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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Restricted Stock Units | $ 0 (1) | 03/01/2017 | M | 8,497 | 03/01/2017(3) | 03/01/2017(3) | Common Stock | 8,497 | $ 0 (1) | 8,496 | D | ||||
Restricted Stock Units | $ 0 (1) | 03/01/2017 | M | 2,789 | 03/01/2017(4) | 03/01/2017(4) | Common Stock | 2,789 | $ 0 (1) | 2,789 | D | ||||
Restricted Stock Units | $ 0 (1) | 03/01/2017 | M | 18,079 | 03/01/2017(5) | 03/01/2017(5) | Common Stock | 18,079 | $ 0 (2) | 36,158 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Bishop William H 600 TELEPHONE AVENUE ANCHORAGE, AK 99503 |
SVP, Business Market |
/s/Diedre Williams for William Bishop | 03/03/2017 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Amount represents restricted stock units granted under the Alaska Communications Systems Group, Inc. 2011 Incentive Award Plan. |
(2) | Includes 3669.5 shares purchased through the Alaska Communications Systems Group, Inc. 2012 Employee Stock Purchase Plan |
(3) | Amount represents restricted stock units granted under the Alaska Communications Systems Group, Inc. 2011 Incentive Award Plan as a part of a larger award. The remaining 8496 units will vest on the first company business day on or after March 1, 2018, subject to continued employment. |
(4) | Amount represents restricted stock units granted under the Alaska Communications Systems Group, Inc. 2011 Incentive Award Plan as a part of a larger award. The remaining 2789 units will vest on the first company business day on or after March 1, 2018, subject to continued employment. |
(5) | Amount represents restricted stock units granted under the Alaska Communications Systems Group, Inc. 2011 Incentive Award Plan as a part of a larger award. The remaining 36,158 units will vest in two equal annual installments beginning on the first company business day on or after March 1, 2018, subject to continued employment. |