UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Non-Qualified Stock Option (right to buy) | Â (2) | 01/02/2013 | Common Stock | 625 | $ 7.36 | D | Â |
Non-Qualified Stock Option (right to buy) | 11/15/2006 | 01/02/2013 | Common Stock | 2,875 | $ 9.16 | D | Â |
Non-Qualified Stock Option (right to buy) | Â (3) | 09/26/2013 | Common Stock | 15,000 | $ 15 | D | Â |
Non-Qualified Stock Option (right to buy) | Â (4) | 09/17/2014 | Common Stock | 20,000 | $ 24.14 | D | Â |
Non-Qualified Stock Option (right to buy) | Â (5) | 03/16/2014 | Common Stock | 3,000 | $ 18.01 | D | Â |
Non-Qualified Stock Option (right to buy) | Â (6) | 03/21/2015 | Common Stock | 10,000 | $ 25.16 | D | Â |
Non-Qualified Stock Option (right to buy) | Â (7) | 12/19/2015 | Common Stock | 6,000 | $ 16.86 | D | Â |
Non-Qualified Stock Option (right to buy) | Â (8) | 03/20/2016 | Common Stock | 17,500 | $ 15.09 | D | Â |
Non-Qualified Stock Option (right to buy) | Â (9) | 11/20/2016 | Common Stock | 17,500 | $ 25.2 | D | Â |
Non-Qualified Stock Option (right to buy) | Â (10) | 03/19/2017 | Common Stock | 54,000 | $ 29.89 | D | Â |
Non-Qualified Stock Option (right to buy) | Â (11) | 03/18/2018 | Common Stock | 51,868 | $ 40.26 | D | Â |
RSU Award | Â (12) | 12/23/2014 | Common Stock | 200,000 | $ 0 | D | Â |
RSU Award | Â (13) | 04/20/2015 | Common Stock | 200,000 | $ 0 | D | Â |
RSU Award | Â (14) | 10/19/2015 | Common Stock | 138,000 | $ 0 | D | Â |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
rahim rami C/O JUNIPER NETWORKS, INC. 1194 NORTH MATHILDA AVENUE SUNNYVALE, CA 94089 |
 |  |  EVP, Platform Systems Division |  |
By: Mitchell L. Gaynor, Attorney in Fact for Rami Rahim | 11/01/2012 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Shares held directly by the Rahim Family Trust for which the Reporting Person and his spouse serve as trustees. |
(2) | The option, originally representing a right to purchase a total of 3,125 shares, became fully vested on 12/15/2004. The option was exercised in part prior to the date on which the Reporting Person became subject to Section 16 and the remainder is currently exercisable in full. |
(3) | The option became fully vested on 9/26/2007 and is currently exercisable in full. |
(4) | The option became fully vested on 9/17/2008 and is currently exercisable in full. |
(5) | The option became fully vested on 3/16/2011 and is currently exercisable in full. |
(6) | The option became fully vested on 3/21/2012 and is currently exercisable in full. |
(7) | The option vested as to 1,500 shares on 12/19/2009 and vests in thirty-six equal monthly installments thereafter. |
(8) | The option vested as to 4,375 shares on 3/20/2010 and vests in thirty-six equal monthly installments thereafter. |
(9) | The option vested as to 4,375 shares on 11/20/2010 and vests in thirty-six equal monthly installments thereafter. |
(10) | The option vested as to 13,500 shares on 3/19/2011 and vests in thirty-six equal monthly installments thereafter. |
(11) | The option vested as to 12,967 shares on 3/18/2012 and vests in thirty-six equal monthly installments thereafter. |
(12) | Award will vest as to 68,000 shares on 12/23/2012, 66,000 shares on 12/23/2013 and 66,000 shares on 12/23/2014. |
(13) | Award will vest as to 68,000 shares on 4/20/2013, 66,000 shares on 4/20/2014 and 66,000 shares on 4/20/15. |
(14) | Award will vest as to 46,920 shares on 10/19/2013, 45,540 shares on 10/19/2014 and 45,540 shares on 10/19/2015. |
 Remarks: Exhibit 24 - Power of Attorney |