nhc_8k-010510.htm
UNITED
STATES
SECURITIES
AND EXCHANGE COMMISSION
WASHINGTON,
D.C. 20549
FORM
8-K
CURRENT
REPORT
Pursuant
to Section 13 or 15(d) of the Securities Exchange Act of 1934
Date
of Report (Date of Earliest Event Reported): January 5, 2010
(December 29, 2009)
National
Holdings Corporation
(Exact
name of registrant as specified in its charter)
|
Delaware
|
001-12629
|
36-4128138
|
|
(State
or other jurisdiction of
|
(Commission
|
(I.R.S.
Employer
|
|
incorporation
or organization)
|
File
Number)
|
Identification
Number) |
120
Broadway, 27th
Floor, New York, NY 10271
(Address
of principal executive offices, including Zip Code)
Registrant's
telephone number, including area code: (212)
417-8000
(Former
name or former address, if changed since last report.)
Check the
appropriate box below if the Form 8-K filing is intended to simultaneously
satisfy the filing obligation of the registrant under any of the following
provisions:
o Written communications
pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
o Soliciting material
pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
o Pre-commencement
communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR
240.14d-2(b))
o Pre-commencement
communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR
240.13e-4(c))
Item 2.02 Results of Operations and Financial
Condition.
On
December 29, 2009, National Holdings Corporation issued a press release
announcing its results of operations for the year ended September 30,
2009. A copy of the press release is attached as Exhibit 99.1 to this
report. This information is not deemed to be “filed” for the purposes of Section
18 of the Securities Exchange Act of 1934 and is not incorporated by reference
into any registration statements filed under the Securities Act of
1933.
Item 9.01 Financial Statements And
Exhibits.
|
99.1
|
Press
release issued by National Holdings Corporation on December 29,
2009.
|
SIGNATURES
Pursuant
to the requirements of the Securities Exchange Act of 1934, the registrant has
duly caused this report to be signed on its behalf by the undersigned hereunto
duly authorized.
| |
NATIONAL HOLDINGS
CORPORATION
|
|
| |
|
(Registrant) |
|
| |
|
|
|
| |
|
|
|
|
Date: January
5, 2010
|
By:
|
/s/ LEONARD
J. SOKOLOW |
|
| |
|
Leonard J. Sokolow |
|
| |
|
President |
|
| |
|
|
|
3