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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Non-Quallified Stock Option (right to buy) | $ 7.4063 | 06/28/2005 | 06/28/2020 | Common Stock | 1,180,000 | 1,180,000 | D | ||||||||
Non-Quallified Stock Option (right to buy) | $ 10.495 | 06/03/2009 | 06/03/2014 | Common Stock | 120,000 | 120,000 | D | ||||||||
Non-Quallified Stock Option (right to buy) | $ 15.7025 | 06/03/2010 | 06/03/2015 | Common Stock | 160,000 | 160,000 | D | ||||||||
Non-Quallified Stock Option (right to buy) | $ 20.5625 | 09/16/2010 | 09/16/2015 | Common Stock | 168,000 | 168,000 | D | ||||||||
Non-Quallified Stock Option (right to buy) | $ 21.755 | 03/09/2011 | 03/09/2016 | Common Stock | 200,000 | 200,000 | D | ||||||||
Non-Quallified Stock Option (right to buy) | $ 26.905 | 03/09/2012 | 03/09/2017 | Common Stock | 160,000 | 160,000 | D | ||||||||
Non-Qualified Stock Option (right to buy) | $ 20.11 | 03/14/2013 | 03/14/2018 | Common Stock | 144,000 | 144,000 | D | ||||||||
Non-Qualified Stock Option (right to buy) | $ 18.36 | 03/06/2011 | 03/06/2019 | Common Stock | 140,000 | 140,000 | D | ||||||||
Non-Qualified Stock Option (right to buy) | $ 42.6 | 03/12/2012 | 03/12/2020 | Common Stock | 120,000 | 120,000 | D | ||||||||
Non-Qualified Stock Option (right to buy) | $ 51.6 | 03/11/2013 | 03/11/2021 | Common Stock | 110,000 | 110,000 | D | ||||||||
Non-Qualified Stock Option (right to buy) | $ 76.86 | 03/09/2014 | 03/09/2022 | Common Stock | 80,000 | 80,000 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
PATTERSON NEAL L 2800 ROCKCREEK PARKWAY NORTH KANSAS CITY, MO 64117 |
X | Chairman, CEO & President |
/s/Tyler Wright, by Power of Attorney | 02/15/2013 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | This transaction represents a transfer of shares of Common Stock held directly in the name of reporting person to a revocable trust. As this transaction effects only a change in the form of beneficial ownership without changing the reporting person's pecuniary interest in the shares of Common Stock, it is exempt from section 16 of the Act pursuant to Rule 16a-13. |
(2) | This transaction represents a distribution of shares by the Grantor Retained Annuity Trust (GRAT) to the insider-grantor, in satisfaction of the GRAT's annuity payment obligations, which is exempt from reporting by the insider-grantor pursuant to Rule 16a-13 as a change of form of ownership, since the beneficiaries do not have a pecuniary interest in the shares the GRAT holds. |
(3) | Price reflects a weighted-average price for the transaction. Sale of shares took place at actual prices ranging from $88.141 to $88.144. |
(4) | Full information regarding the number of shares purchased or sold at each separate price shall be provided upon request by the Commission staff, Cerner Corporation, or a Cerner shareholder. |