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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Stock Option (Right to Buy) | $ 18.49 | 04/27/2015 | M | 769 | (3) | 04/29/2015 | Common Stock | 769 | $ 0 | 0 | D | ||||
Stock Option (Right to Buy) | $ 20.08 | (3) | 04/28/2016 | Common Stock | 950 | 950 | D | ||||||||
Stock Option (Right to Buy) | $ 18.06 | (3) | 05/01/2016(4) | Common Stock | 950 | 950 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Kniff-McCulla Barbara J 102 S. CLINTON STREET P.O. BOX 1700 IOWA CITY, IA 52244-1700 |
X |
Kenneth R. Urmie, under Power of Attorney dated December 15, 2010 | 04/27/2015 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Shares reduced by 65 shares due to lapse of restricted period/issuance of restricted stock unit shares which moved from direct holding and into indirect holding of reporting person's revocable grantor trust. |
(2) | Shares increased by 65 shares due to lapse of restricted period/issuance of RSU shares which moved from direct holding and into indirect holding of reporting person's revocable grantor trust. |
(3) | Fully vested. |
(4) | Option expires May 1, 2016 or 1 year from closing of Merger with Central Bancshares, Inc., whichever is later. In the event that the Merger does not close, the option will expire April 26, 2017 as originally granted. |