nhc_8k-123112.htm
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
 

FORM 8-K

Current Report
Pursuant to Section 13 or 15(d) of the
Securities Exchange Act of 1934

Date of report (Date of earliest event reported):  December 31, 2012

National Holdings Corporation
(Exact Name of Registrant as Specified in Its Charter)
 
 Delaware    001-12629    36-4128138
 (State or Other Jurisdiction of Incorporation)     (Commission File Number)    (I.R.S. Employer Identification No.)
         
120 Broadway, 27th Floor, New York, NY   10271
(Address of Principal Executive Offices)   (Zip Code)
 
                                         (212) 417-8000                                          
(Registrant's Telephone Number, Including Area Code)

                                        Not Applicable                                        
(Former Name or Former Address, if Changed Since Last Report)
 
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

o
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
o
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
o
Pre-commencement communication pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
o
Pre-commencement communication pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
 
 
 
 
 
The information in this Report, including Exhibit 99.1 and the information therefrom incorporated in Item 2.02 by reference to Exhibit 99.1, are being furnished, and shall not be deemed “filed,” for purposes of Section 18 of the Securities Exchange Act of 1934, as amended, or otherwise subject to liability under that section, nor shall they be deemed incorporated by reference in any filing under the Securities Act of 1933, as amended, except as shall be expressly set forth by specific reference in such a filing.

Item 2.02                      Results of Operations and Financial Condition.

On December 31, 2012, National Holdings Corporation issued a press release announcing its results of operations for its fiscal year ended September 30, 2012.  A copy of the press release is furnished as Exhibit 99.1 to this Report and is incorporated herein by reference.

Item 9.01                      Financial Statements and Exhibits.

(d)           Exhibits:

99.1           Press release issued by National Holdings Corporation on December 31, 2012.

SIGNATURE

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
 
 
National Holdings Corporation
(Registrant)
  
       
Date:   January 2, 2013
By:
/s/ Mark Goldwasser  
   
Mark Goldwasser
Chief Executive Officer
  
       
       
 
 
 
 
 
 
EXHIBIT INDEX
 
Exhibit No.    Description 
     
99.1    Press release issued by National Holdings Corporation on December 31, 2012.