UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
SERIES A PREFERRED STOCK | Â (1) | Â (1) | COMMON STOCK | 10,999 | $ (1) | D (2) | Â |
SERIES B PREFERRED STOCK | Â (1) | Â (1) | COMMON STOCK | 419,181 | $ (1) | D (2) | Â |
SERIES C PREFERRED STOCK | Â (1) | Â (1) | COMMON STOCK | 747,540 | $ (1) | D (2) | Â |
SERIES D PREFERRED STOCK | Â (1) | Â (1) | COMMON STOCK | 634,195 | $ (1) | D (2) | Â |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
MORGENTHALER VENTURE PARTNERS IX LP 2710 SAND HILL ROAD, SUITE 100 MENLO PARK, CA 94025 |
 |  X |  |  |
MORGENTHALER VENTURE PARTNERS IX, L.P., By: Morgenthaler Management Partners IX, LLC, its Managing Partner, **By: /s/ Ralph E. Christoffersen, Name: Ralph E. Christoffersen, Its: Member | 10/01/2014 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | The Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock and Series D Preferred Stock shall automatically convert into Common Stock on a one-for-one basis immediately upon the consummation of Issuer's initial public offering of Common Stock and have no expiration date. |
(2) | The securities are held by Morgenthaler Venture Partners IX, L.P. ("MVP IX"). The managing partner of MVP IX is Morgenthaler Management Partners IX, LLC ("MMP IX"). The Member of MMP IX is Ralph E. Christoffersen. As such, the Member of MMP IX shares voting and investment power over the securities held by MMP IX. The Member of MMP IX disclaims beneficial ownership of the securities held by MMP IX except to the extent of his pecuniary interest therein. |