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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Non-Qualified Stock Option (Right to Buy) | $ 42.87 | 08/21/2017 | M(1) | 19,400 | 08/27/2013 | 08/27/2020 | Common Stock, Par Value $1.00 | 19,400 | $ 0 | 0 | D | ||||
Non-Qualified Stock Option (Right to Buy) | $ 37.69 | 08/21/2017 | M(1) | 30,900 | 08/26/2014 | 08/26/2021 | Common Stock, Par Value $1.00 | 30,900 | $ 0 | 0 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
FOX SHELDON J HARRIS CORPORATION 1025 WEST NASA BOULEVARD MELBOURNE, FL 32919 |
SVP, Integration & Engineering |
/s/ Sheldon J. Fox | 08/22/2017 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | The exercises of options and sales of the underlying 50,300 shares on August 21, 2017 as reported on this Form 4 were executed pursuant to a sale plan adopted by the reporting person on May 19, 2017, pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934. |
(2) | The price reported in Column 4 is a weighted average sale price. The 16,397 shares were sold in multiple transactions at prices ranging from $117.46 to $118.46 and a weighted average sale price of $118.13. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. |
(3) | The price reported in Column 4 is a weighted average sale price. The 3,003 shares were sold in multiple transactions at prices ranging from $118.47 to $119.01 and a weighted average sale price of $118.73. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. |
(4) | The price reported in Column 4 is a weighted average sale price. The 25,000 shares were sold in multiple transactions at prices ranging from $117.48 to $118.48 and a weighted average sale price of $118.14. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. |
(5) | The price reported in Column 4 is a weighted average sale price. The 5,900 shares were sold in multiple transactions at prices ranging from $118.50 to $118.99 and a weighted average sale price of $118.72. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. |
(6) | Aggregate of 53,692.38 shares listed in Column 5 of Table I includes: (a) 4,879 restricted shares previously reported; (b) 58.36 shares acquired through the Harris Corporation 401(k) Retirement Plan ("Plan") from 12/16/16 through 5/31/17; (c) 413.87 shares acquired through a broker dividend reinvestment program from 3/24/17 through 6/16/17; and (c) a reduction of a .98 share due to rounding of previous reports by the Plan's record keeper. |