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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
STOCK OPTION (RIGHT TO BUY) | $ 90.9 | 02/26/2016 | A | 5,646 | (8) | 02/26/2026 | COMMON STOCK | 5,646 | $ 0 (2) | 5,646 | D | ||||
STOCK OPTION (RIGHT TO BUY) | $ 72.28 | 02/29/2016 | M | 866 | (9) | 02/26/2023 | COMMON STOCK | 866 | $ 0 (2) | 0 | D | ||||
STOCK OPTION (RIGHT TO BUY) | $ 81.57 | 02/29/2016 | M | 839 | (10) | 02/25/2024 | COMMON STOCK | 839 | $ 0 (2) | 839 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
KALVIN GREGGORY 450 NORTH BRAND BOULEVARD, 7TH FLOOR GLENDALE, CA 91203 |
SVP, CORPORATE CONTROLLER |
/s/ Bryan R. Adel as attorney-in-fact for Greggory Kalvin | 03/01/2016 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Represents shares of restricted stock that will vest on February 26, 2019. |
(2) | Granted as compensation for services. |
(3) | These shares were withheld to satisfy the withholding obligations of the reporting person with respect to the vesting on February 26, 2016 of 1,256 shares of restricted stock held by the reporting person. |
(4) | The price reported is the average weighted price. The shares were sold in multiple transactions at prices ranging from $90.97 to $90.99, inclusive. The reporting person undertakes to provide to the SEC, the issuer and any security holder full information regarding the number of shares and the prices at which the shares were sold. |
(5) | The price reported is the average weighted price. The shares were sold in multiple transactions at prices ranging from $90.95 to $91.01, inclusive. The reporting person undertakes to provide to the SEC, the issuer and any security holder full information regarding the number of shares and the prices at which the shares were sold. |
(6) | The price reported is the average weighted price. The shares were sold in multiple transactions at prices ranging from $90.96 to $90.99, inclusive. The reporting person undertakes to provide to the SEC, the issuer and any security holder full information regarding the number of shares and the prices at which the shares were sold. |
(7) | The reporting person is the joint trustee and beneficiary of the Kalvin Family Trust. |
(8) | This option to purchase 5,646 shares of common stock will vest as to one-third of the shares on each of February 26, 2017, 2018 and 2019. |
(9) | This option was granted to the reporting person under the DineEquity, Inc. 2011 Stock Incentive Plan on February 26, 2013. This option to purchase 2,598 shares of common stock vests as to one-third of the shares on each of February 26, 2014, 2015 and 2016. |
(10) | This option was granted to the reporting person under the DineEquity, Inc. 2011 Stock Incentive Plan on February 25, 2014. This option to purchase 2,517 shares of common stock vests as to one-third of the shares on each of February 25, 2015, 2016 and 2017. |