UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
|
| ||||||||||||||||||||||||||||||
|
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
||
Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
HUI ALEX CHI MING 4949 HEDGCOXE ROAD SUITE 200 PLANO, TX 75024 |
 |  |  VP, Analog Bus. Group/Pericom |  |
Richard D. White as Power of Attorney for Alex C. Hui | 12/04/2015 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Restricted stock units were converted from existing Pericom awards to Diodes awards, per the Pericom/Diodes merger agreement. 4,943 restricted stock units will vest on 12/12/2015. 3,767 restricted stock units will vest in 4 equal quarterly installments beginning 1/1/2016. 6,727 restricted stock units will vest in 8 equal quarterly installments beginning 1/1/2016. 8,232 restricted stock units will vest in 12 equal quarterly installments beginning 1/1/2016. 27,835 restricted stock units will vest on 7/1/2016. 8,487 restricted stock units will vest in 4 equal annual installments beginning on 7/1/2016. 4,098 restricted stock units will vest on 10/1/2016. 20,928 restricted stock units will vest in 2 equal annual installments beginning on 10/1/2016. 24,777 restricted stock units will vest in 3 equal annual installments beginning on 10/1/2016. |