1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security |
5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
Rights to Common Stock Under Deferred Compensation Plan
|
Â
(3)
|
Â
(3)
|
Common Stock
|
2,438
|
$
(4)
|
D
|
Â
|
Employee Stock Option (right to buy)
|
01/25/2001(5)
|
01/25/2009 |
Common Stock
|
2,852
|
$
35.06
|
D
|
Â
|
Employee Stock Option (right to buy)
|
11/25/2003(6)
|
11/25/2012 |
Common Stock
|
5,000
|
$
29.99
|
D
|
Â
|
Employee Stock Option (right to buy)
|
11/24/2004(7)
|
11/24/2013 |
Common Stock
|
7,500
|
$
38.78
|
D
|
Â
|
Employee Stock Option (right to buy)
|
11/23/2005(8)
|
11/23/2014 |
Common Stock
|
7,641
|
$
54.41
|
D
|
Â
|
Stock Appreciation Right
|
11/21/2006(9)
|
11/21/2015 |
Common Stock
|
7,039
|
$
59.16
|
D
|
Â
|
* |
If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** |
Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) |
Includes 4,243 restricted stock units awarded under the Becton, Dickinson and Company 2004 Employee and Director Equity-Based Compensation Plan. |
(2) |
Represents shares of common stock held under the Becton, Dickinson and Company Savings Incentive Plan (the "SIP"). The information presented for the SIP is as of June 30, 2006. |
(3) |
The securities are generally distributed upon termination, or following retirement on the date or dates specified by the reporting person. |
(4) |
The securities convert to common stock on a one-for-one basis. |
(5) |
The option became 50% exercisable on January 25, 2001 and fully exercisable on January 25, 2002. |
(6) |
The option vests in four annual installments beginning November 25, 2003. |
(7) |
The option vests in four annual installments beginning November 24, 2004. |
(8) |
The option vests in four annual installments beginning November 23, 2005. |
(9) |
The stock appreciation right vests in four annual installments beginning November 21, 2006. |