmt For For
COMPENSATION
3. RATIFICATION OF THE BOARD OF DIRECTORS' Mgmt For For
SELECTION OF INDEPENDENT AUDITORS
--------------------------------------------------------------------------------------------------------------------------
BANKWELL FINANCIAL GROUP, INC. Agenda Number: 934202691
--------------------------------------------------------------------------------------------------------------------------
Security: 06654A103
Meeting Type: Annual
Meeting Date: 27-May-2015
Ticker: BWFG
ISIN: US06654A1034
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
FREDERICK R. AFRAGOLA Mgmt For For
GEORGE P. BAUER Mgmt For For
MICHAEL J. BRANDT Mgmt For For
RICHARD CASTIGLIONI Mgmt Withheld Against
ERIC J. DALE Mgmt For For
BLAKE S. DREXLER Mgmt For For
JAMES A. FIEBER Mgmt For For
W.J. FITZPATRICK, III Mgmt For For
CHRISTOPHER GRUSEKE Mgmt For For
DANIEL S. JONES Mgmt For For
TODD LAMPERT Mgmt Withheld Against
VICTOR S. LISS Mgmt For For
RAYMOND W. PALUMBO Mgmt For For
2. TO RATIFY THE APPOINTMENT OF WHITTLESEY & Mgmt For For
HADLEY, P.C. AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTANTS FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2015.
--------------------------------------------------------------------------------------------------------------------------
BAR HARBOR BANKSHARES Agenda Number: 934171428
--------------------------------------------------------------------------------------------------------------------------
Security: 066849100
Meeting Type: Annual
Meeting Date: 19-May-2015
Ticker: BHB
ISIN: US0668491006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
MATTHEW L. CARAS Mgmt For For
THOMAS A. COLWELL Mgmt For For
PETER DODGE Mgmt For For
MARTHA T. DUDMAN Mgmt For For
LAURI E. FERNALD Mgmt For For
DAINA H. HILL Mgmt For For
CLYDE H. LEWIS Mgmt For For
CONSTANCE C. SHEA Mgmt For For
CURTIS C. SIMARD Mgmt For For
KENNETH E. SMITH Mgmt For For
SCOTT G. TOOTHAKER Mgmt For For
DAVID B. WOODSIDE Mgmt For For
2. TO APPROVE A NON-BINDING, ADVISORY Mgmt For For
RESOLUTION ON THE COMPENSATION OF THE NAMED
EXECUTIVE OFFICERS OF THE COMPANY ("SAY ON
PAY").
3. TO RATIFY THE APPOINTMENT OF KPMG LLP AS Mgmt For For
THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE YEAR ENDING
DECEMBER 31, 2015.
4. TO APPROVE THE BAR HARBOR BANKSHARES AND Mgmt For For
SUBSIDIARIES EQUITY INCENTIVE PLAN OF 2015.
5. TO APPROVE AN AMENDMENT TO THE COMPANY'S Mgmt For For
ARTICLES OF INCORPORATION, AS AMENDED, TO
INCREASE THE NUMBER OF SHARES OF COMMON
STOCK AUTHORIZED FOR ISSUANCE FROM
10,000,000 SHARES TO 20,000,000 SHARES.
--------------------------------------------------------------------------------------------------------------------------
BB&T CORPORATION Agenda Number: 934141261
--------------------------------------------------------------------------------------------------------------------------
Security: 054937107
Meeting Type: Annual
Meeting Date: 28-Apr-2015
Ticker: BBT
ISIN: US0549371070
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: JENNIFER S. BANNER Mgmt For For
1B. ELECTION OF DIRECTOR: K. DAVID BOYER, JR. Mgmt For For
1C. ELECTION OF DIRECTOR: ANNA R. CABLIK Mgmt For For
1D. ELECTION OF DIRECTOR: RONALD E. DEAL Mgmt For For
1E. ELECTION OF DIRECTOR: JAMES A. FAULKNER Mgmt For For
1F. ELECTION OF DIRECTOR: I. PATRICIA HENRY Mgmt For For
1G. ELECTION OF DIRECTOR: JOHN P. HOWE III, Mgmt For For
M.D.
1H. ELECTION OF DIRECTOR: ERIC C. KENDRICK Mgmt For For
1I. ELECTION OF DIRECTOR: KELLY S. KING Mgmt For For
1J. ELECTION OF DIRECTOR: LOUIS B. LYNN, PH.D. Mgmt For For
1K. ELECTION OF DIRECTOR: EDWARD C. MILLIGAN Mgmt For For
1L. ELECTION OF DIRECTOR: CHARLES A. PATTON Mgmt For For
1M. ELECTION OF DIRECTOR: NIDO R. QUBEIN Mgmt For For
1N. ELECTION OF DIRECTOR: TOLLIE W. RICH, JR. Mgmt For For
1O. ELECTION OF DIRECTOR: THOMAS E. SKAINS Mgmt For For
1P. ELECTION OF DIRECTOR: THOMAS N. THOMPSON Mgmt For For
1Q. ELECTION OF DIRECTOR: EDWIN H. WELCH, PH.D. Mgmt For For
1R. ELECTION OF DIRECTOR: STEPHEN T. WILLIAMS Mgmt For For
2. TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE
CORPORATION'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2015.
3. TO VOTE ON AN ADVISORY RESOLUTION TO Mgmt Against Against
APPROVE BB&T'S EXECUTIVE COMPENSATION
PROGRAM, COMMONLY REFERRED TO AS A "SAY ON
PAY" VOTE.
4. TO VOTE ON A SHAREHOLDER PROPOSAL Shr For Against
REQUESTING REPORTS WITH RESPECT TO BB&T'S
POLITICAL CONTRIBUTIONS AND RELATED
POLICIES AND PROCEDURES, IF PROPERLY
PRESENTED AT THE ANNUAL MEETING.
5. TO VOTE ON A SHAREHOLDER PROPOSAL REGARDING Shr For Against
RECOUPMENT OF INCENTIVE COMPENSATION TO
SENIOR EXECUTIVES, IF PROPERLY PRESENTED AT
THE ANNUAL MEETING.
--------------------------------------------------------------------------------------------------------------------------
BERKSHIRE HILLS BANCORP, INC. Agenda Number: 934167289
--------------------------------------------------------------------------------------------------------------------------
Security: 084680107
Meeting Type: Annual
Meeting Date: 07-May-2015
Ticker: BHLB
ISIN: US0846801076
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
WILLIAM J. RYAN Mgmt For For
ROBERT M. CURLEY Mgmt For For
BARTON D. RASER Mgmt For For
D. JEFFREY TEMPLETON Mgmt For For
RICHARD J. MURPHY Mgmt For For
2. TO CONSIDER A NON-BINDING PROPOSAL TO GIVE Mgmt For For
ADVISORY APPROVAL OF OUR EXECUTIVE
COMPENSATION AS DESCRIBED IN THE PROXY
STATEMENT.
3. TO RATIFY THE SELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR FISCAL YEAR 2015.
--------------------------------------------------------------------------------------------------------------------------
BRIDGE CAPITAL HOLDINGS Agenda Number: 934238076
--------------------------------------------------------------------------------------------------------------------------
Security: 108030107
Meeting Type: Special
Meeting Date: 25-Jun-2015
Ticker: BBNK
ISIN: US1080301070
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO APPROVE THE AGREEMENT AND PLAN OF Mgmt For For
MERGER, DATED MARCH 9, 2015, BY AND BETWEEN
WESTERN ALLIANCE BANCORPORATION, OR WESTERN
ALLIANCE, AND BRIDGE CAPITAL PURSUANT TO
WHICH BRIDGE CAPITAL WILL MERGE WITH AND
INTO WESTERN ALLIANCE, WITH WESTERN
ALLIANCE SURVIVING.
2 TO APPROVE, ON AN ADVISORY (NON-BINDING) Mgmt Against Against
BASIS, THE COMPENSATION THAT MAY BE PAID OR
BECOME PAYABLE TO BRIDGE CAPITAL'S NAMED
EXECUTIVE OFFICERS IN CONNECTION WITH THE
MERGER, AS DISCLOSED IN THE PROXY
STATEMENT.
3 TO APPROVE ANY ADJOURNMENTS OR Mgmt For For
POSTPONEMENTS OF THE MEETING, INCLUDING,
WITHOUT LIMITATION, A MOTION TO ADJOURN OR
POSTPONE THE MEETING FOR THE PURPOSE OF
SOLICITING ADDITIONAL PROXIES IN ORDER TO
APPROVE THE FOREGOING PROPOSALS.
--------------------------------------------------------------------------------------------------------------------------
BRYN MAWR BANK CORPORATION Agenda Number: 934066297
--------------------------------------------------------------------------------------------------------------------------
Security: 117665109
Meeting Type: Special
Meeting Date: 23-Sep-2014
Ticker: BMTC
ISIN: US1176651099
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO APPROVE AND ADOPT THE AGREEMENT AND PLAN Mgmt For For
OF MERGER, DATED AS OF MAY 5, 2014, BETWEEN
BRYN MAWR BANK CORPORATION ("BMBC") AND
CONTINENTAL BANK HOLDINGS, INC. ("CBH"),
PURSUANT TO WHICH CBH WILL MERGE INTO BMBC,
AND CONTINENTAL BANK WILL MERGE INTO THE
BRYN MAWR TRUST COMPANY (DUE TO SPACE
LIMITS, SEE NOTICE OF BMBC SPECIAL MEETING
IN PROXY STATEMENT FOR FULL PROPOSAL)
2. TO APPROVE AND ADOPT THE BRYN MAWR BANK Mgmt For For
CORPORATION RETAINER STOCK PLAN FOR OUTSIDE
DIRECTORS, INCLUDING THE APPROVAL OF THE
ISSUANCE OF ALL BMBC COMMON STOCK ISSUED TO
DIRECTORS AS PART OF THEIR RETAINER FEES
SINCE JANUARY 1, 2012.
3. TO ADJOURN THE SPECIAL MEETING, IF Mgmt For For
NECESSARY, TO SOLICIT ADDITIONAL PROXIES IN
FAVOR OF THE MERGER AGREEMENT AND THE
TRANSACTIONS CONTEMPLATED THEREBY,
INCLUDING THE MERGER.
--------------------------------------------------------------------------------------------------------------------------
BRYN MAWR BANK CORPORATION Agenda Number: 934144356
--------------------------------------------------------------------------------------------------------------------------
Security: 117665109
Meeting Type: Annual
Meeting Date: 30-Apr-2015
Ticker: BMTC
ISIN: US1176651099
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
MICHAEL J. CLEMENT Mgmt For For
SCOTT M. JENKINS Mgmt For For
JERRY L. JOHNSON Mgmt For For
A. JOHN MAY, III Mgmt For For
2. TO APPROVE A NON-BINDING ADVISORY VOTE ON Mgmt For For
EXECUTIVE OFFICER COMPENSATION.
3. TO APPROVE AND ADOPT THE AMENDED AND Mgmt For For
RESTATED BRYN MAWR BANK CORPORATION 2010
LONG-TERM INCENTIVE PLAN.
4. TO RATIFY THE APPOINTMENT OF KPMG LLP AS Mgmt For For
THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR BRYN MAWR BANK
CORPORATION FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2015.
--------------------------------------------------------------------------------------------------------------------------
BSB BANCORP INC MD Agenda Number: 934204708
--------------------------------------------------------------------------------------------------------------------------
Security: 05573H108
Meeting Type: Annual
Meeting Date: 27-May-2015
Ticker: BLMT
ISIN: US05573H1086
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
ROBERT M. MAHONEY Mgmt For For
JOHN A. BORELLI Mgmt For For
JOHN W. GAHAN, III Mgmt For For
JOHN A. WHITTEMORE Mgmt For For
2. THE RATIFICATION OF THE APPOINTMENT OF Mgmt For For
SHATSWELL, MACLEOD & COMPANY, P.C. AS
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM OF BSB BANCORP, INC. FOR THE FISCAL
YEAR ENDING DECEMBER 31, 2015.
3. AN ADVISORY, NON-BINDING VOTE TO APPROVE Mgmt For For
THE COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
CAMDEN NATIONAL CORPORATION Agenda Number: 934146526
--------------------------------------------------------------------------------------------------------------------------
Security: 133034108
Meeting Type: Annual
Meeting Date: 28-Apr-2015
Ticker: CAC
ISIN: US1330341082
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: ANN W. BRESNAHAN Mgmt For For
1.2 ELECTION OF DIRECTOR: GREGORY A. DUFOUR Mgmt For For
1.3 ELECTION OF DIRECTOR: S. CATHERINE LONGLEY Mgmt For For
2. TO APPROVE, BY NON-BINDING ADVISORY VOTE, Mgmt For For
THE COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
3. TO RATIFY THE APPOINTMENT OF MCGLADREY LLP Mgmt For For
AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING
DECEMBER 31, 2015.
--------------------------------------------------------------------------------------------------------------------------
CHEMICAL FINANCIAL CORPORATION Agenda Number: 934137731
--------------------------------------------------------------------------------------------------------------------------
Security: 163731102
Meeting Type: Annual
Meeting Date: 20-Apr-2015
Ticker: CHFC
ISIN: US1637311028
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
GARY E. ANDERSON Mgmt For For
JAMES R. FITTERLING Mgmt For For
TERENCE F. MOORE Mgmt For For
JOHN E. PELIZZARI Mgmt For For
DAVID B. RAMAKER Mgmt For For
LARRY D. STAUFFER Mgmt For For
FRANKLIN C. WHEATLAKE Mgmt For For
2. AMENDMENT OF OUR RESTATED ARTICLES OF Mgmt For For
INCORPORATION TO INCREASE THE NUMBER OF
AUTHORIZED SHARES OF OUR COMMON STOCK FROM
45,000,000 SHARES TO 60,000,000 SHARES.
3. AMENDMENT OF OUR RESTATED ARTICLES OF Mgmt For For
INCORPORATION TO AUTHORIZE A CLASS OF
2,000,000 SHARES OF PREFERRED STOCK.
4. APPROVAL OF THE STOCK INCENTIVE PLAN OF Mgmt For For
2015.
5. RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt For For
AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE YEAR ENDING DECEMBER 31, 2015.
6. ADVISORY APPROVAL OF EXECUTIVE Mgmt For For
COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
CHEVIOT FINANCIAL CORP. Agenda Number: 934138125
--------------------------------------------------------------------------------------------------------------------------
Security: 16677X105
Meeting Type: Annual
Meeting Date: 28-Apr-2015
Ticker: CHEV
ISIN: US16677X1054
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
STEVEN R. HAUSFELD Mgmt For For
2. THE RATIFICATION OF THE APPOINTMENT OF Mgmt For For
CLARK, SCHAEFER, HACKETT & CO. AS THE
COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE YEAR ENDING
DECEMBER 31, 2015
3. THE APPROVAL OF AN ADVISORY, NON-BINDING Mgmt For For
RESOLUTION WITH RESPECT TO OUR EXECUTIVE
COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
CITY HOLDING COMPANY Agenda Number: 934153610
--------------------------------------------------------------------------------------------------------------------------
Security: 177835105
Meeting Type: Annual
Meeting Date: 29-Apr-2015
Ticker: CHCO
ISIN: US1778351056
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JOHN R. ELLIOT Mgmt For For
DAVID W. HAMBRICK Mgmt For For
J. THOMAS JONES Mgmt For For
JAMES L. ROSSI Mgmt For For
2. PROPOSAL TO RATIFY THE AUDIT COMMITTEE AND Mgmt For For
THE BOARD OF DIRECTORS' APPOINTMENT OF
ERNST & YOUNG, LLP AS THE INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR CITY
HOLDING COMPANY FOR 2015.
3. ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
COMERICA INCORPORATED Agenda Number: 934142287
--------------------------------------------------------------------------------------------------------------------------
Security: 200340107
Meeting Type: Annual
Meeting Date: 28-Apr-2015
Ticker: CMA
ISIN: US2003401070
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: RALPH W. BABB, JR. Mgmt For For
1.2 ELECTION OF DIRECTOR: ROGER A. CREGG Mgmt For For
1.3 ELECTION OF DIRECTOR: T. KEVIN DENICOLA Mgmt For For
1.4 ELECTION OF DIRECTOR: JACQUELINE P. KANE Mgmt For For
1.5 ELECTION OF DIRECTOR: RICHARD G. LINDNER Mgmt For For
1.6 ELECTION OF DIRECTOR: ALFRED A. PIERGALLINI Mgmt For For
1.7 ELECTION OF DIRECTOR: ROBERT S. TAUBMAN Mgmt For For
1.8 ELECTION OF DIRECTOR: REGINALD M. TURNER, Mgmt For For
JR.
1.9 ELECTION OF DIRECTOR: NINA G. VACA Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS INDEPENDENT AUDITORS
3. APPROVAL OF THE 2015 COMERICA INCORPORATED Mgmt For For
INCENTIVE PLAN FOR NON-EMPLOYEE DIRECTORS
4. APPROVAL OF A NON-BINDING, ADVISORY Mgmt For For
PROPOSAL APPROVING EXECUTIVE COMPENSATION
--------------------------------------------------------------------------------------------------------------------------
COMMERCE BANCSHARES, INC. Agenda Number: 934134747
--------------------------------------------------------------------------------------------------------------------------
Security: 200525103
Meeting Type: Annual
Meeting Date: 15-Apr-2015
Ticker: CBSH
ISIN: US2005251036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
TERRY D. BASSHAM Mgmt For For
JONATHAN M. KEMPER Mgmt For For
TERRY O. MEEK Mgmt For For
KIMBERLY G. WALKER Mgmt For For
2. RATIFY KPMG LLP AS THE COMPANY'S Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2015.
3. SAY ON PAY - ADVISORY APPROVAL OF THE Mgmt For For
COMPANY'S EXECUTIVE COMPENSATION.
4. SHAREHOLDER PROPOSAL REQUESTING NECESSARY Shr For Against
STEPS TO CAUSE THE ANNUAL ELECTION OF ALL
DIRECTORS.
--------------------------------------------------------------------------------------------------------------------------
COMMUNITY NATIONAL BANK Agenda Number: 934173181
--------------------------------------------------------------------------------------------------------------------------
Security: 20375W104
Meeting Type: Special
Meeting Date: 07-May-2015
Ticker: CBNY
ISIN: US20375W1045
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. A PROPOSAL TO APPROVE THE AGREEMENT AND Mgmt For For
PLAN OF MERGER, DATED AS OF DECEMBER 14,
2014 (THE "MERGER AGREEMENT"), BY AND
BETWEEN BRIDGE BANCORP, INC., THE
BRIDGEHAMPTON NATIONAL BANK AND COMMUNITY
NATIONAL BANK, AND THEREBY TO APPROVE THE
TRANSACTIONS CONTEMPLATED BY THE MERGER
AGREEMENT, INCLUDING ... (DUE TO SPACE
LIMITS, SEE PROXY STATEMENT FOR FULL
PROPOSAL)
2. A PROPOSAL TO APPROVE ONE OR MORE Mgmt For For
ADJOURNMENTS OR POSTPONEMENTS OF THE
SPECIAL MEETING, IF NECESSARY OR
APPROPRIATE, INCLUDING ADJOURNMENTS OR
POSTPONEMENTS TO PERMIT FURTHER
SOLICITATION OF PROXIES IN FAVOR OF THE
APPROVAL OF THE MERGER AGREEMENT (WHICH WE
REFER TO AS THE "CNB ADJOURNMENT
PROPOSAL").
3. ANY OTHER BUSINESS WHICH MAY PROPERLY COME Mgmt Against Against
BEFORE THE SPECIAL MEETING OR ANY
ADJOURNMENTS OR POSTPONEMENTS THEREOF.
--------------------------------------------------------------------------------------------------------------------------
CONNECTONE BANCORP, INC. Agenda Number: 934192369
--------------------------------------------------------------------------------------------------------------------------
Security: 20786W107
Meeting Type: Annual
Meeting Date: 06-May-2015
Ticker: CNOB
ISIN: US20786W1071
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
FRANK SORRENTINO III Mgmt For For
FRANK W. BAIER Mgmt Withheld Against
ALEXANDER A. BOL Mgmt For For
STEPHEN BOSWELL Mgmt For For
FREDERICK FISH Mgmt For For
FRANK HUTTLE III Mgmt For For
MICHAEL KEMPNER Mgmt Withheld Against
NICHOLAS MINOIA Mgmt For For
JOSEPH PARISI JR. Mgmt For For
HAROLD SCHECHTER Mgmt For For
WILLIAM A. THOMPSON Mgmt For For
RAYMOND J. VANARIA Mgmt For For
2. TO RATIFY THE APPOINTMENT OF CROWE HORWATH Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTANTS FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2015.
--------------------------------------------------------------------------------------------------------------------------
COUNTY BANCORP INC. Agenda Number: 934176163
--------------------------------------------------------------------------------------------------------------------------
Security: 221907108
Meeting Type: Annual
Meeting Date: 19-May-2015
Ticker: ICBK
ISIN: US2219071089
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
WILLIAM C. CENSKY Mgmt For For
WAYNE D. MUELLER Mgmt For For
GARY J. ZIEGELBAUER Mgmt For For
2. PROPOSAL TO RATIFY CLIFTONLARSONALLEN LLP Mgmt For For
AS INDEPENDENT ACCOUNTING FIRM FOR 2015.
--------------------------------------------------------------------------------------------------------------------------
CU BANCORP Agenda Number: 934087075
--------------------------------------------------------------------------------------------------------------------------
Security: 126534106
Meeting Type: Annual
Meeting Date: 14-Nov-2014
Ticker: CUNB
ISIN: US1265341065
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO APPROVE THE AGREEMENT AND PLAN OF Mgmt For For
MERGER, DATED JUNE 2, 2014, AS AMENDED, BY
AND AMONG CU BANCORP, CALIFORNIA UNITED
BANK AND 1ST ENTERPRISE BANK, PURSUANT TO
WHICH: (A) CU BANCORP WILL ACQUIRE 1ST
ENTERPRISE BY MERGING 1ST ENTERPRISE WITH
AND INTO CALIFORNIA UNITED BANK, WITH
CALIFORNIA UNITED BANK SURVIVING ... (DUE
TO SPACE LIMITS, SEE PROXY STATEMENT FOR
FULL PROPOSAL)
2. TO APPROVE ADJOURNMENTS OR POSTPONEMENTS OF Mgmt For For
THE CU BANCORP ANNUAL MEETING, IF
NECESSARY, TO SOLICIT ADDITIONAL PROXIES IF
THERE ARE NOT SUFFICIENT VOTES IN FAVOR OF
THE MERGER AGREEMENT OR FOR ANY OTHER
LEGALLY PERMISSIBLE PURPOSE.
3. DIRECTOR
ROBERTO E. BARRAGAN Mgmt Withheld Against
KENNETH L. BERNSTEIN Mgmt For For
KENNETH J. COSGROVE Mgmt For For
ERIC S. KENTOR Mgmt For For
ROBERT C. MATRANGA Mgmt For For
DAVID I. RAINER Mgmt For For
ROY A. SALTER Mgmt For For
DANIEL F. SELLECK Mgmt For For
LESTER M. SUSSMAN Mgmt For For
CHARLES H. SWEETMAN Mgmt Withheld Against
ANNE A. WILLIAMS Mgmt For For
4. TO APPROVE AN AMENDMENT OF AND RESTATEMENT Mgmt Against Against
TO THE CU BANCORP 2007 EQUITY AND INCENTIVE
PLAN TO: (I) PERMIT THE GRANT OF
PERFORMANCE-BASED AWARDS THAT ARE NOT
SUBJECT TO THE DEDUCTION LIMITATIONS OF
SECTION 162(M) OF THE INTERNAL REVENUE
CODE, INCLUDING BOTH EQUITY COMPENSATION
AWARDS AND CASH BONUS ... (DUE TO SPACE
LIMITS, SEE PROXY STATEMENT FOR FULL
PROPOSAL)
5. TO RATIFY THE SELECTION OF MCGLADREY LLP TO Mgmt For For
SERVE AS THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR CU BANCORP FOR 2014.
6. TO APPROVE AND RATIFY SUCH OTHER BUSINESS Mgmt Against Against
AS MAY PROPERLY COME BEFORE THE CU BANCORP
ANNUAL MEETING AND ANY ADJOURNMENT OR
ADJOURNMENTS THEREOF.
--------------------------------------------------------------------------------------------------------------------------
CULLEN/FROST BANKERS, INC. Agenda Number: 934157632
--------------------------------------------------------------------------------------------------------------------------
Security: 229899109
Meeting Type: Annual
Meeting Date: 30-Apr-2015
Ticker: CFR
ISIN: US2298991090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
R. DENNY ALEXANDER Mgmt For For
CARLOS ALVAREZ Mgmt For For
ROYCE S. CALDWELL Mgmt For For
CRAWFORD H. EDWARDS Mgmt For For
RUBEN M. ESCOBEDO Mgmt For For
RICHARD W. EVANS, JR. Mgmt For For
PATRICK B. FROST Mgmt For For
DAVID J. HAEMISEGGER Mgmt For For
KAREN E. JENNINGS Mgmt For For
RICHARD M. KLEBERG, III Mgmt For For
CHARLES W. MATTHEWS Mgmt For For
IDA CLEMENT STEEN Mgmt For For
HORACE WILKINS, JR. Mgmt For For
JACK WOOD Mgmt For For
2. TO APPROVE THE 2015 OMNIBUS INCENTIVE PLAN. Mgmt For For
3. TO RATIFY THE SELECTION OF ERNST & YOUNG Mgmt For For
LLP TO ACT AS INDEPENDENT AUDITORS OF
CULLEN/FROST BANKERS, INC. FOR THE FISCAL
YEAR THAT BEGAN JANUARY 1, 2015.
4. PROPOSAL TO ADOPT THE ADVISORY Mgmt For For
(NON-BINDING) RESOLUTION APPROVING
EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
DIGITAL REALTY TRUST, INC. Agenda Number: 934155777
--------------------------------------------------------------------------------------------------------------------------
Security: 253868103
Meeting Type: Annual
Meeting Date: 11-May-2015
Ticker: DLR
ISIN: US2538681030
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: DENNIS E. SINGLETON Mgmt For For
1B ELECTION OF DIRECTOR: LAURENCE A. CHAPMAN Mgmt For For
1C ELECTION OF DIRECTOR: KATHLEEN EARLEY Mgmt For For
1D ELECTION OF DIRECTOR: KEVIN J. KENNEDY Mgmt For For
1E ELECTION OF DIRECTOR: WILLIAM G. LAPERCH Mgmt For For
1F ELECTION OF DIRECTOR: A. WILLIAM STEIN Mgmt For For
1G ELECTION OF DIRECTOR: ROBERT H. ZERBST Mgmt For For
2. TO RATIFY THE SELECTION OF KPMG LLP AS THE Mgmt For For
COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE YEAR ENDING
DECEMBER 31, 2015.
3. TO APPROVE THE DIGITAL REALTY TRUST, INC. Mgmt For For
2015 EMPLOYEE STOCK PURCHASE PLAN.
4. TO ADOPT A RESOLUTION TO APPROVE, ON A Mgmt For For
NON-BINDING, ADVISORY BASIS, THE
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS, AS MORE FULLY DESCRIBED
IN THE ACCOMPANYING PROXY STATEMENT.
--------------------------------------------------------------------------------------------------------------------------
DNB FINANCIAL CORPORATION Agenda Number: 934151731
--------------------------------------------------------------------------------------------------------------------------
Security: 233237106
Meeting Type: Annual
Meeting Date: 22-Apr-2015
Ticker: DNBF
ISIN: US2332371069
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JAMES R. BIERY Mgmt For For
THOMAS A. FILLIPPO Mgmt For For
JAMES J. KOEGEL Mgmt For For
2. AN ADVISORY (NON-BINDING) "SAY ON PAY" Mgmt For For
RESOLUTION TO APPROVE EXECUTIVE OFFICER
COMPENSATION.
3. TO RATIFY THE APPOINTMENT OF BDO USA, LLP Mgmt For For
AS THE REGISTERED PUBLIC ACCOUNTING FIRM
FOR THE FISCAL YEAR ENDING DECEMBER 31,
2015.
--------------------------------------------------------------------------------------------------------------------------
EASTERN VIRGINIA BANKSHARES, INC. Agenda Number: 934202401
--------------------------------------------------------------------------------------------------------------------------
Security: 277196101
Meeting Type: Annual
Meeting Date: 21-May-2015
Ticker: EVBS
ISIN: US2771961016
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
W. RAND COOK Mgmt For For
CHARLES R. REVERE Mgmt For For
F.L. GARRETT, III Mgmt Withheld Against
JOE A. SHEARIN Mgmt For For
IRA C. HARRIS, PHD, CPA Mgmt For For
BORIS M. GUTIN Mgmt For For
LESLIE E. TAYLOR, CPA Mgmt For For
WILLIAM L. LEWIS Mgmt Withheld Against
MICHAEL E. FIORE, P.E. Mgmt For For
JAY T. THOMPSON, III Mgmt For For
W. GERALD COX Mgmt For For
ERIC A. JOHNSON Mgmt Withheld Against
W. LESLIE KILDUFF, JR. Mgmt For For
JOHN F. BIAGAS Mgmt For For
2. TO APPROVE ON AN ADVISORY (NON-BINDING) Mgmt For For
BASIS THE COMPENSATION OF THE NAMED
EXECUTIVE OFFICERS.
3. TO RATIFY THE AUDIT AND RISK OVERSIGHT Mgmt For For
COMMITTEE'S APPOINTMENT OF YOUNT, HYDE &
BARBOUR, P.C. AS INDEPENDENT REGISTERED
PUBLIC ACCOUNTANT OF THE COMPANY FOR 2015.
--------------------------------------------------------------------------------------------------------------------------
EVANS BANCORP, INC. Agenda Number: 934157858
--------------------------------------------------------------------------------------------------------------------------
Security: 29911Q208
Meeting Type: Annual
Meeting Date: 30-Apr-2015
Ticker: EVBN
ISIN: US29911Q2084
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
ROGER G. MILLER, JR. Mgmt For For
JOHN R. O'BRIEN Mgmt For For
DAVID R. PFALZGRAF, JR. Mgmt For For
MICHAEL J. ROGERS Mgmt For For
2. APPROVAL, ON AN ADVISORY BASIS, OF THE Mgmt For For
COMPENSATION PAID TO OUR NAMED EXECUTIVE
OFFICERS.
3. RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt For For
AS EVANS BANCORP, INC.'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
FISCAL YEAR 2015.
--------------------------------------------------------------------------------------------------------------------------
F.N.B. CORPORATION Agenda Number: 934149584
--------------------------------------------------------------------------------------------------------------------------
Security: 302520101
Meeting Type: Annual
Meeting Date: 20-May-2015
Ticker: FNB
ISIN: US3025201019
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: WILLIAM B. CAMPBELL Mgmt For For
1B. ELECTION OF DIRECTOR: JAMES D. CHIAFULLO Mgmt Against Against
1C. ELECTION OF DIRECTOR: VINCENT J. DELIE, JR. Mgmt For For
1D. ELECTION OF DIRECTOR: LAURA E. ELLSWORTH Mgmt For For
1E. ELECTION OF DIRECTOR: STEPHEN J. GURGOVITS Mgmt For For
1F. ELECTION OF DIRECTOR: ROBERT A. HORMELL Mgmt For For
1G. ELECTION OF DIRECTOR: DAVID J. MALONE Mgmt For For
1H. ELECTION OF DIRECTOR: D. STEPHEN MARTZ Mgmt For For
1I. ELECTION OF DIRECTOR: ROBERT J. MCCARTHY, Mgmt For For
JR.
1J. ELECTION OF DIRECTOR: DAVID L. MOTLEY Mgmt For For
1K. ELECTION OF DIRECTOR: HEIDI A. NICHOLAS Mgmt For For
1L. ELECTION OF DIRECTOR: ARTHUR J. ROONEY, II Mgmt For For
1M. ELECTION OF DIRECTOR: JOHN S. STANIK Mgmt For For
1N. ELECTION OF DIRECTOR: WILLIAM J. STRIMBU Mgmt For For
1O. ELECTION OF DIRECTOR: EARL K. WAHL, JR. Mgmt For For
2. ADVISORY APPROVAL OF NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION.
3. RATIFICATION OF APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS F.N.B.'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
2015 FISCAL YEAR.
4. APPROVAL AND ADOPTION OF THE AMENDED F.N.B. Mgmt For For
CORPORATION 2007 INCENTIVE COMPENSATION
PLAN.
--------------------------------------------------------------------------------------------------------------------------
FCB FINANCIAL HOLDINGS, INC. Agenda Number: 934180895
--------------------------------------------------------------------------------------------------------------------------
Security: 30255G103
Meeting Type: Annual
Meeting Date: 27-May-2015
Ticker: FCB
ISIN: US30255G1031
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
KENT S. ELLERT Mgmt Withheld Against
HOWARD R. CURD Mgmt Withheld Against
GERALD LUTERMAN Mgmt Withheld Against
PAUL ANTHONY NOVELLY Mgmt Withheld Against
2. PROPOSAL TO RATIFY INDEPENDENT REGISTERED Mgmt For For
PUBLIC ACCOUNTING FIRM FOR 2015.
3. PROPOSAL TO APPROVE FCB FINANCIAL HOLDINGS, Mgmt For For
INC. EXECUTIVE INCENTIVE PLAN.
--------------------------------------------------------------------------------------------------------------------------
FIFTH THIRD BANCORP Agenda Number: 934130066
--------------------------------------------------------------------------------------------------------------------------
Security: 316773100
Meeting Type: Annual
Meeting Date: 14-Apr-2015
Ticker: FITB
ISIN: US3167731005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: NICHOLAS K. AKINS Mgmt For For
1B. ELECTION OF DIRECTOR: B. EVAN BAYH III Mgmt For For
1C. ELECTION OF DIRECTOR: KATHERINE B. Mgmt For For
BLACKBURN
1D. ELECTION OF DIRECTOR: ULYSSES L. BRIDGEMAN, Mgmt For For
JR.
1E. ELECTION OF DIRECTOR: EMERSON L. BRUMBACK Mgmt For For
1F. ELECTION OF DIRECTOR: JAMES P. HACKETT Mgmt For For
1G. ELECTION OF DIRECTOR: GARY R. HEMINGER Mgmt For For
1H. ELECTION OF DIRECTOR: JEWELL D. HOOVER Mgmt For For
1I. ELECTION OF DIRECTOR: KEVIN T. KABAT Mgmt For For
1J. ELECTION OF DIRECTOR: MICHAEL B. Mgmt For For
MCCALLISTER
1K. ELECTION OF DIRECTOR: HENDRIK G. MEIJER Mgmt For For
1L. ELECTION OF DIRECTOR: MARSHA C. WILLIAMS Mgmt For For
2. APPROVAL OF THE APPOINTMENT OF THE FIRM OF Mgmt For For
DELOITTE & TOUCHE LLP TO SERVE AS THE
INDEPENDENT EXTERNAL AUDIT FIRM.
3. AN ADVISORY APPROVAL OF THE COMPANY'S Mgmt For For
EXECUTIVE COMPENSATION.
4. AN ADVISORY VOTE TO RECOMMEND THE FREQUENCY Mgmt 1 Year For
OF EXECUTIVE COMPENSATION VOTES. (SEE PROXY
STATEMENT FOR FULL PROPOSAL).
--------------------------------------------------------------------------------------------------------------------------
FIRST CITIZENS BANCSHARES, INC. Agenda Number: 934141449
--------------------------------------------------------------------------------------------------------------------------
Security: 31946M103
Meeting Type: Annual
Meeting Date: 28-Apr-2015
Ticker: FCNCA
ISIN: US31946M1036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JOHN M. ALEXANDER, JR. Mgmt For For
VICTOR E. BELL III Mgmt For For
PETER M. BRISTOW Mgmt For For
HOPE H. BRYANT Mgmt For For
H. LEE DURHAM, JR. Mgmt For For
DANIEL L. HEAVNER Mgmt For For
FRANK B. HOLDING, JR. Mgmt For For
ROBERT R. HOPPE Mgmt For For
LUCIUS S. JONES Mgmt For For
FLOYD L. KEELS Mgmt For For
ROBERT E. MASON IV Mgmt For For
ROBERT T. NEWCOMB Mgmt For For
JAMES M. PARKER Mgmt For For
2. NON-BINDING ADVISORY RESOLUTION Mgmt For For
("SAY-ON-PAY" RESOLUTION) TO APPROVE
COMPENSATION PAID OR PROVIDED TO
BANCSHARES' EXECUTIVE OFFICERS AS DISCLOSED
IN THE PROXY STATEMENT FOR THE ANNUAL
MEETING.
3. PROPOSAL TO RATIFY THE APPOINTMENT OF DIXON Mgmt For For
HUGHES GOODMAN LLP AS BANCSHARES'
INDEPENDENT ACCOUNTANTS FOR 2015.
4. PROPOSAL SUBMITTED BY A STOCKHOLDER Shr For Against
REGARDING THE VOTING RIGHTS OF A CLASS OF
BANCSHARES' STOCK.
--------------------------------------------------------------------------------------------------------------------------
FIRST COMMUNITY CORPORATION Agenda Number: 934167809
--------------------------------------------------------------------------------------------------------------------------
Security: 319835104
Meeting Type: Annual
Meeting Date: 20-May-2015
Ticker: FCCO
ISIN: US3198351047
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
C. JIMMY CHAO Mgmt For For
J. THOMAS JOHNSON Mgmt For For
E. LELAND REYNOLDS Mgmt For For
ALEXANDER SNIPE, JR. Mgmt For For
2 TO APPROVE THE COMPENSATION OF OUR NAMED Mgmt For For
EXECUTIVE OFFICERS AS DISCLOSED IN THE
PROXY STATEMENT (THIS IS A NON-BINDING,
ADVISORY VOTE).
3 TO RATIFY THE APPOINTMENT OF ELLIOTT DAVIS Mgmt For For
DECOSIMO LLC AS OUR INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING
DECEMBER 31, 2015.
--------------------------------------------------------------------------------------------------------------------------
FIRST CONNECTICUT BANCORP, INC. Agenda Number: 934183029
--------------------------------------------------------------------------------------------------------------------------
Security: 319850103
Meeting Type: Annual
Meeting Date: 20-May-2015
Ticker: FBNK
ISIN: US3198501039
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JAMES T. HEALEY, JR. Mgmt For For
JOHN J. PATRICK, JR. Mgmt For For
2. THE APPROVAL OF AN ADVISORY (NON-BINDING) Mgmt For For
PROPOSAL ON THE COMPANY'S EXECUTIVE
COMPENSATION.
3. TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
COMPANY.
--------------------------------------------------------------------------------------------------------------------------
FIRST DEFIANCE FINANCIAL CORP. Agenda Number: 934150688
--------------------------------------------------------------------------------------------------------------------------
Security: 32006W106
Meeting Type: Annual
Meeting Date: 21-Apr-2015
Ticker: FDEF
ISIN: US32006W1062
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
DOUGLAS A. BURGEI Mgmt For For
SAMUEL S. STRAUSBAUGH Mgmt For For
DONALD P. HILEMAN Mgmt For For
2. TO CONSIDER AND APPROVE A NON-BINDING Mgmt For For
ADVISORY VOTE ON FIRST DEFIANCE'S EXECUTIVE
COMPENSATION.
3. TO CONSIDER AND VOTE ON A PROPOSAL TO Mgmt For For
RATIFY THE APPOINTMENT OF CROWE HORWATH LLP
AS THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR FIRST DEFIANCE FOR THE
YEAR 2015.
--------------------------------------------------------------------------------------------------------------------------
FIRST FINANCIAL BANCORP. Agenda Number: 934190644
--------------------------------------------------------------------------------------------------------------------------
Security: 320209109
Meeting Type: Annual
Meeting Date: 26-May-2015
Ticker: FFBC
ISIN: US3202091092
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
J. WICKLIFFE ACH Mgmt For For
DAVID S. BARKER Mgmt For For
CYNTHIA O. BOOTH Mgmt For For
MARK A. COLLAR Mgmt For For
CLAUDE E. DAVIS Mgmt For For
CORINNE R. FINNERTY Mgmt For For
PETER E. GEIER Mgmt For For
MURPH KNAPKE Mgmt For For
SUSAN L. KNUST Mgmt For For
WILLIAM J. KRAMER Mgmt For For
JEFFREY D. MEYER Mgmt For For
RICHARD E. OLSZEWSKI Mgmt For For
MARIBETH S. RAHE Mgmt For For
2. TO APPROVE THE AMENDMENT TO THE COMPANY'S Mgmt For For
AMENDED AND RESTATED REGULATIONS.
3. RATIFICATION OF ERNST & YOUNG LLP AS THE Mgmt For For
COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2015.
4. ADVISORY (NON-BINDING) VOTE ON THE Mgmt For For
COMPENSATION OF THE COMPANY'S EXECUTIVE
OFFICERS.
5. ADJOURNMENT OF ANNUAL MEETING. Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
FIRST MERCHANTS CORPORATION Agenda Number: 934142364
--------------------------------------------------------------------------------------------------------------------------
Security: 320817109
Meeting Type: Annual
Meeting Date: 04-May-2015
Ticker: FRME
ISIN: US3208171096
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
MICHAEL R. BECHER Mgmt For For
WILLIAM L. HOY Mgmt For For
PATRICK A. SHERMAN Mgmt For For
2. PROPOSAL TO APPROVE, ON AN ADVISORY BASIS, Mgmt For For
THE COMPENSATION OF FIRST MERCHANTS
CORPORATION'S NAMED EXECUTIVE OFFICERS.
3. PROPOSAL TO RATIFY THE APPOINTMENT OF THE Mgmt For For
FIRM BKD, LLP AS THE INDEPENDENT AUDITOR
FOR 2015.
--------------------------------------------------------------------------------------------------------------------------
FIRST SECURITY GROUP, INC. Agenda Number: 934215686
--------------------------------------------------------------------------------------------------------------------------
Security: 336312202
Meeting Type: Annual
Meeting Date: 17-Jun-2015
Ticker: FSGI
ISIN: US3363122025
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
HENCHY R. ENDEN Mgmt Withheld Against
WILLIAM F. GRANT, III Mgmt Withheld Against
WILLIAM C. HALL Mgmt Withheld Against
ADAM G. HURWICH Mgmt For For
CAROL H. JACKSON Mgmt Withheld Against
KELLY P. KIRKLAND Mgmt For For
D. MICHAEL KRAMER Mgmt For For
ROBERT R. LANE Mgmt For For
LARRY D. MAULDIN Mgmt Withheld Against
2. TO ADOPT A NON-BINDING RESOLUTION APPROVING Mgmt Against Against
THE COMPENSATION OF FIRST SECURITY'S
EXECUTIVES AS DISCLOSED PURSUANT TO THE
COMPENSATION DISCLOSURE RULES OF THE
SECURITIES AND EXCHANGE COMMISSION.
3. TO RATIFY THE APPOINTMENT OF CROWE HORWATH Mgmt For For
LLP, AS THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR FIRST SECURITY FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2015.
--------------------------------------------------------------------------------------------------------------------------
FIRSTMERIT CORPORATION Agenda Number: 934130662
--------------------------------------------------------------------------------------------------------------------------
Security: 337915102
Meeting Type: Annual
Meeting Date: 15-Apr-2015
Ticker: FMER
ISIN: US3379151026
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
LIZABETH A. ARDISANA Mgmt For For
STEVEN H. BAER Mgmt For For
KAREN S. BELDEN Mgmt For For
R. CARY BLAIR Mgmt For For
JOHN C. BLICKLE Mgmt For For
ROBERT W. BRIGGS Mgmt For For
RICHARD COLELLA Mgmt For For
ROBERT S. CUBBIN Mgmt For For
GINA D. FRANCE Mgmt For For
PAUL G. GREIG Mgmt For For
TERRY L. HAINES Mgmt For For
J.M. HOCHSCHWENDER Mgmt For For
CLIFFORD J. ISROFF Mgmt For For
PHILIP A. LLOYD II Mgmt For For
RUSS M. STROBEL Mgmt For For
2. THE RATIFICATION OF THE APPOINTMENT OF Mgmt For For
ERNST & YOUNG LLP AS FIRSTMERIT'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING DECEMBER
31, 2015.
3. TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For
COMPENSATION OF FIRSTMERIT'S NAMED
EXECUTIVE OFFICERS.
4. TO APPROVE A PROPOSAL TO AMEND ARTICLE III, Mgmt For For
SECTION 2, OF FIRSTMERIT'S SECOND AMENDED
AND RESTATED CODE OF REGULATIONS, AS
AMENDED, TO IMPLEMENT PROXY ACCESS.
5. TO CONSIDER A SHAREHOLDER PROPOSAL IF Shr For Against
PROPERLY PRESENTED AT THE ANNUAL MEETING.
--------------------------------------------------------------------------------------------------------------------------
FLUSHING FINANCIAL CORPORATION Agenda Number: 934168065
--------------------------------------------------------------------------------------------------------------------------
Security: 343873105
Meeting Type: Annual
Meeting Date: 19-May-2015
Ticker: FFIC
ISIN: US3438731057
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF CLASS B DIRECTOR: STEVEN J. Mgmt For For
D'IORIO
1B. ELECTION OF CLASS B DIRECTOR: LOUIS C. Mgmt Against Against
GRASSI
1C. ELECTION OF CLASS B DIRECTOR: SAM S. HAN Mgmt Against Against
1D. ELECTION OF CLASS B DIRECTOR: JOHN E. ROE, Mgmt Against Against
SR.
2. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION.
3. RATIFICATION OF APPOINTMENT OF BDO USA, LLP Mgmt For For
AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE YEAR ENDING DECEMBER 31, 2015.
--------------------------------------------------------------------------------------------------------------------------
GEORGETOWN BANCORP INC. Agenda Number: 934170147
--------------------------------------------------------------------------------------------------------------------------
Security: 372591107
Meeting Type: Annual
Meeting Date: 19-May-2015
Ticker: GTWN
ISIN: US3725911073
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
MARYBETH MCINNIS Mgmt For For
MARY L. WILLIAMS Mgmt For For
2. THE RATIFICATION OF SHATSWELL MACLEOD & Mgmt For For
COMPANY, P. C. AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
YEAR ENDING DECEMBER 31, 2015.
3. AN ADVISORY, NON-BINDING RESOLUTION TO Mgmt For For
APPROVE THE EXECUTIVE COMPENSATION
DESCRIBED IN THE PROXY STATEMENT.
--------------------------------------------------------------------------------------------------------------------------
GJENSIDIGE FORSIKRING ASA, LYSAKER Agenda Number: 705954762
--------------------------------------------------------------------------------------------------------------------------
Security: R2763X101
Meeting Type: AGM
Meeting Date: 23-Apr-2015
Ticker:
ISIN: NO0010582521
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
CMMT SHARES HELD IN AN OMNIBUS/NOMINEE ACCOUNT Non-Voting
NEED TO BE RE-REGISTERED IN THE BENEFICIAL
OWNERS NAME TO BE ALLOWED TO VOTE AT
MEETINGS. SHARES WILL BE TEMPORARILY
TRANSFERRED TO A SEPARATE ACCOUNT IN THE
BENEFICIAL OWNER'S NAME ON THE PROXY
DEADLINE AND TRANSFERRED BACK TO THE
OMNIBUS/NOMINEE ACCOUNT THE DAY AFTER THE
MEETING.
CMMT BLOCKING SHOULD ALWAYS BE APPLIED, RECORD Non-Voting
DATE OR NOT.
1 OPENING OF THE GENERAL MEETING BY THE CHAIR Non-Voting
OF THE SUPERVISORY BOARD
2 PRESENTATION OF THE LIST OF ATTENDING Non-Voting
SHAREHOLDERS AND PROXIES
3 APPROVAL OF THE NOTICE OF THE MEETING AND Mgmt No vote
THE AGENDA
4 ELECTION OF TWO REPRESENTATIVES TO SIGN THE Non-Voting
MINUTES ALONG WITH THE CHAIR OF THE MEETING
5 APPROVAL OF THE BOARDS REPORT AND ANNUAL Mgmt No vote
ACCOUNTS FOR 2014 INCLUDING ALLOCATION OF
THE PROFIT FOR THE YEAR
6.A THE BOARD'S STATEMENT ON THE STIPULATION OF Mgmt No vote
PAY AND OTHER REMUNERATION
6.B THE BOARD'S GUIDELINES FOR THE STIPULATION Mgmt No vote
OF PAY FOR EXECUTIVE PERSONNEL FOR THE
COMING FINANCIAL YEAR
6.C THE BOARD'S BINDING GUIDELINES FOR THE Mgmt No vote
ALLOCATION OF SHARES, SUBSCRIPTION RIGHTS
ETC. FOR THE COMING FINANCIAL YEAR
7.A AUTHORISATIONS TO THE BOARD: TO DECIDE THE Mgmt No vote
DISTRIBUTION OF DIVIDEND
7.B AUTHORISATIONS TO THE BOARD: TO PURCHASE Mgmt No vote
OWN SHARES IN THE MARKED FOR THE PURPOSE OF
IMPLEMENTING THE SHARE SAVINGS PROGRAMME
AND REMUNERATION SCHEME FOR EMPLOYEES
7.C AUTHORISATIONS TO THE BOARD: TO RAISE Mgmt No vote
SUBORDINATED LOANS AND OTHER EXTERNAL
FINANCING
8 PROPOSAL FOR NEW ARTICLES OF ASSOCIATION: Mgmt No vote
ON THIS BASIS, THE BOARD PROPOSES THE
FOLLOWING AMENDMENTS TO THE ARTICLES OF
ASSOCIATION: ARTICLES 2-5 TO 2-8 ARE SET
ASIDE, THE CURRENT ARTICLES 2-9 TO 2-12
WILL BECOME THE NEW ARTICLES 2-5 TO 2-8. IN
ADDITION, A NEW ARTICLE 3 IS ADDED, SO THAT
THE CURRENT ARTICLE 3 BECOMES THE NEW
ARTICLE 4
9 PROPOSAL FOR NEW RULES OF PROCEDURE FOR THE Mgmt No vote
NOMINATION COMMITTEE
10A.1 ELECTION OF MEMBER OF THE SUPERVISORY Mgmt No vote
BOARD: BJORN, BENEDIKTE BETTINA
10A.2 ELECTION OF MEMBER OF THE SUPERVISORY Mgmt No vote
BOARD: DAUGAARD, KNUD PEDER
10A.3 ELECTION OF MEMBER OF THE SUPERVISORY Mgmt No vote
BOARD: DILLE, RANDI
10A.4 ELECTION OF MEMBER OF THE SUPERVISORY Mgmt No vote
BOARD: FROGNER, MARIT
10A.5 ELECTION OF MEMBER OF THE SUPERVISORY Mgmt No vote
BOARD: HANSEN, HANNE SOLHEIM
10A.6 ELECTION OF MEMBER OF THE SUPERVISORY Mgmt No vote
BOARD: HOLTET, GEIR
10A.7 ELECTION OF MEMBER OF THE SUPERVISORY Mgmt No vote
BOARD: IVERSEN, BJORN
10A.8 ELECTION OF MEMBER OF THE SUPERVISORY Mgmt No vote
BOARD: OLIMB, PAL
10A.9 ELECTION OF MEMBER OF THE SUPERVISORY Mgmt No vote
BOARD: OTTESTAD, JOHN OVE
10A10 ELECTION OF MEMBER OF THE SUPERVISORY Mgmt No vote
BOARD: PETERSEN, STEPHEN ADLER
10A11 ELECTION OF MEMBER OF THE SUPERVISORY Mgmt No vote
BOARD: STAKKELAND, LILLY TONNEVOLD
10A12 ELECTION OF MEMBER OF THE SUPERVISORY Mgmt No vote
BOARD: STRAY, CHRISTINA
10A13 ELECTION OF MEMBER OF THE SUPERVISORY Mgmt No vote
BOARD: SOFTELAND, EVEN
10A14 ELECTION OF MEMBER OF THE SUPERVISORY Mgmt No vote
BOARD: WOLD, TERJE
10A15 ELECTION OF MEMBER OF THE SUPERVISORY Mgmt No vote
BOARD: KVINLAUG, IVAR (FIRST DEPUTY MEMBER)
10A16 ELECTION OF MEMBER OF THE SUPERVISORY Mgmt No vote
BOARD: MYHRA, NILS-RAGNAR (SECOND DEPUTY
MEMBER)
10A17 ELECTION OF MEMBER OF THE SUPERVISORY Mgmt No vote
BOARD: KLEIVEN, BJORNAR (THIRD DEPUTY
MEMBER)
10A18 ELECTION OF MEMBER OF THE SUPERVISORY Mgmt No vote
BOARD: RAADIM, BERIT (FOURTH DEPUTY MEMBER)
10A19 THE GENERAL MEETING'S PROPOSAL FOR THE Mgmt No vote
SUPERVISORY BOARD'S ELECTION OF CHAIR:
IVERSEN, BJORN
10A20 THE GENERAL MEETING'S PROPOSAL FOR THE Mgmt No vote
SUPERVISORY BOARD'S ELECTION OF DEPUTY
CHAIR: STRAY, CHRISTINA
10B.1 PROPOSAL OF MEMBER TO THE CONTROL Mgmt No vote
COMMITTEE: STEEN, SVEN IVER (CHAIR)
10B.2 PROPOSAL OF MEMBER TO THE CONTROL Mgmt No vote
COMMITTEE: LEE, LISELOTTE AUNE
10B.3 PROPOSAL OF MEMBER TO THE CONTROL Mgmt No vote
COMMITTEE: STROMME, HALLVARD
10B.4 PROPOSAL OF MEMBER TO THE CONTROL Mgmt No vote
COMMITTEE: NAESSETH, VIGDIS MYHRE (DEPUTY
MEMBER)
10C.1 PROPOSAL OF MEMBER TO THE NOMINATION Mgmt No vote
COMMITTEE: IVERSEN, BJORN (CHAIR)
10C.2 PROPOSAL OF MEMBER TO THE NOMINATION Mgmt No vote
COMMITTEE: IBSEN, MAI-LILL
10C.3 PROPOSAL OF MEMBER TO THE NOMINATION Mgmt No vote
COMMITTEE: KVINLAUG, IVAR
10C.4 PROPOSAL OF MEMBER TO THE NOMINATION Mgmt No vote
COMMITTEE: OTTESTAD, JOHN OVE
11 REMUNERATION Mgmt No vote
--------------------------------------------------------------------------------------------------------------------------
GLACIER BANCORP, INC. Agenda Number: 934151476
--------------------------------------------------------------------------------------------------------------------------
Security: 37637Q105
Meeting Type: Annual
Meeting Date: 29-Apr-2015
Ticker: GBCI
ISIN: US37637Q1058
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
MICHAEL J. BLODNICK Mgmt For For
SHERRY L. CLADOUHOS Mgmt For For
JAMES M. ENGLISH Mgmt For For
ALLEN J. FETSCHER Mgmt For For
ANNIE M. GOODWIN Mgmt For For
DALLAS I. HERRON Mgmt For For
CRAIG A. LANGEL Mgmt For For
DOUGLAS J. MCBRIDE Mgmt For For
JOHN W. MURDOCH Mgmt For For
2. TO APPROVE THE 2015 STOCK INCENTIVE PLAN. Mgmt For For
3. TO APPROVE THE 2015 SHORT TERM INCENTIVE Mgmt For For
PLAN.
4. TO VOTE ON AN ADVISORY (NON-BINDING) Mgmt For For
RESOLUTION TO APPROVE THE COMPENSATION OF
GLACIER BANCORP, INC.'S EXECUTIVE OFFICERS.
5. TO RATIFY THE APPOINTMENT OF BKD, LLP AS Mgmt For For
GLACIER BANCORP, INC.'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2015.
--------------------------------------------------------------------------------------------------------------------------
GREAT WESTERN BANCORP INC Agenda Number: 934116155
--------------------------------------------------------------------------------------------------------------------------
Security: 391416104
Meeting Type: Annual
Meeting Date: 09-Feb-2015
Ticker: GWB
ISIN: US3914161043
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
DANIEL RYKHUS Mgmt For For
SWATI DAVE Mgmt Withheld Against
ROLFE LAKIN Mgmt Withheld Against
2. THE RATIFICATION OF THE APPOINTMENT ERNST & Mgmt For For
YOUNG, LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING SEPTEMBER 30, 2015.
--------------------------------------------------------------------------------------------------------------------------
GREEN BANCORP INC. Agenda Number: 934217692
--------------------------------------------------------------------------------------------------------------------------
Security: 39260X100
Meeting Type: Annual
Meeting Date: 10-Jun-2015
Ticker: GNBC
ISIN: US39260X1000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
SCOTT SCHAEN Mgmt For For
STEFANIE L. SHELLEY Mgmt For For
2. PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt For For
DELOITTE & TOUCHE LLP AS THE INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM OF THE
COMPANY FOR THE YEAR ENDING DECEMBER 31,
2015.
--------------------------------------------------------------------------------------------------------------------------
HANCOCK HOLDING COMPANY Agenda Number: 934135078
--------------------------------------------------------------------------------------------------------------------------
Security: 410120109
Meeting Type: Annual
Meeting Date: 28-Apr-2015
Ticker: HBHC
ISIN: US4101201097
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JOHN M. HAIRSTON Mgmt For For
JAMES H. HORNE Mgmt For For
JERRY L. LEVENS Mgmt For For
CHRISTINE L. PICKERING Mgmt For For
2. TO HOLD AN ADVISORY VOTE ON THE Mgmt For For
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
3. TO RATIFY THE SELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM TO AUDIT THE BOOKS OF THE COMPANY AND
ITS SUBSIDIARIES FOR 2015.
--------------------------------------------------------------------------------------------------------------------------
HERITAGE COMMERCE CORP Agenda Number: 934185756
--------------------------------------------------------------------------------------------------------------------------
Security: 426927109
Meeting Type: Annual
Meeting Date: 21-May-2015
Ticker: HTBK
ISIN: US4269271098
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
FRANK G. BISCEGLIA Mgmt For For
JACK W. CONNER Mgmt For For
JOHN M. EGGEMEYER Mgmt For For
STEVEN L. HALLGRIMSON Mgmt For For
WALTER T. KACZMAREK Mgmt For For
ROBERT T. MOLES Mgmt For For
HUMPHREY P. POLANEN Mgmt For For
LAURA RODEN Mgmt For For
C.J. TOENISKOETTER Mgmt For For
RANSON W. WEBSTER Mgmt For For
W. KIRK WYCOFF Mgmt For For
2. APPROVAL OF ADVISORY PROPOSAL ON THE Mgmt For For
COMPANY'S EXECUTIVE COMPENSATION.
3. RATIFICATION OF SELECTION OF INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
YEAR ENDING DECEMBER 31, 2015.
--------------------------------------------------------------------------------------------------------------------------
HERITAGE FINANCIAL CORPORATION Agenda Number: 934044188
--------------------------------------------------------------------------------------------------------------------------
Security: 42722X106
Meeting Type: Annual
Meeting Date: 24-Jul-2014
Ticker: HFWA
ISIN: US42722X1063
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
RHODA L. ALTOM Mgmt For For
DAVID H. BROWN Mgmt For For
BRIAN S. CHARNESKI Mgmt For For
GARY B. CHRISTENSEN Mgmt For For
JOHN A. CLEES Mgmt For For
MARK D. CRAWFORD Mgmt For For
KIMBERLY T. ELLWANGER Mgmt For For
DEBORAH J. GAVIN Mgmt For For
JAY T. LIEN Mgmt For For
JEFFREY S. LYON Mgmt For For
GRAGG E. MILLER Mgmt For For
ANTHONY B. PICKERING Mgmt For For
ROBERT T. SEVERNS Mgmt For For
BRIAN L. VANCE Mgmt For For
ANN WATSON Mgmt For For
2. ADVISORY (NON-BINDING) APPROVAL OF THE Mgmt For For
COMPENSATION PAID TO NAMED EXECUTIVE
OFFICERS AS DISCLOSED IN THE PROXY
STATEMENT.
3. APPROVAL OF THE HERITAGE FINANCIAL Mgmt For For
CORPORATION 2014 OMNIBUS EQUITY PLAN.
4. RATIFICATION OF THE APPOINTMENT OF CROWE Mgmt For For
HORWATH LLP AS HERITAGE'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2014.
--------------------------------------------------------------------------------------------------------------------------
HERITAGE FINANCIAL CORPORATION Agenda Number: 934146728
--------------------------------------------------------------------------------------------------------------------------
Security: 42722X106
Meeting Type: Annual
Meeting Date: 06-May-2015
Ticker: HFWA
ISIN: US42722X1063
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
RHODA L. ALTOM Mgmt For For
DAVID H. BROWN Mgmt For For
BRIAN S. CHARNESKI Mgmt For For
GARY B. CHRISTENSEN Mgmt For For
JOHN A. CLEES Mgmt For For
MARK D. CRAWFORD Mgmt For For
KIMBERLY T. ELLWANGER Mgmt For For
DEBORAH J. GAVIN Mgmt For For
JEFFREY S. LYON Mgmt For For
GRAGG E. MILLER Mgmt For For
ANTHONY B. PICKERING Mgmt For For
ROBERT T. SEVERNS Mgmt For For
BRIAN L. VANCE Mgmt For For
ANN WATSON Mgmt For For
2. ADVISORY (NON-BINDING) APPROVAL OF THE Mgmt For For
COMPENSATION PAID TO NAMED EXECUTIVE
OFFICERS AS DISCLOSED IN THE PROXY
STATEMENT.
3. RATIFICATION OF THE APPOINTMENT OF CROWE Mgmt For For
HORWATH LLP AS HERITAGE'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2015.
--------------------------------------------------------------------------------------------------------------------------
HERITAGE FINANCIAL GROUP INC Agenda Number: 934077911
--------------------------------------------------------------------------------------------------------------------------
Security: 42726X102
Meeting Type: Special
Meeting Date: 29-Sep-2014
Ticker: HBOS
ISIN: US42726X1028
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. PROPOSAL TO AUTHORIZE, ADOPT AND APPROVE Mgmt For For
THE AGREEMENT AND PLAN OF MERGER, DATED AS
OF APRIL 21, 2014, BY AND BETWEEN HERITAGE
FINANCIAL GROUP, INC. AND ALARION FINANCIAL
SERVICES, INC.
2. PROPOSAL TO AUTHORIZE HERITAGE MANAGEMENT Mgmt For For
TO ADJOURN THE SPECIAL MEETING, IF
NECESSARY, TO ALLOW ADDITIONAL TIME TO
SOLICIT VOTES NEEDED TO APPROVE THE
AGREEMENT AND PLAN OF MERGER.
--------------------------------------------------------------------------------------------------------------------------
HERITAGE FINANCIAL GROUP INC Agenda Number: 934188500
--------------------------------------------------------------------------------------------------------------------------
Security: 42726X102
Meeting Type: Annual
Meeting Date: 14-May-2015
Ticker: HBOS
ISIN: US42726X1028
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
LEONARD DORMINEY Mgmt For For
ANTONE D. LEHR Mgmt For For
2. THE ADVISORY (NON-BINDING) RESOLUTION TO Mgmt For For
APPROVE OUR EXECUTIVE COMPENSATION AS
DISCLOSED IN THE ACCOMPANYING PROXY
STATEMENT.
3. THE RATIFICATION OF THE APPOINTMENT OF Mgmt For For
MAULDIN & JENKINS, LLC AS THE INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
HERITAGE FINANCIAL GROUP, INC. FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2015.
--------------------------------------------------------------------------------------------------------------------------
HERITAGE FINANCIAL GROUP INC Agenda Number: 934214949
--------------------------------------------------------------------------------------------------------------------------
Security: 42726X102
Meeting Type: Special
Meeting Date: 16-Jun-2015
Ticker: HBOS
ISIN: US42726X1028
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. APPROVAL OF THE MERGER: PROPOSAL TO APPROVE Mgmt For For
THE AGREEMENT AND PLAN OF MERGER DATED
DECEMBER 10, 2014, BY AND AMONG RENASANT
CORPORATION, RENASANT BANK, HERITAGE
FINANCIAL GROUP, INC. AND HERITAGEBANK OF
THE SOUTH.
2. HERITAGE MERGER-RELATED COMPENSATION: Mgmt Against Against
PROPOSAL TO APPROVE, ON AN ADVISORY
(NONBINDING) BASIS, THE COMPENSATION THAT
MAY BE PAID OR BECOME PAYABLE TO CERTAIN
EXECUTIVE OFFICERS OF HERITAGE FINANCIAL
GROUP, INC. THAT IS BASED ON OR OTHERWISE
RELATES TO THE MERGER.
3. ADJOURNMENT OF THE MEETING: PROPOSAL TO Mgmt For For
APPROVE THE ADJOURNMENT OF THE SPECIAL
MEETING, IF NECESSARY OR APPROPRIATE, IN
THE EVENT THAT THERE ARE NOT SUFFICIENT
VOTES AT THE TIME OF THE SPECIAL MEETING TO
APPROVE THE AGREEMENT AND PLAN OF MERGER.
--------------------------------------------------------------------------------------------------------------------------
HERITAGE OAKS BANCORP Agenda Number: 934208869
--------------------------------------------------------------------------------------------------------------------------
Security: 42724R107
Meeting Type: Annual
Meeting Date: 27-May-2015
Ticker: HEOP
ISIN: US42724R1077
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
MICHAEL J. BEHRMAN Mgmt For For
DONALD H. CAMPBELL Mgmt For For
MARK C. FUGATE Mgmt For For
HOWARD N. GOULD Mgmt For For
DOLORES T. LACEY Mgmt For For
SIMONE F. LAGOMARSINO Mgmt For For
JAMES J. LYNCH Mgmt For For
MICHAEL J. MORRIS Mgmt For For
DANIEL J. O'HARE Mgmt For For
MICHAEL E. PFAU Mgmt For For
ALEXANDER F. SIMAS Mgmt For For
STEPHEN P. YOST Mgmt For For
2. TO APPROVE THE 2015 EQUITY INCENTIVE PLAN. Mgmt For For
3. AN ADVISORY VOTE TO APPROVE THE COMPANY'S Mgmt For For
EXECUTIVE COMPENSATION DISCLOSED IN THE
PROXY STATEMENT FOR THE 2015 ANNUAL MEETING
OF STOCKHOLDERS DATED MAY 27, 2015.
4. TO RATIFY THE APPOINTMENT OF CROWE HORWATH Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDED DECEMBER 31, 2015.
--------------------------------------------------------------------------------------------------------------------------
HOMESTREET, INC. Agenda Number: 934117006
--------------------------------------------------------------------------------------------------------------------------
Security: 43785V102
Meeting Type: Special
Meeting Date: 29-Jan-2015
Ticker: HMST
ISIN: US43785V1026
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO APPROVE THE ISSUANCE OF UP TO 7,479,964 Mgmt For For
SHARES OF HOMESTREET COMMON STOCK IN
CONNECTION WITH A PROPOSED MERGER BETWEEN
HOMESTREET, INC. AND SIMPLICITY BANCORP,
INC., A MARYLAND CORPORATION WHOSE
PRINCIPAL PLACE OF BUSINESS IS IN COVINA,
CALIFORNIA, PURSUANT TO AN AGREEMENT AND
PLAN OF MERGER DATED SEPTEMBER 27, 2014.
--------------------------------------------------------------------------------------------------------------------------
HOMESTREET, INC. Agenda Number: 934210890
--------------------------------------------------------------------------------------------------------------------------
Security: 43785V102
Meeting Type: Annual
Meeting Date: 28-May-2015
Ticker: HMST
ISIN: US43785V1026
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF CLASS I DIRECTOR TO SERVE UNTIL Mgmt For For
THE 2018 ANNUAL MEETING: SCOTT M. BOGGS
1.2 ELECTION OF CLASS I DIRECTOR TO SERVE UNTIL Mgmt For For
THE 2018 ANNUAL MEETING: TIMOTHY R.
CHRISMAN
1.3 ELECTION OF CLASS I DIRECTOR TO SERVE UNTIL Mgmt For For
THE 2018 ANNUAL MEETING: DOUGLAS I. SMITH
1.4 ELECTION OF CLASS II DIRECTOR TO SERVE Mgmt For For
UNTIL THE 2016 ANNUAL MEETING: MARK K.
MASON
1.5 ELECTION OF CLASS II DIRECTOR TO SERVE Mgmt For For
UNTIL THE 2016 ANNUAL MEETING: DONALD R.
VOSS
2. TO RATIFY THE APPOINTMENT OF DELOITTE & Mgmt For For
TOUCHE LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2015.
--------------------------------------------------------------------------------------------------------------------------
HUDSON CITY BANCORP, INC. Agenda Number: 934095224
--------------------------------------------------------------------------------------------------------------------------
Security: 443683107
Meeting Type: Annual
Meeting Date: 16-Dec-2014
Ticker: HCBK
ISIN: US4436831071
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.A ELECTION OF DIRECTOR: WILLIAM G. BARDEL Mgmt For For
1.B ELECTION OF DIRECTOR: SCOTT A. BELAIR Mgmt For For
1.C ELECTION OF DIRECTOR: ANTHONY J. FABIANO Mgmt For For
1.D ELECTION OF DIRECTOR: CORNELIUS E. GOLDING Mgmt For For
1.E ELECTION OF DIRECTOR: DONALD O. QUEST, M.D. Mgmt For For
1.F ELECTION OF DIRECTOR: JOSEPH G. SPONHOLZ Mgmt For For
2. THE RATIFICATION OF THE APPOINTMENT OF KPMG Mgmt For For
LLP AS HUDSON CITY BANCORP'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2014.
3. THE APPROVAL OF A NON-BINDING ADVISORY Mgmt For For
PROPOSAL ON NAMED EXECUTIVE OFFICER
COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
INDEPENDENT BANK CORP. Agenda Number: 934176884
--------------------------------------------------------------------------------------------------------------------------
Security: 453836108
Meeting Type: Annual
Meeting Date: 21-May-2015
Ticker: INDB
ISIN: US4538361084
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
DONNA L. ABELLI Mgmt For For
KEVIN J. JONES Mgmt For For
JOHN J. MORRISSEY Mgmt For For
2. RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP Mgmt For For
AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2015.
3. APPROVE AMENDMENTS TO OUR ARTICLES OF Mgmt For For
ORGANIZATION AND BY-LAWS TO IMPLEMENT A
MAJORITY VOTING STANDARD FOR DIRECTORS IN
UNCONTESTED ELECTIONS.
4. APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
INDEPENDENT BANK CORPORATION Agenda Number: 934129859
--------------------------------------------------------------------------------------------------------------------------
Security: 453838609
Meeting Type: Annual
Meeting Date: 21-Apr-2015
Ticker: IBCP
ISIN: US4538386099
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
ROBERT L. HETZLER Mgmt Withheld Against
MICHAEL M. MAGEE, JR. Mgmt Withheld Against
JAMES E. MCCARTY Mgmt Withheld Against
MATTHEW J. MISSAD Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF CROWE Mgmt For For
HORWATH, LLP AS INDEPENDENT AUDITORS FOR
THE FISCAL YEAR ENDING DECEMBER 31, 2015.
3. APPROVAL OF AN ADVISORY (NON-BINDING) Mgmt For For
RESOLUTION TO APPROVE THE COMPENSATION PAID
TO OUR NAMED EXECUTIVES.
--------------------------------------------------------------------------------------------------------------------------
INTERMOUNTAIN COMMUNITY BANCORP Agenda Number: 934080502
--------------------------------------------------------------------------------------------------------------------------
Security: 45881M308
Meeting Type: Special
Meeting Date: 27-Oct-2014
Ticker: IMCB
ISIN: US45881M3088
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 APPROVAL OF MERGER. TO APPROVE THE Mgmt For For
AGREEMENT AND PLAN OF MERGER, DATED AS OF
JULY 23, 2014, BY AND BETWEEN COLUMBIA
BANKING SYSTEM,INC. AND INTERMOUNTAIN
COMMUNITY BANCORP (THE "MERGER PROPOSAL")
2 ADVISORY (NON-BINDING) VOTE ON EXECUTIVE Mgmt Against Against
COMPENSATION. TO APPROVE, ON A NON-BINDING,
ADVISORY BASIS, THE COMPENSATION TO BE PAID
TO INTERMOUNTAIN'S NAMED EXECUTIVE OFFICERS
THAT IS BASED ON OR OTHERWISE RELATES TO
THE MERGER (THE "MERGER-RELATED NAMED
EXECUTIVE OFFICER COMPENSATION PROPOSAL")
3 ADJOURNMENT. TO APPROVE ONE OR MORE Mgmt For For
ADJOURNMENTS OF THE INTERMOUNTAIN SPECIAL
MEETING, IF NECESSARY OR APPROPRIATE,
INCLUDING ADJOURNMENTS TO SEEK THE
REQUISITE SHAREHOLDER APPROVAL OR ANY OTHER
VALID CORPORATE PURPOSE
--------------------------------------------------------------------------------------------------------------------------
JOHN MARSHALL BANK Agenda Number: 934142922
--------------------------------------------------------------------------------------------------------------------------
Security: 47804G103
Meeting Type: Annual
Meeting Date: 28-Apr-2015
Ticker: JMSB
ISIN: US47804G1031
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
PHILIP W. ALLIN Mgmt Withheld Against
PHILIP R. CHASE Mgmt For For
JEAN EDELMAN Mgmt For For
MICHAEL T. FOSTER Mgmt For For
SUBHASH K. GARG Mgmt Withheld Against
RONALD J. GORDON Mgmt Withheld Against
JONATHAN C. KINNEY Mgmt For For
O. LELAND MAHAN Mgmt For For
JOHN R. MAXWELL Mgmt Withheld Against
LIM P. NGUONLY Mgmt Withheld Against
2. APPROVAL OF THE 2015 STOCK INCENTIVE PLAN. Mgmt For For
3. APPROVAL OF THE AMENDMENT TO THE ARTICLES Mgmt For For
OF INCORPORATION.
4. RATIFICATION OF THE INDEPENDENT PUBLIC Mgmt Against Against
ACCOUNTING FIRM.
--------------------------------------------------------------------------------------------------------------------------
JPMORGAN CHASE & CO. Agenda Number: 934169916
--------------------------------------------------------------------------------------------------------------------------
Security: 46625H100
Meeting Type: Annual
Meeting Date: 19-May-2015
Ticker: JPM
ISIN: US46625H1005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: LINDA B. BAMMANN Mgmt For For
1B. ELECTION OF DIRECTOR: JAMES A. BELL Mgmt For For
1C. ELECTION OF DIRECTOR: CRANDALL C. BOWLES Mgmt For For
1D. ELECTION OF DIRECTOR: STEPHEN B. BURKE Mgmt For For
1E. ELECTION OF DIRECTOR: JAMES S. CROWN Mgmt For For
1F. ELECTION OF DIRECTOR: JAMES DIMON Mgmt For For
1G. ELECTION OF DIRECTOR: TIMOTHY P. FLYNN Mgmt For For
1H. ELECTION OF DIRECTOR: LABAN P. JACKSON, JR. Mgmt For For
1I. ELECTION OF DIRECTOR: MICHAEL A. NEAL Mgmt For For
1J. ELECTION OF DIRECTOR: LEE R. RAYMOND Mgmt For For
1K. ELECTION OF DIRECTOR: WILLIAM C. WELDON Mgmt For For
2. ADVISORY RESOLUTION TO APPROVE EXECUTIVE Mgmt Against Against
COMPENSATION
3. RATIFICATION OF INDEPENDENT REGISTERED Mgmt For For
PUBLIC ACCOUNTING FIRM
4. APPROVAL OF AMENDMENT TO LONG-TERM Mgmt For For
INCENTIVE PLAN
5. INDEPENDENT BOARD CHAIRMAN - REQUIRE AN Shr For Against
INDEPENDENT CHAIR
6. LOBBYING - REPORT ON POLICIES, PROCEDURES Shr Against For
AND EXPENDITURES
7. SPECIAL SHAREOWNER MEETINGS - REDUCE Shr For Against
OWNERSHIP THRESHOLD FROM 20% TO 10%
8. HOW VOTES ARE COUNTED - COUNT VOTES USING Shr Against For
ONLY FOR AND AGAINST
9. ACCELERATED VESTING PROVISIONS - REPORT Shr For Against
NAMES OF SENIOR EXECUTIVES AND VALUE OF
EQUITY AWARDS THAT WOULD VEST IF THEY
RESIGN TO ENTER GOVERNMENT SERVICE
10. CLAWBACK DISCLOSURE POLICY - DISCLOSE Shr For Against
WHETHER THE FIRM RECOUPED ANY INCENTIVE
COMPENSATION FROM SENIOR EXECUTIVES
--------------------------------------------------------------------------------------------------------------------------
M&T BANK CORPORATION Agenda Number: 934136955
--------------------------------------------------------------------------------------------------------------------------
Security: 55261F104
Meeting Type: Annual
Meeting Date: 21-Apr-2015
Ticker: MTB
ISIN: US55261F1049
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
BRENT D. BAIRD Mgmt For For
C. ANGELA BONTEMPO Mgmt For For
ROBERT T. BRADY Mgmt For For
T.J. CUNNINGHAM III Mgmt For For
MARK J. CZARNECKI Mgmt For For
GARY N. GEISEL Mgmt For For
JOHN D. HAWKE, JR. Mgmt For For
PATRICK W.E. HODGSON Mgmt For For
RICHARD G. KING Mgmt For For
MELINDA R. RICH Mgmt For For
ROBERT E. SADLER, JR. Mgmt For For
HERBERT L. WASHINGTON Mgmt For For
ROBERT G. WILMERS Mgmt For For
2. TO APPROVE THE MATERIAL TERMS OF THE M&T Mgmt For For
BANK CORPORATION 2009 EQUITY INCENTIVE
COMPENSATION PLAN.
3. TO APPROVE THE COMPENSATION OF M&T BANK Mgmt For For
CORPORATION'S NAMED EXECUTIVE OFFICERS.
4. TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM OF M&T BANK CORPORATION FOR THE YEAR
ENDING DECEMBER 31, 2015.
--------------------------------------------------------------------------------------------------------------------------
MAINSOURCE FINANCIAL GROUP, INC. Agenda Number: 934142972
--------------------------------------------------------------------------------------------------------------------------
Security: 56062Y102
Meeting Type: Annual
Meeting Date: 29-Apr-2015
Ticker: MSFG
ISIN: US56062Y1029
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
KATHLEEN L. BARDWELL Mgmt For For
WILLIAM G. BARRON Mgmt For For
ARCHIE M. BROWN, JR Mgmt For For
BRIAN J. CRALL Mgmt For For
D. J. HINES Mgmt For For
THOMAS M. O'BRIEN Mgmt For For
LAWRENCE R. RUEFF DVM Mgmt For For
JOHN G. SEALE Mgmt For For
CHARLES J. THAYER Mgmt For For
2. APPROVAL OF THE MAINSOURCE FINANCIAL GROUP, Mgmt For For
INC. 2015 STOCK INCENTIVE PLAN.
3. APPROVAL OF AN ADVISORY PROPOSAL ON THE Mgmt For For
COMPANY'S EXECUTIVE COMPENSATION POLICIES
AND PROCEDURES.
4. RATIFICATION OF THE APPOINTMENT OF CROWE Mgmt For For
HORWATH LLP.
--------------------------------------------------------------------------------------------------------------------------
MB FINANCIAL, INC. Agenda Number: 934178662
--------------------------------------------------------------------------------------------------------------------------
Security: 55264U108
Meeting Type: Annual
Meeting Date: 27-May-2015
Ticker: MBFI
ISIN: US55264U1088
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: DAVID P. BOLGER Mgmt For For
1B. ELECTION OF DIRECTOR: C. BRYAN DANIELS Mgmt For For
1C. ELECTION OF DIRECTOR: MITCHELL FEIGER Mgmt For For
1D. ELECTION OF DIRECTOR: CHARLES J. GRIES Mgmt For For
1E. ELECTION OF DIRECTOR: JAMES N. HALLENE Mgmt For For
1F. ELECTION OF DIRECTOR: THOMAS H. HARVEY Mgmt For For
1G. ELECTION OF DIRECTOR: RICHARD J. HOLMSTROM Mgmt For For
1H. ELECTION OF DIRECTOR: KAREN J. MAY Mgmt For For
1I. ELECTION OF DIRECTOR: RONALD D. SANTO Mgmt For For
1J. ELECTION OF DIRECTOR: JENNIFER W. STEANS Mgmt For For
1K. ELECTION OF DIRECTOR: RENEE TOGHER Mgmt For For
2. ADVISORY (NON-BINDING) VOTE ON EXECUTIVE Mgmt For For
COMPENSATION.
3. RATIFICATION OF THE APPOINTMENT OF Mgmt For For
MCGLADREY LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
YEAR ENDING DECEMBER 31, 2015.
--------------------------------------------------------------------------------------------------------------------------
MONARCH FINANCIAL HOLDINGS, INC. Agenda Number: 934170046
--------------------------------------------------------------------------------------------------------------------------
Security: 60907Q100
Meeting Type: Annual
Meeting Date: 12-May-2015
Ticker: MNRK
ISIN: US60907Q1004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
TAYLOR B. GRISSOM Mgmt For For
ELIZABETH T. PATTERSON Mgmt For For
BRAD E. SCHWARTZ Mgmt For For
WILLIAM T. MORRISON Mgmt For For
2. TO APPROVE, IN AN ADVISORY, NON-BINDING Mgmt For For
VOTE, THE COMPENSATION OF THE COMPANY'S
NAMED EXECUTIVE OFFICERS DISCLOSED IN THE
PROXY STATEMENT.
3. TO RATIFY THE APPOINTMENT OF YOUNT, HYDE Mgmt For For
AND BARBOUR, PC, AS THE COMPANY'S
INDEPENDENT AUDITOR FOR THE YEAR ENDING
DECEMBER 31, 2015.
--------------------------------------------------------------------------------------------------------------------------
MUTUALFIRST FINANCIAL,INC. Agenda Number: 934144128
--------------------------------------------------------------------------------------------------------------------------
Security: 62845B104
Meeting Type: Annual
Meeting Date: 01-May-2015
Ticker: MFSF
ISIN: US62845B1044
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
PATRICK C. BOTTS Mgmt For For
WILLIAM V. HUGHES Mgmt For For
JERRY D. MCVICKER Mgmt For For
JAMES D. ROSEMA Mgmt For For
2. ADOPTION OF AN ADVISORY (NONBINDING) Mgmt For For
RESOLUTION TO APPROVE OUR EXECUTIVE
COMPENSATION AS DISCLOSED IN THE
ACCOMPANYING PROXY STATEMENT.
3. RATIFICATION OF THE APPOINTMENT OF BKD, LLP Mgmt For For
AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING
DECEMBER 31, 2015.
--------------------------------------------------------------------------------------------------------------------------
NATIONAL COMMERCE CORPORATION Agenda Number: 934228621
--------------------------------------------------------------------------------------------------------------------------
Security: 63546L102
Meeting Type: Annual
Meeting Date: 16-Jun-2015
Ticker: NCOM
ISIN: US63546L1026
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JOHN H. HOLCOMB, III Mgmt For For
RICHARD MURRAY, IV Mgmt For For
WILLIAM E. MATTHEWS, V Mgmt For For
BOBBY A. BRADLEY Mgmt For For
R. HOLMAN HEAD Mgmt For For
JERRY D. KIMBROUGH Mgmt For For
C. PHILLIP MCWANE Mgmt For For
G. RUFFNER PAGE, JR. Mgmt For For
W. STANCIL STARNES Mgmt For For
TEMPLE W. TUTWILER, III Mgmt For For
RUSSELL H VANDEVELDE IV Mgmt For For
DONALD F. WRIGHT Mgmt For For
2. TO RATIFY THE AUDIT COMMITTEE'S APPOINTMENT Mgmt For For
OF PORTER KEADLE MOORE, LLC AS THE
COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTANTS FOR THE YEAR ENDING DECEMBER
31, 2015.
--------------------------------------------------------------------------------------------------------------------------
NEWBRIDGE BANCORP Agenda Number: 934180554
--------------------------------------------------------------------------------------------------------------------------
Security: 65080T102
Meeting Type: Annual
Meeting Date: 13-May-2015
Ticker: NBBC
ISIN: US65080T1025
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: MICHAEL S. ALBERT Mgmt For For
1B. ELECTION OF DIRECTOR: ROBERT A. BOYETTE Mgmt For For
1C. ELECTION OF DIRECTOR: J. DAVID BRANCH Mgmt For For
1D. ELECTION OF DIRECTOR: C. ARNOLD BRITT Mgmt For For
1E. ELECTION OF DIRECTOR: ROBERT C. CLARK Mgmt For For
1F. ELECTION OF DIRECTOR: ALEX A. DIFFEY, JR. Mgmt For For
1G. ELECTION OF DIRECTOR: BARRY Z. DODSON Mgmt For For
1H. ELECTION OF DIRECTOR: DONALD P. JOHNSON Mgmt For For
1I. ELECTION OF DIRECTOR: JOSEPH H. KINNARNEY Mgmt For For
1J. ELECTION OF DIRECTOR: MICHAEL S. PATTERSON Mgmt For For
1K. ELECTION OF DIRECTOR: PRESSLEY A. RIDGILL Mgmt For For
1L. ELECTION OF DIRECTOR: MARY E. RITTLING Mgmt For For
1M. ELECTION OF DIRECTOR: E. REID TEAGUE Mgmt For For
1N. ELECTION OF DIRECTOR: RICHARD A. URQUHART, Mgmt For For
III
1O. ELECTION OF DIRECTOR: G. ALFRED WEBSTER Mgmt For For
1P. ELECTION OF DIRECTOR: KENAN C. WRIGHT Mgmt For For
1Q. ELECTION OF DIRECTOR: JULIUS S. YOUNG, JR. Mgmt For For
2. APPROVE THE NEWBRIDGE BANCORP 2015 Mgmt For For
LONG-TERM STOCK INCENTIVE PLAN.
3. RATIFY THE APPOINTMENT OF DIXON HUGHES Mgmt For For
GOODMAN LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2015.
4. APPROVE AN ADVISORY (NON-BINDING) PROPOSAL Mgmt For For
ON EXECUTIVE COMPENSATION (AS MORE FULLY
DESCRIBED IN THE ACCOMPANYING PROXY
STATEMENT).
--------------------------------------------------------------------------------------------------------------------------
NORTHRIM BANCORP, INC. Agenda Number: 934204734
--------------------------------------------------------------------------------------------------------------------------
Security: 666762109
Meeting Type: Annual
Meeting Date: 28-May-2015
Ticker: NRIM
ISIN: US6667621097
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JOSEPH M. BEEDLE Mgmt For For
LARRY S. CASH Mgmt For For
MARK G. COPELAND Mgmt For For
ANTHONY DRABEK Mgmt For For
KARL L. HANNEMAN Mgmt For For
DAVID W. KARP Mgmt For For
R. MARC LANGLAND Mgmt For For
DAVID J. MCCAMBRIDGE Mgmt For For
KRYSTAL M. NELSON Mgmt For For
JOHN C. SWALLING Mgmt For For
LINDA C. THOMAS Mgmt Withheld Against
DAVID G. WIGHT Mgmt For For
2. TO APPROVE, BY NONBINDING VOTE, THE Mgmt For For
COMPENSATION OF THE NAMED EXECUTIVE
OFFICERS.
3. TO RATIFY THE SELECTION OF MOSS ADAMS LLP Mgmt For For
AS THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR NORTHRIM BANCORP, INC.
FOR FISCAL YEAR 2015.
--------------------------------------------------------------------------------------------------------------------------
OLD SECOND BANCORP, INC. Agenda Number: 934165033
--------------------------------------------------------------------------------------------------------------------------
Security: 680277100
Meeting Type: Annual
Meeting Date: 19-May-2015
Ticker: OSBC
ISIN: US6802771005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
J. DOUGLAS CHEATHAM Mgmt For For
JAMES ECCHER Mgmt For For
BARRY FINN Mgmt For For
GERALD PALMER Mgmt For For
2. APPROVAL, IN A NON-BINDING, ADVISORY VOTE, Mgmt For For
OF THE COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS AS DESCRIBED IN THE PROXY
STATEMENT FOR THE ANNUAL MEETING OF
STOCKHOLDERS.
3. RATIFICATION AND APPROVAL OF THE SELECTION Mgmt For For
OF PLANTE & MORAN, PLLC AS OUR INDEPENDENT
REGISTERED PUBLIC ACCOUNTANTS FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2015.
--------------------------------------------------------------------------------------------------------------------------
PACIFIC CONTINENTAL CORPORATION Agenda Number: 934137058
--------------------------------------------------------------------------------------------------------------------------
Security: 69412V108
Meeting Type: Annual
Meeting Date: 27-Apr-2015
Ticker: PCBK
ISIN: US69412V1089
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
ROBERT A. BALLIN Mgmt For For
ROGER S. BUSSE Mgmt For For
ERIC S. FORREST Mgmt For For
MICHAEL E. HEIJER Mgmt For For
MICHAEL D. HOLZGANG Mgmt For For
JUDITH A. JOHANSEN Mgmt For For
DONALD L. KRAHMER, JR. Mgmt For For
DONALD G. MONTGOMERY Mgmt For For
JEFFREY D. PINNEO Mgmt For For
JOHN H. RICKMAN Mgmt For For
KAREN L. WHITMAN Mgmt For For
2. TO APPROVE THE ADVISORY (NON-BINDING) Mgmt For For
RESOLUTION IN FAVOR OF THE COMPENSATION OF
EXECUTIVE OFFICERS.
3. TO RATIFY THE APPOINTMENT OF MOSS ADAMS LLP Mgmt For For
TO SERVE AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2015.
--------------------------------------------------------------------------------------------------------------------------
PACWEST BANCORP Agenda Number: 934167835
--------------------------------------------------------------------------------------------------------------------------
Security: 695263103
Meeting Type: Annual
Meeting Date: 18-May-2015
Ticker: PACW
ISIN: US6952631033
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
CRAIG A. CARLSON Mgmt For For
JOHN M. EGGEMEYER Mgmt For For
BARRY C. FITZPATRICK Mgmt Withheld Against
ANDREW B. FREMDER Mgmt For For
C. WILLIAM HOSLER Mgmt Withheld Against
SUSAN E. LESTER Mgmt For For
DOUGLAS H. (TAD) LOWREY Mgmt For For
TIMOTHY B. MATZ Mgmt Withheld Against
ROGER H. MOLVAR Mgmt Withheld Against
JAMES J. PIECZYNSKI Mgmt For For
DANIEL B. PLATT Mgmt For For
ROBERT A. STINE Mgmt Withheld Against
MATTHEW P. WAGNER Mgmt For For
2. TO APPROVE THE MATERIAL TERMS OF THE Mgmt For For
COMPANY'S EXECUTIVE INCENTIVE PLAN IN ORDER
TO ENSURE THAT THE COMPANY CAN DEDUCT
PAYMENTS MADE PURSUANT THERETO AS
COMPENSATION EXPENSE UNDER SECTION 162(M)
OF THE INTERNAL REVENUE CODE.
3. TO APPROVE A PROPOSAL TO RATIFY THE TAX Mgmt For For
ASSET PROTECTION PLAN.
4. TO APPROVE, ON AN ADVISORY BASIS (NON Mgmt Against Against
BINDING), THE COMPENSATION OF THE COMPANY'S
NAMED EXECUTIVE OFFICERS.
5. TO APPROVE A PROPOSAL TO RATIFY THE Mgmt For For
APPOINTMENT OF KPMG LLP AS THE COMPANY'S
INDEPENDENT AUDITORS FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2015.
6. TO CONSIDER AND ACT UPON A PROPOSAL TO Mgmt Against Against
APPROVE, IF NECESSARY, AN ADJOURNMENT OR
POSTPONEMENT OF THE ANNUAL MEETING TO
SOLICIT ADDITIONAL PROXIES.
7. TO CONSIDER AND ACT UPON SUCH OTHER Mgmt Against Against
BUSINESS AND MATTERS OR PROPOSALS AS MAY
PROPERLY COME BEFORE THE ANNUAL MEETING OR
ANY ADJOURNMENTS OR POSTPONEMENTS THEREOF.
--------------------------------------------------------------------------------------------------------------------------
PARK NATIONAL CORPORATION Agenda Number: 934136703
--------------------------------------------------------------------------------------------------------------------------
Security: 700658107
Meeting Type: Annual
Meeting Date: 27-Apr-2015
Ticker: PRK
ISIN: US7006581075
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: F. WILLIAM ENGLEFIELD Mgmt For For
IV
1B. ELECTION OF DIRECTOR: DAVID L. TRAUTMAN Mgmt For For
1C. ELECTION OF DIRECTOR: LEON ZAZWORSKY Mgmt For For
2. ADVISORY RESOLUTION TO APPROVE THE Mgmt For For
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
3. RATIFY THE APPOINTMENT OF CROWE HORWATH LLP Mgmt For For
AS THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM OF THE COMPANY FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2015.
--------------------------------------------------------------------------------------------------------------------------
PARK STERLING CORP Agenda Number: 934177696
--------------------------------------------------------------------------------------------------------------------------
Security: 70086Y105
Meeting Type: Annual
Meeting Date: 20-May-2015
Ticker: PSTB
ISIN: US70086Y1055
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JAMES C. CHERRY Mgmt For For
PATRICIA C. HARTUNG Mgmt For For
THOMAS B. HENSON Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF DIXON Mgmt For For
HUGHES GOODMAN LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING DECEMBER
31, 2015.
3. ADOPTION OF ADVISORY (NON-BINDING) Mgmt For For
RESOLUTION APPROVING THE COMPENSATION OF
THE COMPANY'S NAMED EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
PEOPLES BANCORP INC. Agenda Number: 934123097
--------------------------------------------------------------------------------------------------------------------------
Security: 709789101
Meeting Type: Special
Meeting Date: 03-Mar-2015
Ticker: PEBO
ISIN: US7097891011
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. ADOPTION AND APPROVAL THE AGREEMENT AND Mgmt For For
PLAN OF MERGER DATED AS OF AUGUST 4, 2014,
BY AND BETWEEN PEOPLES BANCORP INC. AND
NB&T FINANCIAL GROUP, INC.
2. APPROVAL OF THE ISSUANCE OF UP TO 3,500,000 Mgmt For For
PEOPLES COMMON SHARES TO BE ISSUED IN
CONNECTION WITH THE AGREEMENT AND PLAN OF
MERGER.
3. APPROVAL OF ADJOURNMENT OF THE SPECIAL Mgmt For For
MEETING OF SHAREHOLDERS, IF NECESSARY, TO
SOLICIT ADDITIONAL PROXIES, IN THE EVENT
THERE ARE NOT SUFFICIENT VOTES AT THE TIME
OF THE SPECIAL MEETING OF SHAREHOLDERS TO
ADOPT AND APPROVE THE AGREEMENT AND PLAN OF
MERGER.
--------------------------------------------------------------------------------------------------------------------------
PEOPLES BANCORP INC. Agenda Number: 934150626
--------------------------------------------------------------------------------------------------------------------------
Security: 709789101
Meeting Type: Annual
Meeting Date: 23-Apr-2015
Ticker: PEBO
ISIN: US7097891011
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
CARL L. BAKER, JR. Mgmt For For
GEORGE W. BROUGHTON Mgmt For For
RICHARD FERGUSON Mgmt For For
CHARLES W. SULERZYSKI Mgmt For For
2. ADVISORY RESOLUTION TO APPROVE THE Mgmt For For
COMPENSATION OF PEOPLES' NAMED EXECUTIVE
OFFICERS AS DISCLOSED IN THE PROXY
STATEMENT FOR THE 2015 ANNUAL MEETING OF
SHAREHOLDERS.
3. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS PEOPLES' INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2015.
--------------------------------------------------------------------------------------------------------------------------
PROSPERITY BANCSHARES, INC. Agenda Number: 934148227
--------------------------------------------------------------------------------------------------------------------------
Security: 743606105
Meeting Type: Annual
Meeting Date: 21-Apr-2015
Ticker: PB
ISIN: US7436061052
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JAMES A. BOULIGNY Mgmt For For
W.R. COLLIER Mgmt For For
ROBERT STEELHAMMER Mgmt For For
H.E. TIMANUS, JR. Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS THE INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM OF THE COMPANY FOR
THE YEAR ENDING DECEMBER 31, 2015.
3. ADVISORY APPROVAL OF THE COMPENSATION OF Mgmt For For
THE COMPANY'S NAMED EXECUTIVE OFFICERS
("SAY-ON-PAY").
--------------------------------------------------------------------------------------------------------------------------
PROVIDENT FINANCIAL HOLDINGS, INC. Agenda Number: 934091341
--------------------------------------------------------------------------------------------------------------------------
Security: 743868101
Meeting Type: Annual
Meeting Date: 25-Nov-2014
Ticker: PROV
ISIN: US7438681014
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
CRAIG G. BLUNDEN Mgmt For For
ROY H. TAYLOR Mgmt For For
2. THE APPROVAL, ON AN ADVISORY BASIS, OF OUR Mgmt For For
EXECUTIVE COMPENSATION AS DISCLOSED IN THE
PROXY STATEMENT.
3. THE RATIFICATION OF THE APPOINTMENT OF Mgmt For For
DELOITTE & TOUCHE LLP AS INDEPENDENT
AUDITOR FOR PROVIDENT FINANCIAL HOLDINGS,
INC. FOR THE FISCAL YEAR ENDING JUNE 30,
2015.
4. THE RATIFICATION OF THE AMENDMENT OF THE Mgmt Against Against
DIRECTOR QUALIFICATION BYLAW, AS DESCRIBED
IN THE PROXY STATEMENT.
--------------------------------------------------------------------------------------------------------------------------
RENASANT CORPORATION Agenda Number: 934217654
--------------------------------------------------------------------------------------------------------------------------
Security: 75970E107
Meeting Type: Special
Meeting Date: 16-Jun-2015
Ticker: RNST
ISIN: US75970E1073
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. THE PROPOSAL TO APPROVE THE AGREEMENT AND Mgmt For For
PLAN OF MERGER, DATED AS OF DECEMBER 10,
2014, BY AND AMONG RENASANT, RENASANT BANK,
HERITAGE FINANCIAL GROUP, INC. AND
HERITAGEBANK OF THE SOUTH
2. THE PROPOSAL TO APPROVE THE ADJOURNMENT OF Mgmt For For
THE SPECIAL MEETING, IF NECESSARY OR
APPROPRIATE, IN THE EVENT THAT THERE ARE
NOT SUFFICIENT VOTES AT THE TIME OF THE
SPECIAL MEETING TO APPROVE PROPOSAL NO. 1.
--------------------------------------------------------------------------------------------------------------------------
RIVER VALLEY BANCORP Agenda Number: 934147009
--------------------------------------------------------------------------------------------------------------------------
Security: 768475105
Meeting Type: Annual
Meeting Date: 15-Apr-2015
Ticker: RIVR
ISIN: US7684751057
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
LONNIE D. COLLINS Mgmt For For
MATTHEW P. FORRESTER Mgmt For For
2. APPROVAL AND RATIFICATION OF THE Mgmt For For
APPOINTMENT OF BKD, LLP AS AUDITORS FOR
RIVER VALLEY BANCORP FOR THE FISCAL YEAR
ENDED DECEMBER 31, 2015.
3. APPROVAL, ON AN ADVISORY BASIS, OF THE Mgmt For For
EXECUTIVE COMPENSATION OF THE NAMED
EXECUTIVE OFFICERS INCLUDED IN THE PROXY
STATEMENT FOR THE ANNUAL MEETING.
--------------------------------------------------------------------------------------------------------------------------
SANDY SPRING BANCORP, INC. Agenda Number: 934165158
--------------------------------------------------------------------------------------------------------------------------
Security: 800363103
Meeting Type: Annual
Meeting Date: 06-May-2015
Ticker: SASR
ISIN: US8003631038
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
RALPH F. BOYD, JR. Mgmt For For
SUSAN D. GOFF Mgmt For For
ROBERT L. ORNDORFF Mgmt For For
DANIEL J. SCHRIDER Mgmt For For
2. A NON-BINDING RESOLUTION TO APPROVE THE Mgmt For For
COMPENSATION FOR THE NAMED EXECUTIVE
OFFICERS.
3. APPROVAL OF THE 2015 OMNIBUS INCENTIVE Mgmt Against Against
PLAN.
4. RATIFICATION OF APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS THE INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2015.
--------------------------------------------------------------------------------------------------------------------------
SHORE BANCSHARES, INC. Agenda Number: 934142299
--------------------------------------------------------------------------------------------------------------------------
Security: 825107105
Meeting Type: Annual
Meeting Date: 29-Apr-2015
Ticker: SHBI
ISIN: US8251071051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: DAVID J. BATES (CLASS Mgmt For For
III-TERM EXPIRES 2018)
1B. ELECTION OF DIRECTOR: LLOYD L. BEATTY, JR. Mgmt For For
(CLASS III-TERM EXPIRES 2018)
1C. ELECTION OF DIRECTOR: JAMES A. JUDGE (CLASS Mgmt For For
III-TERM EXPIRES 2018)
1D. ELECTION OF DIRECTOR: W. MOORHEAD VERMILYE Mgmt For For
(CLASS II-TERM EXPIRES 2017)
2. RATIFY THE APPOINTMENT OF STEGMAN & COMPANY Mgmt For For
AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2015.
3. ADOPT A NON-BINDING ADVISORY RESOLUTION Mgmt For For
APPROVING THE COMPENSATION OF THE NAMED
EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
SIERRA BANCORP Agenda Number: 934206447
--------------------------------------------------------------------------------------------------------------------------
Security: 82620P102
Meeting Type: Annual
Meeting Date: 20-May-2015
Ticker: BSRR
ISIN: US82620P1021
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
ALBERT L. BERRA Mgmt For For
KEVIN J. MCPHAILL Mgmt For For
GORDON T. WOODS Mgmt For For
2. TO RATIFY THE APPOINTMENT OF VAVRINEK, Mgmt For For
TRINE, DAY & CO., LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2015, AS DESCRIBED IN THE
COMPANY'S PROXY STATEMENT DATED APRIL 24,
2015.
3. TO APPROVE, ON AN ADVISORY AND NON-BINDING Mgmt For For
BASIS, THE COMPENSATION PAID TO THE
COMPANY'S NAMED EXECUTIVE OFFICERS, AS
DESCRIBED IN THE COMPANY'S PROXY STATEMENT
DATED APRIL 24, 2015.
--------------------------------------------------------------------------------------------------------------------------
SIMMONS FIRST NATIONAL CORPORATION Agenda Number: 934087619
--------------------------------------------------------------------------------------------------------------------------
Security: 828730200
Meeting Type: Special
Meeting Date: 18-Nov-2014
Ticker: SFNC
ISIN: US8287302009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO APPROVE THE AGREEMENT AND PLAN OF Mgmt For For
MERGER, DATED AS OF MAY 6, 2014, BY AND
BETWEEN SIMMONS FIRST NATIONAL CORPORATION
AND COMMUNITY FIRST BANCSHARES, INC.,
PURSUANT TO WHICH COMMUNITY FIRST WILL
MERGE WITH AND INTO SIMMONS.
2 TO APPROVE THE AGREEMENT AND PLAN OF Mgmt For For
MERGER, DATED AS OF MAY 27, 2014, BY AND
BETWEEN SIMMONS AND LIBERTY BANCSHARES,
INC., PURSUANT TO WHICH LIBERTY WILL MERGE
WITH AND INTO SIMMONS.
3 TO APPROVE THE DESIGNATION OF THE NUMBER OF Mgmt For For
MEMBERS COMPRISING THE SIMMONS BOARD OF
DIRECTORS AS 12, INCREASING BY THREE THE
NUMBER OF SIMMONS DIRECTORS.
4 TO ADJOURN THE SIMMONS SPECIAL MEETING, IF Mgmt For For
NECESSARY OR APPROPRIATE, TO SOLICIT
ADDITIONAL PROXIES IN FAVOR OF THE
COMMUNITY FIRST MERGER PROPOSAL.
5 TO ADJOURN THE SIMMONS SPECIAL MEETING, IF Mgmt For For
NECESSARY OR APPROPRIATE, TO SOLICIT
ADDITIONAL PROXIES IN FAVOR OF THE LIBERTY
MERGER PROPOSAL.
--------------------------------------------------------------------------------------------------------------------------
SIMPLICITY BANCORP, INC. Agenda Number: 934077391
--------------------------------------------------------------------------------------------------------------------------
Security: 828867101
Meeting Type: Annual
Meeting Date: 29-Oct-2014
Ticker: SMPL
ISIN: US8288671014
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JOHN H. COCHRANE Mgmt For For
DONALD R. VOSS Mgmt For For
DUSTIN LUTON Mgmt For For
2. THE APPROVAL OF CROWE HORWATH LLP AS THE Mgmt For For
COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE YEAR ENDING JUNE
30, 2015.
3. AN ADVISORY, NON-BINDING RESOLUTION WITH Mgmt For For
RESPECT TO OUR EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
SIMPLICITY BANCORP, INC. Agenda Number: 934117044
--------------------------------------------------------------------------------------------------------------------------
Security: 828867101
Meeting Type: Special
Meeting Date: 11-Feb-2015
Ticker: SMPL
ISIN: US8288671014
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO APPROVE THE AGREEMENT AND PLAN OF MERGER Mgmt For For
DATED SEPTEMBER 27, 2014 BETWEEN SIMPLICITY
AND HOMESTREET, INC., A WASHINGTON
CORPORATION AND A REGISTERED SAVINGS AND
LOAN HOLDING COMPANY, AND THE TRANSACTIONS
CONTEMPLATED THEREBY.
2. TO APPROVE AN ADVISORY (NON-BINDING) Mgmt For For
RESOLUTION APPROVING CERTAIN PAYMENTS TO BE
MADE TO SIMPLICITY'S NAMED EXECUTIVE
OFFICERS IN CONNECTION WITH THE
TRANSACTIONS CONTEMPLATED BY PROPOSAL 1
ABOVE.
--------------------------------------------------------------------------------------------------------------------------
SOUTH STATE CORPORATION Agenda Number: 934138137
--------------------------------------------------------------------------------------------------------------------------
Security: 840441109
Meeting Type: Annual
Meeting Date: 28-Apr-2015
Ticker: SSB
ISIN: US8404411097
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
M. OSWALD FOGLE Mgmt For For
HERBERT G. GRAY Mgmt For For
CYNTHIA A. HARTLEY Mgmt For For
JOHN C. POLLOK Mgmt For For
THOMAS E. SUGGS Mgmt For For
KEVIN P. WALKER Mgmt For For
2. PROPOSAL TO RATIFY, AS AN ADVISORY, Mgmt For For
NON-BINDING VOTE, APPOINTMENT OF DIXON
HUGHES GOODMAN LLP, CERTIFIED PUBLIC
ACCOUNTANTS, AS INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE COMPANY FOR
THE FISCAL YEAR ENDING DECEMBER 31, 2015.
--------------------------------------------------------------------------------------------------------------------------
SOUTHERN FIRST BANCSHARES, INC. Agenda Number: 934190416
--------------------------------------------------------------------------------------------------------------------------
Security: 842873101
Meeting Type: Annual
Meeting Date: 19-May-2015
Ticker: SFST
ISIN: US8428731017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
MARK A. COTHRAN Mgmt Withheld Against
R.G. JOHNSTONE, III, MD Mgmt For For
R. ARTHUR SEAVER, JR. Mgmt For For
2. SAY ON PAY - AN ADVISORY VOTE ON THE Mgmt For For
APPROVAL OF EXECUTIVE COMPENSATION.
3. PROPOSAL TO APPROVE AN AMENDMENT TO THE Mgmt For For
2010 SOUTHERN FIRST BANCSHARES, INC. STOCK
INCENTIVE PLAN.
4. PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt For For
ELLIOTT DAVIS DECOSIMO, LLC AS OUR
INDEPENDENT REGISTERED PUBLIC ACCOUNTANT
FOR 2015.
--------------------------------------------------------------------------------------------------------------------------
SOUTHERN MISSOURI BANCORP, INC. Agenda Number: 934081390
--------------------------------------------------------------------------------------------------------------------------
Security: 843380106
Meeting Type: Annual
Meeting Date: 27-Oct-2014
Ticker: SMBC
ISIN: US8433801060
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
RONNIE D. BLACK Mgmt For For
REBECCA M. BROOKS Mgmt For For
DENNIS C. ROBISON Mgmt For For
2. THE ADVISORY (NON-BINDING) VOTE ON OUR Mgmt For For
EXECUTIVE COMPENSATION AS DISCLOSED IN THE
ACCOMPANYING PROXY STATEMENT.
3. THE APPROVAL OF AN AMENDMENT TO THE Mgmt For For
ARTICLES OF INCORPORATION OF SOUTHERN
MISSOURI BANCORP, INC. TO INCREASE THE
NUMBER OF AUTHORIZED SHARES.
4. THE RATIFICATION OF THE APPOINTMENT OF BKD, Mgmt For For
LLP AS SOUTHERN MISSOURI BANCORP'S
INDEPENDENT AUDITORS FOR THE FISCAL YEAR
ENDING JUNE 30, 2015.
--------------------------------------------------------------------------------------------------------------------------
SOUTHWEST BANCORP, INC. Agenda Number: 934134987
--------------------------------------------------------------------------------------------------------------------------
Security: 844767103
Meeting Type: Annual
Meeting Date: 22-Apr-2015
Ticker: OKSB
ISIN: US8447671038
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
JAMES E. BERRY II Mgmt For For
THOMAS D. BERRY Mgmt For For
JOHN COHLMIA Mgmt For For
DAVID S. CROCKETT JR. Mgmt For For
PATRICE DOUGLAS Mgmt For For
MARK W. FUNKE Mgmt For For
JAMES M. JOHNSON Mgmt For For
LARRY J. LANIE Mgmt For For
JAMES M. MORRIS II Mgmt For For
RUSSELL W. TEUBNER Mgmt For For
2. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION.
3. PROPOSAL TO RATIFY THE APPOINTMENT OF BKD Mgmt For For
LLP AS THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2015.
--------------------------------------------------------------------------------------------------------------------------
STATE BANK FINANCIAL CORPORATION Agenda Number: 934187457
--------------------------------------------------------------------------------------------------------------------------
Security: 856190103
Meeting Type: Annual
Meeting Date: 27-May-2015
Ticker: STBZ
ISIN: US8561901039
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: JAMES R. BALKCOM, JR. Mgmt For For
1B. ELECTION OF DIRECTOR: KELLY H. BARRETT Mgmt For For
1C. ELECTION OF DIRECTOR: ARCHIE L. BRANSFORD, Mgmt For For
JR.
1D. ELECTION OF DIRECTOR: KIM M. CHILDERS Mgmt For For
1E. ELECTION OF DIRECTOR: ANN Q. CURRY Mgmt For For
1F. ELECTION OF DIRECTOR: JOSEPH W. EVANS Mgmt For For
1G. ELECTION OF DIRECTOR: VIRGINIA A. HEPNER Mgmt For For
1H. ELECTION OF DIRECTOR: JOHN D. HOUSER Mgmt For For
1I. ELECTION OF DIRECTOR: WILLIAM D. MCKNIGHT Mgmt For For
1J. ELECTION OF DIRECTOR: MAJOR GENERAL Mgmt Against Against
(RETIRED) ROBERT H. MCMAHON
1K. ELECTION OF DIRECTOR: J. DANIEL SPEIGHT, Mgmt For For
JR.
1L. ELECTION OF DIRECTOR: J. THOMAS WILEY, JR. Mgmt For For
2. PROPOSAL TO APPROVE THE COMPANY'S EXECUTIVE Mgmt Against Against
COMPENSATION
3. PROPOSAL TO RATIFY THE APPOINTMENT OF DIXON Mgmt For For
HUGHES GOODMAN LLP AS OUR INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2015
--------------------------------------------------------------------------------------------------------------------------
STATE STREET CORPORATION Agenda Number: 934169992
--------------------------------------------------------------------------------------------------------------------------
Security: 857477103
Meeting Type: Annual
Meeting Date: 20-May-2015
Ticker: STT
ISIN: US8574771031
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: J. ALMEIDA Mgmt For For
1B. ELECTION OF DIRECTOR: K. BURNES Mgmt For For
1C. ELECTION OF DIRECTOR: P. DE SAINT-AIGNAN Mgmt For For
1D. ELECTION OF DIRECTOR: A. FAWCETT Mgmt For For
1E. ELECTION OF DIRECTOR: W. FREDA Mgmt For For
1F. ELECTION OF DIRECTOR: L. HILL Mgmt For For
1G. ELECTION OF DIRECTOR: J. HOOLEY Mgmt For For
1H. ELECTION OF DIRECTOR: R. KAPLAN Mgmt For For
1I. ELECTION OF DIRECTOR: R. SERGEL Mgmt For For
1J. ELECTION OF DIRECTOR: R. SKATES Mgmt For For
1K. ELECTION OF DIRECTOR: G. SUMME Mgmt For For
1L. ELECTION OF DIRECTOR: T. WILSON Mgmt For For
2. TO APPROVE AN ADVISORY PROPOSAL ON Mgmt For For
EXECUTIVE COMPENSATION.
3. TO RATIFY THE SELECTION OF ERNST & YOUNG Mgmt For For
LLP AS STATE STREET'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
YEAR ENDING DECEMBER 31, 2015.
--------------------------------------------------------------------------------------------------------------------------
STOCK YARDS BANCORP INC Agenda Number: 934148152
--------------------------------------------------------------------------------------------------------------------------
Security: 861025104
Meeting Type: Annual
Meeting Date: 22-Apr-2015
Ticker: SYBT
ISIN: US8610251048
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
CHARLES R. EDINGER III Mgmt For For
DAVID P. HEINTZMAN Mgmt For For
CARL G. HERDE Mgmt For For
JAMES A. HILLEBRAND Mgmt For For
RICHARD A. LECHLEITER Mgmt For For
BRUCE P. MADISON Mgmt For For
RICHARD NORTHERN Mgmt For For
STEPHEN M. PRIEBE Mgmt For For
NICHOLAS X. SIMON Mgmt For For
NORMAN TASMAN Mgmt For For
KATHY C. THOMPSON Mgmt For For
2. THE RATIFICATION OF KPMG LLP AS THE Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR STOCK YARDS BANCORP, INC. FOR THE
YEAR ENDING DECEMBER 31, 2015.
3. THE APPROVAL OF A PROPOSED AMENDMENT TO THE Mgmt For For
COMPANY'S SECOND AMENDED AND RESTATED
ARTICLES OF INCORPORATION TO INCREASE THE
NUMBER OF AUTHORIZED COMMON SHARES FROM
20,000,000 TO 40,000,000.
4. THE APPROVAL OF A PROPOSED AMENDMENT TO THE Mgmt For For
COMPANY'S SECOND AMENDED AND RESTATED
ARTICLES OF INCORPORATION TO IMPLEMENT A
MAJORITY VOTING STANDARD FOR THE ELECTION
OF DIRECTORS IN UNCONTESTED ELECTIONS.
5. THE APPROVAL OF THE 2015 OMNIBUS EQUITY Mgmt For For
COMPENSATION PLAN AND THE PERFORMANCE
CRITERIA TO BE USED UNDER IT.
6. THE ADVISORY APPROVAL OF THE COMPENSATION Mgmt For For
OF BANCORP'S NAMED EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
SUFFOLK BANCORP Agenda Number: 934165792
--------------------------------------------------------------------------------------------------------------------------
Security: 864739107
Meeting Type: Annual
Meeting Date: 12-May-2015
Ticker: SUBK
ISIN: US8647391072
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JAMES E. DANOWSKI Mgmt For For
TERENCE X. MEYER Mgmt For For
2. TO APPROVE THE ADVISORY, NON-BINDING Mgmt For For
RESOLUTION ON 2014 EXECUTIVE COMPENSATION.
3. TO RATIFY THE BOARD OF DIRECTORS' Mgmt For For
APPOINTMENT OF BDO USA, LLP AS INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2015.
--------------------------------------------------------------------------------------------------------------------------
SUN BANCORP, INC. Agenda Number: 934036547
--------------------------------------------------------------------------------------------------------------------------
Security: 86663B102
Meeting Type: Annual
Meeting Date: 17-Jul-2014
Ticker: SNBC
ISIN: US86663B1026
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
SIDNEY R. BROWN Mgmt For For
WILBUR L. ROSS, JR. Mgmt Withheld Against
JEFFREY S. BROWN Mgmt For For
PETER GALETTO, JR. Mgmt For For
ELI KRAMER Mgmt For For
ANTHONY R. COSCIA Mgmt For For
WILLIAM J. MARINO Mgmt For For
PHILIP A. NORCROSS Mgmt For For
STEVEN A. KASS Mgmt For For
KEITH STOCK Mgmt For For
FRANK CLAY CREASEY, JR. Mgmt For For
2. THE APPROVAL OF THE SUN BANCORP, INC. 2014 Mgmt Against Against
PERFORMANCE EQUITY PLAN.
3. THE APPROVAL OF AN AMENDMENT TO THE SUN Mgmt Against Against
BANCORP, INC. 2010 STOCK-BASED INCENTIVE
PLAN.
4. THE APPROVAL OF A NON-BINDING ADVISORY Mgmt For For
PROPOSAL REGARDING THE COMPENSATION PAID TO
THE NAMED EXECUTIVE OFFICERS LISTED IN THE
PROXY STATEMENT.
5. THE RATIFICATION OF THE APPOINTMENT OF Mgmt For For
DELOITTE & TOUCHE LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING DECEMBER
31, 2014.
--------------------------------------------------------------------------------------------------------------------------
SUN BANCORP, INC. Agenda Number: 934170034
--------------------------------------------------------------------------------------------------------------------------
Security: 86663B201
Meeting Type: Annual
Meeting Date: 21-May-2015
Ticker: SNBC
ISIN: US86663B2016
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
SIDNEY R. BROWN Mgmt For For
JEFFREY S. BROWN Mgmt For For
ANTHONY R. COSCIA Mgmt For For
FRANK CLAY CREASEY, JR. Mgmt For For
PETER GALETTO, JR. Mgmt For For
ELI KRAMER Mgmt For For
WILLIAM J. MARINO Mgmt For For
PHILIP A. NORCROSS Mgmt For For
THOMAS M. O'BRIEN Mgmt For For
WILBUR L. ROSS, JR. Mgmt Withheld Against
KEITH STOCK Mgmt For For
2. THE APPROVAL OF THE SUN BANCORP, INC. 2015 Mgmt For For
OMNIBUS STOCK INCENTIVE PLAN.
3. THE RATIFICATION OF THE APPOINTMENT OF Mgmt For For
DELOITTE & TOUCHE LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING DECEMBER
31, 2015.
--------------------------------------------------------------------------------------------------------------------------
SUNTRUST BANKS, INC. Agenda Number: 934128819
--------------------------------------------------------------------------------------------------------------------------
Security: 867914103
Meeting Type: Annual
Meeting Date: 28-Apr-2015
Ticker: STI
ISIN: US8679141031
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: ROBERT M. BEALL, II Mgmt For For
1B. ELECTION OF DIRECTOR: PAUL R. GARCIA Mgmt For For
1C. ELECTION OF DIRECTOR: DAVID H. HUGHES Mgmt For For
1D. ELECTION OF DIRECTOR: M. DOUGLAS IVESTER Mgmt For For
1E. ELECTION OF DIRECTOR: KYLE PRECHTL LEGG Mgmt For For
1F. ELECTION OF DIRECTOR: WILLIAM A. Mgmt For For
LINNENBRINGER
1G. ELECTION OF DIRECTOR: DONNA S. MOREA Mgmt For For
1H. ELECTION OF DIRECTOR: DAVID M. RATCLIFFE Mgmt For For
1I. ELECTION OF DIRECTOR: WILLIAM H. ROGERS, Mgmt For For
JR.
1J. ELECTION OF DIRECTOR: FRANK P. SCRUGGS, JR. Mgmt For For
1K. ELECTION OF DIRECTOR: THOMAS R. WATJEN Mgmt For For
1L. ELECTION OF DIRECTOR: DR. PHAIL WYNN, JR. Mgmt For For
2. TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For
COMPANY'S EXECUTIVE COMPENSATION.
3. TO RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS OUR INDEPENDENT AUDITOR FOR 2015.
4. SHAREHOLDER PROPOSAL REGARDING RECOUPMENT Shr For Against
DISCLOSURE.
--------------------------------------------------------------------------------------------------------------------------
SWEDBANK AB, STOCKHOLM Agenda Number: 705858198
--------------------------------------------------------------------------------------------------------------------------
Security: W9423X102
Meeting Type: AGM
Meeting Date: 26-Mar-2015
Ticker:
ISIN: SE0000242455
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT THE BOARD MAKES NO RECOMMENDATION ON Non-Voting
RESOLUTIONS 20 TO 25. STANDING INSTRUCTIONS
HAVE BEEN DISABLED FOR THIS MEETING. THANK
YOU.
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
CMMT AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS Non-Voting
AN AGAINST VOTE IF THE MEETING REQUIRE
APPROVAL FROM MAJORITY OF PARTICIPANTS TO
PASS A RESOLUTION
1 OPENING OF THE MEETING AND ADDRESS BY THE Non-Voting
CHAIR OF THE BOARD OF DIRECTORS
2 ELECTION OF THE MEETING CHAIR: Non-Voting
COUNSEL(SW.ADVOKAT) CLAES ZETTERMARCK
3 PREPARATION AND APPROVAL OF THE VOTING LIST Non-Voting
4 APPROVAL OF THE AGENDA Non-Voting
5 ELECTION OF TWO PERSONS TO VERIFY THE Non-Voting
MINUTES
6 DECISION WHETHER THE MEETING HAS BEEN DULY Non-Voting
CONVENED
7.a PRESENTATION OF THE ANNUAL REPORT AND THE Non-Voting
CONSOLIDATED ACCOUNTS FOR THE FINANCIAL
YEAR 2014
7.b PRESENTATION OF THE AUDITOR'S REPORTS FOR Non-Voting
THE BANK AND THE GROUP FOR THE FINANCIAL
YEAR 2014
7.c ADDRESS BY THE CEO Non-Voting
8 ADOPTION OF THE PROFIT AND LOSS ACCOUNT AND Non-Voting
BALANCE SHEET OF THE BANK AND THE
CONSOLIDATED PROFIT AND LOSS ACCOUNT AND
CONSOLIDATED BALANCE SHEET FOR THE
FINANCIAL YEAR 2014
9 APPROVAL OF THE ALLOCATION OF THE BANK'S Mgmt For For
PROFIT IN ACCORDANCE WITH THE ADOPTED
BALANCE SHEET AS WELL AS DECISION ON THE
RECORD DATE FOR DIVIDENDS: A DIVIDEND OF
SEK 11.35 FOR EACH SHARE IS PROPOSED
10 DECISION WHETHER TO DISCHARGE THE MEMBERS Mgmt For For
OF THE BOARD OF DIRECTORS AND THE CEO FROM
LIABILITY
11 DETERMINATION OF THE NUMBER OF BOARD Mgmt For For
MEMBERS: NINE
12 DETERMINATION OF THE REMUNERATION TO THE Mgmt For For
BOARD MEMBERS AND THE AUDITOR
13 ELECTION OF THE BOARD MEMBERS AND THE Mgmt For For
CHAIR: THE NOMINATION COMMITTEE PROPOSES,
FOR THE PERIOD UNTIL THE CLOSE OF THE NEXT
AGM, THAT ALL BOARD MEMBERS ARE RE-ELECTED,
I.E.: ULRIKA FRANCKE, GORAN HEDMAN, LARS
IDERMARK, ANDERS IGEL, PIA RUDENGREN,
ANDERS SUNDSTROM, KARL-HENRIK SUNDSTROM,
SIV SVENSSON AND MAJ-CHARLOTTE WALLIN. THE
NOMINATION COMMITTEE PROPOSES THAT ANDERS
SUNDSTROM BE ELECTED AS CHAIR OF THE BOARD
OF DIRECTORS
14 DECISION ON THE NOMINATION COMMITTEE Mgmt For For
15 DECISION ON THE GUIDELINES FOR REMUNERATION Mgmt For For
TO TOP EXECUTIVES
16 DECISION TO ACQUIRE OWN SHARES IN Mgmt For For
ACCORDANCE WITH THE SECURITIES MARKET ACT
17 DECISION ON AUTHORIZATION FOR THE BOARD OF Mgmt For For
DIRECTORS TO DECIDE ON ACQUISITIONS OF OWN
SHARES IN ADDITION TO WHAT IS STATED IN
ITEM 16
18 DECISION ON AUTHORIZATION FOR THE BOARD OF Mgmt For For
DIRECTORS TO DECIDE ON ISSUANCE OF
CONVERTIBLES
19.a PERFORMANCE AND SHARE BASED REMUNERATION Mgmt For For
PROGRAMS FOR 2015: APPROVAL OF THE
RESOLUTION OF THE BOARD OF DIRECTORS ON A
COMMON PROGRAM ("EKEN 2015")
19.b PERFORMANCE AND SHARE BASED REMUNERATION Mgmt For For
PROGRAMS FOR 2015: APPROVAL OF THE
RESOLUTION OF THE BOARD OF DIRECTORS OF
SWEDBANK REGARDING DEFERRED VARIABLE
REMUNERATION IN THE FORM OF SHARES (OR
ANOTHER FINANCIAL INSTRUMENT IN THE BANK)
UNDER THE INDIVIDUAL PROGRAM ("IP 2015")
19.c PERFORMANCE AND SHARE BASED REMUNERATION Mgmt For For
PROGRAMS FOR 2015: DECISION REGARDING
TRANSFER OF OWN SHARES
20 MATTER SUBMITTED BY THE SHAREHOLDER Mgmt Against Against
THORWALD ARVIDSSON REGARDING SUGGESTED
PROPOSAL ON AN EXAMINATION THROUGH A
SPECIAL EXAMINER IN ACCORDANCE WITH CHAPTER
10, SECTION 21 OF THE COMPANIES ACT: THE
SHAREHOLDER THORWALD ARVIDSSON PROPOSES
THAT THE AGM RESOLVES ON AN EXAMINATION
THROUGH A SPECIAL EXAMINER REGARDING THE
BANK'S ATTEMPTED ACQUISITION IN THE REAL
ESTATE AGENT BUSINESS AND THE BANK'S EQUITY
FUND MANAGEMENT, AS REGARDS BACKGROUND AS
WELL AS CONSEQUENCES FOR THE BANK
21 MATTER SUBMITTED BY THE SHAREHOLDER Mgmt Against Against
THORWALD ARVIDSSON REGARDING SUGGESTED
PROPOSAL ON AN EXAMINATION THROUGH A
SPECIAL EXAMINER IN ACCORDANCE WITH CHAPTER
10, SECTION 21 OF THE COMPANIES ACT: THE
SHAREHOLDER THORWALD ARVIDSSON PROPOSES
THAT THE AGM RESOLVES ON AN EXAMINATION
THROUGH A SPECIAL EXAMINER REGARDING THE
ECONOMIC CONSEQUENCES OF THE DECISIONS OF
STRATEGIC IMPORTANCE WHICH WERE TAKEN
DURING THE PERIOD WHEN CARL ERIC STALBERG
WAS CHAIR OF THE BOARD OF DIRECTORS AND
ANDERS SUNDSTROMS CONNECTIONS TO THE SO
CALLED SCA-SPHERE (TRAVELS IN SO CALLED
PRIVATE JETS ETC.) AND ANY CURRENT OR
FORMER BUSINESS RELATIONS OF THE BANK WITH
THIS SPHERE
22 MATTER SUBMITTED BY THE SHAREHOLDER Mgmt Against Against
THORWALD ARVIDSSON REGARDING SUGGESTED
PROPOSAL TO HIRE AN ECONOMY HISTORIAN
23 MATTER SUBMITTED BY THE SHAREHOLDER Mgmt Against Against
THORWALD ARVIDSSON REGARDING SUGGESTED
PROPOSAL TO FORM A SHAREHOLDERS'
ASSOCIATION
24 MATTER SUBMITTED BY THE SHAREHOLDER Mgmt Against Against
THORWALD ARVIDSSON REGARDING SUGGESTED
PROPOSAL TO ACQUIRE A PRIVATE JET
25 MATTER SUBMITTED BY THE SHAREHOLDER GORAN Mgmt Against Against
WESTMAN REGARDING SUGGESTED PROPOSAL TO
IMPLEMENT THE LEAN-CONCEPT
26 CLOSING OF THE MEETING Non-Voting
CMMT 04 MAR 2015: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO MODIFICATION IN TEXT OF
RESOLUTIONS 20 AND 21. IF YOU HAVE ALREADY
SENT IN YOUR VOTES, PLEASE DO NOT VOTE
AGAIN UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
TALMER BANCORP INC Agenda Number: 934202336
--------------------------------------------------------------------------------------------------------------------------
Security: 87482X101
Meeting Type: Annual
Meeting Date: 08-Jun-2015
Ticker: TLMR
ISIN: US87482X1019
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
MAX BERLIN Mgmt Withheld Against
GARY COLLINS Mgmt For For
JENNIFER GRANHOLM Mgmt For For
PAUL HODGES, III Mgmt For For
DENNY KIM Mgmt For For
RONALD KLEIN Mgmt For For
DAVID LEITCH Mgmt For For
BARBARA MAHONE Mgmt For For
ROBERT NAFTALY Mgmt For For
ALBERT PAPA Mgmt For For
DAVID PROVOST Mgmt For For
THOMAS SCHELLENBERG Mgmt For For
GARY TORGOW Mgmt For For
ARTHUR WEISS Mgmt Withheld Against
2. TO RATIFY THE APPOINTMENT OF CROWE HORWATH Mgmt For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2015.
--------------------------------------------------------------------------------------------------------------------------
THE COMMUNITY FINANCIAL CORPORATION Agenda Number: 934148203
--------------------------------------------------------------------------------------------------------------------------
Security: 20368X101
Meeting Type: Annual
Meeting Date: 04-May-2015
Ticker: TCFC
ISIN: US20368X1019
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: WILLIAM J. PASENELLI Mgmt For For
1B. ELECTION OF DIRECTOR: AUSTIN J. SLATER, JR. Mgmt For For
1C. ELECTION OF DIRECTOR: JOSEPH V. STONE, JR. Mgmt For For
2. THE APPROVAL OF THE COMMUNITY FINANCIAL Mgmt For For
CORPORATION 2015 EQUITY COMPENSATION PLAN.
3. THE RATIFICATION OF THE APPOINTMENT OF Mgmt For For
STEGMAN & COMPANY AS THE INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2015.
4. THE APPROVAL OF A NON-BINDING RESOLUTION OF Mgmt Against Against
THE COMPENSATION OF THE NAMED EXECUTIVE
OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
THE FIRST BANCORP, INC. Agenda Number: 934151729
--------------------------------------------------------------------------------------------------------------------------
Security: 31866P102
Meeting Type: Annual
Meeting Date: 29-Apr-2015
Ticker: FNLC
ISIN: US31866P1021
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
KATHERINE M. BOYD Mgmt For For
ROBERT B. GREGORY Mgmt For For
TONY C. MCKIM Mgmt For For
CARL S. POOLE, JR. Mgmt For For
MARK N. ROSBOROUGH Mgmt For For
CORNELIUS J. RUSSELL Mgmt For For
STUART G. SMITH Mgmt For For
DAVID B. SOULE, JR. Mgmt For For
BRUCE B. TINDAL Mgmt Withheld Against
2 TO APPROVE (ON A NON-BINDING BASIS), THE Mgmt For For
COMPENSATION OF THE COMPANY'S EXECUTIVES,
AS DISCLOSED IN THE COMPANY'S ANNUAL REPORT
AND PROXY STATEMENT.
3 TO RATIFY THE BOARD OF DIRECTORS AUDIT Mgmt For For
COMMITTEE'S SELECTION OF BERRY DUNN MCNEIL
& PARKER, LLC, AS INDEPENDENT AUDITORS FOR
THE COMPANY FOR 2015.
--------------------------------------------------------------------------------------------------------------------------
THE FIRST BANCSHARES, INC. Agenda Number: 934197016
--------------------------------------------------------------------------------------------------------------------------
Security: 318916103
Meeting Type: Annual
Meeting Date: 28-May-2015
Ticker: FBMS
ISIN: US3189161033
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
CHARLES R. LIGHTSEY Mgmt For For
ANDREW D. STETELMAN Mgmt For For
2. PROPOSAL TO APPROVE THE AMENDMENT OF THE Mgmt Against Against
FIRST BANCSHARES, INC. 2007 STOCK INCENTIVE
PLAN
3. PROPOSAL TO APPROVE THE AMENDMENT TO THE Mgmt For For
COMPANY'S ARTICLES OF INCORPORATION TO
INCREASE THE SHARES OF AUTHORIZED COMMON
STOCK
4. PROPOSAL TO APPROVE THE APPOINTMENT OF T.E. Mgmt For For
LOTT & COMPANY AS THE INDEPENDENT PUBLIC
ACCOUNTANTS FOR THE COMPANY
5. TO VOTE ON ADVISORY (NON-BINDING) PROPOSAL Mgmt For For
TO APPROVE EXECUTIVE COMPENSATION
--------------------------------------------------------------------------------------------------------------------------
THE PNC FINANCIAL SERVICES GROUP, INC. Agenda Number: 934138896
--------------------------------------------------------------------------------------------------------------------------
Security: 693475105
Meeting Type: Annual
Meeting Date: 28-Apr-2015
Ticker: PNC
ISIN: US6934751057
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: CHARLES E. BUNCH Mgmt For For
1B. ELECTION OF DIRECTOR: PAUL W. CHELLGREN Mgmt For For
1C. ELECTION OF DIRECTOR: MARJORIE RODGERS Mgmt For For
CHESHIRE
1D. ELECTION OF DIRECTOR: WILLIAM S. DEMCHAK Mgmt For For
1E. ELECTION OF DIRECTOR: ANDREW T. FELDSTEIN Mgmt For For
1F. ELECTION OF DIRECTOR: KAY COLES JAMES Mgmt For For
1G. ELECTION OF DIRECTOR: RICHARD B. KELSON Mgmt For For
1H. ELECTION OF DIRECTOR: ANTHONY A. MASSARO Mgmt For For
1I. ELECTION OF DIRECTOR: JANE G. PEPPER Mgmt For For
1J. ELECTION OF DIRECTOR: DONALD J. SHEPARD Mgmt For For
1K. ELECTION OF DIRECTOR: LORENE K. STEFFES Mgmt For For
1L. ELECTION OF DIRECTOR: DENNIS F. STRIGL Mgmt For For
1M. ELECTION OF DIRECTOR: THOMAS J. USHER Mgmt For For
2. RATIFICATION OF THE AUDIT COMMITTEE'S Mgmt For For
SELECTION OF PRICEWATERHOUSECOOPERS LLP AS
PNC'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2015.
3. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
TRICO BANCSHARES Agenda Number: 934055371
--------------------------------------------------------------------------------------------------------------------------
Security: 896095106
Meeting Type: Annual
Meeting Date: 07-Aug-2014
Ticker: TCBK
ISIN: US8960951064
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO APPROVE THE MERGER AND ADOPT THE Mgmt For For
AGREEMENT AND PLAN OF MERGER AND
REORGANIZATION BY AND BETWEEN THE COMPANY
AND NORTH VALLEY BANCORP.
2. DIRECTOR
WILLIAM J. CASEY Mgmt For For
DONALD J. AMARAL Mgmt For For
L. GAGE CHRYSLER III Mgmt For For
CRAIG S. COMPTON Mgmt For For
CORY W. GIESE Mgmt For For
JOHN S.A. HASBROOK Mgmt For For
MICHAEL W. KOEHNEN Mgmt For For
RICHARD P. SMITH Mgmt For For
W. VIRGINIA WALKER Mgmt For For
3. TO REAPPROVE THE EXISTING PERFORMANCE Mgmt For For
CRITERIA UNDER THE COMPANY'S 2009 EQUITY
INCENTIVE PLAN.
4. ADVISORY APPROVAL OF THE COMPANY'S Mgmt For For
EXECUTIVE COMPENSATION.
5. TO RATIFY THE SELECTION OF CROWE HORWATH Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT AUDITOR.
6. TO APPROVE ONE OR MORE ADJOURNMENTS OF THE Mgmt For For
COMPANY'S ANNUAL MEETING.
--------------------------------------------------------------------------------------------------------------------------
TRICO BANCSHARES Agenda Number: 934173042
--------------------------------------------------------------------------------------------------------------------------
Security: 896095106
Meeting Type: Annual
Meeting Date: 07-May-2015
Ticker: TCBK
ISIN: US8960951064
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
WILLIAM J. CASEY Mgmt For For
DONALD J. AMARAL Mgmt For For
L. GAGE CHRYSLER III Mgmt For For
CRAIG S. COMPTON Mgmt For For
CORY W. GIESE Mgmt For For
JOHN S.A. HASBROOK Mgmt For For
PATRICK W. KILKENNY Mgmt For For
MICHAEL W. KOEHNEN Mgmt For For
MARTIN A. MARIANI Mgmt For For
RICHARD P. SMITH Mgmt For For
W. VIRGINIA WALKER Mgmt For For
J.M. "MIKE" WELLS, JR. Mgmt For For
2. ADVISORY APPROVAL OF THE COMPANY'S Mgmt For For
EXECUTIVE COMPENSATION.
3. TO RATIFY THE SELECTION OF CROWE HORWATH Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT AUDITOR
FOR 2015.
--------------------------------------------------------------------------------------------------------------------------
TRIPLEPOINT VENTURE GROWTH BDC CORP. Agenda Number: 934209001
--------------------------------------------------------------------------------------------------------------------------
Security: 89677Y100
Meeting Type: Annual
Meeting Date: 19-May-2015
Ticker: TPVG
ISIN: US89677Y1001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
I DIRECTOR
SAJAL K. SRIVASTAVA Mgmt For For
STEPHEN A. CASSANI Mgmt For For
II TO RATIFY THE SELECTION OF DELOITTE & Mgmt For For
TOUCHE LLP TO SERVE AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING DECEMBER
31, 2015.
--------------------------------------------------------------------------------------------------------------------------
TRUSTMARK CORPORATION Agenda Number: 934137894
--------------------------------------------------------------------------------------------------------------------------
Security: 898402102
Meeting Type: Annual
Meeting Date: 28-Apr-2015
Ticker: TRMK
ISIN: US8984021027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
ADOLPHUS B. BAKER Mgmt For For
TRACY T. CONERLY Mgmt For For
TONI D. COOLEY Mgmt For For
DANIEL A. GRAFTON Mgmt For For
GERARD R. HOST Mgmt For For
DAVID H. HOSTER II Mgmt For For
JOHN M. MCCULLOUCH Mgmt For For
RICHARD H. PUCKETT Mgmt For For
R. MICHAEL SUMMERFORD Mgmt For For
LEROY G. WALKER, JR. Mgmt For For
WILLIAM G. YATES III Mgmt For For
2. TO PROVIDE ADVISORY APPROVAL OF TRUSTMARK'S Mgmt For For
EXECUTIVE COMPENSATION.
3. TO APPROVE THE TRUSTMARK CORPORATION Mgmt For For
AMENDED AND RESTATED STOCK AND INCENTIVE
COMPENSATION PLAN.
4. TO RATIFY THE SELECTION OF KPMG LLP AS Mgmt For For
TRUSTMARK'S INDEPENDENT AUDITOR FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2015.
--------------------------------------------------------------------------------------------------------------------------
U.S. BANCORP Agenda Number: 934134026
--------------------------------------------------------------------------------------------------------------------------
Security: 902973304
Meeting Type: Annual
Meeting Date: 21-Apr-2015
Ticker: USB
ISIN: US9029733048
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: DOUGLAS M. BAKER, JR. Mgmt For For
1B. ELECTION OF DIRECTOR: ARTHUR D. COLLINS, Mgmt For For
JR.
1C. ELECTION OF DIRECTOR: RICHARD K. DAVIS Mgmt For For
1D. ELECTION OF DIRECTOR: KIMBERLY J. HARRIS Mgmt For For
1E. ELECTION OF DIRECTOR: ROLAND A. HERNANDEZ Mgmt For For
1F. ELECTION OF DIRECTOR: DOREEN WOO HO Mgmt For For
1G. ELECTION OF DIRECTOR: JOEL W. JOHNSON Mgmt For For
1H. ELECTION OF DIRECTOR: OLIVIA F. KIRTLEY Mgmt For For
1I. ELECTION OF DIRECTOR: JERRY W. LEVIN Mgmt For For
1J. ELECTION OF DIRECTOR: DAVID B. O'MALEY Mgmt For For
1K. ELECTION OF DIRECTOR: O'DELL M. OWENS, Mgmt For For
M.D., M.P.H.
1L. ELECTION OF DIRECTOR: CRAIG D. SCHNUCK Mgmt For For
1M. ELECTION OF DIRECTOR: PATRICK T. STOKES Mgmt For For
1N. ELECTION OF DIRECTOR: SCOTT W. WINE Mgmt For For
2. APPROVAL OF THE U.S. BANCORP 2015 STOCK Mgmt For For
INCENTIVE PLAN.
3. RATIFICATION OF SELECTION OF ERNST & YOUNG Mgmt For For
LLP AS OUR INDEPENDENT AUDITOR FOR THE 2015
FISCAL YEAR.
4. ADVISORY VOTE TO APPROVE THE COMPENSATION Mgmt For For
OF OUR EXECUTIVES DISCLOSED IN THE PROXY
STATEMENT.
5. SHAREHOLDER PROPOSAL: ADOPTION OF A POLICY Shr Against For
REQUIRING THAT THE CHAIRMAN OF THE BOARD BE
AN INDEPENDENT DIRECTOR.
--------------------------------------------------------------------------------------------------------------------------
UNION BANKSHARES CORPORATION Agenda Number: 934137147
--------------------------------------------------------------------------------------------------------------------------
Security: 90539J109
Meeting Type: Annual
Meeting Date: 21-Apr-2015
Ticker: UBSH
ISIN: US90539J1097
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
BEVERLEY E. DALTON Mgmt For For
THOMAS P. ROHMAN Mgmt For For
RAYMOND L. SLAUGHTER Mgmt For For
CHARLES W. STEGER Mgmt For For
RONALD L. TILLETT Mgmt For For
KEITH L. WAMPLER Mgmt For For
2. TO APPROVE THE UNION BANKSHARES CORPORATION Mgmt For For
STOCK AND INCENTIVE PLAN
3. TO RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2015
4. TO HOLD AN ADVISORY (NON-BINDING) VOTE ON Mgmt For For
EXECUTIVE COMPENSATION
--------------------------------------------------------------------------------------------------------------------------
UNITED BANKSHARES, INC. Agenda Number: 934179979
--------------------------------------------------------------------------------------------------------------------------
Security: 909907107
Meeting Type: Annual
Meeting Date: 20-May-2015
Ticker: UBSI
ISIN: US9099071071
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
RICHARD M. ADAMS Mgmt For For
ROBERT G. ASTORG Mgmt For For
PETER A. CONVERSE Mgmt For For
LAWRENCE K. DOLL Mgmt For For
W. DOUGLAS FISHER Mgmt For For
THEODORE J. GEORGELAS Mgmt For For
JOHN M. MCMAHON Mgmt For For
J. PAUL MCNAMARA Mgmt For For
MARK R. NESSELROAD Mgmt For For
WILLIAM C. PITT, III Mgmt For For
MARY K. WEDDLE Mgmt For For
GARY G. WHITE Mgmt For For
P. CLINTON WINTER, JR. Mgmt For For
2. TO RATIFY THE SELECTION OF ERNST & YOUNG Mgmt For For
LLP TO ACT AS THE INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2015.
3. TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For
COMPENSATION OF UNITED'S NAMED EXECUTIVE
OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
UNITED COMMUNITY FINANCIAL CORP. Agenda Number: 934144180
--------------------------------------------------------------------------------------------------------------------------
Security: 909839102
Meeting Type: Annual
Meeting Date: 30-Apr-2015
Ticker: UCFC
ISIN: US9098391025
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
MARTY E. ADAMS Mgmt For For
LEE BURDMAN Mgmt For For
SCOTT D. HUNTER Mgmt For For
2. AN ADVISORY VOTE TO APPROVE THE Mgmt For For
COMPENSATION OF UCFC'S NAMED EXECUTIVE
OFFICERS.
3. THE RATIFICATION OF THE SELECTION OF CROWE Mgmt For For
HORWATH LLP, CERTIFIED PUBLIC ACCOUNTANTS,
AS THE AUDITORS OF UCFC FOR THE CURRENT
FISCAL YEAR.
4. THE APPROVAL AND ADOPTION OF THE 2015 Mgmt For For
UNITED COMMUNITY FINANCIAL CORP. LONG TERM
INCENTIVE COMPENSATION PLAN.
--------------------------------------------------------------------------------------------------------------------------
UNITED FINANCIAL BANCORP, INC. Agenda Number: 934052135
--------------------------------------------------------------------------------------------------------------------------
Security: 910304104
Meeting Type: Annual
Meeting Date: 05-Aug-2014
Ticker: UBNK
ISIN: US9103041045
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
WILLIAM H.W. CRAWFORD Mgmt For For
MICHAEL F. CROWLEY Mgmt For For
RAYMOND H. LEFURGE, JR. Mgmt For For
2. TO APPROVE AN ADVISORY (NON-BINDING) Mgmt For For
PROPOSAL ON THE COMPANY'S EXECUTIVE
COMPENSATION.
3. RATIFICATION OF THE APPOINTMENT OF WOLF & Mgmt For For
COMPANY, P.C. AS INDEPENDENT AUDITORS OF
THE COMPANY FOR THE YEAR ENDING DECEMBER
31, 2014.
--------------------------------------------------------------------------------------------------------------------------
UNITED FINANCIAL BANCORP, INC. Agenda Number: 934153583
--------------------------------------------------------------------------------------------------------------------------
Security: 910304104
Meeting Type: Annual
Meeting Date: 17-Jun-2015
Ticker: UBNK
ISIN: US9103041045
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
PAULA A. AIELLO Mgmt For For
CAROL A. LEARY Mgmt For For
KEVIN E. ROSS Mgmt For For
2. TO APPROVE AN ADVISORY (NON-BINDING) Mgmt For For
PROPOSAL ON THE COMPANY'S EXECUTIVE
COMPENSATION.
3. TO CONSIDER AND APPROVE AN ADVISORY Mgmt 1 Year For
(NON-BINDING) PROPOSAL ON THE FREQUENCY OF
SUBMISSION OF THE VOTE REGARDING THE
COMPANY'S EXECUTIVE COMPENSATION.
4. TO APPROVE THE AMENDMENT OF THE CERTIFICATE Mgmt For For
OF INCORPORATION TO ELIMINATE THE 80% SUPER
MAJORITY VOTE ON CERTAIN CERTIFICATE OF
INCORPORATION AMENDMENTS.
5. TO APPROVE AN AMENDMENT TO THE CERTIFICATE Mgmt For For
OF INCORPORATION TO INCREASE THE NUMBER OF
AUTHORIZED SHARES OF COMMON STOCK FROM
60,000,000 TO 120,000,000.
6. TO APPROVE AN AMENDMENT TO THE CERTIFICATE Mgmt For For
OF INCORPORATION TO ALLOW FOR THE
CONVERSION OF THE COMPANY FROM THE STATE OF
CONNECTICUT TO DELAWARE.
7. RATIFICATION OF THE APPOINTMENT OF WOLF & Mgmt For For
COMPANY, P.C. AS INDEPENDENT AUDITORS OF
THE COMPANY FOR THE YEAR ENDING DECEMBER
31, 2015.
--------------------------------------------------------------------------------------------------------------------------
VIRGINIA HERITAGE BANK Agenda Number: 934077618
--------------------------------------------------------------------------------------------------------------------------
Security: 927819102
Meeting Type: Special
Meeting Date: 16-Oct-2014
Ticker: VGBK
ISIN: US9278191021
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO APPROVE THE AGREEMENT AND PLAN OF Mgmt For For
REORGANIZATION, DATED AS OF JUNE 9, 2014,
AMONG EAGLE BANCORP, INC., AND ITS
WHOLLY-OWNED SUBSIDIARY EAGLEBANK AND
VIRGINIA HERITAGE BANK, PURSUANT TO WHICH
VIRGINIA HERITAGE BANK WILL MERGE WITH AND
INTO EAGLEBANK, WITH EAGLEBANK AS SURVIVING
INSTITUTION, UPON TERMS & SUBJECT TO
CONDITIONS SET FORTH IN THE AGREEMENT AND
PLAN OF REORGANIZATION
2. TO ADJOURN THE SPECIAL MEETING TO A LATER Mgmt For For
DATE OR DATES, IF NECESSARY, TO PERMIT
FURTHER SOLICITATION OF PROXIES IF THERE
ARE NOT SUFFICIENT VOTES AT THE TIME OF THE
SPECIAL MEETING TO APPROVE THE AGREEMENT
AND PLAN OF REORGANIZATION
--------------------------------------------------------------------------------------------------------------------------
WASHINGTON TRUST BANCORP, INC. Agenda Number: 934139343
--------------------------------------------------------------------------------------------------------------------------
Security: 940610108
Meeting Type: Annual
Meeting Date: 28-Apr-2015
Ticker: WASH
ISIN: US9406101082
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
STEVEN J. CRANDALL Mgmt For For
JOSEPH J. MARCAURELE Mgmt For For
V.J. ORSINGER, II, ESQ. Mgmt For For
EDWIN J. SANTOS Mgmt For For
2. THE RATIFICATION OF THE SELECTION OF KPMG Mgmt For For
LLP AS THE CORPORATION'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
YEAR ENDING DECEMBER 31, 2015.
3. A NON-BINDING ADVISORY RESOLUTION TO Mgmt For For
APPROVE THE COMPENSATION OF THE
CORPORATION'S NAMED EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
WELLS FARGO & COMPANY Agenda Number: 934141374
--------------------------------------------------------------------------------------------------------------------------
Security: 949746101
Meeting Type: Annual
Meeting Date: 28-Apr-2015
Ticker: WFC
ISIN: US9497461015
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A) ELECTION OF DIRECTOR: JOHN D. BAKER II Mgmt For For
1B) ELECTION OF DIRECTOR: ELAINE L. CHAO Mgmt For For
1C) ELECTION OF DIRECTOR: JOHN S. CHEN Mgmt For For
1D) ELECTION OF DIRECTOR: LLOYD H. DEAN Mgmt For For
1E) ELECTION OF DIRECTOR: ELIZABETH A. DUKE Mgmt For For
1F) ELECTION OF DIRECTOR: SUSAN E. ENGEL Mgmt For For
1G) ELECTION OF DIRECTOR: ENRIQUE HERNANDEZ, Mgmt For For
JR.
1H) ELECTION OF DIRECTOR: DONALD M. JAMES Mgmt For For
1I) ELECTION OF DIRECTOR: CYNTHIA H. MILLIGAN Mgmt For For
1J) ELECTION OF DIRECTOR: FEDERICO F. PENA Mgmt For For
1K) ELECTION OF DIRECTOR: JAMES H. QUIGLEY Mgmt For For
1L) ELECTION OF DIRECTOR: JUDITH M. RUNSTAD Mgmt For For
1M) ELECTION OF DIRECTOR: STEPHEN W. SANGER Mgmt For For
1N) ELECTION OF DIRECTOR: JOHN G. STUMPF Mgmt For For
1O) ELECTION OF DIRECTOR: SUSAN G. SWENSON Mgmt For For
1P) ELECTION OF DIRECTOR: SUZANNE M. VAUTRINOT Mgmt For For
2. VOTE ON AN ADVISORY RESOLUTION TO APPROVE Mgmt For For
EXECUTIVE COMPENSATION.
3. RATIFY THE APPOINTMENT OF KPMG LLP AS THE Mgmt For For
COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2015.
4. ADOPT A POLICY TO REQUIRE AN INDEPENDENT Shr Against For
CHAIRMAN.
5. PROVIDE A REPORT ON THE COMPANY'S LOBBYING Shr For Against
POLICIES AND PRACTICES.
--------------------------------------------------------------------------------------------------------------------------
WESBANCO, INC. Agenda Number: 934111333
--------------------------------------------------------------------------------------------------------------------------
Security: 950810101
Meeting Type: Special
Meeting Date: 22-Jan-2015
Ticker: WSBC
ISIN: US9508101014
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. APPROVAL OF THE ISSUANCE OF SHARES OF Mgmt For For
WESBANCO COMMON STOCK, PAR VALUE $2.0833
PER SHARE, IN CONNECTION WITH THE MERGER
CONTEMPLATED BY THE AGREEMENT AND PLAN OF
MERGER, DATED AS OF OCTOBER 29, 2014, BY
AND BETWEEN, WESBANCO, WESBANCO BANK, INC.,
ESB FINANCIAL CORPORATION AND ESB BANK.
2. APPROVAL OF THE ADJOURNMENT OF THE WESBANCO Mgmt For For
SPECIAL MEETING IF NECESSARY TO SOLICIT
ADDITIONAL PROXIES IN FAVOR OF THE APPROVAL
OF THE ISSUANCE OF SHARES OF WESBANCO
COMMON STOCK IN CONNECTION WITH THE MERGER.
3. IN ACCORDANCE WITH THE JUDGMENT OF THE SAID Mgmt Against Against
ATTORNEYS AND PROXIES UPON SUCH OTHER
MATTERS AS MAY BE PRESENTED FOR
CONSIDERATION AND ACTION.
--------------------------------------------------------------------------------------------------------------------------
WESBANCO, INC. Agenda Number: 934144091
--------------------------------------------------------------------------------------------------------------------------
Security: 950810101
Meeting Type: Annual
Meeting Date: 15-Apr-2015
Ticker: WSBC
ISIN: US9508101014
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
ERNEST S. FRAGALE Mgmt For For
D. BRUCE KNOX Mgmt For For
RONALD W. OWEN Mgmt For For
REED J. TANNER Mgmt For For
CHARLOTTE A. ZUSCHLAG Mgmt For For
2. PROPOSAL TO APPROVE AN AMENDMENT TO Mgmt For For
WESBANCO'S ARTICLES OF INCORPORATION
INCREASING THE NUMBER OF AUTHORIZED SHARES
OF COMMON STOCK FROM 50,000,000 SHARES TO
100,000,000 SHARES.
3. TO APPROVE AN ADVISORY (NON-BINDING) Mgmt For For
PROPOSAL ON EXECUTIVE COMPENSATION PAID TO
WESBANCO'S NAMED EXECUTIVE OFFICERS.
4. TO APPROVE AN ADVISORY (NON-BINDING) Mgmt For For
PROPOSAL RATIFYING THE APPOINTMENT OF ERNST
& YOUNG LLP AS WESBANCO'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2015.
--------------------------------------------------------------------------------------------------------------------------
WESTAMERICA BANCORPORATION Agenda Number: 934136791
--------------------------------------------------------------------------------------------------------------------------
Security: 957090103
Meeting Type: Annual
Meeting Date: 23-Apr-2015
Ticker: WABC
ISIN: US9570901036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
E. ALLEN Mgmt For For
L. BARTOLINI Mgmt For For
E.J. BOWLER Mgmt For For
A. LATNO, JR. Mgmt For For
P. LYNCH Mgmt For For
C. MACMILLAN Mgmt For For
R. NELSON Mgmt For For
D. PAYNE Mgmt For For
E. SYLVESTER Mgmt For For
2. APPROVE A NON-BINDING ADVISORY VOTE ON THE Mgmt For For
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
3. RATIFICATION OF INDEPENDENT AUDITOR. Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
WESTBURY BANCORP, INC Agenda Number: 934229940
--------------------------------------------------------------------------------------------------------------------------
Security: 95727P106
Meeting Type: Annual
Meeting Date: 17-Jun-2015
Ticker: WBB
ISIN: US95727P1066
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
RAYMOND F. LIPMAN Mgmt For For
WILLIAM D. GEHL Mgmt For For
ANDREW J. GUMM Mgmt For For
2. PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt For For
MCGLADREY LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
YEAR ENDING SEPTEMBER 30, 2015.
--------------------------------------------------------------------------------------------------------------------------
WSFS FINANCIAL CORPORATION Agenda Number: 934174931
--------------------------------------------------------------------------------------------------------------------------
Security: 929328102
Meeting Type: Annual
Meeting Date: 30-Apr-2015
Ticker: WSFS
ISIN: US9293281021
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
ANAT BIRD Mgmt For For
JENNIFER W. DAVIS Mgmt For For
DONALD W. DELSON Mgmt For For
02 AMENDMENT OF THE AMENDED AND RESTATED Mgmt For For
CERTIFICATE OF INCORPORATION TO INCREASE
THE NUMBER OF AUTHORIZED SHARES OF THE
COMPANY'S COMMON STOCK FROM 20,000,000 TO
65,000,000
03 RATIFICATION OF THE APPOINTMENT OF KPMG, Mgmt For For
LLP AS THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2015
04 ADVISORY (NON-BINDING) VOTE TO APPROVE THE Mgmt For For
COMPENSATION OF THE COMPANY'S EXECUTIVES
--------------------------------------------------------------------------------------------------------------------------
YADKIN FINANCIAL CORPORATION Agenda Number: 934173030
--------------------------------------------------------------------------------------------------------------------------
Security: 984305102
Meeting Type: Annual
Meeting Date: 20-May-2015
Ticker: YDKN
ISIN: US9843051023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
J. ADAM ABRAM Mgmt For For
DAVID S. BRODY Mgmt For For
ALAN N. COLNER Mgmt For For
SCOTT M. CUSTER Mgmt For For
HARRY M. DAVIS Mgmt For For
THOMAS J. HALL Mgmt For For
JAMES A. HARRELL, JR. Mgmt For For
LARRY S. HELMS Mgmt For For
DAN W. HILL, III Mgmt For For
THIERRY HO Mgmt For For
STEVEN J. LERNER Mgmt For For
HARRY C. SPELL Mgmt For For
JOSEPH H. TOWELL Mgmt For For
NICOLAS D. ZERBIB Mgmt For For
2. TO RATIFY AND APPROVE A NON-BINDING Mgmt For For
SHAREHOLDER RESOLUTION REGARDING THE
COMPANY'S EXECUTIVE COMPENSATION POLICIES
AND PRACTICES.
3. TO APPROVE THE FREQUENCY OF THE VOTE ON Mgmt 1 Year For
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS (THIS IS A NON-BINDING, ADVISORY
VOTE).
4. TO RATIFY THE APPOINTMENT OF DIXON HUGHES Mgmt For For
GOODMAN LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2015.
--------------------------------------------------------------------------------------------------------------------------
ZIONS BANCORPORATION Agenda Number: 934167532
--------------------------------------------------------------------------------------------------------------------------
Security: 989701107
Meeting Type: Annual
Meeting Date: 22-May-2015
Ticker: ZION
ISIN: US9897011071
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: JERRY C. ATKIN Mgmt For For
1B. ELECTION OF DIRECTOR: JOHN C. ERICKSON Mgmt For For
1C. ELECTION OF DIRECTOR: PATRICIA FROBES Mgmt For For
1D. ELECTION OF DIRECTOR: SUREN K. GUPTA Mgmt For For
1E. ELECTION OF DIRECTOR: J. DAVID HEANEY Mgmt For For
1F. ELECTION OF DIRECTOR: VIVIAN S. LEE Mgmt For For
1G. ELECTION OF DIRECTOR: EDWARD F. MURPHY Mgmt For For
1H. ELECTION OF DIRECTOR: ROGER B. PORTER Mgmt For For
1I. ELECTION OF DIRECTOR: STEPHEN D. QUINN Mgmt For For
1J. ELECTION OF DIRECTOR: HARRIS H. SIMMONS Mgmt For For
1K. ELECTION OF DIRECTOR: L.E. SIMMONS Mgmt For For
1L. ELECTION OF DIRECTOR: SHELLEY THOMAS Mgmt For For
WILLIAMS
1M. ELECTION OF DIRECTOR: STEVEN C. WHEELWRIGHT Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS THE INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM TO AUDIT THE
COMPANY'S FINANCIAL STATEMENTS FOR THE
CURRENT FISCAL YEAR.
3. APPROVAL, ON A NONBINDING ADVISORY BASIS, Mgmt For For
OF THE COMPENSATION PAID TO THE COMPANY'S
NAMED EXECUTIVE OFFICERS WITH RESPECT TO
THE FISCAL YEAR ENDED DECEMBER 31, 2014.
4. APPROVAL OF THE COMPANY'S 2015 OMNIBUS Mgmt For For
INCENTIVE PLAN.
5. THAT THE SHAREHOLDERS REQUEST THE BOARD OF Shr Against For
DIRECTORS TO ESTABLISH A POLICY REQUIRING
THAT THE BOARD'S CHAIRMAN BE AN
"INDEPENDENT" DIRECTOR.
* Management position unknown
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the
registrant has duly caused this report to be signed on its behalf by the
undersigned, thereunto duly authorized.
(Registrant) John Hancock Bank and Thrift Opportunity Fund
By (Signature) /s/ Andrew G. Arnott
Name Andrew G. Arnott
Title President
Date 08/26/2015