hmnf20150430_8k.htm

 

UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549


FORM 8-K

CURRENT REPORT

PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934

 

Date of Report (Date of earliest event reported): April 28, 2015

 

HMN Financial, Inc.
(Exact name of registrant as specified in its charter)

 

Delaware 

  

0-24100 

  

41-1777397 

(State or other jurisdiction

of incorporation)

 

(Commission

File Number)

 

(IRS Employer

Identification No.)

1016 Civic Center Drive Northwest 

Rochester, Minnesota 

  

55901

(Address of principal executive offices)

 

(Zip Code)

 

Registrant's telephone number, including area code (507) 535-1200

 

  

  

 
 

(Former name or former address, if changed since last report)

 

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions

 

Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

 

 
 

 

 

Item 5.07            Submission of Matters to a Vote of Security Holders.

 

The Annual Meeting of Stockholders of HMN Financial, Inc. (the “Company”) was held on April 28, 2015 at 10:00 a.m. (the “Annual Meeting”). On March 2, 2015, the record date for the Annual Meeting, there were 4,480,258 shares of common stock issued and outstanding. The final results of the stockholder vote on each proposal brought before the meeting were as follows:

 

 

1.

The stockholders elected three directors, to serve until the conclusion of the third succeeding annual meeting of stockholders or until their successors have been duly elected and qualified. The votes regarding this proposal were as follows:

 

 

Terms expiring in 2018:

For

Against

Abstain

Broker Non-Votes

Bradley C. Krehbiel

2,694,676.401

60,963.289

9,798.741

1,096,866.000

Hugh C. Smith

2,685,623.401

70,016.289

9,798.741

1,096,866.000

Mark E. Utz

2,045,534.401

707,205.289

12,698.741

1,096,866.000

 

 

 

2.

The stockholders approved the advisory (non-binding) vote to approve the compensation of the Company’s executives as disclosed in the proxy statement. The votes regarding this proposal were as follows:

 

Votes for the proposal

2,326,692.181

Votes against the proposal

217,899.183

Votes abstaining

220,847.067

Broker Non-Votes

1,096,866.000

 

 

 

3.

The stockholders ratified the appointment of CliftonLarsonAllen LLP as the Company’s independent registered public accounting firm for 2015. The votes regarding this proposal were as follows:

 

 

Votes for the proposal

3,847,908.450

Votes against the proposal

3,542.150

Votes abstaining

10,853.831

 

 

 

 

 

 

SIGNATURES 

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

 

 

 

HMN Financial, Inc.

 

    (Registrant)  
       
Date: April 30, 2015   /s/Jon Eberle  
    Jon Eberle  
    Senior Vice President,  
    Chief Financial Officer and  

 

 

Treasurer

 

 

 

 

 

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