AMEREN CORPORATION

Security

023608102

Meeting Type

Annual

Ticker Symbol

AEE

Meeting Date

23-Apr-2015

ISIN

US0236081024

Agenda

934137844 - Management

 

 

 

 

 

 

 

 

 

 

 

 

Item

Proposal

Proposed by

Vote

For/Against Management

 

 

1

DIRECTOR

Management

1

WARNER L. BAXTER

For

For

2

CATHERINE S. BRUNE

For

For

3

J. EDWARD COLEMAN

For

For

4

ELLEN M. FITZSIMMONS

For

For

5

WALTER J. GALVIN

For

For

6

RICHARD J. HARSHMAN

For

For

7

GAYLE P.W. JACKSON

For

For

8

JAMES C. JOHNSON

For

For

9

STEVEN H. LIPSTEIN

For

For

10

STEPHEN R. WILSON

For

For

11

JACK D. WOODARD

For

For

2

NON-BINDING ADVISORY APPROVAL OF COMPENSATION OF THE NAMED EXECUTIVE OFFICERS DISCLOSED IN THE PROXY STATEMENT.

Management

For

For

3

RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2015.

Management

For

For

4

SHAREHOLDER PROPOSAL REGARDING HAVING AN INDEPENDENT BOARD CHAIRMAN.

Shareholder

Against

For

5

SHAREHOLDER PROPOSAL REGARDING A REPORT ON LOBBYING.

Shareholder

Against

For

6

SHAREHOLDER PROPOSAL REGARDING ADOPTING EXECUTIVE COMPENSATION INCENTIVES FOR CARBON REDUCTION.

Shareholder

Against

For

Account Number

 

 

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

997AL42

REAVES UTILITY INCOME FUND

10000000

STATE STREET BANK & TRUST CO

150,000

0

13-Apr-2015

24-Apr-2015

997AL51

REAVES UILITY INCOME FUND- PLEDGED ACCT.

10000001

STATE STREET BANK & TRUST CO

140,000

0

13-Apr-2015

24-Apr-2015

AMERICAN TOWER CORPORATION

Security

03027X100

Meeting Type

Annual

Ticker Symbol

AMT

Meeting Date

20-May-2015

ISIN

US03027X1000

Agenda

934174676 - Management

 

 

 

 

 

 

 

 

 

 

 

 

Item

Proposal

Proposed by

Vote

For/Against Management

 

 

1A.

ELECTION OF DIRECTOR: RAYMOND P. DOLAN

Management

For

For

1B.

ELECTION OF DIRECTOR: CAROLYN F. KATZ

Management

For

For

1C.

ELECTION OF DIRECTOR: GUSTAVO LARA CANTU

Management

For

For

1D.

ELECTION OF DIRECTOR: CRAIG MACNAB

Management

For

For

1E.

ELECTION OF DIRECTOR: JOANN A. REED

Management

For

For

1F.

ELECTION OF DIRECTOR: PAMELA D.A. REEVE

Management

For

For

1G.

ELECTION OF DIRECTOR: DAVID E. SHARBUTT

Management

For

For

1H.

ELECTION OF DIRECTOR: JAMES D. TAICLET, JR.

Management

For

For

1I.

ELECTION OF DIRECTOR: SAMME L. THOMPSON

Management

For

For

2.

TO RATIFY THE SELECTION OF DELOITTE & TOUCHE LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2015

Management

For

For

3.

TO APPROVE, ON AN ADVISORY BASIS, THE COMPANY'S EXECUTIVE COMPENSATION

Management

For

For

Account Number

 

 

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

997AL42

REAVES UTILITY INCOME FUND

10000000

STATE STREET BANK & TRUST CO

260,000

0

15-May-2015

21-May-2015

AMERICAN WATER WORKS COMPANY, INC.

Security

030420103

Meeting Type

Annual

Ticker Symbol

AWK

Meeting Date

01-Jun-2015

ISIN

US0304201033

Agenda

934160499 - Management

 

 

 

 

 

 

 

 

 

 

 

 

Item

Proposal

Proposed by

Vote

For/Against Management

 

 

1A.

ELECTION OF DIRECTOR: JULIE A. DOBSON

Management

For

For

1B.

ELECTION OF DIRECTOR: PAUL J. EVANSON

Management

For

For

1C.

ELECTION OF DIRECTOR: MARTHA CLARK GOSS

Management

For

For

1D.

ELECTION OF DIRECTOR: RICHARD R. GRIGG

Management

For

For

1E.

ELECTION OF DIRECTOR: JULIA L. JOHNSON

Management

For

For

1F.

ELECTION OF DIRECTOR: KARL F. KURZ

Management

For

For

1G.

ELECTION OF DIRECTOR: GEORGE MACKENZIE

Management

For

For

1H.

ELECTION OF DIRECTOR: WILLIAM J. MARRAZZO

Management

For

For

1I.

ELECTION OF DIRECTOR: SUSAN N. STORY

Management

For

For

2.

RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR ENDING DECEMBER 31, 2015.

Management

For

For

3.

AN ADVISORY VOTE TO APPROVE THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS.

Management

For

For

4.

RE-APPROVAL OF THE MATERIAL TERMS OF THE PERFORMANCE GOALS SET FORTH IN THE AMERICAN WATER WORKS COMPANY, INC. 2007 OMNIBUS EQUITY COMPENSATION PLAN TO ALLOW CERTAIN EQUITY GRANTS UNDER THE PLAN TO CONTINUE TO BE DEDUCTIBLE UNDER SECTION 162(M) OF THE INTERNAL REVENUE CODE.

Management

For

For

5.

APPROVAL OF THE MATERIAL TERMS OF THE PERFORMANCE GOALS SET FORTH IN THE AMERICAN WATER WORKS COMPANY, INC. ANNUAL INCENTIVE PLAN TO ALLOW CERTAIN INCENTIVE AWARDS UNDER THE PLAN TO BE DEDUCTIBLE UNDER SECTION 162(M) OF THE INTERNAL REVENUE CODE.

Management

For

For

6.

ADOPTION OF AN AMENDMENT TO THE BYLAWS OF AMERICAN WATER WORKS COMPANY, INC. TO PROVIDE THAT THE COURTS LOCATED IN THE STATE OF DELAWARE WILL SERVE AS THE EXCLUSIVE FORUM FOR ADJUDICATION OF CERTAIN LEGAL ACTIONS.

Management

For

For

Account Number

 

 

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

997AL42

REAVES UTILITY INCOME FUND

10000000

STATE STREET BANK & TRUST CO

248,000

0

08-May-2015

02-Jun-2015

997AL51

REAVES UILITY INCOME FUND- PLEDGED ACCT.

10000001

STATE STREET BANK & TRUST CO

100

631,900

08-May-2015

02-Jun-2015

ANNALY CAPITAL MANAGEMENT, INC.

Security

035710409

Meeting Type

Annual

Ticker Symbol

NLY

Meeting Date

21-May-2015

ISIN

US0357104092

Agenda

934172800 - Management

 

 

 

 

 

 

 

 

 

 

 

 

Item

Proposal

Proposed by

Vote

For/Against Management

 

 

1A.

ELECTION OF DIRECTOR: WELLINGTON J. DENAHAN

Management

For

For

1B.

ELECTION OF DIRECTOR: MICHAEL HAYLON

Management

For

For

1C.

ELECTION OF DIRECTOR: DONNELL A. SEGALAS

Management

For

For

2.

THE PROPOSAL TO APPROVE A NON- BINDING ADVISORY RESOLUTION ON EXECUTIVE COMPENSATION.

Management

For

For

3.

RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2015.

Management

For

For

Account Number

 

 

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

997AL42

REAVES UTILITY INCOME FUND

10000000

STATE STREET BANK & TRUST CO

750,000

0

15-May-2015

22-May-2015

AQUA AMERICA, INC.

Security

03836W103

Meeting Type

Annual

Ticker Symbol

WTR

Meeting Date

08-May-2015

ISIN

US03836W1036

Agenda

934145132 - Management

 

 

 

 

 

 

 

 

 

 

 

 

Item

Proposal

Proposed by

Vote

For/Against Management

 

 

1.

DIRECTOR

Management

1

NICHOLAS DEBENEDICTIS

For

For

2

MICHAEL L. BROWNE

For

For

3

RICHARD H. GLANTON

For

For

4

LON R. GREENBERG

For

For

5

WILLIAM P. HANKOWSKY

For

For

6

WENDELL F. HOLLAND

For

For

7

ELLEN T. RUFF

For

For

2.

TO CONSIDER AND TAKE ACTION ON THE RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE COMPANY FOR THE 2015 FISCAL YEAR.

Management

For

For

3.

TO CONSIDER AND TAKE ACTION ON AN ADVISORY VOTE ON THE COMPANY'S EXECUTIVE COMPENSATION PROGRAM.

Management

For

For

4.

TO CONSIDER AND TAKE ACTION ON A SHAREHOLDER PROPOSAL REQUESTING THAT THE BOARD OF DIRECTORS CREATE A COMPREHENSIVE POLICY ARTICULATING THE COMPANY'S RESPECT FOR AND COMMITMENT TO THE HUMAN RIGHT TO WATER, IF PROPERLY PRESENTED AT THE MEETING.

Shareholder

Against

For

5.

TO CONSIDER AND TAKE ACTION ON A SHAREHOLDER PROPOSAL REQUESTING THAT THE BOARD OF DIRECTORS CREATE A POLICY IN WHICH THE BOARD OF DIRECTORS SEEK SHAREHOLDER APPROVAL OF ANY FUTURE EXTRAORDINARY RETIREMENT BENEFITS FOR SENIOR EXECUTIVES, IF PROPERLY PRESENTED AT THE MEETING.

Shareholder

Against

For

Account Number

 

 

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

997AL42

REAVES UTILITY INCOME FUND

10000000

STATE STREET BANK & TRUST CO

190,000

0

29-Apr-2015

11-May-2015

AT&T INC.

Security

00206R102

Meeting Type

Annual

Ticker Symbol

T

Meeting Date

24-Apr-2015

ISIN

US00206R1023

Agenda

934134064 - Management

 

 

 

 

 

 

 

 

 

 

 

 

Item

Proposal

Proposed by

Vote

For/Against Management

 

 

1A.

ELECTION OF DIRECTOR: RANDALL L. STEPHENSON

Management

For

For

1B.

ELECTION OF DIRECTOR: SCOTT T. FORD

Management

For

For

1C.

ELECTION OF DIRECTOR: GLENN H. HUTCHINS

Management

For

For

1D.

ELECTION OF DIRECTOR: WILLIAM E. KENNARD

Management

For

For

1E.

ELECTION OF DIRECTOR: JON C. MADONNA

Management

For

For

1F.

ELECTION OF DIRECTOR: MICHAEL B. MCCALLISTER

Management

For

For

1G.

ELECTION OF DIRECTOR: JOHN B. MCCOY

Management

For

For

1H.

ELECTION OF DIRECTOR: BETH E. MOONEY

Management

For

For

1I.

ELECTION OF DIRECTOR: JOYCE M. ROCHE

Management

For

For

1J.

ELECTION OF DIRECTOR: MATTHEW K. ROSE

Management

For

For

1K.

ELECTION OF DIRECTOR: CYNTHIA B. TAYLOR

Management

For

For

1L.

ELECTION OF DIRECTOR: LAURA D'ANDREA TYSON

Management

For

For

2.

RATIFICATION OF APPOINTMENT OF INDEPENDENT AUDITORS.

Management

For

For

3.

ADVISORY APPROVAL OF EXECUTIVE COMPENSATION.

Management

For

For

4.

POLITICAL SPENDING REPORT.

Shareholder

Against

For

5.

LOBBYING REPORT.

Shareholder

Against

For

6.

SPECIAL MEETINGS.

Shareholder

Against

For

Account Number

 

 

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

997AL42

REAVES UTILITY INCOME FUND

10000000

STATE STREET BANK & TRUST CO

255,900

0

13-Apr-2015

27-Apr-2015

997AL51

REAVES UILITY INCOME FUND- PLEDGED ACCT.

10000001

STATE STREET BANK & TRUST CO

48,000

750,000

13-Apr-2015

27-Apr-2015

BCE INC.

Security

05534B760

Meeting Type

Annual

Ticker Symbol

BCE

Meeting Date

30-Apr-2015

ISIN

CA05534B7604

Agenda

934152125 - Management

 

 

 

 

 

 

 

 

 

 

 

 

Item

Proposal

Proposed by

Vote

For/Against Management

 

 

01

DIRECTOR

Management

1

B.K. ALLEN

For

For

2

R.A. BRENNEMAN

For

For

3

S. BROCHU

For

For

4

R.E. BROWN

For

For

5

G.A. COPE

For

For

6

D.F. DENISON

For

For

7

R.P. DEXTER

For

For

8

I. GREENBERG

For

For

9

G.M. NIXON

For

For

10

T.C. O'NEILL

For

For

11

R.C. SIMMONDS

For

For

12

C. TAYLOR

For

For

13

P.R. WEISS

For

For

02

APPOINTMENT OF DELOITTE LLP AS AUDITORS.

Management

For

For

03

RESOLVED, ON AN ADVISORY BASIS AND NOT TO DIMINISH THE ROLE AND RESPONSIBILITIES OF THE BOARD OF DIRECTORS, THAT THE SHAREHOLDERS ACCEPT THE APPROACH TO EXECUTIVE COMPENSATION DISCLOSED IN THE 2015 MANAGEMENT PROXY CIRCULAR DATED MARCH 5, 2015 DELIVERED IN ADVANCE OF THE 2015 ANNUAL MEETING OF SHAREHOLDERS OF BCE.

Management

For

For

04

RESOLVED, AS AN ORDINARY RESOLUTION, THAT THE AMENDMENTS TO BY-LAW ONE OF THE CORPORATION, IN THE FORM ADOPTED BY THE BOARD OF DIRECTORS OF BCE INC. ON FEBRUARY 5, 2015 AND REFLECTED IN THE AMENDED AND RESTATED BY-LAW ONE OF THE CORPORATION ATTACHED AS SCHEDULE A TO THE MANAGEMENT PROXY CIRCULAR OF THE CORPORATION DATED MARCH 5, 2015, BE AND ARE HEREBY CONFIRMED.

Management

For

For

5A

PROPOSAL NO. 1 DIRECTOR QUALIFICATIONS.

Shareholder

Against

For

5B

PROPOSAL NO. 2 GENDER EQUALITY.

Shareholder

Against

For

5C

PROPOSAL NO. 3 BUSINESS AND PRICING PRACTICES.

Shareholder

Against

For

Account Number

 

 

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

997AL42

REAVES UTILITY INCOME FUND

10000000

STATE STREET BANK & TRUST CO

210,000

0

22-Apr-2015

01-May-2015

997AL51

REAVES UILITY INCOME FUND- PLEDGED ACCT.

10000001

STATE STREET BANK & TRUST CO

775,000

0

22-Apr-2015

01-May-2015

BT GROUP PLC

Security

05577E101

Meeting Type

Annual

Ticker Symbol

BT

Meeting Date

16-Jul-2014

ISIN

US05577E1010

Agenda

934038274 - Management

 

 

 

 

 

 

 

 

 

 

 

 

Item

Proposal

Proposed by

Vote

For/Against Management

 

 

1

REPORT AND ACCOUNTS

Management

For

For

2

ANNUAL REMUNERATION REPORT

Management

For

For

3

REMUNERATION POLICY

Management

For

For

4

FINAL DIVIDEND

Management

For

For

5

RE-ELECT SIR MICHAEL RAKE

Management

For

For

6

RE-ELECT GAVIN PATTERSON

Management

For

For

7

RE-ELECT TONY CHANMUGAM

Management

For

For

8

RE-ELECT TONY BALL

Management

For

For

9

RE-ELECT PHIL HODKINSON

Management

For

For

10

RE-ELECT KAREN RICHARDSON

Management

For

For

11

RE-ELECT NICK ROSE

Management

For

For

12

RE-ELECT JASMINE WHITBREAD

Management

For

For

13

ELECT LAIN CONN

Management

For

For

14

ELECT WARREN EAST

Management

For

For

15

AUDITORS' RE-APPOINTMENT

Management

For

For

16

AUDITORS' REMUNERATION

Management

For

For

17

AUTHORITY TO ALLOT SHARES

Management

For

For

S18

AUTHORITY TO ALLOT SHARES FOR CASH

Management

For

For

S19

AUTHORITY TO PURCHASE OWN SHARES

Management

For

For

S20

14 DAYS' NOTICE OF MEETINGS

Management

For

For

21

POLITICAL DONATIONS

Management

For

For

Account Number

 

 

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

997AL42

REAVES UTILITY INCOME FUND

10000000

STATE STREET BANK & TRUST CO

80,000

0

30-Jun-2014

30-Jun-2014

BT GROUP PLC

Security

05577E101

Meeting Type

Annual

Ticker Symbol

BT

Meeting Date

30-Apr-2015

ISIN

US05577E1010

Agenda

934181847 - Management

 

 

 

 

 

 

 

 

 

 

 

 

Item

Proposal

Proposed by

Vote

For/Against Management

 

 

1.

APPROVE THE PROPOSED ACQUISITION OF EE AND GRANT THE DIRECTORS RELATED AUTHORITY TO ALLOT SHARES

Management

For

For

2.

APPROVE THE BUY-BACK OF BT SHARES FROM DEUTSCHE TELEKOM AND/OR ORANGE

Management

For

For

Account Number

 

 

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

997AL42

REAVES UTILITY INCOME FUND

10000000

STATE STREET BANK & TRUST CO

70,000

0

17-Apr-2015

29-Apr-2015

CANADIAN PACIFIC RAILWAY LIMITED

Security

13645T100

Meeting Type

Annual and Special Meeting

Ticker Symbol

CP

Meeting Date

14-May-2015

ISIN

CA13645T1003

Agenda

934166376 - Management

 

 

 

 

 

 

 

 

 

 

 

 

Item

Proposal

Proposed by

Vote

For/Against Management

 

 

01

APPOINTMENT OF AUDITORS AS NAMED IN THE MANAGEMENT PROXY CIRCULAR.

Management

For

For

02

ADVISORY VOTE ACCEPTING THE CORPORATION'S APPROACH TO EXECUTIVE COMPENSATION AS DESCRIBED IN THE MANAGEMENT PROXY CIRCULAR.

Management

For

For

03

DIRECTOR

Management

1

WILLIAM A. ACKMAN

For

For

2

THE HON. JOHN BAIRD

For

For

3

GARY F. COLTER

For

For

4

ISABELLE COURVILLE

For

For

5

KEITH E. CREEL

For

For

6

E. HUNTER HARRISON

For

For

7

PAUL C. HILAL

For

For

8

KRYSTYNA T. HOEG

For

For

9

REBECCA MACDONALD

For

For

10

DR. ANTHONY R. MELMAN

For

For

11

LINDA J. MORGAN

For

For

12

ANDREW F. REARDON

For

For

13

STEPHEN C. TOBIAS

For

For

04

CONFIRMATION OF NEW ADVANCE NOTICE BY-LAW (BY-LAW NO. 2) AS DESCRIBED IN THE MANAGEMENT PROXY CIRCULAR.

Management

For

For

05

APPROVAL OF AMENDMENTS TO THE ARTICLES OF CANADIAN PACIFIC AUTHORIZING CANADIAN PACIFIC TO HOLD SHAREHOLDER MEETINGS IN CERTAIN LOCATIONS OUTSIDE OF CANADA. REFER TO MANAGEMENT PROXY CIRCULAR FOR DETAILS.

Management

For

For

Account Number

 

 

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

997AL42

REAVES UTILITY INCOME FUND

10000000

STATE STREET BANK & TRUST CO

40,000

0

08-May-2015

15-May-2015

CENTURYLINK, INC.

Security

156700106

Meeting Type

Annual

Ticker Symbol

CTL

Meeting Date

20-May-2015

ISIN

US1567001060

Agenda

934175717 - Management

 

 

 

 

 

 

 

 

 

 

 

 

Item

Proposal

Proposed by

Vote

For/Against Management

 

 

1

DIRECTOR

Management

1

VIRGINIA BOULET

For

For

2

PETER C. BROWN

For

For

3

RICHARD A. GEPHARDT

For

For

4

W. BRUCE HANKS

For

For

5

GREGORY J. MCCRAY

For

For

6

C.G. MELVILLE, JR.

For

For

7

WILLIAM A. OWENS

For

For

8

HARVEY P. PERRY

For

For

9

GLEN F. POST, III

For

For

10

MICHAEL J. ROBERTS

For

For

11

LAURIE A. SIEGEL

For

For

12

JOSEPH R. ZIMMEL

For

For

2

RATIFY THE APPOINTMENT OF KPMG LLP AS OUR INDEPENDENT AUDITOR FOR 2015.

Management

For

For

3

APPROVE OUR 2015 EXECUTIVE OFFICER SHORT-TERM INCENTIVE PLAN.

Management

For

For

4

ADVISORY VOTE REGARDING OUR EXECUTIVE COMPENSATION.

Management

For

For

5

SHAREHOLDER PROPOSAL REGARDING EQUITY RETENTION.

Shareholder

Against

For

Account Number

 

 

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

997AL42

REAVES UTILITY INCOME FUND

10000000

STATE STREET BANK & TRUST CO

225,000

0

15-May-2015

21-May-2015

CHARTER COMMUNICATIONS, INC.

Security

16117M305

Meeting Type

Special

Ticker Symbol

CHTR

Meeting Date

17-Mar-2015

ISIN

US16117M3051

Agenda

934128162 - Management

 

 

 

 

 

 

 

 

 

 

 

 

Item

Proposal

Proposed by

Vote

For/Against Management

 

 

1.

TO APPROVE THE ISSUANCE OF COMMON STOCK OF CCH I, LLC, AFTER ITS CONVERSION TO A CORPORATION, TO SHAREHOLDERS OF GREATLAND CONNECTIONS IN CONNECTION WITH THE AGREEMENT AND PLAN OF MERGER TO BE ENTERED INTO BY AND AMONG GREATLAND CONNECTIONS, CHARTER COMMUNICATIONS, INC. ("CHARTER"), CCH I, LLC, CHARTER MERGER SUB ... (DUE TO SPACE LIMITS, SEE PROXY STATEMENT FOR FULL PRAPOSAL)

Management

For

For

2.

TO APPROVE THE ADJOURNMENT OR POSTPONEMENT OF THE SPECIAL MEETING, IF NECESSARY OR APPROPRIATE, TO SOLICIT ADDITIONAL PROXIES IN THE EVENT THAT THERE ARE NOT SUFFICIENT VOTES AT THE TIME OF THE SPECIAL MEETING TO APPROVE THE SHARE ISSUANCE.

Management

For

For

Account Number

 

 

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

997AL42

REAVES UTILITY INCOME FUND

10000000

STATE STREET BANK & TRUST CO

48,000

0

10-Mar-2015

10-Mar-2015

997AL51

REAVES UILITY INCOME FUND- PLEDGED ACCT.

10000001

STATE STREET BANK & TRUST CO

100

99,900

10-Mar-2015

10-Mar-2015

CHARTER COMMUNICATIONS, INC.

Security

16117M305

Meeting Type

Annual

Ticker Symbol

CHTR

Meeting Date

28-Apr-2015

ISIN

US16117M3051

Agenda

934138074 - Management

 

 

 

 

 

 

 

 

 

 

 

 

Item

Proposal

Proposed by

Vote

For/Against Management

 

 

1.

DIRECTOR

Management

1

W. LANCE CONN

For

For

2

MICHAEL P. HUSEBY

For

For

3

CRAIG A. JACOBSON

For

For

4

GREGORY B. MAFFEI

For

For

5

JOHN C. MALONE

For

For

6

JOHN D. MARKLEY, JR.

For

For

7

DAVID C. MERRITT

For

For

8

BALAN NAIR

For

For

9

THOMAS M. RUTLEDGE

For

For

10

ERIC L. ZINTERHOFER

For

For

2.

THE RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDED DECEMBER 31, 2015.

Management

For

For

Account Number

 

 

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

997AL42

REAVES UTILITY INCOME FUND

10000000

STATE STREET BANK & TRUST CO

68,000

0

17-Apr-2015

29-Apr-2015

997AL51

REAVES UILITY INCOME FUND- PLEDGED ACCT.

10000001

STATE STREET BANK & TRUST CO

100

99,900

17-Apr-2015

29-Apr-2015

CHEVRON CORPORATION

Security

166764100

Meeting Type

Annual

Ticker Symbol

CVX

Meeting Date

27-May-2015

ISIN

US1667641005

Agenda

934174575 - Management

 

 

 

 

 

 

 

 

 

 

 

 

Item

Proposal

Proposed by

Vote

For/Against Management

 

 

1A.

ELECTION OF DIRECTOR: A.B. CUMMINGS JR.

Management

For

For

1B.

ELECTION OF DIRECTOR: L.F. DEILY

Management

For

For

1C.

ELECTION OF DIRECTOR: R.E. DENHAM

Management

For

For

1D.

ELECTION OF DIRECTOR: A.P. GAST

Management

For

For

1E.

ELECTION OF DIRECTOR: E. HERNANDEZ JR.

Management

For

For

1F.

ELECTION OF DIRECTOR: J.M. HUNTSMAN JR.

Management

For

For

1G.

ELECTION OF DIRECTOR: C.W. MOORMAN

Management

For

For

1H.

ELECTION OF DIRECTOR: J.G. STUMPF

Management

For

For

1I.

ELECTION OF DIRECTOR: R.D. SUGAR

Management

For

For

1J.

ELECTION OF DIRECTOR: I.G. THULIN

Management

For

For

1K.

ELECTION OF DIRECTOR: C. WARE

Management

For

For

1L.

ELECTION OF DIRECTOR: J.S. WATSON

Management

For

For

2.

RATIFICATION OF APPOINTMENT OF PWC AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM

Management

For

For

3.

ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION

Management

Against

Against

4.

DISCLOSE CHARITABLE CONTRIBUTIONS OF $5,000 OR MORE

Shareholder

Against

For

5.

REPORT ON LOBBYING

Shareholder

For

Against

6.

CEASE USING CORPORATE FUNDS FOR POLITICAL PURPOSES

Shareholder

For

Against

7.

ADOPT DIVIDEND POLICY

Shareholder

Against

For

8.

ADOPT TARGETS TO REDUCE GHG EMISSIONS

Shareholder

For

Against

9.

REPORT ON SHALE ENERGY OPERATIONS

Shareholder

Abstain

Against

10.

ADOPT PROXY ACCESS BYLAW

Shareholder

Abstain

Against

11.

ADOPT POLICY FOR INDEPENDENT CHAIRMAN

Shareholder

For

Against

12.

RECOMMEND INDEPENDENT DIRECTOR WITH ENVIRONMENTAL EXPERTISE

Shareholder

For

Against

13.

SET SPECIAL MEETINGS THRESHOLD AT 10%

Shareholder

Abstain

Against

Account Number

 

 

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

997AL42

REAVES UTILITY INCOME FUND

10000000

STATE STREET BANK & TRUST CO

22,000

0

19-May-2015

28-May-2015

COGENT COMMUNICATIONS HOLDINGS, INC.

Security

19239V302

Meeting Type

Annual

Ticker Symbol

CCOI

Meeting Date

16-Apr-2015

ISIN

US19239V3024

Agenda

934153278 - Management

 

 

 

 

 

 

 

 

 

 

 

 

Item

Proposal

Proposed by

Vote

For/Against Management

 

 

1.

DIRECTOR

Management

1

DAVE SCHAEFFER

For

For

2

STEVEN D. BROOKS

For

For

3

TIMOTHY WEINGARTEN

For

For

4

RICHARD T. LIEBHABER

For

For

5

D. BLAKE BATH

For

For

6

MARC MONTAGNER

For

For

2.

TO RATIFY THE APPOINTMENT OF ERNST & YOUNG, LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2015.

Management

For

For

3.

NON-BINDING ADVISORY VOTE TO APPROVE THE AMENDMENT TO THE BYLAWS AT ARTICLE 62 STIPULATING THE FORUM FOR CERTAIN TYPES OF LITIGATION.

Management

For

For

4.

NON-BINDING ADVISORY VOTE TO APPROVE THE AMENDMENT TO THE BYLAWS AT ARTICLE 63 CONCERNING LITIGATION COSTS.

Management

For

For

5.

NON-BINDING ADVISORY VOTE TO APPROVE THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS.

Management

For

For

Account Number

 

 

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

997AL42

REAVES UTILITY INCOME FUND

10000000

STATE STREET BANK & TRUST CO

70,000

0

06-Apr-2015

17-Apr-2015

COMCAST CORPORATION

Security

20030N101

Meeting Type

Special

Ticker Symbol

CMCSA

Meeting Date

08-Oct-2014

ISIN

US20030N1019

Agenda

934075284 - Management

 

 

 

 

 

 

 

 

 

 

 

 

Item

Proposal

Proposed by

Vote

For/Against Management

 

 

1.

TO APPROVE THE ISSUANCE OF SHARES OF COMCAST CLASS A COMMON STOCK TO TIME WARNER CABLE INC. STOCKHOLDERS IN THE MERGER.

Management

For

For

2.

TO APPROVE THE ADJOURNMENT OF THE COMCAST SPECIAL MEETING IF NECESSARY TO SOLICIT ADDITIONAL PROXIES.

Management

For

For

Account Number

 

 

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

997AL42

REAVES UTILITY INCOME FUND

10000000

STATE STREET BANK & TRUST CO

125,000

0

02-Oct-2014

02-Oct-2014

COMCAST CORPORATION

Security

20030N101

Meeting Type

Annual

Ticker Symbol

CMCSA

Meeting Date

21-May-2015

ISIN

US20030N1019

Agenda

934169613 - Management

 

 

 

 

 

 

 

 

 

 

 

 

Item

Proposal

Proposed by

Vote

For/Against Management

 

 

1.

DIRECTOR

Management

1

KENNETH J. BACON

For

For

2

SHELDON M. BONOVITZ

For

For

3

EDWARD D. BREEN

For

For

4

JOSEPH J. COLLINS

For

For

5

J. MICHAEL COOK

For

For

6

GERALD L. HASSELL

For

For

7

JEFFREY A. HONICKMAN

For

For

8

EDUARDO MESTRE

For

For

9

BRIAN L. ROBERTS

For

For

10

RALPH J. ROBERTS

For

For

11

JOHNATHAN A. RODGERS

For

For

12

DR. JUDITH RODIN

For

For

2.

RATIFICATION OF THE APPOINTMENT OF OUR INDEPENDENT AUDITORS

Management

For

For

3.

APPROVAL OF OUR 2006 CASH BONUS PLAN

Management

For

For

4.

TO PROVIDE AN ANNUAL REPORT ON LOBBYING ACTIVITIES

Shareholder

Against

For

5.

TO PROHIBIT ACCELERATED VESTING UPON A CHANGE OF CONTROL

Shareholder

Against

For

6.

TO PROVIDE EACH SHARE AN EQUAL VOTE

Shareholder

Against

For

Account Number

 

 

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

997AL42

REAVES UTILITY INCOME FUND

10000000

STATE STREET BANK & TRUST CO

115,000

0

15-May-2015

22-May-2015

COMPANHIA DE SANEAMENTO BASICO DO ESTADO

Security

20441A102

Meeting Type

Special

Ticker Symbol

SBS

Meeting Date

13-Oct-2014

ISIN

US20441A1025

Agenda

934082544 - Management

 

 

 

 

 

 

 

 

 

 

 

 

Item

Proposal

Proposed by

Vote

For/Against Management

 

 

I

INCLUSION OF A MEMBER TO THE CURRENT COMPOSITION OF THE BOARD OF DIRECTORS.

Management

For

For

II

ELECTION OF THE NEW MEMBER OF THE BOARD OF DIRECTORS FOR THE REMAINING OF THE 2014-2016 TERM OF OFFICE.

Management

For

For

Account Number

 

 

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

997AL42

REAVES UTILITY INCOME FUND

10000000

STATE STREET BANK & TRUST CO

200,000

0

03-Oct-2014

03-Oct-2014

CROWN CASTLE INTERNATIONAL CORP

Security

22822V101

Meeting Type

Annual

Ticker Symbol

CCI

Meeting Date

29-May-2015

ISIN

US22822V1017

Agenda

934172850 - Management

 

 

 

 

 

 

 

 

 

 

 

 

Item

Proposal

Proposed by

Vote

For/Against Management

 

 

1A.

ELECTION OF DIRECTOR: P. ROBERT BARTOLO

Management

For

For

1B.

ELECTION OF DIRECTOR: CINDY CHRISTY

Management

For

For

1C.

ELECTION OF DIRECTOR: ARI Q. FITZGERALD

Management

For

For

1D.

ELECTION OF DIRECTOR: ROBERT E. GARRISON II

Management

For

For

1E.

ELECTION OF DIRECTOR: DALE N. HATFIELD

Management

For

For

1F.

ELECTION OF DIRECTOR: LEE W. HOGAN

Management

For

For

1G.

ELECTION OF DIRECTOR: JOHN P. KELLY

Management

For

For

1H.

ELECTION OF DIRECTOR: ROBERT F. MCKENZIE

Management

For

For

2.

THE RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR FISCAL YEAR 2015.

Management

For

For

3.

THE NON-BINDING, ADVISORY VOTE REGARDING THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS.

Management

For

For

4.

THE NON-BINDING ADVISORY VOTE REGARDING THE FREQUENCY OF VOTING ON THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS.

Management

1 Year

For

Account Number

 

 

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

997AL42

REAVES UTILITY INCOME FUND

10000000

STATE STREET BANK & TRUST CO

75,000

0

26-May-2015

01-Jun-2015

DOMINION RESOURCES, INC.

Security

25746U109

Meeting Type

Annual

Ticker Symbol

D

Meeting Date

06-May-2015

ISIN

US25746U1097

Agenda

934149902 - Management

 

 

 

 

 

 

 

 

 

 

 

 

Item

Proposal

Proposed by

Vote

For/Against Management

 

 

1A.

ELECTION OF DIRECTOR: WILLIAM P. BARR

Management

For

For

1B.

ELECTION OF DIRECTOR: HELEN E. DRAGAS

Management

For

For

1C.

ELECTION OF DIRECTOR: JAMES O. ELLIS, JR.

Management

For

For

1D.

ELECTION OF DIRECTOR: THOMAS F. FARRELL II

Management

For

For

1E.

ELECTION OF DIRECTOR: JOHN W. HARRIS

Management

For

For

1F.

ELECTION OF DIRECTOR: MARK J. KINGTON

Management

For

For

1G.

ELECTION OF DIRECTOR: PAMELA J. ROYAL, M.D.

Management

For

For

1H.

ELECTION OF DIRECTOR: ROBERT H. SPILMAN, JR.

Management

For

For

1I.

ELECTION OF DIRECTOR: MICHAEL E. SZYMANCZYK

Management

For

For

1J.

ELECTION OF DIRECTOR: DAVID A. WOLLARD

Management

For

For

2.

RATIFICATION OF APPOINTMENT OF THE INDEPENDENT AUDITORS FOR 2015

Management

For

For

3.

ADVISORY VOTE ON APPROVAL OF EXECUTIVE COMPENSATION (SAY ON PAY)

Management

For

For

4.

APPROVAL OF AN AMENDMENT TO OUR BYLAWS

Management

For

For

5.

RIGHT TO ACT BY WRITTEN CONSENT

Shareholder

Against

For

6.

NEW NUCLEAR CONSTRUCTION

Shareholder

Against

For

7.

REPORT ON METHANE EMISSIONS

Shareholder

Against

For

8.

SUSTAINABILITY AS A PERFORMANCE MEASURE FOR EXECUTIVE COMPENSATION

Shareholder

Against

For

9.

REPORT ON THE FINANCIAL RISKS TO DOMINION POSED BY CLIMATE CHANGE

Shareholder

Against

For

10.

ADOPT QUANTITATIVE GOALS FOR REDUCING GREENHOUSE GAS EMISSIONS

Shareholder

Against

For

11.

REPORT ON BIOENERGY

Shareholder

Against

For

Account Number

 

 

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

997AL42

REAVES UTILITY INCOME FUND

10000000

STATE STREET BANK & TRUST CO

362,000

0

04-May-2015

07-May-2015

997AL51

REAVES UILITY INCOME FUND- PLEDGED ACCT.

10000001

STATE STREET BANK & TRUST CO

248,000

0

04-May-2015

07-May-2015

DTE ENERGY COMPANY

Security

233331107

Meeting Type

Annual

Ticker Symbol

DTE

Meeting Date

07-May-2015

ISIN

US2333311072

Agenda

934150234 - Management

 

 

 

 

 

 

 

 

 

 

 

 

Item

Proposal

Proposed by

Vote

For/Against Management

 

 

1.

DIRECTOR

Management

1

GERARD M. ANDERSON

For

For

2

DAVID A. BRANDON

For

For

3

W. FRANK FOUNTAIN, JR.

For

For

4

CHARLES G. MCCLURE, JR.

For

For

5

GAIL J. MCGOVERN

For

For

6

MARK A. MURRAY

For

For

7

JAMES B. NICHOLSON

For

For

8

CHARLES W. PRYOR, JR.

For

For

9

JOSUE ROBLES, JR.

For

For

10

RUTH G. SHAW

For

For

11

DAVID A. THOMAS

For

For

12

JAMES H. VANDENBERGHE

For

For

2.

RATIFICATION OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM PRICEWATERHOUSECOOPERS LLP

Management

For

For

3.

ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION

Management

For

For

4.

MANAGEMENT PROPOSAL TO APPROVE A NEW EXECUTIVE PERFORMANCE PLAN

Management

For

For

5.

SHAREHOLDER PROPOSAL RELATING TO POLITICAL CONTRIBUTIONS DISCLOSURE

Shareholder

Against

For

6.

SHAREHOLDER PROPOSAL RELATING TO PROXY ACCESS

Shareholder

Against

For

7.

SHAREHOLDER PROPOSAL RELATING TO DISTRIBUTED GENERATION

Shareholder

Against

For

8.

SHAREHOLDER PROPOSAL RELATING TO AN INDEPENDENT BOARD CHAIRMAN

Shareholder

Against

For

Account Number

 

 

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

997AL42

REAVES UTILITY INCOME FUND

10000000

STATE STREET BANK & TRUST CO

156,000

0

01-May-2015

08-May-2015

997AL51

REAVES UILITY INCOME FUND- PLEDGED ACCT.

10000001

STATE STREET BANK & TRUST CO

574,000

0

01-May-2015

08-May-2015

DUKE ENERGY CORPORATION

Security

26441C204

Meeting Type

Annual

Ticker Symbol

DUK

Meeting Date

07-May-2015

ISIN

US26441C2044

Agenda

934150361 - Management

 

 

 

 

 

 

 

 

 

 

 

 

Item

Proposal

Proposed by

Vote

For/Against Management

 

 

1A.

ELECTION OF DIRECTOR: MICHAEL G. BROWNING

Management

For

For

1B.

ELECTION OF DIRECTOR: HARRIS E. DELOACH, JR.

Management

For

For

1C.

ELECTION OF DIRECTOR: DANIEL R. DIMICCO

Management

For

For

1D.

ELECTION OF DIRECTOR: JOHN H. FORSGREN

Management

For

For

1E.

ELECTION OF DIRECTOR: LYNN J. GOOD

Management

For

For

1F.

ELECTION OF DIRECTOR: ANN MAYNARD GRAY

Management

For

For

1G.

ELECTION OF DIRECTOR: JAMES H. HANCE, JR.

Management

For

For

1H.

ELECTION OF DIRECTOR: JOHN T. HERRON

Management

For

For

1I.

ELECTION OF DIRECTOR: JAMES B. HYLER, JR.

Management

For

For

1J.

ELECTION OF DIRECTOR: WILLIAM E. KENNARD

Management

For

For

1K.

ELECTION OF DIRECTOR: E. MARIE MCKEE

Management

For

For

1L.

ELECTION OF DIRECTOR: RICHARD A. MESERVE

Management

For

For

1M.

ELECTION OF DIRECTOR: JAMES T. RHODES

Management

For

For

1N.

ELECTION OF DIRECTOR: CARLOS A. SALADRIGAS

Management

For

For

2.

RATIFICATION OF DELOITTE & TOUCHE LLP AS DUKE ENERGY CORPORATION'S INDEPENDENT PUBLIC ACCOUNTANT FOR 2015

Management

For

For

3.

ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION

Management

For

For

4.

APPROVAL OF THE DUKE ENERGY CORPORATION 2015 LONG-TERM INCENTIVE PLAN

Management

For

For

5.

SHAREHOLDER PROPOSAL REGARDING LIMITATION OF ACCELERATED EXECUTIVE PAY

Shareholder

Against

For

6.

SHAREHOLDER PROPOSAL REGARDING POLITICAL CONTRIBUTION DISCLOSURE

Shareholder

Against

For

7.

SHAREHOLDER PROPOSAL REGARDING PROXY ACCESS

Shareholder

Against

For

Account Number

 

 

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

997AL42

REAVES UTILITY INCOME FUND

10000000

STATE STREET BANK & TRUST CO

132,999

0

05-May-2015

08-May-2015

997AL51

REAVES UILITY INCOME FUND- PLEDGED ACCT.

10000001

STATE STREET BANK & TRUST CO

100

456,900

05-May-2015

08-May-2015

EDISON INTERNATIONAL

Security

281020107

Meeting Type

Annual

Ticker Symbol

EIX

Meeting Date

23-Apr-2015

ISIN

US2810201077

Agenda

934133024 - Management

 

 

 

 

 

 

 

 

 

 

 

 

Item

Proposal

Proposed by

Vote

For/Against Management

 

 

1A

ELECTION OF DIRECTOR: JAGJEET S. BINDRA

Management

For

For

1B

ELECTION OF DIRECTOR: VANESSA C.L. CHANG

Management

For

For

1C

ELECTION OF DIRECTOR: THEODORE F. CRAVER, JR.

Management

For

For

1D

ELECTION OF DIRECTOR: RICHARD T. SCHLOSBERG, III

Management

For

For

1E

ELECTION OF DIRECTOR: LINDA G. STUNTZ

Management

For

For

1F

ELECTION OF DIRECTOR: WILLIAM P. SULLIVAN

Management

For

For

1G

ELECTION OF DIRECTOR: ELLEN O. TAUSCHER

Management

For

For

1H

ELECTION OF DIRECTOR: PETER J. TAYLOR

Management

For

For

1I

ELECTION OF DIRECTOR: BRETT WHITE

Management

For

For

2

RATIFICATION OF THE APPOINTMENT OF THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM

Management

For

For

3

ADVISORY VOTE TO APPROVE THE COMPANY'S EXECUTIVE COMPENSATION

Management

For

For

4

SHAREHOLDER PROPOSAL REGARDING RECOVERY OF UNEARNED MANAGEMENT BONUSES

Shareholder

Against

For

Account Number

 

 

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

997AL42

REAVES UTILITY INCOME FUND

10000000

STATE STREET BANK & TRUST CO

75,000

0

13-Apr-2015

24-Apr-2015

ENTERGY CORPORATION

Security

29364G103

Meeting Type

Annual

Ticker Symbol

ETR

Meeting Date

08-May-2015

ISIN

US29364G1031

Agenda

934151692 - Management

 

 

 

 

 

 

 

 

 

 

 

 

Item

Proposal

Proposed by

Vote

For/Against Management

 

 

1A.

ELECTION OF DIRECTOR: M.S. BATEMAN

Management

For

For

1B.

ELECTION OF DIRECTOR: P.J. CONDON

Management

For

For

1C.

ELECTION OF DIRECTOR: L.P. DENAULT

Management

For

For

1D.

ELECTION OF DIRECTOR: K.H. DONALD

Management

For

For

1E.

ELECTION OF DIRECTOR: G.W. EDWARDS

Management

For

For

1F.

ELECTION OF DIRECTOR: A.M. HERMAN

Management

For

For

1G.

ELECTION OF DIRECTOR: D.C. HINTZ

Management

For

For

1H.

ELECTION OF DIRECTOR: S.L. LEVENICK

Management

For

For

1I.

ELECTION OF DIRECTOR: B.L. LINCOLN

Management

For

For

1J.

ELECTION OF DIRECTOR: K.A. PUCKETT

Management

For

For

1K.

ELECTION OF DIRECTOR: W.J. TAUZIN

Management

For

For

1L.

ELECTION OF DIRECTOR: S.V. WILKINSON

Management

For

For

2.

RATIFICATION OF APPOINTMENT OF DELOITTE & TOUCHE LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR 2015.

Management

For

For

3.

ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION.

Management

For

For

4.

APPROVAL OF THE ENTERGY CORPORATION AMENDED AND RESTATED EXECUTIVE ANNUAL INCENTIVE PLAN.

Management

For

For

5.

APPROVAL OF THE ENTERGY CORPORATION 2015 EQUITY OWNERSHIP PLAN.

Management

For

For

6.

SHAREHOLDER PROPOSAL REGARDING INCLUDING CARBON EMISSION REDUCTIONS IN INCENTIVE COMPENSATION.

Shareholder

Against

For

Account Number

 

 

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

997AL42

REAVES UTILITY INCOME FUND

10000000

STATE STREET BANK & TRUST CO

15,000

0

05-May-2015

11-May-2015

997AL51

REAVES UILITY INCOME FUND- PLEDGED ACCT.

10000001

STATE STREET BANK & TRUST CO

100

214,900

05-May-2015

11-May-2015

EXELON CORPORATION

Security

30161N101

Meeting Type

Annual

Ticker Symbol

EXC

Meeting Date

28-Apr-2015

ISIN

US30161N1019

Agenda

934142744 - Management

 

 

 

 

 

 

 

 

 

 

 

 

Item

Proposal

Proposed by

Vote

For/Against Management

 

 

1A.

ELECTION OF DIRECTOR: ANTHONY K. ANDERSON

Management

For

For

1B.

ELECTION OF DIRECTOR: ANN C. BERZIN

Management

For

For

1C.

ELECTION OF DIRECTOR: JOHN A. CANNING, JR.

Management

For

For

1D.

ELECTION OF DIRECTOR: CHRISTOPHER M. CRANE

Management

For

For

1E.

ELECTION OF DIRECTOR: YVES C. DE BALMANN

Management

For

For

1F.

ELECTION OF DIRECTOR: NICHOLAS DEBENEDICTIS

Management

For

For

1G.

ELECTION OF DIRECTOR: PAUL L. JOSKOW

Management

For

For

1H.

ELECTION OF DIRECTOR: ROBERT J. LAWLESS

Management

For

For

1I.

ELECTION OF DIRECTOR: RICHARD W. MIES

Management

For

For

1J.

ELECTION OF DIRECTOR: WILLIAM C. RICHARDSON

Management

For

For

1K.

ELECTION OF DIRECTOR: JOHN W. ROGERS, JR.

Management

For

For

1L.

ELECTION OF DIRECTOR: MAYO A. SHATTUCK III

Management

For

For

1M.

ELECTION OF DIRECTOR: STEPHEN D. STEINOUR

Management

For

For

2.

THE RATIFICATION OF PRICEWATERHOUSECOOPERS LLP AS EXELON'S INDEPENDENT AUDITOR FOR 2015.

Management

For

For

3.

ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION.

Management

For

For

4.

APPROVE PERFORMANCE MEASURES IN THE 2011 LONG-TERM INCENTIVE PLAN.

Management

For

For

5.

MANAGEMENT PROPOSAL REGARDING PROXY ACCESS.

Management

For

For

6.

SHAREHOLDER PROPOSAL REGARDING PROXY ACCESS.

Shareholder

Against

For

Account Number

 

 

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

997AL42

REAVES UTILITY INCOME FUND

10000000

STATE STREET BANK & TRUST CO

145,000

0

27-Apr-2015

29-Apr-2015

HAWAIIAN ELECTRIC INDUSTRIES, INC.

Security

419870100

Meeting Type

Special

Ticker Symbol

HE

Meeting Date

10-Jun-2015

ISIN

US4198701009

Agenda

934164170 - Management

 

 

 

 

 

 

 

 

 

 

 

 

Item

Proposal

Proposed by

Vote

For/Against Management

 

 

1.

TO APPROVE THE AGREEMENT AND PLAN OF MERGER, DATED AS OF DECEMBER 3, 2014 (THE "MERGER AGREEMENT"), BY AND AMONG NEXTERA ENERGY, INC., NEE ACQUISITION SUB I, LLC, NEE ACQUISITION SUB II, INC. AND HAWAIIAN ELECTRIC INDUSTRIES, INC.("HEI")

Management

For

For

2.

TO APPROVE, ON A NON-BINDING ADVISORY BASIS, THE COMPENSATION TO BE PAID TO HEI'S NAMED EXECUTIVE OFFICERS THAT IS BASED ON OR OTHERWISE RELATES TO THE MERGER AGREEMENT

Management

For

For

3.

TO ADJOURN THE SPECIAL MEETING OF HEI SHAREHOLDERS, IF NECESSARY, IN THE VIEW OF THE HEI BOARD OF DIRECTORS, TO PERMIT FURTHER SOLICITATION OF PROXIES IN THE EVENT THAT THERE ARE NOT SUFFICIENT VOTES AT THE TIME OF THE SPECIAL MEETING TO APPROVE THE MERGER AGREEMENT

Management

For

For

Account Number

 

 

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

997AL42

REAVES UTILITY INCOME FUND

10000000

STATE STREET BANK & TRUST CO

25,000

0

08-May-2015

11-Jun-2015

INTEGRYS ENERGY GROUP, INC.

Security

45822P105

Meeting Type

Special

Ticker Symbol

TEG

Meeting Date

21-Nov-2014

ISIN

US45822P1057

Agenda

934089411 - Management

 

 

 

 

 

 

 

 

 

 

 

 

Item

Proposal

Proposed by

Vote

For/Against Management

 

 

1.

TO ADOPT THE AGREEMENT AND PLAN OF MERGER BY AND AMONG WISCONSIN ENERGY CORPORATION AND INTEGRYS ENERGY GROUP, INC., DATED JUNE 22, 2014, AS IT MAY BE AMENDED FROM TIME TO TIME (THE "MERGER PROPOSAL").

Management

For

For

2.

TO APPROVE, ON AN ADVISORY BASIS, THE MERGER-RELATED COMPENSATION ARRANGEMENTS OF THE NAMED EXECUTIVE OFFICERS OF INTEGRYS ENERGY GROUP, INC.

Management

For

For

3.

TO APPROVE ANY MOTION TO ADJOURN THE SPECIAL MEETING OF INTEGRYS ENERGY GROUP, INC., IF NECESSARY, TO PERMIT FURTHER SOLICITATION OF PROXIES IN THE EVENT THAT THERE ARE NOT SUFFICIENT VOTES AT THE TIME OF THE SPECIAL MEETING TO APPROVE THE MERGER PROPOSAL.

Management

For

For

Account Number

 

 

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

997AL42

REAVES UTILITY INCOME FUND

10000000

STATE STREET BANK & TRUST CO

133,000

0

07-Nov-2014

07-Nov-2014

997AL51

REAVES UILITY INCOME FUND- PLEDGED ACCT.

10000001

STATE STREET BANK & TRUST CO

2,900

304,100

07-Nov-2014

07-Nov-2014

ITC HOLDINGS CORP.