1. Name and Address of Reporting Person * |
Â
Kocinsky Joseph |
|
2. Date of Event Requiring Statement (Month/Day/Year) 10/14/2015 |
3. Issuer Name and Ticker or Trading Symbol MANNKIND CORP [MNKD]
|
28903 NORTH AVENUE PAINE |
4. Relationship of Reporting Person(s) to Issuer (Check all applicable)
_____ Director |
_____ 10% Owner |
__X__ Officer (give title below) |
_____ Other (specify below) |
CTO |
|
5. If Amendment, Date Original Filed(Month/Day/Year)
|
VALENCIA, CA 91355 |
6. Individual or Joint/Group Filing(Check Applicable Line)
_X_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
|
|
Table I - Non-Derivative Securities Beneficially Owned |
|
1.Title of Security (Instr. 4) |
2. Amount of Securities Beneficially Owned (Instr. 4) |
3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) |
4. Nature of Indirect Beneficial Ownership (Instr. 5) |
Common Stock, $.01 par value
|
82,736
|
D
|
Â
|
Common Stock, $.01 par value
|
5,375
(1)
|
D
|
Â
|
Common Stock, $.01 par value
|
6,700
(2)
|
D
|
Â
|
Common Stock, $.01 par value
|
9,300
(3)
|
D
|
Â
|
Common Stock, $.01 par value
|
20,700
(4)
|
D
|
Â
|
|
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security |
5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
Employee Stock Option (right to buy)
|
11/16/2006 |
11/16/2015 |
Common Stock
|
8,000
(5)
|
$
11
|
D
|
Â
|
Employee Stock Option (right to buy)
|
08/15/2008 |
08/15/2017 |
Common Stock
|
8,400
(5)
|
$
9.22
|
D
|
Â
|
Employee Stock Option (right to buy)
|
08/19/2010 |
08/19/2019 |
Common Stock
|
14,900
(5)
|
$
7.48
|
D
|
Â
|
Employee Stock Option (right to buy)
|
06/10/2011 |
06/10/2020 |
Common Stock
|
1,800
(5)
|
$
6.25
|
D
|
Â
|
Employee Stock Option (right to buy)
|
08/19/2011 |
08/19/2020 |
Common Stock
|
25,000
(5)
|
$
5.93
|
D
|
Â
|
Employee Stock Option (right to buy)
|
08/11/2012 |
08/17/2021 |
Common Stock
|
17,438
(5)
|
$
2.41
|
D
|
Â
|
Employee Stock Option (right to buy)
|
08/16/2013 |
08/16/2022 |
Common Stock
|
31,000
(6)
|
$
2.32
|
D
|
Â
|
Employee Stock Option (right to buy)
|
08/19/2014 |
08/19/2020 |
Common Stock
|
13,000
(5)
|
$
5.93
|
D
|
Â
|
Employee Stock Option (right to buy)
|
08/22/2014 |
08/22/2023 |
Common Stock
|
21,400
(7)
|
$
5.89
|
D
|
Â
|
Employee Stock Option (right to buy)
|
08/21/2015 |
08/20/2024 |
Common Stock
|
18,600
(8)
|
$
7.09
|
D
|
Â
|
Employee Stock Option (right to buy)
|
08/27/2016 |
08/26/2025 |
Common Stock
|
31,100
(9)
|
$
3.91
|
D
|
Â
|
Employee Stock Option (right to buy)
|
05/23/2014 |
05/23/2023 |
Common Stock
|
141,250
(5)
|
$
6.85
|
D
|
Â
|
* |
If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** |
Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) |
Acquired pursuant to a Restricted Stock Unit Award vesting on 8/16/16. |
(2) |
Acquired pursuant to a Restricted Stock Unit Award; 3350 shares vesting on 8/22/16 and 3350 shares vesting on 8/22/17. |
(3) |
Acquired pursuant to a Restricted Stock Unit Award; 3100 shares vesting on 8/21/16, 3100 shares vesting on 8/21/17 and 3100 shares vesting on 8/21/18. |
(4) |
4-year vesting schedule with 1/4th of shares vesting on the first anniversary or 5/27/16 and thereafter 1/4th annually. |
(5) |
Fully vested as of filing. |
(6) |
25833 shares fully vested at time of filing; 5167 shares vesting on 8/16/16. |
(7) |
12483 shares fully vested at time of filing; 5350 shares vesting on 8/22/16 and 3567 shares vesting on 8/22/17. |
(8) |
6199 shares fully vested at time of filing; 4650 shares vesting by 8/21/16, 4650 shares by 8/21/17 and 3101 shares vesting by 8/21/18. |
(9) |
4-year vesting schedule with 1/4th of shares vesting on the first anniversary of the vesting determination date and thereafter 1/48th monthly. |