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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
EMPLOYEE STOCK OPTION (RIGHT TO BUY) | $ 16.98 | 02/25/2015 | M | 16,750 | 11/14/2009(3) | 11/14/2016 | COMMON STOCK | 16,750 | $ 0 | 0 | D | ||||
EMPLOYEE STOCK OPTION (RIGHT TO BUY) | $ 23.68 | 02/25/2015 | M | 16,750 | 11/16/2008(4) | 11/16/2015 | COMMON STOCK | 16,750 | $ 0 | 0 | D | ||||
EMPLOYEE STOCK OPTION (RIGHT TO BUY) | $ 23.48 | 02/25/2015 | M | 11,397 | 11/12/2011(5) | 11/12/2018 | COMMON STOCK | 11,397 | $ 0 | 5,353 | D | ||||
EMPLOYEE STOCK OPTION (RIGHT TO BUY) | $ 23.48 | 02/26/2015 | M | 5,353 | 11/12/2011(5) | 11/12/2018 | COMMON STOCK | 5,353 | $ 0 | 0 | D | ||||
EMPLOYEE STOCK OPTION (RIGHT TO BUY) | $ 22.53 | 02/26/2015 | M | 12,563 | 11/11/2012(6) | 11/11/2019 | COMMON STOCK | 12,563 | $ 0 | 0 | D | ||||
EMPLOYEE STOCK OPTION (RIGHT TO BUY) | $ 24.26 | 02/26/2015 | M | 5,000 | 11/16/2013(7) | 11/16/2020 | COMMON STOCK | 5,000 | $ 0 | 0 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
BIEBER MICHAEL A 3475 EAST FOOTHILL BOULEVARD PASADENA,, CA 91107 |
SENIOR VICE PRESIDENT |
JANIS SALIN for MICHAEL A. BIEBER | 02/27/2015 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.20-$25.21, inclusive. |
(2) | The price reported in the column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.20-$25.2725, inclusive. |
(3) | The option was fully vested as of November 14, 2012. |
(4) | The option was fully vested as of November 16, 2011. |
(5) | The option was fully vested as of November 12, 2014. |
(6) | A total of 12,563 shares from the option dated November 11, 2011 were vested as of November 11, 2014. |
(7) | A total of 5,000 shares from the option dated November 16, 2012 were vested as of November 16, 2014. |