UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT
COMPANY
INVESTMENT COMPANY ACT FILE NUMBER: 811-8568
NAME OF REGISTRANT: John Hancock Bank and Thrift
Opportunity Fund
ADDRESS OF PRINCIPAL EXECUTIVE OFFICES: 601 Congress Street
Boston, MA 02210
NAME AND ADDRESS OF AGENT FOR SERVICE: Charles Rizzo
601 Congress Street
Boston, MA 02210
REGISTRANT'S TELEPHONE NUMBER: 617-663-3000
DATE OF FISCAL YEAR END: 10/31
DATE OF REPORTING PERIOD: 07/01/2010 - 06/30/2011
2X21 John Hancock Funds Bank & Thrift Opportunity Fund
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1ST UNITED BANCORP, INC. Agenda Number: 933429121
--------------------------------------------------------------------------------------------------------------------------
Security: 33740N105
Meeting Type: Annual
Meeting Date: 24-May-2011
Ticker: FUBC
ISIN: US33740N1054
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
PAULA BERLINER Mgmt For For
JEFFERY L. CARRIER Mgmt For For
RONALD A. DAVID Mgmt For For
JAMES EVANS Mgmt For For
ARTHUR S. LORING Mgmt For For
THOMAS E. LYNCH Mgmt Withheld Against
JOHN MARINO Mgmt For For
CARLOS MORRISON Mgmt For For
WARREN S. ORLANDO Mgmt For For
RUDY E. SCHUPP Mgmt For For
JOSEPH W. VECCIA, JR. Mgmt For For
02 NONBINDING ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION.
03 NONBINDING ADVISORY VOTE ON FREQUENCY OF THE Mgmt 1 Year Against
NONBINDING ADVISORY VOTE TO APPROVE EXECUTIVE
COMPENSATION.
04 TO RATIFY THE APPOINTMENT OF CROWE HORWATH LLP Mgmt For For
AS THE COMPANY'S PRINCIPAL INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE COMPANY'S FISCAL
YEAR ENDING DECEMBER 31, 2011.
--------------------------------------------------------------------------------------------------------------------------
AMERIS BANCORP Agenda Number: 933429246
--------------------------------------------------------------------------------------------------------------------------
Security: 03076K108
Meeting Type: Annual
Meeting Date: 26-May-2011
Ticker: ABCB
ISIN: US03076K1088
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
J. RAYMOND FULP* Mgmt For For
ROBERT P. LYNCH* Mgmt For For
BROOKS SHELDON* Mgmt For For
R. DALE EZZELL** Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF PORTER KEADLE Mgmt For For
MOORE, LLP AS THE COMPANY'S INDEPENDENT AUDITOR
FOR THE FISCAL YEAR ENDED DECEMBER 31, 2011.
03 APPROVAL OF NON-BINDING ADVISORY PROPOSAL ON Mgmt For For
EXECUTIVE COMPENSATION.
04 APPROVAL OF THE AMENDMENT OF THE COMPANY'S ARTICLES Mgmt Against Against
OF INCORPORATION TO INCREASE THE NUMBER OF
AUTHORIZED SHARES OF COMMON STOCK FROM 30 MILLION
SHARES TO 100 MILLION SHARES.
--------------------------------------------------------------------------------------------------------------------------
BANK MARIN BANCORP Agenda Number: 933412277
--------------------------------------------------------------------------------------------------------------------------
Security: 063425102
Meeting Type: Annual
Meeting Date: 17-May-2011
Ticker: BMRC
ISIN: US0634251021
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
RUSSELL A. COLOMBO Mgmt Withheld Against
THOMAS M. FOSTER Mgmt For For
ROBERT HELLER Mgmt For For
NORMA J. HOWARD Mgmt For For
STUART D. LUM Mgmt For For
JOSEPH D. MARTINO Mgmt For For
W.H. MCDEVITT, JR. Mgmt For For
JOEL SKLAR, MD Mgmt For For
BRIAN M. SOBEL Mgmt For For
J. DIETRICH STROEH Mgmt For For
JAN I. YANEHIRO Mgmt For For
02 TO APPROVE, BY NON-BINDING VOTE, EXECUTIVE COMPENSATION Mgmt For For
03 TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY Mgmt 1 Year Against
OF THE VOTE ON EXECUTIVE COMPENSATION
04 RATIFICATION OF THE BOARD OF DIRECTORS' SELECTION Mgmt For For
OF INDEPENDENT AUDITORS
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BANK OF AMERICA CORPORATION Agenda Number: 933398491
--------------------------------------------------------------------------------------------------------------------------
Security: 060505104
Meeting Type: Annual
Meeting Date: 11-May-2011
Ticker: BAC
ISIN: US0605051046
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: MUKESH D. AMBANI Mgmt For For
1B ELECTION OF DIRECTOR: SUSAN S. BIES Mgmt For For
1C ELECTION OF DIRECTOR: FRANK P. BRAMBLE, SR. Mgmt For For
1D ELECTION OF DIRECTOR: VIRGIS W. COLBERT Mgmt For For
1E ELECTION OF DIRECTOR: CHARLES K. GIFFORD Mgmt For For
1F ELECTION OF DIRECTOR: CHARLES O. HOLLIDAY, JR. Mgmt For For
1G ELECTION OF DIRECTOR: D. PAUL JONES, JR. Mgmt For For
1H ELECTION OF DIRECTOR: MONICA C. LOZANO Mgmt For For
1I ELECTION OF DIRECTOR: THOMAS J. MAY Mgmt For For
1J ELECTION OF DIRECTOR: BRIAN T. MOYNIHAN Mgmt For For
1K ELECTION OF DIRECTOR: DONALD E. POWELL Mgmt For For
1L ELECTION OF DIRECTOR: CHARLES O. ROSSOTTI Mgmt For For
1M ELECTION OF DIRECTOR: ROBERT W. SCULLY Mgmt For For
02 AN ADVISORY (NON-BINDING) "SAY ON PAY" VOTE Mgmt For For
TO APPROVE EXECUTIVE COMPENSATION.
03 AN ADVISORY (NON-BINDING) VOTE ON THE FREQUENCY Mgmt 1 Year For
OF FUTURE ADVISORY "SAY ON PAY" VOTES.
04 RATIFICATION OF THE REGISTERED INDEPENDENT PUBLIC Mgmt For For
ACCOUNTING FIRM FOR 2011.
05 STOCKHOLDER PROPOSAL - DISCLOSURE OF GOVERNMENT Shr Against For
EMPLOYMENT.
06 STOCKHOLDER PROPOSAL - STOCKHOLDER ACTION BY Shr For Against
WRITTEN CONSENT.
07 STOCKHOLDER PROPOSAL - MORTGAGE SERVICING OPERATIONS. Shr For Against
08 STOCKHOLDER PROPOSAL - GRASSROOTS LOBBYING. Shr For Against
09 STOCKHOLDER PROPOSAL - OTC DERIVATIVES TRADING. Shr For Against
10 STOCKHOLDER PROPOSAL - CUMULATIVE VOTING IN Shr For Against
CONTESTED ELECTIONS.
11 STOCKHOLDER PROPOSAL - RECOUPMENT OF INCENTIVE Shr For Against
COMPENSATION.
12 STOCKHOLDER PROPOSAL - PROHIBITION OF CERTAIN Shr For Against
RELOCATION BENEFITS.
--------------------------------------------------------------------------------------------------------------------------
BANK OF AMERICA CORPORATION Agenda Number: 933398491
--------------------------------------------------------------------------------------------------------------------------
Security: 060505559
Meeting Type: Annual
Meeting Date: 11-May-2011
Ticker: BMLPRQ
ISIN: US0605055591
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: MUKESH D. AMBANI Mgmt For For
1B ELECTION OF DIRECTOR: SUSAN S. BIES Mgmt For For
1C ELECTION OF DIRECTOR: FRANK P. BRAMBLE, SR. Mgmt For For
1D ELECTION OF DIRECTOR: VIRGIS W. COLBERT Mgmt For For
1E ELECTION OF DIRECTOR: CHARLES K. GIFFORD Mgmt For For
1F ELECTION OF DIRECTOR: CHARLES O. HOLLIDAY, JR. Mgmt For For
1G ELECTION OF DIRECTOR: D. PAUL JONES, JR. Mgmt For For
1H ELECTION OF DIRECTOR: MONICA C. LOZANO Mgmt For For
1I ELECTION OF DIRECTOR: THOMAS J. MAY Mgmt For For
1J ELECTION OF DIRECTOR: BRIAN T. MOYNIHAN Mgmt For For
1K ELECTION OF DIRECTOR: DONALD E. POWELL Mgmt For For
1L ELECTION OF DIRECTOR: CHARLES O. ROSSOTTI Mgmt For For
1M ELECTION OF DIRECTOR: ROBERT W. SCULLY Mgmt For For
02 AN ADVISORY (NON-BINDING) "SAY ON PAY" VOTE Mgmt For For
TO APPROVE EXECUTIVE COMPENSATION.
03 AN ADVISORY (NON-BINDING) VOTE ON THE FREQUENCY Mgmt 1 Year For
OF FUTURE ADVISORY "SAY ON PAY" VOTES.
04 RATIFICATION OF THE REGISTERED INDEPENDENT PUBLIC Mgmt For For
ACCOUNTING FIRM FOR 2011.
05 STOCKHOLDER PROPOSAL - DISCLOSURE OF GOVERNMENT Shr Against For
EMPLOYMENT.
06 STOCKHOLDER PROPOSAL - STOCKHOLDER ACTION BY Shr For Against
WRITTEN CONSENT.
07 STOCKHOLDER PROPOSAL - MORTGAGE SERVICING OPERATIONS. Shr For Against
08 STOCKHOLDER PROPOSAL - GRASSROOTS LOBBYING. Shr For Against
09 STOCKHOLDER PROPOSAL - OTC DERIVATIVES TRADING. Shr For Against
10 STOCKHOLDER PROPOSAL - CUMULATIVE VOTING IN Shr For Against
CONTESTED ELECTIONS.
11 STOCKHOLDER PROPOSAL - RECOUPMENT OF INCENTIVE Shr For Against
COMPENSATION.
12 STOCKHOLDER PROPOSAL - PROHIBITION OF CERTAIN Shr For Against
RELOCATION BENEFITS.
--------------------------------------------------------------------------------------------------------------------------
BAR HARBOR BANKSHARES Agenda Number: 933427583
--------------------------------------------------------------------------------------------------------------------------
Security: 066849100
Meeting Type: Annual
Meeting Date: 17-May-2011
Ticker: BHB
ISIN: US0668491006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
ROBERT C. CARTER Mgmt For For
THOMAS A. COLWELL Mgmt For For
JACQUELYN S. DEARBORN Mgmt For For
PETER DODGE Mgmt For For
MARTHA T. DUDMAN Mgmt For For
LAURI E. FERNALD Mgmt For For
GREGG S. HANNAH Mgmt For For
CLYDE H. LEWIS Mgmt For For
JOSEPH M. MURPHY Mgmt For For
ROBERT M. PHILLIPS Mgmt For For
CONSTANCE C. SHEA Mgmt For For
KENNETH E. SMITH Mgmt For For
SCOTT G. TOOTHAKER Mgmt For For
DAVID B. WOODSIDE Mgmt For For
02 TO SET THE NUMBER OF DIRECTORS FOR THE ENSUING Mgmt For For
YEAR AT FOURTEEN.
03 TO APPROVE A NON-BINDING, ADVISORY RESOLUTION Mgmt For For
ON THE COMPENSATION OF THE NAMED EXECUTIVE
OFFICER OF THE COMPANY ("SAY ON PAY").
04 TO VOTE UPON A NON-BINDING, ADVISORY RESOLUTION Mgmt 1 Year For
ON THE DESIRED FREQUENCY ON THE SAY ON PAY
ADVISORY VOTE.
05 TO RATIFY THE APPOINTMENT OF KPMG LLP AS THE Mgmt For For
COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE YEAR ENDING DECEMBER 31, 2011.
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BB&T CORPORATION Agenda Number: 933382652
--------------------------------------------------------------------------------------------------------------------------
Security: 054937107
Meeting Type: Annual
Meeting Date: 26-Apr-2011
Ticker: BBT
ISIN: US0549371070
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
JOHN A. ALLISON IV Mgmt For For
JENNIFER S. BANNER Mgmt For For
K. DAVID BOYER, JR. Mgmt For For
ANNA R. CABLIK Mgmt For For
RONALD E. DEAL Mgmt For For
J.L. GLOVER, JR. Mgmt Withheld Against
JANE P. HELM Mgmt For For
JOHN P. HOWE III, M.D. Mgmt For For
KELLY S. KING Mgmt For For
VALERIA LYNCH LEE Mgmt For For
J. HOLMES MORRISON Mgmt For For
NIDO R. QUBEIN Mgmt For For
THOMAS E. SKAINS Mgmt For For
THOMAS N. THOMPSON Mgmt For For
STEPHEN T. WILLIAMS Mgmt For For
02 TO RE-APPROVE THE CORPORATION'S SHORT-TERM INCENTIVE Mgmt Against Against
PLAN FOR FEDERAL TAX PURPOSES.
03 TO RATIFY THE REAPPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS BB&T'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2011.
04 TO PROVIDE AN ADVISORY VOTE REGARDING BB&T'S Mgmt For For
OVERALL PAY-FOR-PERFORMANCE EXECUTIVE COMPENSATION
PROGRAM COMMONLY REFERRED TO AS A "SAY ON PAY"
VOTE.
05 TO PROVIDE AN ADVISORY VOTE ON THE FREQUENCY Mgmt 1 Year For
OF "SAY ON PAY" VOTES.
06 TO VOTE ON A SHAREHOLDER PROPOSAL REQUESTING Shr For Against
REPORTS WITH RESPECT TO BB&T'S POLITICAL CONTRIBUTIONS
AND RELATED POLICIES AND PROCEDURES.
07 TO VOTE ON A SHAREHOLDER PROPOSAL REGARDING Shr For Against
MAJORITY VOTING IN DIRECTOR ELECTIONS.
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BERKSHIRE HILLS BANCORP, INC. Agenda Number: 933394114
--------------------------------------------------------------------------------------------------------------------------
Security: 084680107
Meeting Type: Annual
Meeting Date: 05-May-2011
Ticker: BHLB
ISIN: US0846801076
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
MICHAEL P. DALY Mgmt For For
SUSAN M. HILL Mgmt For For
CORNELIUS D. MAHONEY Mgmt For For
CATHERINE B. MILLER Mgmt For For
02 THE ADVISORY (NON-BINDING) VOTE TO APPROVE THE Mgmt For For
COMPANY'S EXECUTIVE COMPENSATION.
03 A NON-BINDING PROPOSAL TO GIVE ADVICE WITH RESPECT Mgmt 1 Year For
TO THE FREQUENCY THAT STOCKHOLDERS WILL VOTE
ON OUR EXECUTIVE COMPENSATION PROGRAMS AND
POLICIES.
04 TO APPROVE THE BERKSHIRE HILLS BANCORP, INC. Mgmt For For
2011 EQUITY INCENTIVE PLAN.
05 THE RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS,Mgmt For For
LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM OF BERKSHIRE HILLS BANCORP, INC. FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2011.
--------------------------------------------------------------------------------------------------------------------------
BERKSHIRE HILLS BANCORP, INC. Agenda Number: 933458196
--------------------------------------------------------------------------------------------------------------------------
Security: 084680107
Meeting Type: Special
Meeting Date: 20-Jun-2011
Ticker: BHLB
ISIN: US0846801076
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 TO CONSIDER AND VOTE UPON A PROPOSAL TO ADOPT Mgmt For For
THE AGREEMENT AND PLAN OF MERGER, DATED AS
OF DECEMBER 21, 2010, BY AND BETWEEN BERKSHIRE
HILLS BANCORP, INC. AND LEGACY BANCORP, INC.,
AND THEREBY TO APPROVE THE TRANSACTIONS CONTEMPLATED
BY THE MERGER AGREEMENT, INCLUDING THE MERGER
OF LEGACY BANCORP, INC. WITH AND INTO BERKSHIRE
HILLS BANCORP, INC.
02 THE AMENDMENT OF OUR CERTIFICATE OF INCORPORATION Mgmt For For
TO INCREASE THE NUMBER OF SHARES OF COMMON
STOCK WE ARE AUTHORIZED TO ISSUE FROM 26 MILLION
TO 50 MILLION.
03 TO APPROVE ONE OR MORE ADJOURNMENTS OF THE SPECIAL Mgmt For For
MEETING, IF NECESSARY OR APPROPRIATE, INCLUDING
ADJOURNMENTS TO PERMIT FURTHER SOLICITATION
OF PROXIES IN FAVOR OF THE MERGER.
--------------------------------------------------------------------------------------------------------------------------
BOSTON PRIVATE FINANCIAL HOLDINGS, INC. Agenda Number: 933392463
--------------------------------------------------------------------------------------------------------------------------
Security: 101119105
Meeting Type: Annual
Meeting Date: 27-Apr-2011
Ticker: BPFH
ISIN: US1011191053
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
DEBORAH F. KUENSTNER Mgmt For For
WILLIAM J. SHEA Mgmt For For
02 TO CONSIDER A NON-BINDING, ADVISORY RESOLUTION Mgmt For For
REGARDING THE COMPENSATION OF THE COMPANY'S
NAMED EXECUTIVE OFFICERS.
03 TO SELECT THE FREQUENCY OF FUTURE STOCKHOLDER Mgmt 1 Year For
VOTES TO APPROVE THE COMPENSATION OF THE COMPANY'S
NAMED EXECUTIVE OFFICERS.
04 TO APPROVE THE BOSTON PRIVATE FINANCIAL HOLDINGS, Mgmt For For
INC. ANNUAL EXECUTIVE INCENTIVE PLAN.
05 TO CONSIDER A STOCKHOLDER PROPOSAL TO DECLASSIFY Shr For Against
THE BOARD OF DIRECTORS.
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BRIDGE CAPITAL HOLDINGS Agenda Number: 933418445
--------------------------------------------------------------------------------------------------------------------------
Security: 108030107
Meeting Type: Annual
Meeting Date: 26-May-2011
Ticker: BBNK
ISIN: US1080301070
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
LAWRENCE OWEN BROWN Mgmt For For
HOWARD GOULD Mgmt For For
DR. FRANCIS J. HARVEY Mgmt For For
ALLAN C. KRAMER, M.D. Mgmt For For
ROBERT P. LATTA Mgmt For For
DANIEL P. MYERS Mgmt For For
THOMAS M. QUIGG Mgmt For For
TERRY SCHWAKOPF Mgmt For For
BARRY A. TURKUS Mgmt For For
02 TO APPROVE A NON-EXECUTIVE EMPLOYEE OPTION EXCHANGE Mgmt Against Against
PROGRAM.
03 TO REAPPROVE THE EXISTING PERFORMANCE CRITERIA Mgmt For For
UNDER THE COMPANY'S 2006 EQUITY INCENTIVE PLAN.
04 TO RATIFY THE APPOINTMENT OF VAVRINEK, TRINE, Mgmt For For
DAY & CO. LLP AS INDEPENDENT ACCOUNTANTS FOR
THE COMPANY'S 2011 FISCAL YEAR.
--------------------------------------------------------------------------------------------------------------------------
BRYN MAWR BANK CORPORATION Agenda Number: 933400513
--------------------------------------------------------------------------------------------------------------------------
Security: 117665109
Meeting Type: Annual
Meeting Date: 27-Apr-2011
Ticker: BMTC
ISIN: US1176651099
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
DONALD S. GUTHRIE Mgmt For For
SCOTT M. JENKINS Mgmt For For
JERRY L. JOHNSON Mgmt For For
02 TO APPROVE A NON-BINDING ADVISORY VOTE ON EXECUTIVE Mgmt For For
OFFICER COMPENSATION.
03 TO APPROVE A NON-BINDING ADVISORY VOTE ON THE Mgmt 1 Year For
FREQUENCY OF THE ADVISORY VOTE ON EXECUTIVE
OFFICER COMPENSATION IN FUTURE YEARS.
04 TO RATIFY THE APPOINTMENT OF KPMG LLP AS THE Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR BRYN MAWR BANK CORPORATION FOR THE FISCAL
YEAR ENDING DECEMBER 31, 2011.
--------------------------------------------------------------------------------------------------------------------------
CAMDEN NATIONAL CORPORATION Agenda Number: 933403975
--------------------------------------------------------------------------------------------------------------------------
Security: 133034108
Meeting Type: Annual
Meeting Date: 03-May-2011
Ticker: CAC
ISIN: US1330341082
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
ROBERT J. CAMPBELL Mgmt Withheld Against
JOHN W. HOLMES Mgmt For For
JOHN M. ROHMAN Mgmt For For
02 TO CONSIDER A NON-BINDING RESOLUTION TO APPROVE Mgmt For For
THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE
OFFICERS ("SAY-ON-PAY").
03 TO SELECT THE FREQUENCY OF FUTURE SHAREHOLDER Mgmt 1 Year For
"SAY-ON-PAY" VOTES.
04 TO RATIFY THE APPOINTMENT OF BERRY, DUNN, MCNEIL Mgmt For For
& PARKER AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2011.
--------------------------------------------------------------------------------------------------------------------------
CAPITOL FEDERAL FINANCIAL INC Agenda Number: 933369212
--------------------------------------------------------------------------------------------------------------------------
Security: 14057J101
Meeting Type: Annual
Meeting Date: 22-Feb-2011
Ticker: CFFN
ISIN: US14057J1016
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
I DIRECTOR
JEFFREY M. JOHNSON Mgmt For For
MICHAEL T. MCCOY, M.D. Mgmt For For
MARILYN S. WARD Mgmt For For
II ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
III ADVISORY VOTE ON FREQUENCY OF HOLDING ADVISORY Mgmt 1 Year Against
VOTE ON EXECUTIVE COMPENSATION.
IV THE RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS CAPITOL FEDERAL FINANCIAL,
INC'S INDEPENDENT AUDITORS FOR THE FISCAL YEAR
ENDING SEPTEMBER 30, 2011.
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CENTERSTATE BANKS, INC. Agenda Number: 933396966
--------------------------------------------------------------------------------------------------------------------------
Security: 15201P109
Meeting Type: Annual
Meeting Date: 28-Apr-2011
Ticker: CSFL
ISIN: US15201P1093
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
JAMES H. BINGHAM Mgmt For For
G. ROBERT BLANCHARD, JR Mgmt For For
C. DENNIS CARLTON Mgmt For For
JOHN C. CORBETT Mgmt For For
BRYAN W. JUDGE Mgmt For For
SAMUEL L. LUPFER IV Mgmt For For
RULON D. MUNNS Mgmt For For
G. TIERSO NUNEZ II Mgmt For For
THOMAS E. OAKLEY Mgmt For For
ERNEST S. PINNER Mgmt For For
J. THOMAS ROCKER Mgmt For For
GAIL GREGG-STRIMENOS Mgmt For For
02 APPROVAL FOR AUTHORITY TO VOTE FOR THE PROPOSAL Mgmt Against Against
TO APPROVE OUR ADVISORY (NON-BINDING) RESOLUTION
RELATING TO EXECUTIVE COMPENSATION.
03 ADVISORY (NON-BINDING) VOTE ON FREQUENCY OF Mgmt 1 Year Against
ADVISORY VOTE ON NAMED EXECUTIVE OFFICER COMPENSATION.
04 APPROVAL FOR AUTHORITY TO VOTE FOR THE NON-BINDING Mgmt For For
PROPOSAL TO RATIFY THE APPOINTMENT OF THE INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM.
--------------------------------------------------------------------------------------------------------------------------
CITIZENS REPUBLIC BANCORP, INC. Agenda Number: 933394998
--------------------------------------------------------------------------------------------------------------------------
Security: 174420109
Meeting Type: Annual
Meeting Date: 18-May-2011
Ticker: CRBC
ISIN: US1744201096
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
LIZABETH A. ARDISANA Mgmt For For
GEORGE J. BUTVILAS Mgmt For For
ROBERT S. CUBBIN Mgmt For For
RICHARD J. DOLINSKI Mgmt For For
GARY J. HURAND Mgmt For For
BENJAMIN W. LAIRD Mgmt For For
STEPHEN J. LAZAROFF Mgmt For For
CATHLEEN H. NASH Mgmt For For
KENDALL B. WILLIAMS Mgmt For For
JAMES L. WOLOHAN Mgmt For For
02 TO APPROVE A NONBINDING PROPOSAL TO APPROVE Mgmt For For
THE COMPENSATION OF CERTAIN OF OUR EXECUTIVE
OFFICERS.
03 AMEND ARTICLES TO IMPLEMENT, AT ANYTIME PRIOR Mgmt For For
TO 31 DEC, 11, A REVERSE STOCK SPLIT AT A RATIO
RANGING FROM 1-FOR-2 TO 1-FOR-10 & DECREASE
AUTHORIZED COMMON STOCK SHARES ON A PROPORTIONAL
BASIS, IN EACH CASE AS DETERMINED BY THE BOARD,
& EMPOWERING BOARD IF IT DETERMINES SO, TO
ABANDON THE REVERSE STOCK SPLIT & AMENDMENT
IN THE BEST INTERESTS OF CORPORATION AND SHAREHOLDERS.
04 TO RATIFY THE SELECTION OF ERNST & YOUNG LLP Mgmt For For
AS OUR INDEPENDENT AUDITORS FOR THE FISCAL
YEAR ENDING DECEMBER 31, 2011.
--------------------------------------------------------------------------------------------------------------------------
CITIZENS SOUTH BANKING CORPORATION Agenda Number: 933421670
--------------------------------------------------------------------------------------------------------------------------
Security: 176682102
Meeting Type: Annual
Meeting Date: 09-May-2011
Ticker: CSBC
ISIN: US1766821029
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
JAMES J. FULLER Mgmt For For
02 AN ADVISORY, NON-BINDING PROPOSAL TO APPROVE Mgmt For For
OUR EXECUTIVE COMPENSATION PROGRAMS AND POLICIES.
03 THE RATIFICATION OF THE APPOINTMENT OF CHERRY, Mgmt For For
BEKAERT & HOLLAND, L.L.P. AS OUR INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR
ENDING DECEMBER 31, 2011.
--------------------------------------------------------------------------------------------------------------------------
CITY HOLDING COMPANY Agenda Number: 933396687
--------------------------------------------------------------------------------------------------------------------------
Security: 177835105
Meeting Type: Annual
Meeting Date: 27-Apr-2011
Ticker: CHCO
ISIN: US1778351056
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
HUGH R. CLONCH Mgmt For For
ROBERT D. FISHER Mgmt For For
JAY C. GOLDMAN Mgmt For For
CHARLES R. HAGEBOECK Mgmt For For
PHILIP L. MCLAUGHLIN Mgmt For For
02 PROPOSAL TO RATIFY THE AUDIT COMMITTEE AND THE Mgmt For For
BOARD OF DIRECTORS' APPOINTMENT OF ERNST &
YOUNG, LLP AS THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR CITY HOLDING COMPANY FOR
2011.
03 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
04 ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY Mgmt 1 Year For
VOTES ON EXECUTIVE COMPENSATION VOTE.
--------------------------------------------------------------------------------------------------------------------------
COMERICA INCORPORATED Agenda Number: 933388919
--------------------------------------------------------------------------------------------------------------------------
Security: 200340107
Meeting Type: Annual
Meeting Date: 26-Apr-2011
Ticker: CMA
ISIN: US2003401070
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: ROGER A. CREGG Mgmt For For
1B ELECTION OF DIRECTOR: T. KEVIN DENICOLA Mgmt For For
1C ELECTION OF DIRECTOR: ALFRED A. PIERGALLINI Mgmt For For
1D ELECTION OF DIRECTOR: NINA G. VACA Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
AS INDEPENDENT AUDITORS
03 APPROVAL OF THE COMERICA INCORPORATED 2011 MANAGEMENT Mgmt For For
INCENTIVE PLAN
04 AMENDMENT OF THE CERTIFICATE OF INCORPORATION Mgmt For For
AND BYLAWS TO ELIMINATE SUPERMAJORITY PROVISIONS
05 NON-BINDING, ADVISORY PROPOSAL APPROVING EXECUTIVE Mgmt For For
COMPENSATION
06 NON-BINDING, ADVISORY VOTE ON THE FREQUENCY Mgmt 1 Year For
THAT SHAREHOLDERS ARE TO BE PRESENTED WITH
ADVISORY PROPOSALS APPROVING EXECUTIVE COMPENSATION
--------------------------------------------------------------------------------------------------------------------------
CULLEN/FROST BANKERS, INC. Agenda Number: 933391017
--------------------------------------------------------------------------------------------------------------------------
Security: 229899109
Meeting Type: Annual
Meeting Date: 28-Apr-2011
Ticker: CFR
ISIN: US2298991090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
R. DENNY ALEXANDER Mgmt For For
CARLOS ALVAREZ Mgmt For For
ROYCE S. CALDWELL Mgmt For For
CRAWFORD H. EDWARDS Mgmt For For
RUBEN M. ESCOBEDO Mgmt For For
RICHARD W. EVANS, JR. Mgmt For For
PATRICK B. FROST Mgmt For For
DAVID J. HAEMISEGGER Mgmt For For
KAREN E. JENNINGS Mgmt For For
RICHARD M. KLEBERG, III Mgmt For For
CHARLES W. MATTHEWS Mgmt For For
IDA CLEMENT STEEN Mgmt For For
HORACE WILKINS JR. Mgmt For For
02 TO RATIFY THE SELECTION OF ERNST & YOUNG LLP Mgmt For For
TO ACT AS INDEPENDENT AUDITORS OF CULLEN/FROST
BANKERS, INC. FOR THE FISCAL YEAR THAT BEGAN
JANUARY 1, 2011.
03 PROPOSAL TO ADOPT THE ADVISORY (NON-BINDING) Mgmt For For
RESOLUTION APPROVING EXECUTIVE COMPENSATION.
04 ADVISORY (NON-BINDING) ELECTION OF THE FREQUENCY Mgmt 1 Year For
OF FUTURE VOTES RELATING TO EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
CVB FINANCIAL CORP. Agenda Number: 933431948
--------------------------------------------------------------------------------------------------------------------------
Security: 126600105
Meeting Type: Annual
Meeting Date: 18-May-2011
Ticker: CVBF
ISIN: US1266001056
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
GEORGE A. BORBA Mgmt For For
JOHN A. BORBA Mgmt For For
ROBERT M. JACOBY, C.P.A Mgmt For For
RONALD O. KRUSE Mgmt For For
CHRISTOPHER D. MYERS Mgmt For For
JAMES C. SELEY Mgmt For For
SAN E. VACCARO Mgmt For For
D. LINN WILEY Mgmt For For
02 RATIFICATION OF APPOINTMENT OF KPMG, LLP AS Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS OF
CVB FINANCIAL CORP. FOR THE YEAR ENDING DECEMBER
31, 2011.
03 ADVISORY COMPENSATION VOTE. AN ADVISORY VOTE Mgmt For For
(NON-BINDING) TO APPROVE THE COMPENSATION OF
CVB FINANCIAL CORP.'S NAMED EXECUTIVE OFFICERS
AS DISCLOSED IN THE PROXY STATEMENT.
04 FREQUENCY OF ADVISORY VOTE. AN ADVISORY VOTE Mgmt 1 Year Against
(NON-BINDING) ON THE FREQUENCY OF THE ADVISORY
VOTE ON THE COMPENSATION OF CVB FINANCIAL CORP.'S
NAMED EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
DNB FINANCIAL CORPORATION Agenda Number: 933395279
--------------------------------------------------------------------------------------------------------------------------
Security: 233237106
Meeting Type: Annual
Meeting Date: 27-Apr-2011
Ticker: DNBF
ISIN: US2332371069
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
GERARD F. GRIESSER Mgmt For For
WILLIAM J. HIEB Mgmt For For
JAMES H. THORNTON Mgmt For For
02 TO APPROVE AN ADVISORY (NON-BINDING) RESOLUTION Mgmt For For
CONCERNING THE CORPORATION'S EXECUTIVE COMPENSATION.
03 TO RATIFY THE APPOINTMENT OF PARENTEBEARD LLC Mgmt For For
AS THE REGISTERED PUBLIC ACCOUNTING FIRM FOR
THE YEAR ENDING DECEMBER 31, 2011.
--------------------------------------------------------------------------------------------------------------------------
EAST WEST BANCORP, INC. Agenda Number: 933441204
--------------------------------------------------------------------------------------------------------------------------
Security: 27579R104
Meeting Type: Annual
Meeting Date: 24-May-2011
Ticker: EWBC
ISIN: US27579R1041
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
IRIS S. CHAN Mgmt For For
RUDOLPH I. ESTRADA Mgmt For For
JULIA S. GOUW Mgmt For For
PAUL H. IRVING Mgmt For For
ANDREW S. KANE Mgmt For For
JOHN LEE Mgmt For For
HERMAN Y. LI Mgmt For For
JACK C. LIU Mgmt For For
DOMINIC NG Mgmt For For
KEITH W. RENKEN Mgmt For For
02 RATIFICATION OF AUDITORS. RATIFY THE APPOINTMENT Mgmt For For
OF KPMG LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR ITS FISCAL YEAR
ENDING DECEMBER 31, 2011
03 APPROVAL OF STOCK INCENTIVE PLAN. APPROVE THE Mgmt For For
EAST WEST BANCORP INC. 1998 STOCK INCENTIVE
PLAN, AS AMENDED
04 ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION. Mgmt For For
AN ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION
05 ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY Mgmt 1 Year For
VOTES. AN ADVISORY VOTE ON THE FREQUENCY OF
FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION
--------------------------------------------------------------------------------------------------------------------------
EASTERN VIRGINIA BANKSHARES, INC. Agenda Number: 933425642
--------------------------------------------------------------------------------------------------------------------------
Security: 277196101
Meeting Type: Annual
Meeting Date: 12-May-2011
Ticker: EVBS
ISIN: US2771961016
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
W. RAND COOK Mgmt For For
JOE A. SHEARIN Mgmt For For
F. WARREN HAYNIE, JR. Mgmt For For
J.T. THOMPSON, III Mgmt For For
ERIC A. JOHNSON Mgmt Withheld Against
CHARLES R. REVERE Mgmt For For
IRA C. HARRIS Mgmt For For
LESLIE E. TAYLOR Mgmt For For
W. GERALD COX Mgmt Withheld Against
W. LESLIE KILDUFF, JR. Mgmt For For
F.L. GARRETT, III Mgmt Withheld Against
H.R. STRAUGHAN, JR. Mgmt For For
WILLIAM L. LEWIS Mgmt Withheld Against
MICHAEL E. FIORE Mgmt For For
02 TO APPROVE, ON AN ADVISORY (NON-BINDING) BASIS, Mgmt For For
THE COMPENSATION OF THE COMPANY'S EXECUTIVE
OFFICERS.
03 TO RATIFY THE APPOINTMENT OF YOUNT, HYDE & BARBOUR, Mgmt For For
P.C. AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTANT FOR 2011.
--------------------------------------------------------------------------------------------------------------------------
ECB BANCORP, INC. Agenda Number: 933421517
--------------------------------------------------------------------------------------------------------------------------
Security: 268253101
Meeting Type: Annual
Meeting Date: 17-May-2011
Ticker: ECBE
ISIN: US2682531015
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
J. BRYANT KITTRELL III Mgmt Withheld Against
B. MARTELLE MARSHALL Mgmt Withheld Against
R.S. SPENCER, JR. Mgmt Withheld Against
02 NON-BINDING, ADVISORY RESOLUTION (A "SAY-ON-PAY" Mgmt Against Against
RESOLUTION) TO APPROVE COMPENSATION PAID OR
PROVIDED TO BANCORP'S EXECUTIVE OFFICERS AS
DISCLOSED IN THE PROXY STATEMENT FOR THE ANNUAL
MEETING.
03 PROPOSAL TO RATIFY THE APPOINTMENT OF DIXON Mgmt For For
HUGHES GOODMAN LLP AS BANCORP'S INDEPENDENT
PUBLIC ACCOUNTANTS FOR 2011.
--------------------------------------------------------------------------------------------------------------------------
EVANS BANCORP, INC. Agenda Number: 933393908
--------------------------------------------------------------------------------------------------------------------------
Security: 29911Q208
Meeting Type: Annual
Meeting Date: 28-Apr-2011
Ticker: EVBN
ISIN: US29911Q2084
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
JAMES E. BIDDLE JR. Mgmt For For
MARSHA S. HENDERSON Mgmt For For
KENNETH C. KIRST Mgmt For For
MICHAEL J. ROGERS Mgmt For For
NANCY W. WARE Mgmt For For
LEE C. WORTHAM Mgmt For For
02 AMENDMENTS TO EMPLOYEE STOCK PURCHASE PLAN TO Mgmt For For
INCREASE THE AMOUNT OF COMMON STOCK AVAILABLE
FOR ISSUANCE THEREUNDER FROM 100,000 TO 200,000.
03 RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt For For
AS EVANS BANCORP, INC.'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2011.
--------------------------------------------------------------------------------------------------------------------------
F.N.B. CORPORATION Agenda Number: 933398768
--------------------------------------------------------------------------------------------------------------------------
Security: 302520101
Meeting Type: Annual
Meeting Date: 18-May-2011
Ticker: FNB
ISIN: US3025201019
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
WILLIAM B. CAMPBELL Mgmt For For
HENRY M. EKKER Mgmt For For
PHILIP E. GINGERICH Mgmt For For
ROBERT B. GOLDSTEIN Mgmt For For
STEPHEN J. GURGOVITS Mgmt For For
DAWNE S. HICKTON Mgmt For For
DAVID J. MALONE Mgmt For For
D. STEPHEN MARTZ Mgmt For For
HARRY F. RADCLIFFE Mgmt For For
ARTHUR J. ROONEY, II Mgmt For For
JOHN W. ROSE Mgmt For For
STANTON R. SHEETZ Mgmt For For
WILLIAM J. STRIMBU Mgmt For For
EARL K. WAHL, JR. Mgmt For For
2 APPROVAL OF AN ADVISORY (NON-BINDING) RESOLUTION Mgmt For For
REGARDING NAMED EXECUTIVE OFFICER COMPENSATION.
3 ADVISORY (NON-BINDING) VOTE ON THE FREQUENCY Mgmt 1 Year Against
OF SHAREHOLDER VOTES ON NAMED EXECUTIVE OFFICER
COMPENSATION.
4 RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2011.
5 APPROVAL AND ADOPTION OF THE AMENDED F.N.B. Mgmt For For
CORPORATION 2007 INCENTIVE COMPENSATION PLAN.
--------------------------------------------------------------------------------------------------------------------------
FIFTH THIRD BANCORP Agenda Number: 933379578
--------------------------------------------------------------------------------------------------------------------------
Security: 316773100
Meeting Type: Annual
Meeting Date: 19-Apr-2011
Ticker: FITB
ISIN: US3167731005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
DARRYL F. ALLEN Mgmt For For
U.L. BRIDGEMAN, JR. Mgmt For For
EMERSON L. BRUMBACK Mgmt For For
JAMES P. HACKETT Mgmt For For
GARY R. HEMINGER Mgmt For For
JEWELL D. HOOVER Mgmt For For
WILLIAM M. ISAAC Mgmt For For
KEVIN T. KABAT Mgmt For For
M.D. LIVINGSTON, PH.D. Mgmt For For
HENDRIK G. MEIJER Mgmt For For
JOHN J. SCHIFF, JR. Mgmt For For
MARSHA C. WILLIAMS Mgmt For For
02 APPROVAL OF THE APPOINTMENT OF THE FIRM OF DELOITTE Mgmt For For
& TOUCHE LLP TO SERVE AS THE INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE COMPANY FOR
THE YEAR 2011.
03 THE PROPOSAL DESCRIBED IN THE PROXY STATEMENT Mgmt For For
TO APPROVE THE FIFTH THIRD BANCORP 2011 INCENTIVE
COMPENSATION PLAN, INCLUDING THE ISSUANCE OF
UP TO AN ADDITIONAL 39,000,000 SHARES OF COMMON
STOCK THEREUNDER.
04 APPROVAL OF AN ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
05 APPROVAL OF AN ADVISORY VOTE ON HOLDING AN ADVISORY Mgmt 1 Year For
VOTE ON EXECUTIVE COMPENSATION EVERY ONE, TWO,
OR THREE YEARS, AS INDICATED.
--------------------------------------------------------------------------------------------------------------------------
FIRST CALIFORNIA FINANCIAL GROUP, INC. Agenda Number: 933445187
--------------------------------------------------------------------------------------------------------------------------
Security: 319395109
Meeting Type: Annual
Meeting Date: 26-May-2011
Ticker: FCAL
ISIN: US3193951098
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
RICHARD D. ALDRIDGE Mgmt For For
DONALD E. BENSON Mgmt For For
JOHN W. BIRCHFIELD Mgmt For For
JOSEPH N. COHEN Mgmt For For
ROBERT E. GIPSON Mgmt Withheld Against
ANTOINETTE T. HUBENETTE Mgmt For For
C.G. KUM Mgmt For For
THOMAS TIGNINO Mgmt For For
02 TO APPROVE AMENDMENTS TO THE FIRST CALIFORNIA Mgmt Against Against
2007 OMNIBUS EQUITY INCENTIVE PLAN.
03 TO RATIFY THE APPOINTMENT OF MOSS ADAMS LLP Mgmt For For
AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2011.
04 TO APPROVE A NON-BINDING ADVISORY PROPOSAL ON Mgmt For For
THE COMPANY'S EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
FIRST DEFIANCE FINANCIAL CORP. Agenda Number: 933393720
--------------------------------------------------------------------------------------------------------------------------
Security: 32006W106
Meeting Type: Annual
Meeting Date: 26-Apr-2011
Ticker: FDEF
ISIN: US32006W1062
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
JEAN A. HUBBARD Mgmt For For
BARBARA A. MITZEL Mgmt For For
JAMES L. ROHRS Mgmt For For
THOMAS A. VOIGT Mgmt For For
02 RESOLVED, THAT THE SHAREHOLDERS APPROVE THE Mgmt For For
COMPENSATION OF FIRST DEFIANCE'S EXECUTIVES
NAMED IN THE SUMMARY COMPENSATION TABLE OF
THE COMPANY'S 2011 PROXY STATEMENT, AS DESCRIBED
IN THE "COMPENSATION DISCUSSION AND ANALYSIS",
THE COMPENSATION TABLES AND THE RELATED DISCLOSURE
CONTAINED ON PAGES 14-28 IN THE PROXY STATEMENT.
03 RESOLVED, THAT THE SHAREHOLDERS APPROVE THE Mgmt For For
RATIFICATION OF THE APPOINTMENT OF CROWE HORWATH
LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2011.
--------------------------------------------------------------------------------------------------------------------------
FIRST FINANCIAL HOLDINGS, INC. Agenda Number: 933360478
--------------------------------------------------------------------------------------------------------------------------
Security: 320239106
Meeting Type: Annual
Meeting Date: 27-Jan-2011
Ticker: FFCH
ISIN: US3202391062
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
THOMAS J. JOHNSON Mgmt For For
D. KENT SHARPLES Mgmt For For
B. ED SHELLEY, JR. Mgmt For For
HUGH L. WILLCOX, JR. Mgmt For For
02 TO PROVIDE ADVISORY APPROVAL OF THE COMPENSATION Mgmt For For
OF OUR NAMED EXECUTIVE OFFICERS.
03 TO AMEND OUR CERTIFICATE OF INCORPORATION TO Mgmt For For
INCREASE THE NUMBER OF AUTHORIZED SHARES OF
COMMON STOCK FROM 24,000,000 SHARES TO 34,000,000
SHARES.
04 TO RATIFY THE APPOINTMENT OF GRANT THORNTON Mgmt For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING SEPTEMBER 30,
2011.
--------------------------------------------------------------------------------------------------------------------------
FIRST HORIZON NATIONAL CORPORATION Agenda Number: 933382056
--------------------------------------------------------------------------------------------------------------------------
Security: 320517105
Meeting Type: Annual
Meeting Date: 19-Apr-2011
Ticker: FHN
ISIN: US3205171057
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: ROBERT B. CARTER Mgmt For For
1B ELECTION OF DIRECTOR: JOHN C. COMPTON Mgmt For For
1C ELECTION OF DIRECTOR: MARK A. EMKES Mgmt For For
1D ELECTION OF DIRECTOR: VICKY B. GREGG Mgmt For For
1E ELECTION OF DIRECTOR: JAMES A. HASLAM, III Mgmt For For
1F ELECTION OF DIRECTOR: D. BRYAN JORDAN Mgmt For For
1G ELECTION OF DIRECTOR: R. BRAD MARTIN Mgmt For For
1H ELECTION OF DIRECTOR: VICKI R. PALMER Mgmt For For
1I ELECTION OF DIRECTOR: COLIN V. REED Mgmt For For
1J ELECTION OF DIRECTOR: MICHAEL D. ROSE Mgmt For For
1K ELECTION OF DIRECTOR: WILLIAM B. SANSOM Mgmt For For
1L ELECTION OF DIRECTOR: LUKE YANCY III Mgmt For For
02 APPROVAL OF AN ADVISORY RESOLUTION ON EXECUTIVE Mgmt For For
COMPENSATION
03 DETERMINATION OF THE FREQUENCY AT WHICH A VOTE Mgmt 1 Year For
ON EXECUTIVE COMPENSATION SHALL BE HELD AT
THE ANNUAL MEETING OF SHAREHOLDERS
04 RATIFICATION OF APPOINTMENT OF KPMG LLP AS AUDITORS Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
FLUSHING FINANCIAL CORPORATION Agenda Number: 933415057
--------------------------------------------------------------------------------------------------------------------------
Security: 343873105
Meeting Type: Annual
Meeting Date: 17-May-2011
Ticker: FFIC
ISIN: US3438731057
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
MICHAEL J. HEGARTY Mgmt Withheld Against
JOHN J. MCCABE Mgmt Withheld Against
DONNA M. O'BRIEN Mgmt For For
MICHAEL J. RUSSO Mgmt For For
02 ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION. Mgmt For For
03 ADVISORY VOTE ON FREQUENCY OF FUTURE ADVISORY Mgmt 1 Year Against
VOTES ON EXECUTIVE COMPENSATION.
04 APPROVAL OF AN AMENDMENT TO THE COMPANY'S 2005 Mgmt For For
OMNIBUS INCENTIVE PLAN.
05 RATIFICATION OF APPOINTMENT OF GRANT THORNTON, Mgmt For For
LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR YEAR ENDING DECEMBER 31, 2011.
--------------------------------------------------------------------------------------------------------------------------
GLACIER BANCORP, INC. Agenda Number: 933403646
--------------------------------------------------------------------------------------------------------------------------
Security: 37637Q105
Meeting Type: Annual
Meeting Date: 27-Apr-2011
Ticker: GBCI
ISIN: US37637Q1058
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
MICHAEL J. BLODNICK Mgmt For For
SHERRY L. CLADOUHOS Mgmt For For
JAMES M. ENGLISH Mgmt For For
ALLEN J. FETSCHER Mgmt For For
DALLAS I. HERRON Mgmt For For
CRAIG A. LANGEL Mgmt For For
L. PETER LARSON Mgmt For For
DOUGLAS J. MCBRIDE Mgmt For For
JOHN W. MURDOCH Mgmt For For
EVERIT A. SLITER Mgmt For For
02 TO CONSIDER AN ADVISORY (NON-BINDING) RESOLUTION Mgmt For For
ON EXECUTIVE COMPENSATION.
03 TO VOTE IN AN ADVISORY (NON-BINDING) CAPACITY Mgmt 1 Year For
ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON
EXECUTIVE COMPENSATION.
04 RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED Mgmt For For
PUBLIC ACCOUNTING FIRM. TO APPROVE THE APPOINTMENT
OF BKD, LLP TO SERVE AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL
YEAR DECEMBER 31, 2011.
--------------------------------------------------------------------------------------------------------------------------
HANCOCK HOLDING COMPANY Agenda Number: 933377536
--------------------------------------------------------------------------------------------------------------------------
Security: 410120109
Meeting Type: Annual
Meeting Date: 31-Mar-2011
Ticker: HBHC
ISIN: US4101201097
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
FRANK E. BERTUCCI Mgmt For For
CARL J. CHANEY Mgmt For For
THOMAS H. OLINDE Mgmt For For
JOHN H. PACE Mgmt For For
02 APPROVAL OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE COMPANY.
03 ADVISORY (NON-BINDING) PROPOSAL TO APPROVE COMPENSATION Mgmt For For
OF THE NAMED EXECUTIVE OFFICERS AS SET FORTH
UNDER THE HEADING "COMPENSATION OF DIRECTORS
AND EXECUTIVE OFFICERS".
04 ADVISORY (NON-BINDING) RESOLUTION THAT WITH Mgmt 1 Year Against
REGARD TO FREQUENCY, EACH NON-BINDING SHAREHOLDER
VOTE TO APPROVE THE COMPENSATION OF THE NAMED
EXECUTIVE OFFICERS OF THE COMPANY WILL OCCUR
EVERY 1, 2, OR 3 YEARS.
--------------------------------------------------------------------------------------------------------------------------
HANCOCK HOLDING COMPANY Agenda Number: 933411821
--------------------------------------------------------------------------------------------------------------------------
Security: 410120109
Meeting Type: Special
Meeting Date: 29-Apr-2011
Ticker: HBHC
ISIN: US4101201097
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 APPROVE THE MERGER AGREEMENT, DATED AS OF DECEMBER Mgmt For For
21, 2010, BY AND BETWEEN HANCOCK HOLDING COMPANY
AND WHITNEY HOLDING CORPORATION, AS SUCH AGREEMENT
MAY BE AMENDED FROM TIME TO TIME.
02 APPROVE THE ADJOURNMENT OF THE SPECIAL MEETING, Mgmt For For
IF NECESSARY OR APPROPRIATE, TO SOLICIT ADDITIONAL
PROXIES, IN THE EVENT THAT THERE ARE NOT SUFFICIENT
VOTES AT THE TIME OF THE SPECIAL MEETING TO
APPROVE THE FOREGOING PROPOSAL.
--------------------------------------------------------------------------------------------------------------------------
HERITAGE COMMERCE CORP Agenda Number: 933425743
--------------------------------------------------------------------------------------------------------------------------
Security: 426927109
Meeting Type: Annual
Meeting Date: 26-May-2011
Ticker: HTBK
ISIN: US4269271098
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
FRANK G. BISCEGLIA Mgmt For For
JACK W. CONNER Mgmt For For
JOHN M. EGGEMEYER Mgmt Withheld Against
CELESTE V. FORD Mgmt For For
WALTER T. KACZMAREK Mgmt For For
ROBERT T. MOLES Mgmt For For
HUMPHREY P. POLANEN Mgmt For For
C.J. TOENISKOETTER Mgmt For For
RANSON W. WEBSTER Mgmt For For
W. KIRK WYCOFF Mgmt For For
02 ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION Mgmt For For
PROGRAM.
03 RATIFICATION OF SELECTION OF INDEPENDENT REGISTERED Mgmt For For
PUBLIC ACCOUNTING FIRM.
--------------------------------------------------------------------------------------------------------------------------
HERITAGE FINANCIAL CORPORATION Agenda Number: 933384353
--------------------------------------------------------------------------------------------------------------------------
Security: 42722X106
Meeting Type: Annual
Meeting Date: 04-May-2011
Ticker: HFWA
ISIN: US42722X1063
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
DARYL D. JENSEN Mgmt For For
JEFFREY S. LYON Mgmt For For
DONALD V. RHODES Mgmt For For
02 APPROVAL OF AN ADVISORY (NON-BINDING) VOTE ON Mgmt For For
EXECUTIVE COMPENSATION.
03 ADVISORY (NON-BINDING) VOTE ON HOW OFTEN SHAREHOLDERS Mgmt 1 Year For
SHALL VOTE ON EXECUTIVE COMPENSATION - EVERY
ONE, TWO OR THREE YEARS.
04 RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt For For
AS HERITAGE'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2011.
05 AMENDMENT OF HERITAGE'S ARTICLES OF INCORPORATION Mgmt For For
TO ELIMINATE STAGGERED TERMS FOR DIRECTORS.
06 SHAREHOLDER PROPOSAL REGARDING MAJORITY VOTING Shr For Against
IN DIRECTOR ELECTIONS.
--------------------------------------------------------------------------------------------------------------------------
HERITAGE FINANCIAL GROUP INC Agenda Number: 933456368
--------------------------------------------------------------------------------------------------------------------------
Security: 42726X102
Meeting Type: Annual
Meeting Date: 22-Jun-2011
Ticker: HBOS
ISIN: US42726X1028
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
JOSEPH C. BURGER, JR. Mgmt For For
CAROL W. SLAPPEY Mgmt For For
02 THE APPROVAL OF THE HERITAGE FINANCIAL GROUP, Mgmt Against Against
INC. 2011 EQUITY INCENTIVE PLAN.
03 THE ADVISORY (NON-BINDING) RESOLUTION TO APPROVE Mgmt For For
OUR EXECUTIVE COMPENSATION AS DISCLOSED IN
THE ACCOMPANYING PROXY STATEMENT.
04 THE ADVISORY (NON-BINDING) VOTE ON HOW OFTEN Mgmt 1 Year Against
STOCKHOLDERS SHALL VOTE ON OUR EXECUTIVE COMPENSATION
- EVERY ONE, TWO OR THREE YEARS.
05 THE RATIFICATION OF THE APPOINTMENT OF MAULDIN Mgmt For For
& JENKINS, LLC AS THE INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE CORPORATION
FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011.
--------------------------------------------------------------------------------------------------------------------------
HERITAGE OAKS BANCORP Agenda Number: 933436277
--------------------------------------------------------------------------------------------------------------------------
Security: 42724R107
Meeting Type: Annual
Meeting Date: 25-May-2011
Ticker: HEOP
ISIN: US42724R1077
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
MICHAEL J. MORRIS Mgmt For For
DONALD CAMPBELL Mgmt For For
MICHAEL J. BEHRMAN Mgmt For For
KENNETH DEWAR Mgmt For For
MARK C. FUGATE Mgmt For For
DANIEL J. O'HARE Mgmt For For
DEE LACEY Mgmt For For
JAMES J. LYNCH Mgmt For For
MICHAEL E. PFAU Mgmt For For
ALEXANDER F. SIMAS Mgmt For For
LAWRENCE P. WARD Mgmt For For
02 NON-BINDING VOTE ON APPROVAL OF EXECUTIVE COMPENSATION. Mgmt For For
TO ADOPT A NON-BINDING RESOLUTION APPROVING
THE EXECUTIVE COMPENSATION DISCLOSED IN THE
PROXY STATEMENT FOR THE 2011 ANNUAL MEETING
OF SHAREHOLDERS DATED MAY 25, 2011.
03 RATIFICATION OF INDEPENDENT ACCOUNTANTS. TO Mgmt For For
RATIFY THE APPOINTMENT OF PERRY-SMITH LLP AS
THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2011.
--------------------------------------------------------------------------------------------------------------------------
HINGHAM INSTITUTION FOR SAVINGS Agenda Number: 933393845
--------------------------------------------------------------------------------------------------------------------------
Security: 433323102
Meeting Type: Annual
Meeting Date: 28-Apr-2011
Ticker: HIFS
ISIN: US4333231029
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
STACEY M. PAGE Mgmt For For
JOSEPH A. RIBAUDO Mgmt For For
G.C. WILKINSON. SR. Mgmt For For
BRIAN T. KENNER Mgmt For For
ROBERT H. GAUGHEN, JR. Mgmt For For
02 TO ELECT MARION J. FAHEY AS THE CLERK OF THE Mgmt For For
BANK TO HOLD OFFICE UNTIL THE 2012 ANNUAL MEETING
OF STOCKHOLDERS AND UNTIL HER SUCCESSOR IS
DULY ELECTED AND QUALIFIED.
--------------------------------------------------------------------------------------------------------------------------
HOME FEDERAL BANCORP, INC. Agenda Number: 933360529
--------------------------------------------------------------------------------------------------------------------------
Security: 43710G105
Meeting Type: Annual
Meeting Date: 18-Jan-2011
Ticker: HOME
ISIN: US43710G1058
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
N. CHARLES HEDEMARK Mgmt For For
LEN E. WILLIAMS Mgmt For For
02 THE RATIFICATION OF THE APPOINTMENT OF CROWE Mgmt For For
HORWATH LLP AS INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
SEPTEMBER 30, 2011.
--------------------------------------------------------------------------------------------------------------------------
HUNTINGTON BANCSHARES INCORPORATED Agenda Number: 933380242
--------------------------------------------------------------------------------------------------------------------------
Security: 446150104
Meeting Type: Annual
Meeting Date: 21-Apr-2011
Ticker: HBAN
ISIN: US4461501045
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
DON M. CASTO III Mgmt For For
ANN B. CRANE Mgmt For For
STEVEN G. ELLIOTT Mgmt For For
MICHAEL J. ENDRES Mgmt For For
JOHN B. GERLACH, JR. Mgmt For For
D. JAMES HILLIKER Mgmt For For
DAVID P. LAUER Mgmt For For
JONATHAN A. LEVY Mgmt For For
GERARD P. MASTROIANNI Mgmt For For
RICHARD W. NEU Mgmt For For
DAVID L. PORTEOUS Mgmt For For
KATHLEEN H. RANSIER Mgmt For For
WILLIAM R. ROBERTSON Mgmt For For
STEPHEN D. STEINOUR Mgmt For For
02 APPROVAL OF THE MANAGEMENT INCENTIVE PLAN FOR Mgmt For For
COVERED OFFICERS.
03 APPROVAL OF THE SUPPLEMENTAL STOCK PURCHASE Mgmt For For
AND TAX SAVINGS PLAN AND TRUST.
04 RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS THE INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2011.
05 A RESOLUTION TO APPROVE, ON AN ADVISORY, NON-BINDING Mgmt For For
BASIS, THE COMPENSATION OF EXECUTIVES AS DISCLOSED
IN THE ACCOMPANYING PROXY STATEMENT.
06 AN ADVISORY, NON-BINDING RECOMMENDATION ON THE Mgmt 1 Year Against
FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE
COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
INDEPENDENT BANK CORP. Agenda Number: 933405549
--------------------------------------------------------------------------------------------------------------------------
Security: 453836108
Meeting Type: Annual
Meeting Date: 19-May-2011
Ticker: INDB
ISIN: US4538361084
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
WILLIAM P. BISSONNETTE Mgmt For For
DANIEL F. O'BRIEN Mgmt For For
CHRISTOPHER ODDLEIFSON Mgmt For For
ROBERT D. SULLIVAN Mgmt For For
BRIAN S. TEDESCHI Mgmt For For
2 RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP Mgmt For For
AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2011.
3 ADD 850,000 SHARES OF OUR COMMON STOCK TO THE Mgmt For For
SHARES WHICH MAY BE ISSUED PURSUANT TO OUR
2005 EMPLOYEE STOCK PLAN.
4 APPROVE, ON AN ADVISORY BASIS, OF THE COMPENSATION Mgmt For For
OF OUR NAMED EXECUTIVE OFFICERS.
5 APPROVE, ON AN ADVISORY BASIS, THE FREQUENCY Mgmt 1 Year Against
OF FUTURE ADVISORY VOTES ON THE COMPENSATION
OF OUR NAMED EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
JPMORGAN CHASE & CO. Agenda Number: 933404028
--------------------------------------------------------------------------------------------------------------------------
Security: 46625H100
Meeting Type: Annual
Meeting Date: 17-May-2011
Ticker: JPM
ISIN: US46625H1005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: CRANDALL C. BOWLES Mgmt For For
1B ELECTION OF DIRECTOR: STEPHEN B. BURKE Mgmt For For
1C ELECTION OF DIRECTOR: DAVID M. COTE Mgmt For For
1D ELECTION OF DIRECTOR: JAMES S. CROWN Mgmt For For
1E ELECTION OF DIRECTOR: JAMES DIMON Mgmt For For
1F ELECTION OF DIRECTOR: ELLEN V. FUTTER Mgmt For For
1G ELECTION OF DIRECTOR: WILLIAM H. GRAY, III Mgmt For For
1H ELECTION OF DIRECTOR: LABAN P. JACKSON, JR. Mgmt For For
1I ELECTION OF DIRECTOR: DAVID C. NOVAK Mgmt For For
1J ELECTION OF DIRECTOR: LEE R. RAYMOND Mgmt For For
1K ELECTION OF DIRECTOR: WILLIAM C. WELDON Mgmt For For
02 APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC Mgmt For For
ACCOUNTING FIRM
03 ADVISORY VOTE ON EXECUTIVE COMPENSATION Mgmt Against Against
04 ADVISORY VOTE ON FREQUENCY OF ADVISORY VOTE Mgmt 1 Year For
ON EXECUTIVE COMPENSATION
05 APPROVAL OF AMENDMENT TO LONG-TERM INCENTIVE Mgmt Against Against
PLAN
06 POLITICAL NON-PARTISANSHIP Shr Against For
07 SHAREHOLDER ACTION BY WRITTEN CONSENT Shr For Against
08 MORTGAGE LOAN SERVICING Shr Against For
09 POLITICAL CONTRIBUTIONS Shr For Against
10 GENOCIDE-FREE INVESTING Shr Against For
11 INDEPENDENT LEAD DIRECTOR Shr Against For
--------------------------------------------------------------------------------------------------------------------------
KEYCORP Agenda Number: 933412253
--------------------------------------------------------------------------------------------------------------------------
Security: 493267108
Meeting Type: Annual
Meeting Date: 19-May-2011
Ticker: KEY
ISIN: US4932671088
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
EDWARD P. CAMPBELL Mgmt For For
JOSEPH A. CARRABBA Mgmt For For
CAROL A. CARTWRIGHT Mgmt For For
ALEXANDER M. CUTLER Mgmt For For
H. JAMES DALLAS Mgmt For For
ELIZABETH R. GILE Mgmt For For
RUTH ANN M. GILLIS Mgmt For For
KRISTEN L. MANOS Mgmt For For
BETH E. MOONEY Mgmt For For
BILL R. SANFORD Mgmt For For
BARBARA R. SNYDER Mgmt For For
EDWARD W. STACK Mgmt For For
THOMAS C. STEVENS Mgmt For For
02 APPROVAL OF 2011 ANNUAL PERFORMANCE PLAN. Mgmt For For
03 AMENDMENT TO REGULATIONS TO REDUCE SHAREHOLDER Mgmt For For
VOTING PERCENTAGES TO STATUTORY NORMS.
04 RATIFICATION OF THE APPOINTMENT OF INDEPENDENT Mgmt For For
AUDITORS.
05 ADVISORY APPROVAL OF EXECUTIVE COMPENSATION Mgmt For For
PROGRAM.
06 ADVISORY VOTE ON THE FREQUENCY OF SHAREHOLDER Mgmt 1 Year For
VOTE ON EXECUTIVE COMPENSATION PROGRAM.
--------------------------------------------------------------------------------------------------------------------------
LAKELAND FINANCIAL CORPORATION Agenda Number: 933379489
--------------------------------------------------------------------------------------------------------------------------
Security: 511656100
Meeting Type: Annual
Meeting Date: 12-Apr-2011
Ticker: LKFN
ISIN: US5116561003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
ROBERT E. BARTELS, JR. Mgmt Withheld Against
THOMAS A. HIATT Mgmt Withheld Against
MICHAEL L. KUBACKI Mgmt Withheld Against
STEVEN D. ROSS Mgmt Withheld Against
M. SCOTT WELCH Mgmt Withheld Against
02 RATIFY THE APPOINTMENT OF CROWE HORWATH LLP Mgmt For For
AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER
31, 2011.
03 APPROVAL OF AN ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt Against Against
04 APPROVAL OF AN ADVISORY VOTE ON THE FREQUENCY Mgmt 1 Year For
OF EXECUTIVE COMPENSATION VOTES.
--------------------------------------------------------------------------------------------------------------------------
LSB CORPORATION Agenda Number: 933329852
--------------------------------------------------------------------------------------------------------------------------
Security: 50215P100
Meeting Type: Special
Meeting Date: 27-Oct-2010
Ticker: LSBX
ISIN: US50215P1003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 TO APPROVE THE AGREEMENT AND PLAN OF MERGER, Mgmt For For
DATED AS OF JULY 15, 2010, BY AND AMONG LSB
CORPORATION, RIVER BANK, PEOPLE'S UNITED FINANCIAL,
INC., PEOPLE'S UNITED BANK AND BRIDGEPORT MERGER
CORPORATION.
02 TO APPROVE THE ADJOURNMENT OF THE SPECIAL MEETING, Mgmt For For
IF NECESSARY OR APPROPRIATE, TO SOLICIT ADDITIONAL
PROXIES IN FAVOR OF APPROVAL OF THE MERGER
AGREEMENT.
--------------------------------------------------------------------------------------------------------------------------
M&T BANK CORPORATION Agenda Number: 933379011
--------------------------------------------------------------------------------------------------------------------------
Security: 55261F104
Meeting Type: Annual
Meeting Date: 19-Apr-2011
Ticker: MTB
ISIN: US55261F1049
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
BRENT D. BAIRD Mgmt For For
ROBERT J. BENNETT Mgmt For For
C. ANGELA BONTEMPO Mgmt For For
ROBERT T. BRADY Mgmt Withheld Against
MICHAEL D. BUCKLEY Mgmt For For
T.J. CUNNINGHAM III Mgmt For For
MARK J. CZARNECKI Mgmt For For
GARY N. GEISEL Mgmt For For
PATRICK W.E. HODGSON Mgmt For For
RICHARD G. KING Mgmt For For
JORGE G. PEREIRA Mgmt For For
MICHAEL P. PINTO Mgmt For For
MELINDA R. RICH Mgmt For For
ROBERT E. SADLER, JR. Mgmt For For
HERBERT L. WASHINGTON Mgmt For For
ROBERT G. WILMERS Mgmt For For
02 TO APPROVE THE COMPENSATION OF M&T BANK CORPORATION'S Mgmt For For
NAMED EXECUTIVE OFFICERS.
03 TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM OF M&T BANK CORPORATION FOR THE YEAR ENDING
DECEMBER 31, 2011.
--------------------------------------------------------------------------------------------------------------------------
MB FINANCIAL, INC. Agenda Number: 933433714
--------------------------------------------------------------------------------------------------------------------------
Security: 55264U108
Meeting Type: Annual
Meeting Date: 13-Jun-2011
Ticker: MBFI
ISIN: US55264U1088
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: RICHARD J. HOLMSTROM Mgmt For For
1B ELECTION OF DIRECTOR: KAREN J. MAY Mgmt For For
02 ADVISORY (NON-BINDING) VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
03 APPROVAL OF THE MB FINANCIAL, INC. SECOND AMENDED Mgmt For For
AND RESTATED OMNIBUS INCENTIVE PLAN.
04 APPROVAL OF AN AMENDMENT TO THE COMPANY'S CHARTER Mgmt For For
TO DECLASSIFY THE BOARD OF DIRECTORS AND CERTAIN
RELATED AMENDMENTS.
05 RATIFICATION OF THE APPOINTMENT OF MCGLADREY Mgmt For For
& PULLEN, LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR
ENDING DECEMBER 31, 2011.
--------------------------------------------------------------------------------------------------------------------------
NORTHRIM BANCORP, INC. Agenda Number: 933395825
--------------------------------------------------------------------------------------------------------------------------
Security: 666762109
Meeting Type: Annual
Meeting Date: 19-May-2011
Ticker: NRIM
ISIN: US6667621097
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
R. MARC LANGLAND Mgmt Withheld Against
LARRY S. CASH Mgmt For For
MARK G. COPELAND Mgmt For For
RONALD A. DAVIS Mgmt For For
ANTHONY DRABEK Mgmt For For
CHRISTOPHER N. KNUDSON Mgmt Withheld Against
RICHARD L. LOWELL Mgmt For For
IRENE SPARKS ROWAN Mgmt For For
JOHN C. SWALLING Mgmt For For
DAVID G. WIGHT Mgmt For For
02 TO APPROVE, BY NONBINDING VOTE, THE COMPENSATION Mgmt For For
OF THE NAMED EXECUTIVE OFFICERS.
03 TO APPROVE, BY NONBINDING VOTE, THE FREQUENCY Mgmt 1 Year For
OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION.
04 TO RATIFY THE SELECTION OF MOSS ADAMS LLP AS Mgmt For For
THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR NORTHRIM BANCORP, INC. FOR FISCAL
YEAR 2011.
--------------------------------------------------------------------------------------------------------------------------
PACIFIC CONTINENTAL CORPORATION Agenda Number: 933386408
--------------------------------------------------------------------------------------------------------------------------
Security: 69412V108
Meeting Type: Annual
Meeting Date: 18-Apr-2011
Ticker: PCBK
ISIN: US69412V1089
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
ROBERT A. BALLIN Mgmt For For
MICHAEL E. HEIJER Mgmt For For
DONALD L. KRAHMER, JR. Mgmt For For
HAL M. BROWN Mgmt For For
MICHAEL S. HOLCOMB Mgmt For For
DONALD G. MONTGOMERY Mgmt For For
CATHI HATCH Mgmt For For
MICHAEL D. HOLZGANG Mgmt For For
JOHN H. RICKMAN Mgmt For For
02 TO CONSIDER AN ADVISORY (NON-BINDING) RESOLUTION Mgmt For For
ON EXECUTIVE COMPENSATION.
03 TO VOTE IN AN ADVISORY (NON-BINDING) CAPACITY Mgmt 1 Year For
ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON
EXECUTIVE COMPENSATION.
04 TO APPROVE THE APPOINTMENT OF MOSS ADAMS LLP Mgmt For For
TO SERVE AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
2011.
--------------------------------------------------------------------------------------------------------------------------
PARK NATIONAL CORPORATION Agenda Number: 933380141
--------------------------------------------------------------------------------------------------------------------------
Security: 700658107
Meeting Type: Annual
Meeting Date: 18-Apr-2011
Ticker: PRK
ISIN: US7006581075
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
C. DANIEL DELAWDER Mgmt For For
HARRY O. EGGER Mgmt For For
F.W. ENGLEFIELD IV Mgmt For For
STEPHEN J. KAMBEITZ Mgmt For For
JOHN J. O'NEILL Mgmt For For
02 APPROVAL, BY NON-BINDING ADVISORY VOTE, OF COMPENSATION Mgmt For For
OF THE COMPANY'S EXECUTIVE OFFICERS AS DISCLOSED
IN PROXY STATEMENT FOR THE ANNUAL MEETING.
03 ADOPTION OF AMENDMENT TO ARTICLE SIXTH OF THE Mgmt For For
COMPANY'S ARTICLES OF INCORPORATION TO ELIMINATE
PREEMPTIVE RIGHTS.
04 RATIFICATION OF THE APPOINTMENT OF CROWE HORWATH Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2011.
--------------------------------------------------------------------------------------------------------------------------
PARK STERLING BANK Agenda Number: 933342204
--------------------------------------------------------------------------------------------------------------------------
Security: 70086W109
Meeting Type: Special
Meeting Date: 23-Nov-2010
Ticker: PSTB
ISIN: US70086W1099
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 TO APPROVE AN AGREEMENT AND PLAN OF REORGANIZATION Mgmt For For
AND SHARE EXCHANGE BETWEEN PARK STERLING BANK
AND PARK STERLING CORPORATION, WHICH PROVIDES
FOR THE REORGANIZATION OF THE BANK INTO A HOLDING
COMPANY STRUCTURE.
02 TO APPROVE THE PARK STERLING BANK 2010 EMPLOYEE Mgmt For For
STOCK OPTION PLAN.
03 TO APPROVE THE PARK STERLING BANK 2010 DIRECTOR Mgmt For For
STOCK OPTION PLAN.
04 TO APPROVE THE PARK STERLING CORPORATION LONG-TERM Mgmt For For
INCENTIVE PLAN.
--------------------------------------------------------------------------------------------------------------------------
PARK STERLING CORP Agenda Number: 933423206
--------------------------------------------------------------------------------------------------------------------------
Security: 70086Y105
Meeting Type: Annual
Meeting Date: 25-May-2011
Ticker: PSTB
ISIN: US70086Y1055
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
WALTER C. AYERS* Mgmt Withheld Against
JEAN E. DAVIS* Mgmt For For
JEFFREY S. KANE* Mgmt For For
L.M. (BUD) BAKER, JR.$ Mgmt For For
LARRY W. CARROLL$ Mgmt For For
JAMES C. CHERRY# Mgmt For For
THOMAS B. HENSON# Mgmt For For
02 PROPOSAL TO RATIFY THE APPOINTMENT OF DIXON Mgmt For For
HUGHES GOODMAN LLP, AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR
ENDING DECEMBER 31, 2011.
--------------------------------------------------------------------------------------------------------------------------
PROSPERITY BANCSHARES, INC. Agenda Number: 933389036
--------------------------------------------------------------------------------------------------------------------------
Security: 743606105
Meeting Type: Annual
Meeting Date: 19-Apr-2011
Ticker: PRSP
ISIN: US7436061052
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
WILLIAM H. FAGAN, M.D. Mgmt Withheld Against
P. MUELLER, JR., D.D.S. Mgmt Withheld Against
JAMES D. ROLLINS III Mgmt Withheld Against
HARRISON STAFFORD II Mgmt Withheld Against
02 RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS THE INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM OF THE COMPANY FOR THE
YEAR ENDING DECEMBER 31, 2011.
03 APPROVAL OF THE ADVISORY PROPOSAL REGARDING Mgmt For For
THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE
OFFICERS. ("SAY-ON-PAY")
04 APPROVAL OF THE ADVISORY PROPOSAL ON THE FREQUENCY Mgmt 1 Year Against
OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION.
("SAY-ON-FREQUENCY")
--------------------------------------------------------------------------------------------------------------------------
RENASANT CORPORATION Agenda Number: 933377586
--------------------------------------------------------------------------------------------------------------------------
Security: 75970E107
Meeting Type: Annual
Meeting Date: 19-Apr-2011
Ticker: RNST
ISIN: US75970E1073
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
WILLIAM M. BEASLEY Mgmt For For
MARSHALL H. DICKERSON Mgmt For For
R. RICK HART Mgmt For For
RICHARD L. HEYER, JR. Mgmt For For
J. NILES MCNEEL Mgmt For For
MICHAEL D. SHMERLING Mgmt For For
02 TO APPROVE THE RENASANT CORPORATION 2011 LONG-TERM Mgmt For For
INCENTIVE COMPENSATION PLAN.
03 TO ADOPT, IN A NON-BINDING ADVISORY VOTE, A Mgmt For For
RESOLUTION APPROVING THE COMPENSATION OF OUR
NAMED EXECUTIVE OFFICERS AS DESCRIBED IN THE
PROXY STATEMENT.
04 TO RECOMMEND, IN A NON-BINDING ADVISORY VOTE, Mgmt 1 Year Against
WHETHER THE NON-BINDING ADVISORY VOTE TO APPROVE
THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS
SHOULD OCCUR EVERY YEAR, EVERY OTHER YEAR OR
EVERY THREE YEARS.
05 TO RATIFY THE APPOINTMENT OF HORNE, LLP AS OUR Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR
2011.
--------------------------------------------------------------------------------------------------------------------------
SANDY SPRING BANCORP, INC. Agenda Number: 933404458
--------------------------------------------------------------------------------------------------------------------------
Security: 800363103
Meeting Type: Annual
Meeting Date: 04-May-2011
Ticker: SASR
ISIN: US8003631038
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
MARK E. FRIIS Mgmt For For
PAMELA A. LITTLE Mgmt For For
CRAIG A. RUPPERT Mgmt For For
02 APPROVAL OF THE 2011 EMPLOYEE STOCK PURCHASE Mgmt For For
PLAN.
03 A NON-BINDING RESOLUTION TO APPROVE THE COMPENSATION Mgmt For For
OF THE NAMED EXECUTIVE OFFICERS.
04 A NON-BINDING ADVISORY VOTE ON THE FREQUENCY Mgmt 1 Year For
OF SHAREHOLDER VOTES ON EXECUTIVE COMPENSATION.
05 THE RATIFICATION OF THE APPOINTMENT OF GRANT Mgmt For For
THORNTON, LLP, AS THE INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2011.
--------------------------------------------------------------------------------------------------------------------------
SIERRA BANCORP Agenda Number: 933439968
--------------------------------------------------------------------------------------------------------------------------
Security: 82620P102
Meeting Type: Annual
Meeting Date: 25-May-2011
Ticker: BSRR
ISIN: US82620P1021
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
ALBERT L. BERRA Mgmt For For
VINCENT L. JURKOVICH Mgmt For For
GORDON T. WOODS Mgmt For For
02 RATIFICATION OF APPOINTMENT OF INDEPENDENT ACCOUNTANTS. Mgmt For For
TO RATIFY THE APPOINTMENT OF VAVRINEK, TRINE,
DAY & CO., LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2011,
AS DESCRIBED IN THE COMPANY'S PROXY STATEMENT
DATED APRIL 27, 2011.
03 ADVISORY VOTE ON EXECUTIVE COMPENSATION. TO Mgmt For For
APPROVE, ON AN ADVISORY AND NON BINDING BASIS,
THE COMPENSATION PAID TO THE COMPANY'S NAMED
EXECUTIVE OFFICERS, AS DESCRIBED IN THE COMPANY'S
PROXY STATEMENT DATED APRIL 27, 2011.
04 ADVISORY VOTE ON THE FREQUENCY OF HOLDING AN Mgmt 1 Year For
ADVISORY VOTE ON EXECUTIVE COMPENSATION. TO
APPROVE, ON AN ADVISORY AND NON BINDING BASIS,
THE FREQUENCY OF HOLDING AN ADVISORY VOTE ON
EXECUTIVE COMPENSATION, AS DESCRIBED IN THE
COMPANY'S PROXY STATEMENT DATED APRIL 27, 2011.
--------------------------------------------------------------------------------------------------------------------------
SOUTHCOAST FINANCIAL CORPORATION Agenda Number: 933434475
--------------------------------------------------------------------------------------------------------------------------
Security: 84129R100
Meeting Type: Annual
Meeting Date: 26-May-2011
Ticker: SOCB
ISIN: US84129R1005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
JAMES P. SMITH Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
STATE STREET CORPORATION Agenda Number: 933410108
--------------------------------------------------------------------------------------------------------------------------
Security: 857477103
Meeting Type: Annual
Meeting Date: 18-May-2011
Ticker: STT
ISIN: US8574771031
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: K. BURNES Mgmt For For
1B ELECTION OF DIRECTOR: P. COYM Mgmt For For
1C ELECTION OF DIRECTOR: P. DE SAINT-AIGNAN Mgmt For For
1D ELECTION OF DIRECTOR: A. FAWCETT Mgmt For For
1E ELECTION OF DIRECTOR: D. GRUBER Mgmt For For
1F ELECTION OF DIRECTOR: L. HILL Mgmt For For
1G ELECTION OF DIRECTOR: J. HOOLEY Mgmt For For
1H ELECTION OF DIRECTOR: R. KAPLAN Mgmt For For
1I ELECTION OF DIRECTOR: C. LAMANTIA Mgmt For For
1J ELECTION OF DIRECTOR: R. SERGEL Mgmt For For
1K ELECTION OF DIRECTOR: R. SKATES Mgmt For For
1L ELECTION OF DIRECTOR: G. SUMME Mgmt For For
1M ELECTION OF DIRECTOR: R. WEISSMAN Mgmt For For
02 TO APPROVE AN ADVISORY PROPOSAL ON EXECUTIVE Mgmt For For
COMPENSATION
03 TO APPROVE AN ADVISORY PROPOSAL ON THE FREQUENCY Mgmt 1 Year For
OF FUTURE ADVISORY PROPOSALS ON EXECUTIVE COMPENSATION
04 TO APPROVE THE 2011 SENIOR EXECUTIVE ANNUAL Mgmt For For
INCENTIVE PLAN
05 TO RATIFY THE SELECTION OF ERNST & YOUNG LLP Mgmt For For
AS STATE STREET'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER
31, 2011
06 TO ACT ON A SHAREHOLDER PROPOSAL RELATING TO Shr For Against
DISCLOSURE OF CERTAIN POLITICAL CONTRIBUTIONS
--------------------------------------------------------------------------------------------------------------------------
STERLING BANCSHARES, INC. Agenda Number: 933414005
--------------------------------------------------------------------------------------------------------------------------
Security: 858907108
Meeting Type: Special
Meeting Date: 05-May-2011
Ticker: SBIB
ISIN: US8589071088
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 APPROVAL OF THE AGREEMENT AND PLAN OF MERGER, Mgmt For For
DATED AS OF JANUARY 16, 2011, BY AND BETWEEN
COMERICA INCORPORATED AND STERLING BANCSHARES,
INC., AS IT MAY BE AMENDED FROM TIME TO TIME.
02 APPROVAL OF THE ADJOURNMENT OF THE SPECIAL MEETING, Mgmt For For
IF NECESSARY OR APPROPRIATE, TO SOLICIT ADDITIONAL
PROXIES IN THE EVENT THERE ARE NOT SUFFICIENT
VOTES AT THE TIME OF THE SPECIAL MEETING TO
APPROVE PROPOSAL NO. 1.
--------------------------------------------------------------------------------------------------------------------------
SUNTRUST BANKS, INC. Agenda Number: 933382741
--------------------------------------------------------------------------------------------------------------------------
Security: 867914103
Meeting Type: Annual
Meeting Date: 26-Apr-2011
Ticker: STI
ISIN: US8679141031
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: ROBERT M. BEALL, II Mgmt For For
1B ELECTION OF DIRECTOR: ALSTON D. CORRELL Mgmt For For
1C ELECTION OF DIRECTOR: JEFFREY C. CROWE Mgmt For For
1D ELECTION OF DIRECTOR: BLAKE P. GARRETT, JR. Mgmt For For
1E ELECTION OF DIRECTOR: DAVID H. HUGHES Mgmt For For
1F ELECTION OF DIRECTOR: M. DOUGLAS IVESTER Mgmt For For
1G ELECTION OF DIRECTOR: J. HICKS LANIER Mgmt For For
1H ELECTION OF DIRECTOR: KYLE PRECHTL LEGG Mgmt For For
1I ELECTION OF DIRECTOR: WILLIAM A. LINNENBRINGER Mgmt For For
1J ELECTION OF DIRECTOR: G. GILMER MINOR, III Mgmt For For
1K ELECTION OF DIRECTOR: FRANK S. ROYAL, M.D. Mgmt For For
1L ELECTION OF DIRECTOR: THOMAS R. WATJEN Mgmt For For
1M ELECTION OF DIRECTOR: JAMES M. WELLS III Mgmt For For
1N ELECTION OF DIRECTOR: DR. PHAIL WYNN, JR. Mgmt For For
02 PROPOSAL TO APPROVE AN INCREASE IN THE NUMBER Mgmt For For
OF SHARES IN THE SUNTRUST BANKS, INC. 2009
STOCK PLAN.
03 PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST Mgmt For For
& YOUNG LLP AS INDEPENDENT AUDITORS FOR 2011.
04 TO APPROVE THE FOLLOWING ADVISORY (NON-BINDING) Mgmt For For
PROPOSAL: "RESOLVED, THAT THE HOLDERS OF COMMON
STOCK OF SUNTRUST BANKS, INC. APPROVE THE COMPENSATION
OF THE COMPANY'S EXECUTIVES AS DESCRIBED IN
THE COMPENSATION DISCUSSION AND ANALYSIS, THE
SUMMARY COMPENSATION TABLE, AND IN THE OTHER
EXECUTIVE COMPENSATION TABLES AND RELATED DISCUSSION."
05 TO RECOMMEND THAT A NON-BINDING, ADVISORY VOTE Mgmt 1 Year For
TO APPROVE THE COMPENSATION OF SUNTRUST'S NAMED
EXECUTIVE OFFICERS BE PUT TO SHAREHOLDERS FOR
THEIR CONSIDERATION EVERY: ONE; TWO; OR THREE
YEARS.
06 SHAREHOLDER PROPOSAL REGARDING PREPARATION AND Shr For Against
DISCLOSURE OF SUSTAINABILITY REPORT.
--------------------------------------------------------------------------------------------------------------------------
SVB FINANCIAL GROUP Agenda Number: 933379376
--------------------------------------------------------------------------------------------------------------------------
Security: 78486Q101
Meeting Type: Annual
Meeting Date: 21-Apr-2011
Ticker: SIVB
ISIN: US78486Q1013
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
GREG W. BECKER Mgmt For For
ERIC A. BENHAMOU Mgmt For For
DAVID M. CLAPPER Mgmt For For
ROGER F. DUNBAR Mgmt For For
JOEL P. FRIEDMAN Mgmt For For
G. FELDA HARDYMON Mgmt For For
ALEX W. 'PETE' HART Mgmt For For
C. RICHARD KRAMLICH Mgmt For For
LATA KRISHNAN Mgmt For For
KATE D. MITCHELL Mgmt For For
JOHN F. ROBINSON Mgmt For For
KYUNG H. YOON Mgmt For For
02 TO APPROVE THE COMPANY'S 2006 EQUITY INCENTIVE Mgmt For For
PLAN, AS AMENDED AND RESTATED, TO RESERVE AN
ADDITIONAL 425,000 SHARES OF COMMON STOCK FOR
ISSUANCE THEREUNDER.
03 TO RATIFY THE APPOINTMENT OF KPMG LLP AS THE Mgmt For For
COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR ITS FISCAL YEAR ENDING DECEMBER 31,
2011.
04 TO APPROVE AN ADVISORY (NON-BINDING) PROPOSAL Mgmt For For
ON THE COMPANY'S EXECUTIVE COMPENSATION ("SAY
ON PAY").
05 TO APPROVE AN ADVISORY (NON-BINDING) PROPOSAL Mgmt 1 Year For
ON THE FREQUENCY OF FUTURE SAY ON PAY VOTES.
06 TO TRANSACT SUCH OTHER BUSINESS AS MAY PROPERLY Mgmt Against
COME BEFORE THE MEETING AND ANY POSTPONEMENTS
OR ADJOURNMENTS THEREOF, ACCORDING TO THE PROXY
HOLDERS' DECISION AND IN THEIR DISCRETION.
--------------------------------------------------------------------------------------------------------------------------
TCF FINANCIAL CORPORATION Agenda Number: 933380103
--------------------------------------------------------------------------------------------------------------------------
Security: 872275102
Meeting Type: Annual
Meeting Date: 27-Apr-2011
Ticker: TCB
ISIN: US8722751026
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
RAYMOND L. BARTON Mgmt For For
PETER BELL Mgmt For For
WILLIAM F. BIEBER Mgmt Withheld Against
THEODORE J. BIGOS Mgmt Withheld Against
WILLIAM A. COOPER Mgmt For For
THOMAS A. CUSICK Mgmt For For
LUELLA G. GOLDBERG Mgmt Withheld Against
KAREN L. GRANDSTRAND Mgmt For For
GEORGE G. JOHNSON Mgmt For For
VANCE K. OPPERMAN Mgmt Withheld Against
GREGORY J. PULLES Mgmt For For
GERALD A. SCHWALBACH Mgmt Withheld Against
RALPH STRANGIS Mgmt Withheld Against
BARRY N. WINSLOW Mgmt For For
RICHARD A. ZONA Mgmt For For
02 APPROVE AN INCREASE IN THE NUMBER OF AUTHORIZED Mgmt For For
SHARES RESERVED FOR ISSUANCE UNDER THE TCF
EMPLOYEES STOCK PURCHASE PLAN - SUPPLEMENTAL
PLAN
03 APPROVE REVISED AND ADDITIONAL PERFORMANCE CRITERIA Mgmt For For
UNDER THE TCF PERFORMANCE-BASED COMPENSATION
POLICY
04 APPROVE REVISED AND ADDITIONAL PERFORMANCE CRITERIA Mgmt For For
UNDER THE TCF FINANCIAL INCENTIVE STOCK PROGRAM
05 APPROVE AN AMENDED AND RESTATED CERTIFICATE Mgmt For For
OF INCORPORATION TO ELIMINATE SUPERMAJORITY
VOTING REQUIREMENTS
06 ADVISORY (NON-BINDING) VOTE ON EXECUTIVE COMPENSATION Mgmt Against Against
AS DISCLOSED IN THE PROXY STATEMENT
07 ADVISORY (NON-BINDING) VOTE ON THE FREQUENCY Mgmt 1 Year For
OF THE STOCKHOLDER ADVISORY VOTE ON EXECUTIVE
COMPENSATION AS DISCLOSED IN THE PROXY STATEMENT
08 ADVISORY (NON-BINDING) VOTE ON THE APPOINTMENT Mgmt For For
OF KPMG LLP AS INDEPENDENT REGISTERED PUBLIC
ACCOUNTANTS FOR 2011
--------------------------------------------------------------------------------------------------------------------------
THE FIRST BANCORP, INC. Agenda Number: 933387537
--------------------------------------------------------------------------------------------------------------------------
Security: 31866P102
Meeting Type: Annual
Meeting Date: 27-Apr-2011
Ticker: FNLC
ISIN: US31866P1021
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: KATHERINE M. BOYD Mgmt For For
1B ELECTION OF DIRECTOR: DANIEL R. DAIGNEAULT Mgmt For For
1C ELECTION OF DIRECTOR: ROBERT B. GREGORY Mgmt For For
1D ELECTION OF DIRECTOR: TONY C. MCKIM Mgmt For For
1E ELECTION OF DIRECTOR: CARL S. POOLE, JR. Mgmt For For
1F ELECTION OF DIRECTOR: MARK N. ROSBOROUGH Mgmt For For
1G ELECTION OF DIRECTOR: STUART G. SMITH Mgmt For For
1H ELECTION OF DIRECTOR: DAVID B. SOULE, JR. Mgmt For For
1I ELECTION OF DIRECTOR: BRUCE B. TINDAL Mgmt For For
02 TO APPROVE (ON A NON-BINDING BASIS), AS REQUIRED Mgmt For For
UNDER THE AMERICAN RECOVERY AND REINVESTMENT
ACT OF 2009, THE COMPENSATION OF THE COMPANY'S
EXECUTIVES, AS DISCLOSED IN THE COMPANY'S ANNUAL
REPORT AND PROXY STATEMENT.
03 TO RATIFY THE BOARD OF DIRECTORS AUDIT COMMITTEE'S Mgmt For For
SELECTION OF BERRY, DUNN, MCNEIL & PARKER AS
INDEPENDENT AUDITORS OF THE COMPANY FOR 2011.
--------------------------------------------------------------------------------------------------------------------------
THE PNC FINANCIAL SERVICES GROUP, INC. Agenda Number: 933382866
--------------------------------------------------------------------------------------------------------------------------
Security: 693475105
Meeting Type: Annual
Meeting Date: 26-Apr-2011
Ticker: PNC
ISIN: US6934751057
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: RICHARD O. BERNDT Mgmt For For
1B ELECTION OF DIRECTOR: CHARLES E. BUNCH Mgmt For For
1C ELECTION OF DIRECTOR: PAUL W. CHELLGREN Mgmt For For
1D ELECTION OF DIRECTOR: KAY COLES JAMES Mgmt For For
1E ELECTION OF DIRECTOR: RICHARD B. KELSON Mgmt Against Against
1F ELECTION OF DIRECTOR: BRUCE C. LINDSAY Mgmt For For
1G ELECTION OF DIRECTOR: ANTHONY A. MASSARO Mgmt For For
1H ELECTION OF DIRECTOR: JANE G. PEPPER Mgmt For For
1I ELECTION OF DIRECTOR: JAMES E. ROHR Mgmt For For
1J ELECTION OF DIRECTOR: DONALD J. SHEPARD Mgmt For For
1K ELECTION OF DIRECTOR: LORENE K. STEFFES Mgmt For For
1L ELECTION OF DIRECTOR: DENNIS F. STRIGL Mgmt For For
1M ELECTION OF DIRECTOR: THOMAS J. USHER Mgmt For For
1N ELECTION OF DIRECTOR: GEORGE H. WALLS, JR. Mgmt For For
1O ELECTION OF DIRECTOR: HELGE H. WEHMEIER Mgmt For For
02 RATIFICATION OF THE AUDIT COMMITTEE'S SELECTION Mgmt For For
OF PRICEWATERHOUSECOOPERS LLP AS PNC'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2011.
03 APPROVAL OF 2006 INCENTIVE AWARD PLAN TERMS. Mgmt For For
04 APPROVAL OF AN ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
05 RECOMMENDATION FOR THE FREQUENCY OF FUTURE ADVISORY Mgmt 1 Year For
VOTES ON EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
TRICO BANCSHARES Agenda Number: 933397211
--------------------------------------------------------------------------------------------------------------------------
Security: 896095106
Meeting Type: Annual
Meeting Date: 03-May-2011
Ticker: TCBK
ISIN: US8960951064
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
WILLIAM J. CASEY Mgmt For For
DONALD J. AMARAL Mgmt For For
L. GAGE CHRYSLER III Mgmt For For
CRAIG S. COMPTON Mgmt For For
JOHN S.A. HASBROOK Mgmt For For
MICHAEL W. KOEHNEN Mgmt For For
RICHARD P. SMITH Mgmt For For
CARROLL R. TARESH Mgmt For For
W. VIRGINIA WALKER Mgmt For For
02 PROPOSAL TO APPROVE THE ADVISORY (NON-BINDING) Mgmt Against Against
RESOLUTION RELATING TO EXECUTIVE COMPENSATION.
03 FREQUENCY OF SHAREHOLDER VOTE ON EXECUTIVE COMPENSATION. Mgmt 1 Year Against
04 RATIFICATION OF THE SELECTION OF MOSS ADAMS Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT AUDITOR.
--------------------------------------------------------------------------------------------------------------------------
TRUSTMARK CORPORATION Agenda Number: 933401488
--------------------------------------------------------------------------------------------------------------------------
Security: 898402102
Meeting Type: Annual
Meeting Date: 10-May-2011
Ticker: TRMK
ISIN: US8984021027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
ADOLPHUS B. BAKER Mgmt For For
WILLIAM C. DEVINEY, JR. Mgmt For For
DANIEL A. GRAFTON Mgmt For For
GERARD R. HOST Mgmt For For
DAVID H. HOSTER II Mgmt For For
JOHN M. MCCULLOUCH Mgmt For For
RICHARD H. PUCKETT Mgmt For For
R. MICHAEL SUMMERFORD Mgmt For For
LEROY G. WALKER, JR. Mgmt For For
WILLIAM G. YATES III Mgmt For For
02 ADVISORY VOTE ON EXECUTIVE COMPENSATION - TO Mgmt For For
PROVIDE ADVISORY APPROVAL OF TRUSTMARK'S EXECUTIVE
COMPENSATION.
03 ADVISORY VOTE ON THE FREQUENCY OF ADVISORY VOTES Mgmt 1 Year For
ON EXECUTIVE COMPENSATION - TO PROVIDE A RECOMMENDATION
FOR THE FREQUENCY OF ADVISORY VOTES ON TRUSTMARK'S
EXECUTIVE COMPENSATION.
04 RATIFICATION OF SELECTION OF INDEPENDENT AUDITORS Mgmt For For
- TO RATIFY THE SELECTION OF KMPG LLP AS TRUSTMARK
CORPORATION'S INDEPENDENT AUDITORS FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2011.
--------------------------------------------------------------------------------------------------------------------------
U.S. BANCORP Agenda Number: 933382676
--------------------------------------------------------------------------------------------------------------------------
Security: 902973304
Meeting Type: Annual
Meeting Date: 19-Apr-2011
Ticker: USB
ISIN: US9029733048
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: DOUGLAS M. BAKER, JR. Mgmt For For
1B ELECTION OF DIRECTOR: Y. MARC BELTON Mgmt For For
1C ELECTION OF DIRECTOR: VICTORIA BUYNISKI GLUCKMAN Mgmt For For
1D ELECTION OF DIRECTOR: ARTHUR D. COLLINS, JR. Mgmt For For
1E ELECTION OF DIRECTOR: RICHARD K. DAVIS Mgmt For For
1F ELECTION OF DIRECTOR: JOEL W. JOHNSON Mgmt For For
1G ELECTION OF DIRECTOR: OLIVIA F. KIRTLEY Mgmt For For
1H ELECTION OF DIRECTOR: JERRY W. LEVIN Mgmt For For
1I ELECTION OF DIRECTOR: DAVID B. O'MALEY Mgmt For For
1J ELECTION OF DIRECTOR: O'DELL M. OWENS, M.D., Mgmt For For
M.P.H.
1K ELECTION OF DIRECTOR: RICHARD G. REITEN Mgmt For For
1L ELECTION OF DIRECTOR: CRAIG D. SCHNUCK Mgmt For For
1M ELECTION OF DIRECTOR: PATRICK T. STOKES Mgmt For For
02 RATIFICATION OF SELECTION OF ERNST & YOUNG LLP Mgmt For For
AS OUR INDEPENDENT AUDITOR FOR THE 2011 FISCAL
YEAR.
03 ADVISORY VOTE TO APPROVE THE COMPENSATION OF Mgmt For For
OUR EXECUTIVES DISCLOSED IN THE PROXY STATEMENT.
04 ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY Mgmt 1 Year Against
VOTES ON EXECUTIVE COMPENSATION.
05 SHAREHOLDER PROPOSAL: ANNUAL ADVISORY VOTE ON Shr Against For
DIRECTOR COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
UNION FIRST MARKET BANKSHARES CORP Agenda Number: 933381371
--------------------------------------------------------------------------------------------------------------------------
Security: 90662P104
Meeting Type: Annual
Meeting Date: 26-Apr-2011
Ticker: UBSH
ISIN: US90662P1049
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
G. WILLIAM BEALE Mgmt For For
STEVEN A. MARKEL Mgmt For For
PATRICK J. MCCANN Mgmt For For
HULLIHEN W. MOORE Mgmt For For
02 ELECT ONE (1) DIRECTOR TO SERVE AS A CLASS II Mgmt For For
DIRECTOR UNTIL THE 2013 ANNUAL MEETING: L.
BRADFORD ARMSTRONG.
03 APPROVE THE COMPANY'S 2011 STOCK INCENTIVE PLAN. Mgmt For For
04 RATIFY THE APPOINTMENT OF YOUNT, HYDE & BARBOUR, Mgmt For For
P.C. AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2011.
05 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
06 ADVISORY VOTE ON THE FREQUENCY OF THE ADVISORY Mgmt 1 Year For
VOTE ON EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
UNITED BANCORP, INC.- MI Agenda Number: 933387474
--------------------------------------------------------------------------------------------------------------------------
Security: 90944L103
Meeting Type: Annual
Meeting Date: 26-Apr-2011
Ticker: UBMI
ISIN: US90944L1035
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
STEPHANIE H. BOYSE Mgmt For For
JOHN H. FOSS Mgmt For For
02 TO CONSIDER AND APPROVE AN ADVISORY PROPOSAL Mgmt For For
TO APPROVE THE COMPANY'S EXECUTIVE COMPENSATION
PRACTICES AS DISCLOSED IN THE PROXY STATEMENT.
03 TO CONSIDER AND VOTE UPON A PROPOSAL TO AUTHORIZE Mgmt For For
ADDITIONAL SHARES FOR ISSUANCE UNDER THE UNITED
BANCORP, INC. DIRECTOR RETAINER STOCK PLAN.
04 TO RATIFY THE APPOINTMENT OF BKD, LLP AS INDEPENDENT Mgmt For For
AUDITORS FOR 2011.
--------------------------------------------------------------------------------------------------------------------------
UNIVEST CORPORATION OF PENNSYLVANIA Agenda Number: 933386864
--------------------------------------------------------------------------------------------------------------------------
Security: 915271100
Meeting Type: Annual
Meeting Date: 19-Apr-2011
Ticker: UVSP
ISIN: US9152711001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
MARVIN A. ANDERS-CL III Mgmt For For
R. LEE DELP-CL III Mgmt For For
H. RAY MININGER-CL III Mgmt For For
P.G. SHELLY-CL III Mgmt For For
D.C. CLEMENS-ALT DIR Mgmt For For
K. LEON MOYER-ALT DIR Mgmt For For
M.K. ZOOK-ALT DIR Mgmt For For
03 RATIFICATION OF KPMG LLP AS OUR INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2011
04 AN ADVISORY VOTE ON THE COMPENSATION OF OUR Mgmt For For
NAMED EXECUTIVE OFFICERS AS PRESENTED IN THIS
PROXY STATEMENT
05 AN ADVISORY VOTE ON THE FREQUENCY WITH WHICH Mgmt 1 Year Against
EXECUTIVE COMPENSATION WILL BE SUBJECT TO A
SHAREHOLDER ADVISORY VOTE
--------------------------------------------------------------------------------------------------------------------------
VIEWPOINT FINANCIAL GROUP INC Agenda Number: 933433853
--------------------------------------------------------------------------------------------------------------------------
Security: 92672A101
Meeting Type: Annual
Meeting Date: 24-May-2011
Ticker: VPFG
ISIN: US92672A1016
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
JAMES B. MCCARLEY Mgmt For For
KAREN H. O'SHEA Mgmt For For
02 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP Mgmt For For
AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31,
2011.
03 SHAREHOLDER ADVISORY VOTE AS TO THE COMPENSATION Mgmt For For
OF VIEWPOINT FINANCIAL GROUP, INC.'S EXECUTIVES.
04 SHAREHOLDER ADVISORY VOTE ON THE FREQUENCY OF Mgmt 1 Year Against
THE ADVISORY VOTE ON EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
WASHINGTON BANKING COMPANY Agenda Number: 933407036
--------------------------------------------------------------------------------------------------------------------------
Security: 937303105
Meeting Type: Annual
Meeting Date: 19-May-2011
Ticker: WBCO
ISIN: US9373031056
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 TO APPROVE AN AMENDMENT TO OUR ARTICLES OF INCORPORATION Mgmt For For
THAT WOULD DECLASSIFY THE BOARD OF DIRECTORS
AND PROVIDE FOR THE ANNUAL ELECTION OF DIRECTORS.
02 DIRECTOR
JAY T. LIEN#* Mgmt For For
GRAGG E. MILLER# Mgmt For For
ANTHONY B. PICKERING# Mgmt For For
ROBERT T. SEVERNS# Mgmt For For
JOHN L. WAGNER# Mgmt For For
EDWARD J. WALLGREN#* Mgmt For For
03 TO CONSIDER A RESOLUTION TO APPROVE THE COMPENSATION Mgmt For For
OF NAMED EXECUTIVE OFFICERS AS DISCLOSED IN
THE PROXY STATEMENT.
04 TO CONSIDER AN ADVISORY VOTE ON HOW OFTEN TO Mgmt 1 Year For
HOLD THE NON-BINDING ADVISORY VOTE ON EXECUTIVE
COMPENSATION.
05 TO RATIFY THE AUDIT COMMITTEE'S APPOINTMENT Mgmt For For
OF MOSS ADAMS LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTANT FOR THE FISCAL
YEAR ENDING DECEMBER 31, 2011.
--------------------------------------------------------------------------------------------------------------------------
WASHINGTON FEDERAL, INC. Agenda Number: 933357128
--------------------------------------------------------------------------------------------------------------------------
Security: 938824109
Meeting Type: Annual
Meeting Date: 19-Jan-2011
Ticker: WFSL
ISIN: US9388241096
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
ANNA C. JOHNSON Mgmt For For
CHARLES R. RICHMOND Mgmt For For
2 ADOPTION OF THE WASHINGTON FEDERAL, INC. 2011 Mgmt For For
INCENTIVE PLAN.
3 ADVISORY VOTE ON WASHINGTON FEDERAL'S EXECUTIVE Mgmt No vote
COMPENSATION.
4 RATIFICATION OF APPOINTMENT OF INDEPENDENT AUDITORS. Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
WASHINGTON TRUST BANCORP, INC. Agenda Number: 933386496
--------------------------------------------------------------------------------------------------------------------------
Security: 940610108
Meeting Type: Annual
Meeting Date: 26-Apr-2011
Ticker: WASH
ISIN: US9406101082
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
GARY P. BENNETT Mgmt For For
JOHN J. BOWEN Mgmt For For
ROBERT A. DIMUCCIO, CPA Mgmt For For
H. DOUGLAS RANDALL, III Mgmt For For
JOHN F. TREANOR Mgmt For For
2 THE RATIFICATION OF THE SELECTION OF KPMG LLP Mgmt For For
AS THE CORPORATION'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING
DECEMBER 31, 2011;
3 A NON-BINDING RESOLUTION TO APPROVE THE COMPENSATION Mgmt For For
OF THE CORPORATION'S NAMED EXECUTIVE OFFICERS;
4 A NON-BINDING RESOLUTION TO SELECT THE FREQUENCY Mgmt 1 Year For
OF A SHAREHOLDER VOTE TO APPROVE THE COMPENSATION
OF THE CORPORATION'S NAMED EXECUTIVE OFFICERS;
--------------------------------------------------------------------------------------------------------------------------
WELLS FARGO & COMPANY Agenda Number: 933389151
--------------------------------------------------------------------------------------------------------------------------
Security: 949746101
Meeting Type: Annual
Meeting Date: 03-May-2011
Ticker: WFC
ISIN: US9497461015
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: JOHN D. BAKER II Mgmt For For
1B ELECTION OF DIRECTOR: JOHN S. CHEN Mgmt For For
1C ELECTION OF DIRECTOR: LLOYD H. DEAN Mgmt For For
1D ELECTION OF DIRECTOR: SUSAN E. ENGEL Mgmt For For
1E ELECTION OF DIRECTOR: ENRIQUE HERNANDEZ, JR. Mgmt For For
1F ELECTION OF DIRECTOR: DONALD M. JAMES Mgmt For For
1G ELECTION OF DIRECTOR: MACKEY J. MCDONALD Mgmt For For
1H ELECTION OF DIRECTOR: CYNTHIA H. MILLIGAN Mgmt For For
1I ELECTION OF DIRECTOR: NICHOLAS G. MOORE Mgmt For For
1J ELECTION OF DIRECTOR: PHILIP J. QUIGLEY Mgmt Against Against
1K ELECTION OF DIRECTOR: JUDITH M. RUNSTAD Mgmt For For
1L ELECTION OF DIRECTOR: STEPHEN W. SANGER Mgmt For For
1M ELECTION OF DIRECTOR: JOHN G. STUMPF Mgmt For For
1N ELECTION OF DIRECTOR: SUSAN G. SWENSON Mgmt For For
02 PROPOSAL TO APPROVE AN ADVISORY RESOLUTION TO Mgmt For For
APPROVE THE NAMED EXECUTIVES' COMPENSATION.
03 ADVISORY PROPOSAL ON THE FREQUENCY OF FUTURE Mgmt 1 Year For
ADVISORY VOTES REGARDING NAMED EXECUTIVES'
COMPENSATION.
04 PROPOSAL TO RATIFY THE APPOINTMENT OF KPMG LLP Mgmt For For
AS INDEPENDENT AUDITORS FOR 2011.
05 STOCKHOLDER PROPOSAL REGARDING AN AMENDMENT Shr For Against
TO THE COMPANY'S BY-LAWS TO ALLOW HOLDERS OF
10% OF THE COMPANY'S COMMON STOCK TO CALL SPECIAL
MEETINGS OF STOCKHOLDERS.
06 STOCKHOLDER PROPOSAL TO PROVIDE FOR CUMULATIVE Shr For Against
VOTING IN CONTESTED DIRECTOR ELECTIONS.
07 STOCKHOLDER PROPOSAL REGARDING THE ADOPTION Shr For Against
OF A POLICY TO REQUIRE AN INDEPENDENT CHAIRMAN.
08 STOCKHOLDER PROPOSAL REGARDING AN ADVISORY VOTE Shr Against For
ON DIRECTOR COMPENSATION.
09 STOCKHOLDER PROPOSAL REGARDING AN INVESTIGATION Shr For Against
AND REPORT ON INTERNAL CONTROLS FOR MORTGAGE
SERVICING OPERATIONS.
--------------------------------------------------------------------------------------------------------------------------
WESBANCO, INC. Agenda Number: 933385432
--------------------------------------------------------------------------------------------------------------------------
Security: 950810101
Meeting Type: Annual
Meeting Date: 20-Apr-2011
Ticker: WSBC
ISIN: US9508101014
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
ABIGAIL M. FEINKNOPF Mgmt For For
PAUL M. LIMBERT Mgmt For For
JAY T. MCCAMIC Mgmt For For
F. ERIC NELSON, JR. Mgmt For For
JOAN C. STAMP Mgmt For For
02 ADVISORY (NON-BINDING) PROPOSAL ON EXECUTIVE Mgmt For For
COMPENSATION
03 FREQUENCY OF STOCKHOLDER ADVISORY VOTE ON EXECUTIVE Mgmt 1 Year For
COMPENSATION SHOULD OCCUR EVERY
--------------------------------------------------------------------------------------------------------------------------
WESTAMERICA BANCORPORATION Agenda Number: 933381131
--------------------------------------------------------------------------------------------------------------------------
Security: 957090103
Meeting Type: Annual
Meeting Date: 28-Apr-2011
Ticker: WABC
ISIN: US9570901036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
E. ALLEN Mgmt For For
L. BARTOLINI Mgmt For For
E.J. BOWLER Mgmt For For
A. LATNO, JR. Mgmt For For
P. LYNCH Mgmt For For
C. MACMILLAN Mgmt For For
R. NELSON Mgmt For For
D. PAYNE Mgmt For For
E. SYLVESTER Mgmt For For
02 RATIFICATION OF INDEPENDENT AUDITORS. Mgmt For For
03 APPROVE A NON-BINDING ADVISORY VOTE ON THE COMPENSATION Mgmt For For
OF OUR NAMED EXECUTIVE OFFICERS.
04 APPROVE A NON-BINDING ADVISORY VOTE ON THE FREQUENCY Mgmt 1 Year Against
OF THE ADVISORY VOTE ON COMPENSATION OF OUR
NAMED EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
WILSHIRE BANCORP, INC. Agenda Number: 933415451
--------------------------------------------------------------------------------------------------------------------------
Security: 97186T108
Meeting Type: Annual
Meeting Date: 25-May-2011
Ticker: WIBC
ISIN: US97186T1088
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
STEVEN KOH Mgmt For For
DONALD BYUN Mgmt For For
LAWRENCE JEON Mgmt For For
02 ADVISORY (NON-BINDING) PROPOSAL TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION.
03 TO APPROVE THE SHAREHOLDER PROPOSAL REGARDING Shr For For
THE IMPLEMENTATION OF A MAJORITY VOTE STANDARD
FOR UNCONTESTED DIRECTOR ELECTIONS.
04 TO APPROVE AN AMENDMENT TO THE WILSHIRE BANCORP, Mgmt For For
INC. ARTICLES OF INCORPORATION TO PROVIDE FOR
A MAJORITY VOTE STANDARD IN UNCONTESTED DIRECTOR
ELECTIONS.
--------------------------------------------------------------------------------------------------------------------------
WSFS FINANCIAL CORPORATION Agenda Number: 933399784
--------------------------------------------------------------------------------------------------------------------------
Security: 929328102
Meeting Type: Annual
Meeting Date: 28-Apr-2011
Ticker: WSFS
ISIN: US9293281021
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
CHARLES G. CHELEDEN Mgmt For For
Z.A. FRANGOPOULOS Mgmt For For
DENNIS E. KLIMA Mgmt For For
MARK A. TURNER Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF KPMG, LLP Mgmt For For
AS INDEPENDENT AUDITORS FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2011
03 ADVISORY (NON-BINDING) VOTE TO APPROVE THE COMPENSATION Mgmt For For
OF THE COMPANY'S EXECUTIVES
04 ADVISORY (NON-BINDING) VOTE RECOMMENDING THE Mgmt 1 Year Against
FREQUENCY OF THE ADVISORY (NON-BINDING) VOTE
TO APPROVE THE COMPENSATION OF THE COMPANY'S
EXECUTIVES, EVERY
--------------------------------------------------------------------------------------------------------------------------
ZIONS BANCORPORATION Agenda Number: 933421808
--------------------------------------------------------------------------------------------------------------------------
Security: 989701107
Meeting Type: Annual
Meeting Date: 27-May-2011
Ticker: ZION
ISIN: US9897011071
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: JERRY C. ATKIN Mgmt For For
1B ELECTION OF DIRECTOR: ROGER B. PORTER Mgmt For For
1C ELECTION OF DIRECTOR: STEPHEN D. QUINN Mgmt For For
1D ELECTION OF DIRECTOR: L.E. SIMMONS Mgmt For For
1E ELECTION OF DIRECTOR: SHELLEY THOMAS WILLIAMS Mgmt For For
1F ELECTION OF DIRECTOR: STEVEN C. WHEELWRIGHT Mgmt For For
2 RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM TO AUDIT THE COMPANY'S FINANCIAL STATEMENTS
FOR THE CURRENT FISCAL YEAR.
3 APPROVAL, ON A NONBINDING ADVISORY BASIS, OF Mgmt For For
THE COMPENSATION PAID TO THE COMPANY'S EXECUTIVE
OFFICERS NAMED IN THE PROXY STATEMENT WITH
RESPECT TO THE FISCAL YEAR ENDED DECEMBER 31,
2010.
4 SHAREHOLDER PROPOSAL - THAT THE BOARD OF DIRECTORS Shr For Against
ADOPT A POLICY TO REVIEW AND DETERMINE WHETHER
TO SEEK RECOUPMENT OF BONUSES AND OTHER INCENTIVE
COMPENSATION.
* Management position unknown
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the
registrant has duly caused this report to be signed on its behalf by the
undersigned, thereunto duly authorized.
(Registrant) John Hancock Bank and Thrift Opportunity Fund
By (Signature) /s/ Keith F. Hartstein
Name Keith F. Hartstein
Title President
Date 08/25/2011