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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Non-Qualified Stock Option (Right to Buy) | $ 79.7 | 09/04/2018 | M(1) | 8,660 | 06/01/2018 | 06/01/2025 | Common Stock, Par Value $1.00 | 8,660 | $ 0 | 0 | D | ||||
Non-Qualified Stock Option (Right to Buy) | $ 90.84 | 09/04/2018 | M(1) | 5,167 | (5) | 08/26/2026 | Common Stock, Par Value $1.00 | 5,167 | $ 0 | 2,583 | D | ||||
Non-Qualified Stock Option (Right to Buy) | $ 119.66 | 09/04/2018 | M(1) | 1,084 | (6) | 08/25/2027 | Common Stock, Par Value $1.00 | 1,084 | $ 0 | 2,166 | D | ||||
Non-Qualified Stock Option (Right to Buy) | $ 77.54 | 09/04/2018 | M(1) | 4,787 | 08/28/2018 | 08/28/2025 | Common Stock, Par Value $1.00 | 4,787 | $ 0 | 2,393 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Taylor Todd A. HARRIS CORPORATION 1025 W. NASA BOULEVARD MELBOURNE, FL 32919 |
VP, Principal Accting. Officer |
/s/ Todd A. Taylor | 09/06/2018 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | The exercise of options and sale of the underlying shares as reported on this Form 4 were executed pursuant to a sale plan adopted by the reporting person on May 4, 2018, pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934. |
(2) | Weighted average sale price of $161.60 (prices actually received ranged from $161.05 to $161.86). The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each price within the range. |
(3) | Weighted average sale price of $161.98 (prices actually received ranged from $161.86 to $162.25). The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each price within the range. |
(4) | Weighted average sale price of $161.90 (prices actually received ranged from $161.69 to $162.18). The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each price within the range. |
(5) | Of aggregate number of options granted on 8/26/16, 2,584 vested and became exercisable on the first anniversary of grant date, 2,583 vested and became exercisable on the second anniversary of grant date, and the remaining 2,583 vest and become exercisable on third anniversary of grant date. |
(6) | Of aggregate number of options granted on 8/25/17, 1,084 vested and became exercisable on the first anniversary of grant date, 1,083 vest and become exercisable on the second anniversary of grant date, and the remaining 1,083 vest and become exercisable on third anniversary of grant date. |